RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200564 SEPARATION DATE: 20030807
BOARD DATE: 20130226
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was a Reserve SPC/E-4 (92A/Automated Logistical Specialist), medically
separated for chronic low back pain (LBP). The CI injured her back in 1990 during her initial
enlistment. She remained in the Individual Ready Reserves until 1997 when she returned to
drill status. Her pain continued and she underwent an L5-S1 Discectomy in November of 2000.
She remained under profile until she was mobilized in January of 2003. Her chronic LBP
condition did not improve adequately and she was unable to meet the physical requirements of
her MOS or satisfy physical fitness standards. She was issued a L4 Profile and referred for a
Medical Evaluation Board (MEB). Left ankle pain and migraine headache conditions, identified
in the rating chart below, were also identified and forwarded by the MEB. The Physical
Evaluation Board (PEB) adjudicated the chronic LBP condition as unfitting, rated 10% with
application of the Veterans Affairs Schedule for Rating Disabilities (VASRD) under the old spine
rules effective 1 July 2003. Although the remaining left ankle pain and migraine headache
conditions were listed as existing prior to service (EPTS), they were reviewed by the PEB and
determined to be not unfitting. The CI made no appeals, and was medically separated with a
10% disability rating.
CI CONTENTION: I initially injured my back during basic training. I now am on SSD for lower
back and mental health. I have filed a claim for PTSD which is pending.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The ratings
for unfitting conditions will be reviewed in all cases. The rated chronic LBP condition requested
for consideration is the only condition that meets the criteria prescribed in DoDI 6040.44 for
Board purview; and, is addressed below. The other requested condition mental
health/posttraumatic stress disorder (PTSD) and any peripheral nerve or radiculopathy
condition are not within the Boards purview. Any conditions or contention not requested in
this application, or otherwise outside the Boards defined scope of review, remain eligible for
future consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service PEB Dated 20030702
VA (1 Mos. Post-Separation) All Effective Date 20030808
Condition
Code
Rating
Condition
Code
Rating
Exam
Chronic Low Back Pain
5299-5295
10%
Lumbar Spine DDD
5243
NSC
20030925
Left Ankle Pain,
Posttraumatic Arthritis
Not Unfitting
Left Ankle, S/P ORIF
5271
NSC
20030925
Migraine Headaches
Not Unfitting
Migraine Headaches
8100
NSC
20030925
.No Additional MEB/PEB Entries.
Chronic Right Rhomboid
Spasm
5201
0%
20030925
Combined: 10%
Combined: 0%*
*VARD dated 20040812 (~1 year post-separation) adjudicated condition(s) as NSC (Not Service Connected, Not Incurred/Caused
by Service). No change in combined rating until 2011
ANALYSIS SUMMARY: The 2002 Veterans Administration Schedule for Rating Disabilities
(VASRD) coding and rating standards for the spine were changed to an interim §4.71a rating
standard effective 23 September 2002 and were in effect at the time of the CIs separation.
Seven weeks after her separation, the current VASRD rating standards came into effect on 26
September 2003, including a plate for normal thoracolumbar range-of-motion (ROM), and were
used by the VA to adjudicate her case. The 2002 standards for rating are based on the raters
interpretation and opinion of ROM impairment regarding degree of severity, whereas the
current standards specify rating thresholds in degrees of ROM impairment measured with an
instrument and following a table. For the readers convenience, the 2002 rating codes under
discussion in this case are excerpted below.
5292 Spine, limitation of motion of, lumbar:
Severe ...................................................................................................................................................40
Moderate ..............................................................................................................................................20
Slight .....................................................................................................................................................10
5293 Intervertebral disc syndrome:
With incapacitating episodes having a total duration
of at least six weeks during the past 12 months .................................................................................60
With incapacitating episodes having a total duration of at least four weeks but less than six
weeks during the past 12 months .......................................................................................................40
With incapacitating episodes having a total duration of at least two weeks but less than four
weeks during the past 12 months .......................................................................................................20
With incapacitating episodes having a total duration of at least one week but less than two
weeks during the past 12 months .......................................................................................................10
Note (1): For purposes of evaluations under 5293, an incapacitating episode is a period of acute signs and symptoms
due to intervertebral disc syndrome that requires bed rest prescribed by a physician and treatment by a physician.
5294 Sacro-iliac injury and weakness:
5295 Lumbosacral strain:
Severe; with listing of whole spine to opposite side, positive Goldthwaites sign, marked limitation
of forward bending in standing position, loss of lateral motion with osteo-arthritic changes,
or narrowing or irregularity of joint space, or some of the above with abnormal
mobility on forced motion ...................................................................................................................40
With muscle spasm on extreme forward bending, loss of lateral spine motion, unilateral, in
standing position .................................................................................................................................20
With characteristic pain on motion .......................................................................................................10
With slight subjective symptoms only .....................................................................................................0
Chronic Low Back Pain Condition. The narrative summary (NARSUM) notes the CI had LBP that
was exacerbated with activity, impact on duty was significant and the CI was unable to perform
any vigorous activities. She was unable to pass an Army Physical Fitness Test (APFT) to include
the alternative aerobic event of walking. The CI could not carry any weight on her back as this
caused excruciating pain. She stated that any deep knee bending or forward-flexion with
repetition caused her to be unable to walk the following day. Her Commanders performance
statement indicated profile restrictions and lack in physical ability impacting duty
performance.
The back evaluations in evidence, with documentation of additional ratable criteria, which the
Board weighed in arriving at its rating recommendation, are summarized in the chart below.
Lumbar ROM*
Neurologist ~4 Mo. Pre-Sep
NARSUM ~2 Mo. Pre-Sep
VA C&P ~1 Mo. Post-Sep
Flexion
70°
30°
Ext
5-10°
10°
R Lat Flex
30°
10°
L Lat Flex
30°
10°
R Rotation
30°
10°
L Rotation
30°
10°
Combined
---°
80°
Comment:
Antalgic gait; foot drop
Right LE radicular
No tenderness to
palpation, normal
strength, normal reflexes
Once a month pain 10/10, 3-5
days in bed, R leg radicular
symptoms, no spasm or change
in curvature
§4.71a Rating
20% ~guard/gait
10%
20%-40% (VA NSC)
*Under the old spine rules the spine was separated into Lumbar and Thoracic segments and the current Plate V ROM normal
values are for combined thoracolumbar ROM. The old spine rules normal values were what the examiner stated. Absent stated
values, the references of the day ~2002 varied from forward flexion of 60° to 90° depending on measurement techniques, etc.
At the MEB exam, 2 months prior to separation, the CI reported no specific complaints except
those comments on the DD Form 2807, that she was on Percocet, morphine (narcotic pain
medications) and methacarbamol as need for her back, and severe lower back down right leg
pain limited range of motion. The examiner also documented that she gave a history that her
right leg will go out due to sciatic nerve damage.
The MEB physical examiner noted that the low back exam was non-tender, with ROM as
summarized above, with decreased sensation over the dorsal aspect of the left foot (normal
right foot), normal reflexes, normal muscle strength and normal hip flexion. Four months prior
to separation the neurologist consultant to the MEB stated the CI had 4-/5 strength in the right
hip flexor, right foot dorsi-flexor and right foot external rotators. The neurologist noted
positive right straight leg raising, with deep tendon reflexes reduced to ¼ in the right patellar,
trace out of 4 in the right Achilles, with antalgic gait with right hip circumduction to compensate
for a subtle foot drop. Furthermore, the neurologist stated the CI was not able to heel walk on
the right, but toe walk was normal. Stress gait was not tolerated secondary to pain, and the
neurologist recorded patient with compromised ability to conduct tandem gait secondary to
low back pain and foot drop. The Board acknowledged a chiropractic note within two weeks
after the MEB in the record, but found the name on the note did not match the CIs name and
excluded the evidence. At the VA Compensation and Pension (C&P) exam a month after
separation, the CI reported that she continued to have daily pain, stated to be 3 on a scale of 0-
10, 10 being the worst pain. Furthermore, the examiner recorded history that the CI stated at
last (least) once a month the pain will go up into the ten-range and with this she has (is)
having to miss work because she is unable to get out of bed. These episodes can last 3 to 5
days. She states that she is incapacitated with these episodes. She has not been prescribed
bed rest, however, by a physician. Lifting is limited to essentially none. She has radicular
symptoms going down into the right lower extremity intermittently. With the flare-ups her
range of motion decreases by 100%. She is immobile. She uses a cane daily in the mornings.
During the day she uses a cane only when she is having a flare up. The VA examiner noted
gait is normal, and the above ROM chart entries. The VA examiner stated all this is done
with significant discomfort. Repetitive range of motion testing does not reduce the range of
motion, however it does increase the pain. Motor and sensory exam was normal in the right
leg, and reflexes were normal.
The Board directed attention to its rating recommendation based on the above evidence. The
PEB coded analogously to 5295, lumbosacral strain, and rated 10% for characteristic pain on
motion. The VA coded 5243, intervertebral disc syndrome, and deferred rating awaiting the CI
to supply new medical evidence. The Board examined the ROMs, noting that the Army and the
VA were each using different versions of the VASRD in effect at their respective evaluations. It
is obvious that there is a clear disparity between the MEB and VA examinations, with very
significant implications regarding the Board's rating recommendation. The Board thus carefully
deliberated the probative value assignment to these conflicting evaluations, and carefully
reviewed the service file for corroborating evidence from the period preceding separation.
Although the CI complained of incapacitation, there was no documentation of physician
prescribed bed-rest for coding under 5293 (Intervertebral disc syndrome), nor comparative
complaints or entries in the pre-separation record. Without evidence of interval injury the
Board could not resolve the decreased ROM in the more proximal VA exam, found more
probative value in the MEB exam, and noted the neurologists findings. The Board considered
other coding possibilities, but could not find a coding that fit the disability better than the
choice of the PEB. After due deliberation, considering all of the evidence and mindful of VASRD
§4.3 (reasonable doubt), the Board concluded that there was insufficient cause to recommend
a change in the PEB adjudication for the chronic low back pain condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the
chronic LBP condition and IAW VASRD §4.71a, the Board unanimously recommends no change
in the PEB adjudication. There were no other conditions within the Boards scope of review for
consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CIs disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE
RATING
Chronic Low Back Pain Condition
5299-5295
10%
COMBINED
10%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120530, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxxx, AR20130006863 (PD201200564)
I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation and hereby deny the individuals application.
This decision is final. The individual concerned, counsel (if any), and any Members of
Congress who have shown interest in this application have been notified of this decision
by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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