RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2007-01323
INDEX CODE: 111.01, 126.04
COUNSEL: NONE
HEARING DESIRED: YES
MANDATORY CASE COMPLETION DATE: Nov 04, 2008
_________________________________________________________________
APPLICANT REQUESTS THAT:
His referral Officer Performance Report (OPR) ending 20 May 06, Letter of
Reprimand, and Unfavorable Information File (UIF) be removed in their
entirety and that all references be expunged from his records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He only recently discovered the referral OPR had been inserted into his
records without notice.
The BCMR is his only recourse, as he has been involuntarily transferred to
the Non-Participating Ready Reserve.
The referral OPR was drafted ostensibly due to his adverse information
security report on a civilian contractor who publicly bragged about getting
away with violating a local law. The applicant further stated he did not
know at the time that the contractor had been barred from area Air Force
bases after a felony menacing conviction (later reversed).
The officer who conducted the Inspector General (IG) inquiry, which found
he abused his authority by making the mandatory report, was untrained. The
applicant further states there appeared to be no effective legal review.
Both the IG and judge advocate (JAG) refuse to address the issue or his
demand that they cite legal authority for finding that a service member may
be punished for conscientiously following legal orders.
The referral OPR is unjust because it and the cited reprimand punish him
for following lawful orders in the form of a valid DoD regulation and
specific Security Forces direction.
His punishment also refutes the foundation principle of military service
which requires obedience to lawful direction.
His chain of command at the time essentially ignored the IG findings when
he proved his action was lawfully directed by the Security Forces element
within his organization.
His previous OPR (including Chief of Staff praise) was signed nearly three
months after the IG’s perplexing finding on the retaliatory civilian
complaint. It is further proof that he was judged to be an honorable and
valuable officer despite the ignored findings.
His “new” additional rater (all supervisors changed after the finding)
never responded to the “rebuttal to draft OPR” or any subsequent
communication. The applicant further stated he was not notified that the
referral OPR had been signed (delaying his appeal). Neither was the legal
authority to punish him cited. The legal review has never been challenged.
This pattern indicates that the additional rater recognizes the unjust
nature of his actions.
After the close-out of his OPR and long after he was barred from reserve
status, his Top Secret with special access clearance was renewed to include
four “compartments.” His former chain of command never notified the
Security Forces of adverse action as required if they could substantiate
his alleged abuse of authority. They never acted to bar his access to
their secure building or its vaults. The applicant states he kept Security
Forces informed and this critical omission violates the same DoD
information security regulation he was required to follow in reporting his
observations. He still has normal access to sensitive information even
now.
He is asking to have the items removed from his record otherwise the
prohibition against resuming his reserve career will remain in place
despite correcting the unjust OPR.
The applicant lastly stated the UIF has created a formal administrative
prohibition against any service at all. Its consequences are even broader
and affecting our Service’s ability to best perform the mission.
In support of his request, the applicant provided a copy of the referral
OPR, rebuttal to the draft OPR, his previous OPR, a legal review by his
defense counsel, an e-mail containing the Security Forces order, a resume,
and an e-mail regarding his security clearance.
The applicant's complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
On 12 Dec 05, the applicant received an LOR and a Cease and Desist Order
for abusing his authority by deliberately mischaracterizing concerns about
the suitability of a contract employee to hold a government security
clearance. Additionally, he was reassigned from his command for failure to
meet Air Force standards.
On 18 Sep 06, the applicant acknowledged receipt of his pending referral
OPR, specifically, AF Form 707A, Field Grade Officer Performance Report,
which closed-out 20 May 06, and contained ratings of “Does Not Meet
Standards” in Section V, items 3 and 5; and comments in Section VI
pertaining to an LOR. He was given 30 days to respond to the referral OPR.
On 17 Oct 06, the applicant provided a response to the referral OPR.
A resume of the applicant’s performance reports follows:
CLOSEOUT DATE OVERALL RATING
13 Nov 97 Meets Standards
13 Nov 98 Meets Standards
13 Nov 99 Meets Standards
13 Nov 00 Meets Standards
13 Nov 01 Meets Standards
13 Nov 02 Meets Standards
13 Nov 03 Meets Standards
13 Nov 04 Meets Standards
20 May 05 Meets Standards
*20 May 06 Referral Report
*Contested report
Additional relevant facts are contained in the ARPC/DPB advisory at Exhibit
C.
_________________________________________________________________
AIR FORCE EVALUATION:
ARPC/DPB recommends denial of the applicant’s request. DPB states the
applicant has provided no evidence to substantiate that the “Does Not Meet
Standards” markings on his AF Form 707A are in error. He has provided no
evidence to substantiate he did not receive an LOR during the rating period
or did not receive two feedbacks as noted on the OPR.
The applicant has not provided a copy of the LOR or a copy of the “Cease
and Desist Order” in his application. We must rely on the applicant’s
chain of command and their sound judgment that the events and circumstances
warranted these actions. AFI 36-2406, Officer and Enlisted Evaluations,
states, “The vast majority of Air Force personnel serve their entire career
with honor and distinction, therefore, failure to document misconduct which
reflects departure from the core values of the Air Force is a disservice to
all personnel…”
The previous OPR has no bearing on the referral report. The referral OPR
addressed the performance of the applicant from 21 May 05 through 20 May
06. The previous OPR addressed the applicant’s performance from 14 Nov 04
through 20 May 05. They are two separate years and have no bearing on each
other.
The referral OPR has not been seen by a promotion board, as it was filed in
his selection folder 1 Feb 07, following the appropriate administrative
process required to file a referral OPR. He was considered and not
selected by the FY06 (Oct 05) and FY07 (Oct 06) USAFR Colonel Promotion
Selection Board, without the referral OPR.
Neither the LOR, the “Cease and Desist Order” nor the UIF are in the
applicant’s officer selection record (OSR). Therefore, we cannot remove or
recommend removal of the documents from the OSR that do not exist.
The “Security Force No Adverse Information” has no bearing on the referral
OPR. However, contrary to the applicant’s belief, once he was assigned to
a non-participating status (5 Sep 05), he no longer held an Air Force
security clearance. Only individuals in participating assignments have a
security clearance, once reassigned to a non-participating status, the
clearance no longer exists. While the data concerning his clearance prior
to reassignment is readily available to security forces, the actual
clearance no longer applies.
Nothing in the AFBCMR package submitted substantiates amendment or removal
of the OPR.
The ARPC/DPB complete evaluation, with attachment is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant contends that ARPC does not address his fundamental point:
the actions he appealed violate federal law in several ways. The subject
LOR, UIF, and referral OPR are, therefore, both illegal and detrimental to
good order and discipline. The lack of a response to that fundamental
illegality is telling. He believes it indicates that there is no rebuttal
to the facts of his case. Additionally, his appeal should be granted on
the basis that he has proven the illegality of the adverse actions and the
ARPC response appears to concede that fact through omission.
In nearly every case, his administrative and UCMJ appeals were deflected
with denials of due process. That fact is illustrated by the lack of any
response to the referral OPR rebuttal. The referral OPR was filed in his
permanent records despite four related Air Force legal reviews detailing
the illegality of such actions plus our Service’s fundamental training on
the legality of orders. The ARPC response continues that pattern with
irrelevant material and so, he believes, supports his appeal.
The applicant alleges the individual who initiated his termination (using
the illegal reprimand) and that individual’s commander, and staff judge
advocate general were all relieved of their duties for abuse of their
authority. Their abuses focused on using illegal administrative maneuvers
to deny active duty retirements to reservists whose recent service would
have qualified them for that benefit.
In a supplemental rebuttal, the applicant contends the Chief of Staff’s
orders were countermanded a number of times verbally, all resources needed
to comply with his superior orders were withheld, and the team formed to
carry out his orders was dismissed or reassigned. The Cease and Desist
Order documents two additional written orders countermanding that superior
officer. As a result, the Chief’s orders were not carried out in any
manner by anyone.
The ARPC response could be interpreted as implying that he somehow violated
an unspecified legal order of some kind which then drew the Cease and
Desist Order; that the directed tasks had been transferred to another
function and carried out. Such a contention is absolutely false. The
Cease and Desist Order was delivered four days after another major command
formally requested his service to work on the Chief’s near-space initiative
and so was clearly intended to block that new threat to space system
budgets.
The applicant asks that the Board compare the completed tour request by the
Air Force Academy’s Aeronautics Department and transmitted to Space Command
to the date of the 12 Dec 05 Cease and Desist Order. He states there is
no coincidence.
The LOR is simply “piling on” so as to preempt any future transfer of his
near space expertise to a competing Air Force function. The fact that it
is also dated four days after the formal request for his service is also no
coincidence.
The issue, the Chief of Staff’s orders, explains the motivation behind the
illogical reprimand for following Security Forces direction. It also
explains why his alleged abuse occurred in Feb but the reprimand was not
issued until Dec; following orders was not seen as a problem until the need
arose to dismantle the near space team. The insupportable contention that
an officer can abuse his authority by following DoD regulations and
specific orders (the LOR’s false allegation) is only the excuse used to
eliminate a threat to controversial budget requests. He was simply in the
wrong place at the wrong time in that bureaucratic competition between
major commands.
The OPR, LOR, and UIF he appeals are illegal violations of the UCMJ and so
must be rescinded. There is no other legal or ethical option as evidenced
by the fact that the ARPC response completely ignored this fundamental
point. That refusal to prove the legality of the LOR, etc., is also the
pattern seen in the refusal to comply with UCMJ Article 138.
He states he would not have retained his Top Secrets/SCI (and
compartments), or continue to teach ethics to new Air Force members if he
was perceived as dishonest or abusive.
The applicant's complete response, with attachments, is at Exhibit E.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice. Regarding the contested OPR, we took
notice of the applicant's complete submission in judging the merits of the
case; however, we agree with the opinion and recommendation of the Air
Force office of primary responsibility and adopt its rationale as the basis
for our conclusion that the applicant has not been the victim of an error
or injustice regarding the contested OPR he seeks to have removed from his
records. Additionally, the applicant has not provided sufficient evidence
for us to conclude that the Letter of Reprimand he was issued constituted
an abuse of his commander’s authority or that the actions of his commander
were arbitrary or capricious. The applicant argues that he was compelled
to take the actions he took as a result of his responsibility, under
applicable laws and regulations, regarding security risks and violations
and that the adverse actions taken against him are illegal. However, we
note that as a result of the applicant’s actions, an Inspector General
investigation was conducted that subsequently substantiated the applicant
was motivated solely by a desire to discredit a contract employee for
personal reasons. We note that the applicant’s commander relied on the
investigation as the basis for the Letter of Reprimand and the contested
OPR. In his submission, the applicant seeks to bring into question the
qualifications of the investigating officer. However, we do not find his
unsupported assertions persuasive. Therefore, in the absence of evidence
to the contrary, we find no compelling basis to recommend granting the
relief sought in this application.
4. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of material error or injustice; that the application was
denied without a personal appearance; and that the application will only be
reconsidered upon the submission of newly discovered relevant evidence not
considered with this application.
_________________________________________________________________
The following members of the Board considered Docket Number BC-2007-01323
in Executive Session on 21 August and 14 September 2007, under the
provisions of AFI 36-2603:
Mr. Laurence M. Groner, Panel Chair
Mr. Steven A. Cantrell, Member
Ms. Mary C. Puckett, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, w/atchs, dated 25 Apr 07.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Memorandum, ARPC/DPB, w/atch, dated 16 May 07.
Exhibit D. Letter, SAF/MRBR, dated 18 May 07.
Exhibit E. Applicant’s Rebuttals, w/atchs, dated 7 Jun 07,
13 Jun 07, 25 Jul 07.
LAURENCE M. GRONER
Panel Chair
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