RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2011-00654
COUNSEL:
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
The Article 15 punishment imposed on 18 Aug 09, be set aside, and
all money and rank taken from him as a result, be restored.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He has an erroneous Article 15 in his records and his command
will not correct it. He was found not guilty at a court-martial
for the same offense for which his commander had previously
imposed nonjudicial punishment (NJP).
On 10 Jun 09, his commander issued a no-contact order that
prohibited him from having contact with a certain female master
sergeant because of allegations of inappropriate conduct.
On 18 Aug 09, he received an Article 15 for violating a no-
contact order.
On 3 Sep 09, his commander vacated the suspended portion of his
Article 15, and issued another no-contact order even though he
was legally separated from his wife and, despite the fact that on
18 Aug 09 (the same date of his Article 15), the Investigating
Officer (IO) concluded the allegation that MSgt R. was engaged
in an inappropriate relationship with MSgt D. [is]
unsubstantiated.
His commander was well aware (while he was not) that his wife had
installed spyware on his computer and was monitoring/intercepting
his private communications. The commander was also aware he had
filed for divorce and was legally separated from his wife, and
had been for months.
The commander continued to issue the no-contact orders, and took
away his beret, his gun, and put him on the Relieved of Duty
squad.
In Nov 09, he was offered an Article 15, which he refused, and
his command took the usual step of charging him not merely for
the Nov allegation, but also for the previous incidents for which
he had already received Article 15 punishment. He was also
charged with adultery. A court-martial acquitted him of all
charges and specifications. This included the specification for
violating the no-contact order for which he had previously been
punished pursuant to Article 15.
He was subsequently prosecuted, and then acquitted, for the exact
same offenses for which he previously received an Article 15
and thus did not get the credit he was entitled to under US v.
Pierce because there is no sentencing proceeding.
The Article 15 should be rescinded and removed from his records,
for the reasons below:
-An Article 15 and Courts-Martial are both a part of the same
process: Article 15 and court-martial proceedings are not
entirely separate and distinct processes; both are governed by
the Uniform Code of Military Justice (UCMJ).
-The validity of the numerous no-contact orders. There were
many different orders issued, some clearly were not legal and the
government conceded such at trial, some had to be re-issued
because the first ones were illegal and the Command, after
consulting with the legal office, attempted to correct the
previous deficiencies. The ultimate result was he was acquitted
of violating the orders.
Even if the Board finds no legal grounds to accord relief, he
should be restored to his proper rank based upon the inequities
involved.
In support of his request, the applicant provides an 11-page
Brief of Counsel, with nine enclosures, his Divorce Petition,
Excerpted results from the CDI, Interrogatory Responses, a Charge
Sheet, Article 15 documents, Excerpts from the Record of Trial,
Excerpted trial testimony, Article 32 testimony, and Article 15
Set Aside request.
The applicant's complete submission, with attachments, is at
Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving on active duty in the grade of
technical sergeant.
On 6 Aug 09, the applicants commander offered the applicant,
then a master sergeant (E-7), NJP under Article 15 of the UCMJ
for violations of Article 92, for failure to obey a lawful no-
contact order. The order stated the applicant should not have
contact with a certain female master sergeant. The commander
issued the order on 9 Jun 09. The applicant was alleged to have
had contact with the female master sergeant on or about 10 Jul
09. After consulting with counsel, the applicant accepted the
Article 15 proceedings and waived his right to demand trial by
court-martial. He presented written matters to the commander,
but did not request a personal appearance. On 18 Aug 09, the
commander found the applicant committed the alleged offense and
imposed punishment consisting of a suspended reduction to the
grade of technical sergeant (E-6), 30 days extra duty and
forfeiture of $1,661.00 pay per month for two months. Part of
the extra duty and forfeitures were also suspended. The
applicant did not appeal the commanders decision and a legal
review of the Article 15 determined it was legally sufficient.
The applicant was subsequently alleged to have had contact with
the female master sergeant again on 19 Aug 09, in violation of
the commanders 9 Jun 09 no-contact order. On 3 Sep 09, the
applicants commander notified the applicant that he intended to
vacate the suspended portions of the punishment from the 18 Aug
09 Article 15 action. On 3 Sep 09, the applicants commander
issued another no-contact order. On 17 Sep 09, the commander
found the applicant committed the offense, which resulted in
vacation of the suspended punishment 15 days extra duty,
$831.00 pay per month for two months, and reduction to the grade
of technical sergeant.
On 12 Oct 09, the applicant was alleged to have had contact with
the female master sergeant. Based on this allegation, the
applicants commander offered the applicant NJP again. The
applicant declined the NJP and demanded trial by court-martial in
lieu of NJP.
On 17 Dec 09, the applicants commander preferred court-martial
charges against the applicant. He was charged with two
specifications of willfully disobeying the lawful order of a
superior commissioned officer, in violation of Article 90, UCMJ;
and one specification of adultery, in violation of Article 134,
UCMJ. The first violation of Article 90 alleged that the
applicant had received a lawful command from his commander not to
have contact with the female master sergeant and that the
applicant had contact with the master sergeant on multiple
occasions between on or about (o/a) 9 Jun 09 and o/a 9 Jul 09.
The second violation of Article 90 alleged the applicant had
received a lawful command from his commander not to have contact
with the female master sergeant and that the applicant had
contact with the master sergeant on multiple occasions between
o/a 11 Jul 09 and o/a 1 Dec 09. The charges and specifications
were referred to a special court-martial on 18 Sec 09. On 23 Mar
10, a panel of officer and enlisted members found the applicant
not guilty of all charges and specifications.
The remaining relevant facts pertaining to this application are
contained in the letters prepared by the appropriate offices of
the Air Force at Exhibit B and C.
_________________________________________________________________
AIR FORCE EVALUATION:
AFLOA/JAJM recommends denial of applicants request to remove the
Article 15 from his records. The applicant has not shown a clear
error or injustice.
The applicants main issue raised is the objectionable nature of
him being found not guilty at the court-martial for the same
offense for which his commander had previously imposed NJP. The
applicant sites U.S vs. Gammons, which says that NJP is not
intended to be criminal in nature and, therefore, a prior
Article 15 is not a complete bar to later prosecution. The
answer to this problem from the Gammons Court, relying on a prior
decision, U.S. v. Pierce, is that the accused has the ability in
the presentencing phase of a court-martial to use the fact of
previous NJP to argue for a lesser sentence at the court-martial.
As the applicant points out, though, the applicant did not get
that opportunity in this case. Since he was acquitted of all
charges and specifications, the case did not go into the
presentencing phase. The applicant argues the appropriate remedy
for this inequity is for the Board to remove the Article 15.
The applicant contends he was charged with the same offense on
the Article 15 action and at the court-martial. Since he was
found not guilty of one of the like offenses at trial, at least
equity requires the Board set aside the Article 15 for the other
like offense. This argument, though, depends on finding that the
offenses are indeed the same.
There are slight differences between the specifications included
in the court-martial charges and the specifications and those
included in the Aug 09 Article 15 action and the Sep 09 action
which vacated the suspended punishments. The court-martial
charges were violations of Article 90 Willfully Disobeying a
Superior Commissioned Officer. The charges for the Article
15 and vacation action were violations of Article 92 Failure to
Obey a Lawful Order or Regulation. There is little difference
between these charges, though, since a violation of Article 92 is
a lesser included offense of a violation of Article 90.
The bigger issue for comparing the charges is the difference in
the dates. The court-martial charges covered time frames
between o/a 9 Jun 09 and o/a 9 Jul 09 and between o/a 11 Jul
09 and o/a 1 Dec 09. The Article 15 covered o/a 10 Jul 09 and
the vacation action covered o/a 19 Aug 09. While the date
charged for vacation action is covered by one of the charged time
periods from the court-martial charges, the date charged on the
Article 15 falls exactly between the two time periods included in
the court-martial charges.
If the Board finds the Article 15 and court-martial charges
covered the same period, then it can exercise its power of
clemency and grant the applicants request. On the other hand,
it is important to point out the applicants allegation of error
or injustice in the Article 15 from Aug 2009 relies on the
findings of the court-martial which took place about seven months
later. As the applicant points out, there is no evidence of the
5th Amendments prohibition against double jeopardy inherent in
being convicted at court-martial for the same thing that was
addressed by an Article 15. The fact that the Article 15 and the
court-martial charges cover the same offense and same time period
does not require action by the Board.
The applicant and his defense counsel had the benefit of knowing
what evidence the commander was considering and also had the
opportunity to provide the commander additional information about
the offense. The commander evaluated the evidence and determined
the applicant had committed the offense. The commanders
decision, considering what he knew at the time, was not arbitrary
or capricious and the applicants rights were observed throughout
the process. Furthermore, just because a different finder of
fact seven months after the original Article 15 was completed
could come to a different conclusion than the commander does not
mean the original Article 15 was in error or represented an
injustice at the time.
Setting aside an Article 15 action restores the applicant to the
position held before imposition of the punishment, as if the
action had never been initiated. Set aside of punishment should
not routinely be granted. The Article 15 process relies on the
fact that, when a member accepts an Article 15, the commander
considering the case exercises largely unfettered discretion in
evaluating the case, both as to whether punishment is warranted
and, if so, the nature and extent of punishment. Setting aside
the Article 15 also sets aside the subsequent vacation action.
He has not raised any genuine doubt as to his guilt of the
offense for which he was punished or established any error or
injustice in his Article 15 such that a set aside would be in the
best interests of the Air Force.
If the Board finds the Article 15 and court-martial charges were
the same offenses for the same time periods, it may be
appropriate to grant the applicants request. If the Board finds
the offenses or time period were different, the Board should not
grant the request.
The complete JAJM evaluation is at Exhibit C.
AFPC/DPSOE reviewed the case and states should the Board grant
the applicants request and set aside the Article 15, his rank
would be restored to master sergeant with a date of rank (DOR) of
1 Jul 06. He would not be eligible for supplemental promotion
consideration for cycles 10E8 and 11E8 as he received a referral
Enlisted Performance Report (EPR) for period 5 Dec 08 4 Dec 09,
and his subsequent nonreferral report did not close out until
1 Feb 11 (after the Promotion Eligibility Cutoff Date (PECD) for
cycle 11E8).
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicants counsel states the advisory opinion seems to
concede that If the Board finds that the Article 15 and the
court-martial charges were for the same offenses for the same
periods, then it may be appropriate to grant the applicants
request
This would seem to end the matter for two
incontrovertible reasons.
1) A military judge found, unequivocally at trial, that the
Article 15 and the court-martial charges were for exactly the
same time periods and for the exact same charges. Unless this
Board is going to overturn that ruling and say the military judge
erred, then that matter has been adjudicated against the
government already.
2) The advisory opinion acknowledges that the military judges
decision was right on point with the law as it has to. There
is no question that a specification using on or about language
and alleging an offense within one day is, in every jurisdiction
in the land, on or about. The advisory opinion cannot point to
a single contrary decision because there is not one anywhere. It
is black letter that the government gets the benefit when it
alleges on or about and can be within weeks or perhaps even
months and still obtain a conviction, so it cannot try when it
is to the accused benefit to suddenly narrow the on or about
language to a certain date. The military judge pointed this out
exactly at trial. Therefore, the fact of the matter is that the
charges were the exact same and the petitioner was entitled to
relief at trial and is entitled to relief now because he was
acquitted of the exact same offenses for which he previously
received an Article 15. The government chose to reset the
issue and put the commanders original Article 15 judgment to the
scrutiny of a court-martial, they did not have to and could have
simply charged the new offenses those that they believe
occurred after the first Article 15.
The applicant is entitled to have the Article 15 and subsequent
vacation action removed from his record and to restore him to the
position he was prior to that action. That means that he should
be a master sergeant with no Article 15 punishments in his
record. In light of that, the applicant should be entitled to
sit for the selection board at which he would have sat, but for
the Article 15 and offenses of which he has been subsequently
proven not guilty in a court of law.
The counsels complete response is at Exhibit E.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of an error or injustice. The
applicant asserts that the punishment he received under Article
15 is erroneous due to his later being found not guilty by a
court martial of charges and specifications that were included in
the Article 15. However, upon review of all the evidence and
circumstances, we do not find an error or injustice that would
warrant granting the applicants request. As AFLOA/JAJM points
out in its advisory; a commanders discretion in evaluating and
imposing nonjudicial punishment should not be reversed, or
otherwise changed on appeal, or by the Board absent good cause.
The applicant has not provided evidence that shows he was not
accorded all rights to which entitled under the Article
15 process. The Article 15 was determined to be legally
sufficient at the time and we are not persuaded that the outcome
of the subsequent court martial changes this fact. Even if we
concede that the same charges already settled by the Article 15
were included in the court martial charges, in our view, since
the applicant was found not guilty, we do not believe he has been
harmed to an extent warranting action by this Board. Therefore,
in the absence of persuasive evidence to the contrary, we find no
basis to recommend granting the relief sought in this
application.
4. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issue involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that
the application was denied without a personal appearance; and
that the application will only be reconsidered upon the
submission of newly discovered relevant evidence not considered
with this application.
_________________________________________________________________
The following members of the Board considered Docket Number
BC-2011-00654 in Executive Session on 23 Aug and 21 Sep 11, under
the provisions of AFI 36-2603:
, Panel Chair
, Member
, Member
The following documentary evidence pertaining to Docket Number
BC-2011-00654 was considered:
Exhibit A. DD Form 149, dated 14 Jan 11, w/atchs.
Exhibit B. Letter, AFLOA/JAJM, dated 12 Apr 11.
Exhibit C. Letter, AFPC/DPSOE, dated 3 May 11.
Exhibit D. Letter, SAF/MRBR, dated 20 May 11.
Exhibit E. Letter, Counsel, dated 25 Aug 11.
Panel Chair
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