RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE [ARNG]: 20080724
NAME: XXXXXXXXXXXXXXXXXXXXX
CASE NUMBER: PD1101128
BOARD DATE: 20121023
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an Army National Guard (ARNG) PFC/E-3 (09B10/Basic Trainee),
medically separated for chronic low back pain (LBP) and chronic left knee pain. The CI
developed left knee pain while in basic training, documented as both secondary to the increase
in physical activity as well as after falling. In May 2007, the CI sought care for LBP, which was
present on wakening the day after a two-mile hike. Despite conservative treatment for both
conditions, the CI was unable to perform within his Military Occupational Specialty (MOS) or
meet physical fitness standards. Surgery was not warranted. He was issued a permanent L3
profile and underwent a Medical Evaluation Board (MEB). Left knee pain consistent with
patellofemoral pain syndrome (PFPS) and LBP secondary to ruptured disc at L4-5 were
forwarded to the Physical Evaluation Board (PEB) as medically unacceptable IAW AR 40-501.
Plantar fasciitis, as identified in the rating chart below, was forwarded on the MEB submission
as medically acceptable. The PEB adjudicated the chronic LBP and chronic left knee pain
conditions as unfitting, each rated 10%, with probable application of the Veterans
Administration Schedule for Rating Disabilities (VASRD). The plantar fasciitis condition was
adjudicated to be not unfitting. The CI made no appeals, and was medically separated with a
20% combined disability rating.
CI CONTENTION: “Condition is permanent cannot be changed without surgery which could
make condition worse. Condition currently requires almost daily medication for pain.
Degeneration of spine cannot be stopped and is permanent.” In the block 15 remarks section
the CI also states “Orthodic devices for Knee and feet cause wear and tear in clothing such as
pants and shoes. Service connected disabilities interfere with past history of physical activities
and way of life affecting future of prior service member to be sustainable with existing
permanent injuries.”
SCOPE OF REVIEW: The Board’s scope of review is defined in the Department of Defense
Instruction (DoDI) 6040.44, Enclosure 3, paragraph 5.e.(2). It is limited to those conditions
determined by the PEB to be unfitting for continued military service and those conditions
identified but not determined to be unfitting by the PEB when specifically requested by the CI.
The plantar fasciitis condition was determined to be within the Board’s purview in addition to
the unfitting left knee and back conditions. Any conditions or contention not requested in this
application, or otherwise outside the Board’s defined scope of review, remain eligible for future
consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service IPEB – Dated 20080422
VA (Exam 20080507) – All Effective Date 20080220*
Condition
Chronic LBP
Chronic Lt Knee Pain
Plantar Fasciitis
Code
5237
5099-5003
Rating
10%
10%
Not Unfitting
↓No Additional MEB/PEB Entries↓
Combined: 20%
Condition
Code
5243
HNP L4-5 w/ Degenerative
Changes & Radiculopathy
Lt Knee PFS
Rt Foot Plantar Fasciitis . . . .
5299-5024
5299-5276
0% x 0/Not Service Connected x 2
Rating
40%**
10%
10%
Exam
20080507
20080507
20080507
20080507
Combined: 50%
* Effective date is the date of CI’s application for VA benefits.**LLE radiculopathy at 10% added 20091105; back reduced to
20% effective 20100501
ANALYSIS SUMMARY: The Disability Evaluation System (DES) is responsible for maintaining a fit
and vital fighting force. While the DES considers all of the member's medical conditions,
compensation can only be offered for those medical conditions that cut short a member’s
career; and then, only to the degree of severity present at the time of final disposition. The DES
has neither the role nor the authority to compensate members for anticipated future severity
or potential complications of conditions resulting in medical separation nor for conditions
determined to be service-connected by the Department of Veterans’ Affairs (DVA), but not
determined to be unfitting by the PEB. However, the DVA, operating under a different set of
laws (Title 38, United States Code), is empowered to compensate all service-connected
conditions and to periodically re-evaluate said conditions for the purpose of adjusting the
Veteran’s disability rating should the degree of impairment vary over time. The Board’s role is
confined to the review of medical records and all evidence at hand to assess the fairness of PEB
rating determinations, compared to VASRD standards, based on severity at the time of
separation.
Chronic Low Back Pain Condition. There were three goniometric range-of-motion (ROM)
evaluations in evidence which the Board weighed in arriving at its rating recommendation, with
documentation of additional ratable criteria, are summarized in the chart below.
Thoracolumbar ROM
MEB (20071228)
VA C&P (20080507)
VA C&P (20091105)
Degrees
Flexion (90)
Combined (240)
90
240
30
135
35
145
Comment
No signs of pain behavior
No DeLuca. Normal
neurological exam
§4.71a Rating
10%
40%
20%
The CI was first seen for his LBP on 8 May 2007, 14 months prior to separation from the ARNG,
reporting that he had awoken with LBP the day after a two-mile hike, 8 days earlier. At this
time, he was already in the MEB process for his left knee, which had been initiated on 25 April
2007. He was noted to have tenderness of the sciatic notch and spasm of the lumbosacral
muscles, but gait and stance were normal. His X-rays showed mild degenerative disc disease
(DDD). He was given medications and released. He returned 3 days later with worsened
symptoms and was placed on quarters for 72 hours. He was seen again 3 days after that
appointment; his symptoms were improved, but persistent and he was again placed on
quarters for 72 hours. There are no other entries in the records available for review indicating
placement on quarters or bed rest for the LBP. Treatment included medications, physical
therapy (PT) and chiropractic treatment. The ROM was reduced on the 30 July 2007 PT
examination to about 30% of normal, but improved with treatment until it was measured as
2 PD1101128
normal on the MEB examination for the narrative summary dictated 28 December 2007
(below). A magnetic resonance imaging (MRI) performed on 1 August 2007 was remarkable for
a large L4-5 paracentral disc protrusion with compression of the right anterior thecal sac which
likely affected the right L5 and S1 nerve roots. Nerve conduction velocity (NCV) and
electromyography (EMG) studies were accomplished on 17 September 2007. The EMG was
suggestive of a mild right L5 root level lesion. On 29 October 2007, he was evaluated by
orthopedics. On examination, his gait was normal and he was able to rise on his toes and heels
demonstrating normal strength. Sensation, strength and reflexes were documented as normal.
There was no scoliosis, straightening or atrophy of the spine. Muscle tone was normal (no
spasm). Extension was 40 degrees and flexion brought his fingertips to four inches from the
floor, which is essentially normal. No pain was reported at the extremes of flexion and
extension. Surgery was not indicated. He was seen in family practice on 15 November 2007
and noted to have a normal gait. The examiner also documented the expectation that the CI
would recover with time. He continued to have chiropractic treatment; the last chiropractic
entry in the records is dated 13 December 2007. The narrative summary (NARSUM) was
dictated 28 December 2007, 7 months prior to separation. The CI reported that the LBP began
after a fall in November 2006; however, this is not the history documented in the initial visits
for LBP in May 2007. The CI noted continued LBP, rated 5/10, exacerbated by heavy lifting or
prolonged standing. He had tenderness of the right paraspinal region without spasm. Strength
and reflexes were normal as was the ROM. The overall examination was recorded as
“unremarkable”, implying a normal gait and stance as well as absence of spasm. Between the
MEB and VA exams, a family practice note, dated 13 February 2008, documented a normal gait.
His major concern that visit was for a mild upper respiratory infection. It was also noted that he
had pain of 4/10, but in the right hip. The note was silent for complaints related to the back. At
the VA Compensation and Pension (C&P) exam performed on 7 May 2008, 2 months prior to
separation, the CI reported that the LBP dated from a fall in November 2006 when another
soldier fell upon him and that he was treated with Ibuprofen for back strain. The Board noted
that the 2 December 2006 treatment note documents left lower extremity pain after a series of
“Iron Mikes,” an alternating forward lunge of the lower extremities, and that the note is silent
for any complaint of back pain. He reported numbness and weakness of the right foot with
radiation to the right thigh and leg. He also noted that his right foot would drag on occasion.
He stated that he had not worked since February of 2007. He endorsed 14 days of physician
ordered bed rest over the past year. On examination, he was noted to rise from the lobby chair
using both hands and to have a pronounced right limp, but did not use any assistive device. The
Board noted that the CI also reported pain in the right hip, left knee, and both feet. Sensation,
strength and reflexes were normal. There was right lumbar spasm and tenderness. DeLuca
criteria were absent. Imaging showed mild lumbar scoliosis to the right with degenerative
changes of the facet joints at L4-5 and L5-S1. The ROM is above. There was a second VA C&P
examination over one year after separation on 5 November 2009. This is outside the 12-month
window normally utilized for evidence; however, there is a significant deterioration between
the MEB and initial VA examination. On the second VA examination, the CI reported that his
symptoms had worsened and that he had an antalgic gait. He endorsed 12-14 days of
incapacitation and bed rest. He used a cane. There was no spasm, but there was paraspinal
tenderness at L4-5 and minimal scoliosis. Strength and reflexes were normal. Sensation was
reduced over the right anterior thigh, the dermatomal distribution for L2-L3. The Board directs
attention to its rating recommendation based on the above evidence. The PEB rated the back
condition at 10% and coded it 5237, lumbosacral strain. The VA rated the back at 40%, coded
5243, intervertebral disc syndrome, citing the ROM limitation noted on the VA C&P
examination. The record shows that the CI had an essentially normal ROM on both the pre-
separation orthopedic and the NARSUM examinations. The two VA examinations documented
an antalgic gait and reduced ROM. The Board found no evidence in the records available for
review which explained the deterioration between the MEB and two VA examinations. The CI
attributed the
in symptomatology to the discontinuation of the chiropractic
treatments. However, a family practice note dated 13 February 2008, 2 months after the last
increase
3 PD1101128
recorded chiropractic treatment, documented a normal gait without mention of LBP. The
second VA examination documented that the strength was normal and spasm absent despite
the history of worsened symptoms. The Board also noted the inconsistencies between the
histories provided to the MEB and VA examiners and the entries in the service treatment
record. The Board determined that the MEB examination was most consistent with the
underlying pathology, expected improvement in symptoms as noted by the treating physicians
and the remainder of the medical record and assigned it a higher probative value for the
disability determination. After due deliberation, considering all of the evidence and mindful of
VASRD §4.3 (reasonable doubt), the Board concluded that there was insufficient cause to
recommend a change in the PEB adjudication for the back condition.
Chronic Left Knee Pain Condition. There were two goniometric ROM evaluations in evidence
which the Board weighed in arriving at its rating recommendation, with documentation of
additional ratable criteria, are summarized in the chart below.
135
0
MEB (20071228)
VA C&P (20080507)
Comment
§4.71a Rating
105
0
10%
Crepitus
10%
Flexion (140 normal)
Extension (0)
Left Knee ROM
Degrees
pain and popping at 100-105
Swelling, warmth and tenderness;
The first entry in the medical record for the left knee pain was on 2 December 2006 when he
was seen with the complaint of left lower extremity pain after multiple “Iron Mikes” during
basic training and thought to have tendonitis. There were multiple visits for the left knee for
the duration of basic training and also after he returned to home station. An MRI of the left
knee performed on 12 April 2007 was normal. An orthopedic exam a week later performed on
20 April 2007 showed normal gait and stance, full ROM and stable ligaments. The last visit for
the knee in the record was performed on 21 August 2007, 11 months prior to separation. The
gait was antalgic, but there was no effusion or erythema. The MEB (NARSUM) was
28 December 2007, 7 months prior to separation. The examiner noted some crepitus, but with
ROM essentially normal. A test for ligamentous instability was negative. At the VA C&P
examination performed on 7 May 2008, the CI reported pain, stiffness, swelling and instability
on a daily basis. He used a brace for his knee and was noted to have a right limp. On
examination, he was found to have 1+ swelling and 2+ warmth and tenderness, but these
findings were not further addressed or explained. Although the examination showed
deterioration from the MEB examination, it did not support a higher rating than the PEB
adjudicated. The Board directed attention to its rating recommendation based on the above
evidence. The PEB and VA both rated the disability at 10%, coding it 5099-5003, analogous to
degenerative arthritis, and 5299-5024, analogous to tenosynovitis, respectively. The Board
considered other coding options, but none provided an advantage to the CI. After due
deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt), the
Board concluded that there was insufficient cause to recommend a change in the PEB
adjudication for the left knee condition.
Contended PEB Conditions. The contended conditions adjudicated as not unfitting by the PEB
was plantar fasciitis. The Board’s first charge with respect to this condition is an assessment of
the appropriateness of the PEB’s fitness adjudication. The Board’s threshold for countering
fitness determinations is higher than the VASRD §4.3 (reasonable doubt) standard used for its
rating recommendations, but remains adherent to the DoDI 6040.44 “fair and equitable”
standard. Plantar fasciitis was not profiled, implicated in the commander’s statement and was
not judged to fail retention standards. The last visit recorded for this condition was 24 April
2007, 14 months prior to separation. This condition was reviewed by the action officer and
4 PD1101128
After due deliberation
considered by the Board. There was no evidence in the record that it significantly interfered
with satisfactory duty performance.
in consideration of the
preponderance of the evidence, the Board concluded that there was insufficient cause to
recommend a change in the PEB fitness determination for the plantar fasciitis condition and
therefore no additional Service disability rating is recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the low back pain condition and IAW VASRD §4.71a, the Board
unanimously recommends no change in the PEB adjudication. In the matter of the left knee
pain condition and IAW VASRD §4.71a, the Board unanimously recommends no change in the
PEB adjudication. In the matter of the contended plantar fasciitis condition, the Board
unanimously recommends no change from the PEB determination as not unfitting. There were
no other conditions within the Board’s scope of review for consideration.
______________________________________________________________________________
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CI’s disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE RATING
5237
5099-5003
Not Unfitting
COMBINED
10%
10%
20%
Chronic Low Back Pain
Chronic Left Knee Pain
Plantar Fasciitis
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20111205, w/atchs.
Exhibit B. Service Treatment Record.
Exhibit C. Department of Veterans’ Affairs Treatment Record.
XXXXXXXXXXXXXXXXXX
President
Physical Disability Board of Review
5 PD1101128
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / ), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation for
XXXXXXXXXXXXXXXXXXXXXX, AR20120020016 (PD201101128)
I have reviewed the enclosed Department of Defense Physical Disability Board of Review (DoD
PDBR) recommendation and record of proceedings pertaining to the subject individual. Under
the authority of Title 10, United States Code, section 1554a, I accept the Board’s
recommendation and hereby deny the individual’s application.
This decision is final. The individual concerned, counsel (if any), and any Members of Congress
who have shown interest in this application have been notified of this decision by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
CF:
( ) DoD PDBR
( ) DVA
XXXXXXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
6 PD1101128
AF | PDBR | CY2012 | PD-2012-01245
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