RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2007-00066
INDEX CODE: 131.01, 131.10
XXXXXXXXXXXXXXXXX COUNSEL: XXXXXXXXXXXXXXXX
HEARING DESIRED: NO
MANDATORY CASE COMPLETION DATE: 8 July 2008
________________________________________________________________
APPLICANT REQUESTS THAT:
Her non-selections to the grade of lieutenant colonel be removed from her
records, she be granted a Definitely Promote (DP) on her Promotion
Recommendation Form (PRF) for the CY06A (13 March 2006) (P0506A) Non-Line
Lieutenant Colonel Central Selection Board (CSB), and that she be promoted
to the grade of lieutenant colonel with an effective date as if she had
been selected and promoted by the P0506A Non-Line CSB.
As an alternative, she be granted a “DP” on her PRF for the CY06A
Lieutenant Colonel Non-Line CSB, and her record be referred to a Special
Selection Board (SSB) for the CY06A Non-Line Lieutenant Colonel CSB.
As a further alternative, her record be referred to a Supplemental
Management Level Review (SMLR) for “DP” consideration and include her 1
February 2006 Officer Performance Report (OPR) and the contents of her
appeal case, that she be granted SSB consideration by the P0506A Non-Line
CSB with the re-accomplished PRF reflecting a “DP” recommendation, and, if
selected for promotion, be promoted with the appropriate effective date and
corresponding back pay and allowances.
________________________________________________________________
APPLICANT CONTENDS THAT:
Her senior rater (SR), a Marine Corps senior officer, was unfamiliar with
Air Force PRF practices and used a phrase on her PRF that, while favorable
on its face, had the unintended effect of placing her in the third and
forth quartile, thereby affecting her chances for a “DP” promotion
recommendation and, with it, promotion to lieutenant colonel.
Her most recent OPR, closing out on 1 February 2006, and a corrected PRF
were never seen by the Air Force Non-Line Management Level Review (MLR).
In support of her appeal, she has submitted, through counsel, a copy of a
Brief containing Background, Timeliness and Exhaustion, Summary of
Applicant’s Air Force Career, Errors and Injustices, Relief Requested, 28
exhibits, a Table of Authorities (Cases, Statutes, Regulations,
Miscellaneous), and a Glossary.
Applicant’s complete submission, with attachments, is at Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
Applicant is a judge advocate, currently serving on active duty in the
grade of major, and has two non-selections to the grade of lieutenant
colonel by the CY06A (13 March 2006) (P0506A) and CY06C (28 November 2006)
(P0506C) Non-Line Lieutenant Colonel CSBs.
Applicant was stationed at a NATO School in Germany at the time the
contested PRF was completed and her SR, a Marine Corps Major General, was
in Virginia and not co-located with her. Her SR did not have the authority
to award her a “DP” outright, and her records were competed at the Air
Force Non-Line MLR. The PRF which met the MLR contained the following as
the “push” language in the last line: “One of the finest officers I have
seen in my career! Brilliant scholar and diplomat. SDE then MAJCOM SJA.”,
and she was given a Promote (P) at the MLR. She received a copy of the PRF
on 12 March 2006, one day before the CSB was scheduled to start, and was
able to determine after some research that the phrase was considered a
lower tier recommendation in the Air Force system. She was able to
determine that her SR’s intent was to make her competitive and he was
unaware that the language used would be interpreted any other way. A new
PRF was generated and provided to the CSB eight hours after it convened.
The new PRF contained a new “push” line that read “Top 10% of 27 O-4s under
my command! Brilliant scholar and diplomat. SDE then MAJCOM SJA.”;
however, it was not re-vetted at an MLR and consequently maintained the
same “P” recommendation as the original PRF. She was not selected for
promotion and, after learning of her non-selection, requested and received
a copy of her Officer Selection Record (OSR). It was at that time she
learned that her OPR that closed out on 1 February 2006 was not included in
her records that met the CSB.
Applicant filed an appeal of her PRF and OPR to the Evaluation Reports
Appeal Board (ERAB). One of the documents submitted was a revised PRF,
signed by the same SR, with a push line of “Top 1% of JAGs I’ve commanded!
Brilliant attorney & diplomat. SDE and tough SJA job-Definitely Promote!”
She requested an SMLR, an award of a “DP”, and an SSB where her OPR which
closed out on 1 February 2006 and the newest PRF were a part of her OSR.
An SMLR was accomplished, but apparently not in compliance with AFI 36-
2401, paragraph A1.6.2.4.2, which states “If the senior rater believes a
“DP” rating would have been awarded under aggregation or carry-over, the
MLR president reviews the request, the circumstances surrounding the error,
and its impact on the strength of the applicant’s record. The MLR
president, after a competitive review, determines if the corrected record
would have been sufficiently strong to have earned a “DP” at the original
MLR, and makes the appropriate recommendation.” The response from AFPC
indicates the procedure used did not inform the MLR president of the
circumstances surrounding the error. Additionally, rather than have the
MLR president do the competitive review and make a recommendation, the
review was done by a panel which provides a “fresh look” and “is in
accordance with current AF instructions and policy.”
________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPE recommends denial as the applicant was given fair consideration
for a “DP” recommendation and the process was conducted within AF policy;
in fact, she was given additional consideration for a “DP” recommendation
not normally afforded to other AF officers.
AFI 36-2406, paragraph 8.3.6.1 states “Section IX is blank on PRFs for
officers submitted by the MLR to the AF Non-Line MLR. The AF Non-Line MLR
president completes section IX with either a “DP”, “P”, or “DNP”
recommendation.” In applicant’s case, the Joint Forces Command MLR sent
her PRF forward to compete for a “DP” recommendation at the AF Non-Line
MLR. As such, her record was screened to ensure updated reports were
available. AFI 36-2406, paragraph 3.8.5, specifically states “Completed
OPRs …on EAD personnel are due to the MPF no later than 30 days after
closeout.” In applicant’s case, the OPR closed out 1 February 2006,
received its final required signature on 9 March 2006, and the USAF Non-
Line MLR convened on 14 February 2006, which is within the 30 days review
process; thus, her most recent OPR (closing out 1 February 2006) was not
required to be included in her record at the AF Non-Line MLR. AFI 36-2406
further states “OPRs on EAD officers are due at HQ AFPC and to MAJCOM no
later than 60 days after close-out.” Applicant’s OPR closing out
1 February 2006 was filed in her electronic record on 28 April 2006, which
was within the 60 day window, and the Air Force cannot require a rating
chain to submit the evaluation any earlier than the already established
policy.
AFI 36-2406, paragraph 8.5 states, “A PRF is considered a working copy
until the start of the CSB” and establishes procedures to correct any
information in the content of the PRF prior to the CSB, further stating
that “All changes to PRFs should be completed NLT two weeks prior to the
CSB. However, in extreme circumstances and on a case-by-case, basis,
AFPC/DPPPEB will approve changes up to one day prior to the CSB.” In
applicant’s case, AFPC was notified on the day of the CSB that a PRF
correction was requested by the SR. This late request was approved as an
exception to policy and forwarded to the CSB for consideration. Although
she contends the PRF did not get re-consideration for a “DP”, these “DP”
recommendations are strictly controlled for lieutenant colonels and below
and, as such, are considered awarded unless a “DP” recommendation is
removed from an individual officer. In her case, there was no substantial
change to her record which met the original AF Non-Line MLR and no
additional “DPs” to award. There were no “DP” recommendations allocated to
her SR for her competitive category, and by referring her record to the AF
Non-Line MLR for “DP” recommendation consideration, her SR gave up
promotion recommendation authority to the AF Non-Line MLR but retained
ownership on the content of the PRF which was changed at his request.
The applicant submitted an ERAB request on 8 August 2006, requesting an
SMLR to compete for a “DP” recommendation. HQ AFPC/DPPPE serves as the
Management Level for the AF Non-Line MLRs and will secure a recommendation
from the MLR President. Based on the change in the content of the original
PRF, support from her SR, and IAW AFI 36-2401, paragraph A1.6.3 under the
heading of “…after meeting the SR’s requirement, forward the appeal to AFPC
for processing,” an SMLR was convened on 19 September 2006. Her record was
aged (all documents after the original AF Non-Line MLR convened were
removed) to ensure the record was the same as when it met the original MLR.
Therefore, the OPR closing out 1 February 2006 was not required or
available prior to the original MLR which convened on 14 February 2006, so
it was removed from her record. As to her contention that the original AF
Non-Line MLR president did not review her record for a “DP” consideration,
the AF Non-Line MLR has not used the original MLR President and/or panel
members for SMLR consideration since its inception as there is no single
individual appointed as the AF Non-Line MLR president as you may find in a
“standard,” i.e. MAJCOM, management level. The MLR presidency rotates to
different senior leaders for each MLR event as determined by the AF Senior
Leader Management Office. The use of a new AF Non-Line MLR President and
panel members for each SMLR provides a review by fresh eyes. The new SMLR
is equal to the original MLR panel membership and has the ability to review
the record with the revised PRF, compare it with benchmark “DP” and “P”
recommendation records from the original MLR, and establish order of merit
that determines the applicant’s promotion recommendation. There is no
reason to task the original MLR membership to do this review, and doing so
would not give applicants the fresh look that the current process provides.
The AF SSBs for CSBs also uses a new President and board members, not
those of the original board, and this is the standard supplemental process
used.
Applicant has contended that the MLR president for the SMLR was unaware of
the contents of her appeal case. Since there was a content change in the
PRF, her owning MLR president from Joint Forces Command is the MLR
president who must be aware of her appeal in order to determine whether
they support the request to go forward with replicating the original MRL
process, and this support must be obtained prior to the SMLR being
convened. Per AFI 36-2401, paragraph A.1.6.1, he must explain and
substantiate any error in the processing of the PRF and how the error
justifies the requested PRF change. When a supplemental panel is convened,
panel members are not made aware of the person seeking supplemental
consideration. This protects the applicant and provides them a fair
hearing without prejudice, and the SMLR was conducted in accordance with
current AFIs and policy.
MLRs and CSBs evaluate the entire officer record to assess whole person
factors, to include job performance, professional qualities, depth and
breadth of experience, leadership, and academic and professional military
education. Furthermore, the promotion recommendation by the SR is exactly
that, a recommendation. CSB members are empanelled as an independent body
to factor the SR’s recommendation into their assessment of an officer’s
record. If, in their collective evaluation, an officer is deemed neither
best nor fully qualified for promotion, the officer will not be promoted
regardless of the SR’s recommendation. While her PRF may not be worded the
way she would like to describe her accomplishments or have the comments she
prefers, the AF Non-Line MLR and CSB had her entire OSR that clearly
outlined her accomplishments since the day she came on active duty.
Finally, her contention that she would have been promoted is based on the
opinion of the others. Competition for promotion is keen and,
unfortunately, all eligibles cannot be selected because of Congressional
constraints. The fact is for each promotion board, there are many more
highly qualified officers competing for promotion than there are promotions
available. Consequently, non-selection does not necessarily indicate the
applicant was not qualified or not deserving of promotion. Rather, in the
board’s judgment, her peers demonstrated greater capability to perform
duties and assume the responsibilities of the next higher grade.
The AFPC/DPPPE evaluation is at Exhibit C.
AFPC/DPPPO recommends denial for SMLR consideration as the applicant was
given fair consideration for a DP recommendation, the process was conducted
within AF policy, and they were unable to substantiate that a material
error or injustice existed in her P0506A OSR. They also recommend denial
of her request for direct promotion to the grade of lieutenant colonel and
SSB consideration by the P0506A CSB.
No relevant evidence has been presented to demonstrate the existence of a
probable error or injustice. The results of the P0506A board were based on
a complete review of her entire record, assessing whole person factors such
as job performance, professional qualities, depth and breadth of
experience, leadership, and education. Although an officer may be
qualified for promotion, she may not be the best qualified of other
eligible officers competing for the limited number of promotion vacancies
in the judgment of a selection board vested with discretionary authority to
make such selections. Furthermore, to grant a direct promotion would be
unfair to all other officers who have extremely competitive records but did
not get promoted.
Additionally, both Congress and DoD have made clear their intent that
errors ultimately affecting promotion should be resolved through the use of
SSBs. When many good officers are competing for a limited number of
promotions, it is extremely competitive. Without access to all the
competing records and a review of their content, they believe sending
approved cases to SSBs for remedy is the fairest and best practice. In
this case, both direct promotion and SSB consideration would be
inappropriate. The OPR closing out on 1 February 2006 was filed in her OSR
on 11 March 2006 and, as such, the CSB took it into consideration during
the promotion process.
The AFPC/DPPPO evaluation is at Exhibit D.
HQ USAF/JAA recommends applicant’s request for relief be granted in part,
and that her records meet an SMLR and SSB, to include her OPR which closed
out 1 February 2006. In their opinion, applicant has demonstrated the
existence of an error as well as facts and circumstances supporting an
injustice. The promotion system, when properly implemented, is the
appropriate means for an officer’s records to be reviewed, and there is no
need for the Board to substitute its own judgment for that of the promotion
system and either award her an outright “DP” or order that she be promoted.
A correction board must determine “whether the applicant has demonstrated
the existence of a material error or injustice that can be remedied
effectively through correction of the applicant’s military record and, if
so, what corrections are needed to provide full and effective relief.” 10
USC, Section 1552, does not limit the kind of military record subject to
correction by a correction board; hence a correction board may entertain
any kind of application for correction, to include amending records that
include OPRs and passover decisions by selection boards or SSBs.
The fundamental rule is that documents that are sent to a selection board
must be “substantially complete and must fairly portray the officer’s
record.” If an officer’s record contains prejudicial information, or lacks
pertinent documentation that may have mitigated the adverse impact of the
prejudicial information, the record is not complete and the law requires
that another selection board be presented with a substantially complete and
fair record. When a correction board determines that the initial selection
board’s decision did contain “material error of fact or material
administrative error,” the proper course is for the board to refer the
corrected record to an SSB for a determination whether the officer would
have been promoted had the initial selection board had access to the
corrected records before it.
The law is very clear on the initial premise that an agency is bound by its
own regulations. Additionally, they find the language in AFI 36-2401,
paragraph 1.5.1, troublesome. In addressing stratification statements, the
guidance states that “requests to add optional statements (such as PME,
job/command “push” recommendation, or stratification) to an evaluation
report or PRF will normally not form the basis for a successful appeal. As
those statements are not mandatory for inclusion, their omission does not
make the report inaccurate. You must prove the report is erroneous or
unjust based on its content.” The current guidance on the AFPC website
indicates there are “four tenets of effective officer selection records.”
One of the four is stratification, and the specific language on the
stratification slide states “Most powerful tool–particularly among “P”
records.”
They disagree with the AFPC/DPPPE opinion that the procedures followed in
this case are compliant with current AFIs and policy. While the procedures
may have provided a “fresh look”, they did not comply with the language in
the AFI. Additionally, they do not believe that the current guidance with
regard to stratification is consistent with the weight it is given under
the current procedures.
The HQ USAF/JAA evaluation is at Exhibit E.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Complete copies of the evaluations were forwarded to the applicant on 1
June 2007, for review and comment, within 30 days. Applicant responded
through counsel on 27 June 2007.
Applicant’s counsel pointed out that the AFPC/DPPP Advisory opinions are
refuted by the Administrative Law Division opinion. They allege that she
has demonstrated that the OSR was incomplete and that the PRF language
generated by her uninformed SR clearly had an unintentional result. As
such, the selection board was not accurately informed, resulting in the
decision makers not having complete information on which to act. Contrary
to all advice, including that of AFPC/SJA, the opinion of the rating chains
involved, the applicant, and even HQ USAF/ JAA, AFPC/DPPP continues to
insist she has suffered no prejudice whatever in the promotion process.
Their approach is highly concerning because it suggests that the AFBCMR’s
process is a resource-allocation exercise rather than an effort to identify
and remedy errors. It is a source of comfort to see that the
Administrative Law Division of the Office of the Advocate General did not
embrace DPPP’s approach, and that their advisory opinion fully supports the
relief she seeks. Quite simply, an error was made, and the error has
resulted in an injustice.
Applicant has waited nearly a year and a half for relief from the
administrative nightmare of the promotion process gone awry, and two wrong
MLRs and one wrong CSB do not make a right. Her career skidded to a halt
16 months ago, as evidenced by the fact she has already been denied
advancement in positions within her current assignment due to non-selection
by the March 2006 board. Her ability to serve in the grade of lieutenant
colonel has been fully documented, and the command and supervisor support
in her case is overwhelming and unanimous. The only real mistake she
committed in her career was to accept the challenge of the TJAG-hand-picked
assignment to a unique, joint and combined environment at an isolated NATO
post – an assignment for which she was three years junior to her peers –
and thus becoming subject to the systemic problems of an isolated,
uninformed rater from another military service during the in-the-zone
promotion process.
They allege the only equitable outcome in this case is for applicant to be
immediately promoted to the rank of lieutenant colonel, and point out the
lost advancement opportunities within her current assignment, the lost
opportunity to enroll in, let alone compete for, an in-residence slot at
the Air War College, the fact that she cannot competitively apply for
selection at other educational or competitive programs, has already been
working in a lieutenant colonel’s billet for four years, has had to suffer
the indignity of another non-selection at the above-the-zone promotion
board and that it is clear that for JAG officers, promotion occurs at the
in-the-zone board or not at all, and that she has promptly and diligently
pursued relief (in comparison, it took AFPC no less than five months to
respond to her January 2007 application after exhausting all agency
remedies). This is not a nasty case of personality conflict or yet another
instance of unsatisfactory performance. Her entire chain of command,
including her past and present attorney supervisors, not only unanimously
concur with her appeal, but also believe she has fulfilled the requirements
for service in the higher grade, and a review of her assignments and career
progression shows she has performed extraordinarily in billets above her
current time and grade. The advisory opinion from HQ USAF/JAA recognized
what occurred here, concluding that the procedures followed in her case
were not compliant with current AFIs and policy. They not only noted that
AFPC failed to follow the existing regulations applicable to her case, but
additionally noted that AFPC’s current stratification guidance in the AFI
is inconsistent with the weight it is given under current procedures. JAA
agreed that she has demonstrated the existence of an error as well as facts
and circumstances supporting an injustice. For these reasons, and because
of clear evidence of career injury, she should be directly promoted to the
grade of lieutenant colonel, which will at long last restore equity and
justice to a process that has lacked those elements for well over a year.
As an alternative, granting applicant a “DP” PRF and referring her record
to an SSB would at least significantly reduce the amount of delay in
processing this case by alleviating the need to conduct yet another (third)
MLR. There comes a point, after a year and a half of struggle, after which
she should not have to endure further harm to her career prospects. Given
the multiple errors and injustices committed on the original MLR, CSB, and
the Supplemental MLR, an equitable solution is to grant immediate relief by
at least awarding a “DP” on her PRF.
At a very minimum, the AFBCMR should direct AFPC to include the February
2006 OPR, revised PRF, and complete contents of her AFBCMR appeal in the
SMLR, direct AFPC to make the SMLR consist of the MLR President and not a
panel, and direct her record to an SSB. They would further ask that the
AFBCMR set a strict time limit in which to have the SMLR and SSB completed
so that she does not suffer yet more prejudice in her current assignment
and future options.
For the reasons stated above, applicant should be directly promoted to
lieutenant colonel. Such a remedy, if promptly directed and effected, will
begin to right the wrongs and will place her in the position she deserves
to be in, in keeping with the overwhelming evidence of her character,
experience, and accomplishments as an Air Force officer. If the AFBCMR is
not disposed to recommend direct promotion to lieutenant colonel, applicant
requests full consideration of the alternatives suggested above, which, to
a lesser degree, will also serve to address the errors in process.
Applicant’s complete response is at Exhibit G.
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ADDITIONAL AIR FORCE EVALUATION:
On 17 October 2007, HQ USAF/JAA advised the Board that they had
reconsidered their 22 May 2007 advisory (Exhibit E) and now conclude that
the applicant was afforded fair consideration for a “DP” recommendation,
that the process was conducted in accordance with Air Force policy and in
the same manner as it applies to others similarly situated, and that the
applicant did not suffer an error or injustice.
The SMLR, which convened on 19 September 2006 to review the applicant’s
case, complied with the procedures set out in AFI 36-2401, Correcting
Officer and Enlisted Evaluation Reports. In accordance with paragraph
A1.6.2.4.2, the Joint Forces MLR president completed a competitive review
of the applicant’s record (to include reviewing the request, the
circumstances surrounding the error, and its impact on the strength of the
applicant’s record) and took appropriate action. Appropriate action
entailed following the guidance provided in paragraph A1.6.3, Changing
PRFs…for Officers in Competitive Categories Other Than Line of the Air
Force (the applicant’s case is subject to this provision as she is a judge
advocate; this processing was accurately addressed in the AFPC/DPPPE
advisory dated 20 April 2007, but not addressed in HQ USAF/JAA 22 May 2007
opinion) and forwarding her record to HQ AFPC/DPPPE for processing.
In its capacity as the Management Level for the applicant’s case, HQ
AFPC/DPPPE conducted a competitive review. Based on that review, the HQ
AFPC MLR president, who was properly appointed in accordance with AFI 36-
2406, Officer and Enlisted Evaluation Systems, paragraph 8.3.6.4.2, to make
a recommendation in the applicant’s case, determined that her corrected
record was not sufficiently strong to earn a “DP”. The applicant contends
that this review should have included her OPR closing out 1 February 2006,
and that the MLR president should have been made aware of the circumstances
surrounding the appeal, and they disagree. According to AFI 36-2401,
paragraph A1.6.2.4, the MLR president “must, as much as possible, replicate
the original competitive process.” The OPR was properly excluded from the
applicant’s original competitive process because the OPR closeout date,
signatures, and filing date did not meet the AFI 36-2406-prescribed
thresholds for inclusion. Therefore, to replicate the original competitive
process as much as possible, it was properly excluded from the SMLR.
Further, the requirement that the MLR president be made aware of the
circumstances surrounding the appeal applied to the lower-level MLR
president (in this case, the Joint Forces Command MLR president), not the
MLR president at this level. The lower-level review requirements are
outlined in AFI 36-2401, paragraph A1.6.2.4.2; the higher-level review
requirements are outline in paragraph A1.6.3.
As a result of this review, the president recommended the applicant’s
corrected PRF maintain the same “P” recommendation as her original PRF.
Since Block IX of her PRF was still a “P” and the OPR in question was
properly excluded, none of the conditions detailed in AFI 36-2501, Officer
Promotions and Selective Continuations, which trigger an SSB were present
here.
The applicant was properly, fully, and fairly considered by the same rules
applicable to others similarly situated. Therefore, an SSB was not
warranted in this case, and the applicant has suffered neither an error or
injustice. Moreover, to afford her an SSB -- or a direct promotion as she
requests —- would give her special treatment not available to others
similarly situated. Accordingly, they withdraw the recommendation in their
earlier opinion that the applicant be provided a second MLR and SSB, and
substitute this opinion for their previous opinion in this case.
The revised HQ USAF/JAA evaluation is at Exhibit H.
________________________________________________________________
APPLICANT'S REVIEW OF THE ADDITIONAL AIR FORCE EVALUATION
The applicant responded on 29 October 2007, stating that the additional
advisory was prejudicially late, factually incorrect, and legally flawed.
She states that HQ USAF/JAA has given no rationale as to what prompted
their sudden reversal in opinion. The original JAA opinion was a candid
exposure of AFPC’s flaws in the overall guidance issued to senior raters
regarding stratification and impact of PRFs, and enumerated clear errors
and injustices in the processing of her particular records. A critical eye
should question why the issuance of the JAA reversal opinion was delayed
five whole months from the date of the original opinion. The latest JAA
opinion appears to be none other than a thinly veiled, last-ditch attempt
by AFPC to indirectly influence the Board decision through the weight of
JAA’s advisory, as the prospect of a favorable BCMR decision on her case
would likely be perceived by AFPC to have an unacceptable, systemic impact
on the promotion system. She points out that the agency took five months
to submit advisories, that she and her counsel responded to the advisories
within the 30 days allotted, and that it is patently unfair to allow the
agency to change advisory opinions last-minute, particularly without good
reason. There is absolutely nothing presented in the new JAA advisory
opinion that could not have been stated five months ago, the procedure and
time deadlines provided in the appellate process have been grossly breached
by JAA’s submission, and her case should not be prejudiced by allowing this
railroad tactic to prevail.
The applicant states that the initial JAA opinion addressed each concern
raised in her application, and the duly appointed JAA attorney did a
thorough, reasoned analysis in reaching the agency’s conclusion. In
contrast, the revised JAA opinion only addresses one issue as dispositive
of her whole case -- the process AFPC utilized in conducting the SMLR in
2006 The legal analysis now offered by JAA is incomplete and severely
flawed in many aspects, and she points out numerous examples of this
alleged incomplete and flawed analysis.
The applicant appeals that the Board remedy this extraordinary case with a
direct promotion. She states that the overall handling of this case by
AFPC official offends basic, professional sensibilities, and that AFPC, and
now JAA, have taken inordinate delays in processing this appeal from the
outset and will continue to do so if her records are returned to them for
further action. For one year and eight months, she has watched her career
flounder from the sidelines while her peers fly on past, and if this appeal
and the events that have transpired in this case –- an improperly conducted
SMLR, unexplained denial of an SSB by the ERAB, five months wasted for AFPC
to submit a cursory response, and now a post-Board bizarre change of advice
more than five months later –- don’t merit direct promotion, one must
wonder what circumstances ever would. The extraordinary event of last
minute legal subversion has shocked those watching this case, and if it is
decided that her records should be competed again, the records will go back
for processing to the very same agency that has continuously thwarted a
fair competition, and the latest events are probably an unfortunate
indication of how her record is likely to be received if returned to AFPC
for supplemental action. AFPC could, under the instructions, justifiably
delay an SMLR or SSB consideration for a year beyond the additional year it
will take to actually receive notice and approval of a favorable outcome,
and, even with a positive outlook, it will be well over three years before
resolution of her future prospects in the Air Force.
The applicant’s complete response is at Exhibit I.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice to warrant that applicant’s
records, to include her OPR which closed-out 1 February 2006, and the
corrected PRF considered by the previous SMLR, be considered by another
SMLR for the CY06A (P0506A) Non-Line Lieutenant Colonel CSB. Applicant has
demonstrated that her OSR that was considered by the CY06A (P0506A) Non-
Line Lieutenant Colonel CSB was incomplete, and that the PRF that was
competed for a “DP” at the MLR for that Board, and which was subsequently
considered by that Board, contained language generated by her uninformed SR
which clearly had an unintentional result. The fundamental rule is that
documents that are sent to a selection board must be substantially complete
and must fairly portray the officer’s record. If an officer’s record
contains prejudicial information, or lacks pertinent documentation that may
have mitigated the adverse impact of the prejudicial information, the
record is not complete and the law requires that another selection board be
presented with a substantially complete and fair record. In the
applicant’s case, although the OPR closed-out prior to the convening of the
AF Non-Line MLR, it was not required to be filed in her records until after
the MLR had convened. However, applicant has provided documentation
demonstrating that her chain of command fully intended for the OPR to be a
matter of record before the MLR, but was not completed in time due to a
series of administrative errors and delays, caused, in part, by her being
geographically separated at a remote NATO School in Germany and her rating
officials being located at separate locations in Virginia. In this
respect, we note the rater has provided a statement indicating the original
OPR was prepared in a timely manner and submitted to the Joint Forces
Command in order to meet the MLR, but was returned for minor correction.
The rater further states the Air Force colonel that coordinated on all Air
Force personnel actions was out of the office for an extended period and
that as such, the package was not coordinated under the routine process.
In view of the statement from the applicant’s rater, and in an effort to
provide her the maximum relief within the system, we believe the OPR
should be a matter of record before the SMLR when the determination is made
as to what overall promotion recommendation she should have received on the
PRF prepared for the CY06A CSB. Therefore, we recommend her records be
corrected to the extent indicated below.
4. Insufficient relevant evidence has been presented to demonstrate the
existence of either an error or injustice to warrant favorable action on
the remainder of the applicant’s requests. The promotion system, when
properly implemented, is the appropriate means for an officer’s records to
be reviewed, and there is no need for this Board to substitute its own
judgment for that of the promotion system and either award her an outright
“DP” or order that she be promoted. In this respect, we note that officers
compete for promotion under the whole person concept whereby a multitude of
factors are carefully assessed by the selection board members prior to
scoring the record. In addition, they may be qualified but – in the
judgment of selection board members vested with discretionary authority to
score their records – may not be the best qualified of those available for
the limited number of promotion vacancies. Consequently, a direct
promotion should be granted only under extraordinary circumstances; i.e., a
showing that the officer’s record cannot be reconstructed in such a manner
so as to permit him/her to compete for promotion on a fair and equitable
basis; a showing that the officer exercised due diligence in pursuing
timely and effective relief; and lastly, that had the original errors not
occurred, the probability of his/her being selected for promotion would
have been extremely high. We do not find these factors in this case. It
appears the SMLR process was conducted in accordance with Air Force policy
and the applicant has not shown that she has been treated any differently
than others who are similarly situated. In view of the foregoing, and in
the absence of evidence to the contrary, we find no compelling basis to
recommend granting this portion of her application.
________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT be corrected to show that:
a. The Officer Performance Report (OPR), AF IMT 707A, rendered
for the period 9 April 2005 through 1 February 2006, be amended to reflect
that it was signed by the rater in Section VI on 7 February 2006, by the
additional rater in Section VII on 7 February 2006, and by the Air Force
Advisor in Section IX on 9 February 2006.
b. The OPR rendered for the period 9 April 2005 through
1 February 2006 was accepted for file in her Officer Selection Record (OSR)
on 11 February 2006.
c. The Promotion Recommendation Form (PRF), AF IMT 709,
prepared for the Calendar Year 2006A (CY06A) (P0506A) Non-Line Lieutenant
Colonel Central Selection Board (CSB) and reflecting the last line in
Section IV, Promotion Recommendation, “Top 1% of JAGs I’ve commanded!
Brilliant attorney & diplomat. SDE and tough SJA job - Definitely
Promote!” be amended in Section IX, Overall Recommendation, to reflect no
overall recommendation.
d. Her record, to include the above corrected OPR and PRF, be
considered by a Supplemental Management Level Review (SMLR) for the CY06A
(P0506A) Non-Line Lieutenant Colonel CSB, with the original President of
the Non-Line SMLR for the CY06A Non-Line Lieutenant Colonel CSB,
competitively reviewing her record, the circumstances surround the error,
its impact on the strength of her record, and rendering an overall
recommendation.
It is further recommended that her record, to include the above corrected
OPR and the PRF containing the overall recommendation she received from the
above referenced SMLR, be considered for promotion to the grade of
lieutenant colonel by a Special Selection Board for the CY06A (P0506A) Non-
Line Lieutenant Colonel CSB.
________________________________________________________________
The following members of the Board considered Docket Number BC-2007-01937
in Executive Session on 30 August 2007 and 15 November 2007, under the
provisions of AFI 36-2603:
Mr. Jay H. Jordan, Panel Chair
Mr. James L. Sommer, Member
Mr. Steven A. Cantrell, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 19 Dec 06, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPE, dated 20 Apr 07.
Exhibit D. Letter, AFPC/DPPPO, dated 23 Apr 07.
Exhibit E. Letter, USAF/JAA, dated 22 May 07, w/atchs.
Exhibit F. Letter, SAF/MRBR, dated, dated 1 Jun 07.
Exhibit G. Letter, Counsel, dated 27 Jun 07.
Exhibit H. Letter, USAF/JAA, dated 17 Oct 07.
Exhibit I. Letter, Applicant, dated 29 Oct 07.
JAY H. JORDAN
Panel Chair
AFBCMR 2007-00066
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX, be corrected to show that:
a. The Officer Performance Report (OPR), AF IMT 707A,
rendered for the period 9 April 2005 through 1 February 2006, be, and
hereby is, amended to reflect that it was signed by the rater in Section VI
on 7 February 2006, by the additional rater in Section VII on 7 February
2006, and by the Air Force Advisor in Section IX on 9 February 2006.
b. The OPR rendered for the period 9 April 2005 through
1 February 2006 was accepted for file in her Officer Selection Record (OSR)
on 11 February 2006.
c. The Promotion Recommendation Form (PRF), AF IMT 709,
prepared for the Calendar Year 2006A (P0506A) Non-Line Lieutenant Colonel
Central Selection Board (CSB) and reflecting the last line in Section IV,
Promotion Recommendation, “Top 1% of JAGs I’ve commanded! Brilliant
attorney & diplomat. SDE and tough SJA job - Definitely Promote!” be, and
hereby is, amended in Section IX, Overall Recommendation, to reflect no
overall recommendation.
d. Her record, to include the above corrected OPR and PRF, be
considered by a Supplemental Management Level Review (SMLR) for the
Calendar Year 2006A (P0506A) Non-Line Lieutenant Colonel CSB.
It is further directed that her record, to include the above corrected OPR
and the PRF containing the overall recommendation she received from the
above referenced SMLR, be considered for promotion to the grade of
lieutenant colonel by a Special Selection Board for the Calendar Year 2006A
(P0506A) Non-Line Lieutenant Colonel CSB.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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