RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2006-03455
INDEX CODE: 111.05
XXXXXXXXXXXXXXXXXXXXXXXX COUNSEL: NONE
HEARING DESIRED: NO
MANDATORY CASE COMPLETION DATE: 12 May 2008
________________________________________________________________
APPLICANT REQUESTS THAT:
His Enlisted Performance Report (EPR) from 3 April 2005 through 7 October
2005 be removed from his records.
________________________________________________________________
APPLICANT CONTENDS THAT:
The EPR was not a fair and objective assessment of his leadership
abilities, and is in no way an accurate reflection of his performance
during that period. His track record of over 21 years of outstanding
performance reports questions the validity of the contested EPR with only
approximately 132 days of direct supervision.
His supervisor (and rater of the contested EPR) indicated to him on 21
September 2005, only weeks before the closeout date of the contested EPR,
that he intended to nominate him for Personnel Manager of the Year. His
supervisor chose not to speak to him, nor provide any feedback, before,
during, or after any supposed decline in performance, and his leadership
did not take a stand in ensuring he was given proper feedback by his
supervisor.
An “e-motional” e-mail response from his supervisor to one of his e-mails
sparked his removal and subsequent substandard EPR. His supervisor was
just waiting for something/anything to happen to put all of this in motion.
He was removed from his position in order to put his replacement in a more
competitive position for promotion at his expense. Further, there was a
blatant case of fraud involved in changing the records of his replacement,
a favorite of his supervisor, with whom he would spend many hours during
the day just sitting and chatting.
He has been the victim of an irrational, emotional, and hidden agenda style
supervisor. Although the EPR is an overall “5” rating, promotion
opportunities are very competitive, especially for promotion to CMSgt (E-
9), and this EPR will, in all likelihood, prevent future promotion
opportunities.
In support of his appeal, he submits a personal statement and a copy of his
application to the Evaluation Report Appeal Board (ERAB), with attachments
consisting of a personal statement to the ERAB, a copy of the contested EPR
from 3 April 2005 through 7 October 2005, two instances of e-mail traffic,
numerous character references, numerous extracts from his records
concerning his duty history, 23 previous EPRs, and an e-mail copy of the
decision of the ERAB.
Applicant’s complete submission, with attachments, is at Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The contested EPR was a Change of Reporting Official (CRO) report covering
188 days of supervision for the period 3 April 2005 through 7 October 2005.
Although the EPR was an overall “5” rating in Section IV, Promotion
Recommendation, it was not a “firewall” EPR as the rater downgraded ratings
in Section III, Evaluation of Performance, for “Leadership” and
“Professional Qualities”. There were no negative comments and the
applicant’s additional rater and commander concurred with the EPR as
written in Section VI, Additional Rater’s Comments, and Section X,
Commander’s Review.
Applicant filed an appeal to the ERAB, requesting that the EPR be voided.
On 17 October 2006, The ERAB denied the requested relief, stating that they
were not convinced the original report was unjust or wrong.
Applicant’s performance profile follows:
PERIOD ENDING OVERALL RATING
22 Jul 86 9 (firewall)
22 Jul 87 9 (firewall)
4 Jan 88 9 (firewall)
4 Jan 89 9 (firewall)
4 Jan 90 4
20 Dec 90 5
25 Aug 91 5
25 Aug 92 5 (firewall)
20 Aug 93 5 (firewall)
8 Apr 94 5 (firewall)
8 Apr 95 5 (firewall)
8 Apr 96 5 (firewall)
8 Apr 97 5 (firewall)
15 Nov 97 5 (firewall)
15 Nov 98 5 (firewall)
15 Nov 99 5 (firewall)
10 Apr 00 5 (firewall)
16 Apr 01 5 (firewall)
16 Apr 02 5 (firewall)
16 Apr 03 5 (firewall)
16 Apr 04 5 (firewall)
2 Apr 05 5 (firewall)
7 Oct 05* 5
*Contested Report
________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPEP recommends denial since an EPR is considered to be accurate as
written when it becomes a matter of record. To effectively challenge an
EPR, it is necessary to hear from all members of the rating chain – not
only for support, but also for clarification/explanation, and applicant has
failed to provide any information/support from the rating chain on the
contested EPR. In the absence of information from the evaluators, official
substantiation of error or injustice from the Inspector General (IG) or
Military Equal Opportunity is appropriate, but has not been provided in
this case. Although applicant filed an IG complaint, it was returned
without action because he failed to exhaust the appropriate appeal
procedures, and it appears the EPR was accomplished in direct accordance
with applicable regulations.
With respect to applicant’s contention that the EPR is inconsistent with
previous performance, it is not reasonable to compare one report covering a
certain period of time with another report covering a different period of
time, as this does not allow for changes in the ratee’s performance and
does not follow the intent of the governing AFI. The EPR was designed to
provide a rating for a specific period of time based on performance, and is
not to be based on past performance.
While applicant has provided several memorandums of support from
individuals outside the rating chain of the contested EPR, they were not in
a better position to evaluate the duty performance than those who were
specifically assigned that responsibility, and their opinions are not
germane to his appeal.
With respect to applicant’s contention that his supervisor chose not to
provide any feedback before, during, or after any supposed decline in
performance, and his leadership did not take a stand in ensuring he was
given proper feedback by his supervisor, lack of counseling or feedback, by
itself, is not sufficient to challenge the accuracy or justness of a
report. Evaluators must confirm they did not provide feedback, and that
this directly resulted in an unfair evaluation. Only members in the rating
chain can confirm if counseling was provided. While current AF policy
requires performance feedback, a direct correlation between information
provided during feedback sessions and EPR evaluations does not necessarily
exist. For example, if, after positive feedback, an evaluator discovers
serious problems, he/she must record the problems in the EPR, even when it
disagrees with previous feedback.
The AFPC/DPPPEP evaluation is at Exhibit C.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant responded to the AFPC/DPPPEP advisory in a memorandum dated 4
January 2007, with a revised reply on 10 January 2007. He challenged the
advisory opinion that a report is accurate as written based solely on it
becoming a matter of record since his rating chain kept the contents of the
contested report to themselves until such time as it was made a matter of
record. Due to the strained relationship between himself and his rater,
which he did not find out about until it was too late, he feels it would be
impossible to obtain any supporting/clarifying documentation from his
rating chain. Further, his rating chain is the reason he’s in this
position, so he can’t imagine receiving any support from them.
He is not contending the contested report is inconsistent with previous
ratings. Rather, it is inconsistent with his performance and leadership
roles his rating/leadership chain continued to place on him during this
rating period only, and is also inconsistent with all the occurrences
during the rating period to include leadership/mentorship roles and annual
award nominations by his supervisor.
The purpose of the letters he furnished from his subordinates/co-workers
was to further paint the picture of how much his leadership relied on him
and to confirm the working relationship between himself and his rater, and
he states they were shocked and confused after his removal and by the
contents of the contested report.
The documentation he has submitted is a strong substantiation that feedback
never occurred, and he would never receive any documentation from his
rating chain to substantiate that feedback never occurred as the situation
was so questionable they wanted it to go away as quickly and quietly as
possible, hence his abrupt removal.
Applicant’s complete response to the Air Force Advisory, with attachments,
is at Exhibit D.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice. We took notice of the applicant's
complete submission in judging the merits of the case; however, we agree
with the opinion and recommendation of the Air Force office of primary
responsibility and adopt its rationale as the basis for our conclusion that
the applicant has not been the victim of an error or injustice. Since an
EPR is considered to be accurate as written when it becomes a matter of
record, and applicant has failed to provide any information/support from
the rating chain of the contested EPR, the Board cannot mitigate the report
based on the presumption of regularity in the conduct of governmental
affairs. Therefore, in the absence of evidence to the contrary, we find no
compelling basis to recommend granting the relief sought in this
application.
________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of material error or injustice; that the application was
denied without a personal appearance; and that the application will only be
reconsidered upon the submission of newly discovered relevant evidence not
considered with this application.
________________________________________________________________
The following members of the Board considered Docket Number BC-2006-03455
in Executive Session on 6 February 2007, under the provisions of AFI 36-
2603:
Mr. James W. Russell, III, Panel Chair
Ms. Mary C. Puckett, Member
Mr. Joseph D. Yount, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 8 Nov 06, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPEP, dated 12 Dec 06.
Exhibit D. Letter, Applicant, dated 10 Jan 07.
Exhibit E. Letter, SAF/MRBR, dated 22 Dec 06.
JAMES W. RUSSELL, III
Panel Chair
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