RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: NAVY
SEPARATION DATE: 20020708
NAME: X
CASE NUMBER: PD1201613
BOARD DATE: 20130221
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty Sailor IS2/E-5 (MOS/Intelligence Specialist) medically
separated for bilateral hip pain with associated bilateral degenerative joint disease (DJD) of the
hips and ununited fracture of the right greater trochanter which was surgically treated. Despite
treatment, he continued to have hip pain and did not improve adequately to meet the physical
requirements of his rating or satisfy physical fitness standards. He was placed on light duty and
referred for a Medical Evaluation Board (MEB). The MEB forwarded bilateral hip pain and hip
arthritis as medically unacceptable. The MEB forwarded no other conditions for Physical
Evaluation Board (PEB) adjudication. The PEB adjudicated each hip as individually unfitting
(although designated as bilateral hip pain) and rated each hip 10% disabling for a combined
rating of 20%, including the bilateral factor, with application of the Veteran’s Affairs Schedule
for Rating Disabilities (VASRD). Additionally, the PEB adjudicated the bilateral hip DJD, the
surgically repaired ununited fracture of the right greater trochanter and the hip arthritis as
related to the unfitting condition. The CI made no appeals, and was medically separated with a
20% disability rating.
CI CONTENTION: The CI submitted a three page letter to the Board in which he specifically
requests unfitting ratings for the following conditions: fractured trochanter, arthritic right hip,
and arthritic
its
recommendations.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44 Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined by
the PEB to be specifically unfitting for continued military service; or, when requested by the CI,
those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings for
the unfitting bilateral hip pain condition, to include arthritis and DJD of both hips and non-
union of right greater trochanter, will be reviewed. Any conditions or contention not requested
in this application, or otherwise outside the Board’s defined scope of review, remain eligible for
future consideration by the Board for Correction of Naval Records.
RATING COMPARISON:
letter was reviewed by the Board and considered
left hip. The
in
Service PEB – Dated 20020523
Code
Condition
5003
Rating
10%
Bilateral Hip Pain: DJD;
Ununited Fracture Right
Greater Trochanter; Hip
Arthritis
5003
10%
↓No Additional MEB/PEB Entries↓
Combined: 20%
VA (14 Mos. Pre-Sep & 80 Mos. Post-Sep) – All Effective 20080805*
Exam
Condition
S/P Greater Trochanteric Acetabular
Fracture of Right Hip w/DJD
Degenerative Joint Disease, Left Hip
Mild Osteoarthritis, L Knee
5010
5010
0% x1 / Not Service-Connected x1
10%
10%
20090312
20010524*
20010524*
20090312
Code
5252
Rating
30%
* Effective date is date CI submitted VA application for benefits; VA used pre-separation C&P exam for two conditions.
Combined: 50% with Bilateral Factor
ANALYSIS SUMMARY: The Board notes the current VA ratings listed by the CI for all of his
service-connected conditions, but must emphasize that its recommendations are premised on
severity at the time of separation. The VA ratings which it considers in that regard are those
rendered most proximate to separation. The VA Compensation and Pension (C&P) examination
performed in March 2009 falls well outside the 12-month window specified in DoDI 6040.44
regarding VA evaluations for Board consideration; therefore, little probative value can be
assigned to the subsequent VA rating. The Disability Evaluation System (DES) has neither the
role nor the authority to compensate members for anticipated future severity or potential
complications of conditions resulting in medical separation. That role and authority is granted
by Congress to the Department of Veterans Affairs (DVA).
Bilateral Hip Pain. There were three goniometric range-of-motion (ROM) evaluations in
evidence, with documentation of additional ratable criteria, which the Board weighed in
arriving at its rating recommendation; as summarized in the chart below.
Addendum to MEB report 4
Mos. Pre-Sep
Hip and Thigh ROM
VA C&P 13.5 Mos. Pre-Sep
VA C&P 80 Mos. Post-Sep.
Flexion (0-125⁰)
Extension (0-20⁰)
External Rotation (0-45⁰)
Abduction (0-45⁰)
Adduction (0-45⁰)
L: 130°
R: 115°
L: 100°
R: 100°
L: 125°
20°
40°
45°
30°
20°
45°
45°
25°
-
30°
45
-
-
30°
45°
-
30°
45°
45°
25°
R: 20°
10°
5°
10°
10°
Comment
Posture normal; Gait
unremarkable; No heat,
redness or swelling; Pos.
pain at extremes of ROM
Walked without limp; Pos. pain
at extremes of ROM; Pos.
tenderness at insertion of
abductors into greater
Normal Gait; Pos. tenderness
& guarding of movement on
right, none on left; No edema,
effusion, weakness, redness
or heat bilaterally; No
trochanter; neurovascular intact
subluxation; No additional
bilateral lower extremities
limitation of function
bilaterally
§4.71a Rating
10%*
10%*
10%*
10%*
10%*
30%
* IAW VASRD §4.59 Painful Motion
At the C&P exam performed 13 months prior to separation, the CI reported an injury in
November 1997 when he fell off of an aircraft ladder onto the flight deck, with injury to the
right hip. He stated that the right hip was sore for 2 weeks and then gradually improved. He
was not aware that it was broken. He stated that over the past 2 years, the pain in the right hip
had increased. He was diagnosed with a groin pull until an X-ray showed an old avulsion
fracture of the right greater trochanter, as well as a fracture of the right acetabulum. The CI
stated that he developed right hip pain on a daily basis, which was worse with sitting, going up
stairs and walking. He also had decreased ROM of the right hip. The CI had chronic popping
pain, with radiation to the right knee, as well as weakness, instability, fatigue, and lack of
endurance. He stated that due to favoring the right hip, he was developing pain in the left
knee. He treated his symptoms with rest, aspirin and avoidance of intense activities. Because
of this injury he was unable to run. He had difficulty driving long distances due to the resultant
pain and stiffness. He had not received any treatment or surgery for this joint condition and did
not have any prosthetic implants. Significant physical exam findings are summarized in the
chart above.
The narrative summary (NARSUM) prepared 8 months prior to separation, noted a similar
history to the one noted above with the following significant additions. He was recently
evaluated and X-rays showed arthritis of both hips and the aforementioned old fractures. He
was evaluated by orthopedics for possible surgical intervention. Significant physical exam
2 PD1201613
findings are summarized in the chart above. Radiographs of the pelvis and hips revealed mild
to moderate degenerative arthritis of both hips and perhaps subtle hip dysplasia bilaterally. He
also had an old avulsion fracture from the tip of his right greater trochanter that had not united
and what appeared to be an old acetabular rim fracture, also on the right. The CI’s chief
problem was moderate degenerative arthritis of both hips, worse on the right. His arthritis was
not severe enough to justify hip replacement surgery; therefore, his only alternative was to
substantially modify his lifestyle. The physician opined that his hip arthritis was not compatible
with long-term military service as it was not compatible with heavy impact loading activity such
as prolonged walking or running. At the MEB exam also accomplished 8 months prior to
separation, the CI reported history of broken bone and bone or joint deformity. The MEB
physical exam noted limited flexion of right hip and limited right lateral flexion of waist both
due to pain.
Additional significant historical information was contained in the service treatment records
(STRs). Seven and a half months prior to separation, the CI underwent a surgical procedure to
correct the right hip pain due to the ununited avulsion fracture of the greater trochanter. This
surgical procedure was performed 19 days after the MEB convened and referred his case to the
PEB. That surgical procedure resulted in termination of PEB proceedings until the CI
recuperated. After recuperation and receipt of the additional information requested by the
PEB, the CI’s case was completed with the adjudication noted above based on the Addendum to
the Report of the Medical Board, accomplished 4 months prior to separation, summarized in
the ROM chart above.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB adjudicated the bilateral hip pain as two separately unfitting hip conditions and rated each
hip as 10% disabling under VASRD code 5003, degenerative arthritis. This adjudication occurred
after the CI’s right hip surgery and the addendum to the MEB report utilized for rating
accounted for full recuperation from the procedure. There is a C&P examination accomplished
13 months prior to separation; however, that exam is not useful for rating purposes as it was
accomplished well before the CI’s surgical procedure and is outside the Board’s 12-month
period for rating consideration. The CI applied for VA benefits approximately 72 months after
separation and the VA accomplished another C&P examination in March 2009. That C&P
examination performed 80 months after separation is the only post-separation evidence
available to the Board for consideration. Since it falls significantly outside the 12-month
window specified in DoDI 6040.44 regarding VA evaluations for Board consideration, little
probative value can be assigned to the subsequent VA rating. This leaves the Board with only
one probative exam for rating purposes, the MEB addendum exam performed 4 months prior
to separation and after the CI recuperated from his surgical procedure. There was no ankylosis,
flail joint or fracture of the femoral shaft or anatomical neck present in either hip nullifying the
use of VASRD codes 5250, 5254 and 5255 respectively. The MEB addendum exam documents
non-compensable ROM measurements for each hip in extension and flexion as required for
rating under VASRD codes 5251 and 5252 respectively. Additionally, the ROM limitations
required for rating under VASRD code 5253 were also not documented proximate to the date of
separation. There was no muscle injury in the record obviating the use of VASRD rating
guidance under §4.73 Schedule of ratings for muscle injuries. This leaves VASRD code 5003 as
the only appropriate rating option, proximate to the day of separation, for the CI’s right and left
hip pain condition. The VA’s remote use of VASRD code 5010 for rating the CI’s left hip
condition also relies on the use of code 5003 for rating purposes. Application of VASRD code
5003 requires demonstrated joint limitation due to painful motion (VASRD §4.59), adequately
demonstrated in this case, be granted a 10% evaluation unless incapacitating episodes were
present. The presence of incapacitating episode would garner a 20% evaluation; none were
evidenced in this case. Therefore, under VASRD code 5003 each hip would be separately rated
as 10% disabling with evidence of non-compensable ROM measurements and adequate
evidence of painful motion. There is no appropriate coding and rating scheme that would be of
3 PD1201613
greater benefit to the CI. After due deliberation, considering all of the evidence and mindful of
VASRD §4.3 (reasonable doubt), the Board concluded that there was insufficient cause to
recommend a change in the PEB adjudication for the left and right (bilateral) hip pain condition.
Contended PEB Conditions. The contended conditions adjudicated as related to the bilateral
hip pain were arthritis and DJD of both hips and non-union of right greater trochanter. These
contended conditions were found to be related to the unfitting left and right hip pain and
therefore were not independently unfitting. Additionally, the disability related to impairment
caused by those conditions would be rated using the same criteria as the bilateral hip pain.
Under VARSD policy §4.14, avoidance of pyramiding, which states the evaluation of the same
manifestation under different diagnoses is to be avoided; the Board is not allowed to assign the
hip pain to more than one diagnosis for rating the hip disability. After due deliberation in
consideration of the PEB adjudication and VASRD policy §4.14, the Board concluded that there
was no basis to recommend a change in the PEB determination for the any of the contended
conditions and, therefore, no additional disability ratings can be recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the left and right hip pain condition and IAW VASRD §4.71a,
the Board unanimously recommends no change in the PEB adjudication. In the matter of the
contended arthritis and DJD of both hips and non-union of right greater trochanter conditions,
the Board unanimously recommends no change from the PEB determination as related to the
bilateral hip pain condition. There were no other conditions within the Board’s scope of review
for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CI’s disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE RATING
5003
5003
COMBINED (w/ BLF)
10%
10%
20%
Left Hip Pain Condition
Right Hip Pain Condition
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120714, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
X
Acting Director
Physical Disability Board of Review
4 PD1201613
MEMORANDUM FOR DIRECTOR, SECRETARY OF THE NAVY COUNCIL OF REVIEW
BOARDS
Subj: PHYSICAL DISABILITY BOARD OF REVIEW (PDBR) RECOMMENDATIONS
Ref: (a) DoDI 6040.44
(b) CORB ltr dtd 04 Apr 13
In accordance with reference (a), I have reviewed the cases forwarded by reference (b), and, for
the reasons provided in their forwarding memorandum, approve the recommendations of the PDBR
that the following individual’s records not be corrected to reflect a change in either characterization
of separation or in the disability rating previously assigned by the Department of the Navy’s
Physical Evaluation Board:
- xformer USMC
- xformer USN
- xformer USMC
- xformer USMC
- xformer USN
- xformer USMC
- xformer USMC
- xformer USN
- xformer USMC
- xformer USN
- xformer USMC
x
Assistant General Counsel
(Manpower & Reserve Affairs)
5 PD1201613
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