RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2006-03161
INDEX CODE: 111.05
XXXXXXXXXXXXXXXXX COUNSEL: NONE
HEARING DESIRED: NO
MANDATORY CASE COMPLETION DATE: 20 April 2008
________________________________________________________________
APPLICANT REQUESTS THAT:
His Enlisted Performance Report (EPR) from 19 June 2002 through 9 November
2003 be removed from his records.
________________________________________________________________
APPLICANT CONTENDS THAT:
His additional rater abused his authority which ultimately led to his
failure to accurately rate his performance between 18 May 2003 and 9
November 2003.
His additional rater has a long history of using innuendo and rumors to
rate members under his command. His additional rater abused his authority
to encourage his deployed supervisor to reissue a Letter of Evaluation
(LOE) with a negative statement in order to substantiate his comments and
ratings on the contested EPR. His Officer In Charge at the deployed
location stated that in their preparations for return to home station, he
received copies of all LOEs, to include his, and his LOE did not contain
the negative statement. His additional rater based his performance on
gossip he received from his subordinate during their many smoke break
encounters without his knowledge. His additional rater failed to
accurately rate his performance as indicated by all of his previous
supervisors while assigned to Holloman AFB, NM. His additional rater’s
objective was to obstruct his opportunity to be promoted, which he clearly
stated to his rater when the contested EPR was being drafted. His rater
made a noble attempt to keep the contested EPR in the original format with
his ratings; however, his additional rater overrode the ratings of the
rater and inserted negative comments
to end his opportunity to be promoted to additional Senior NCO ranks.
There are two different versions of an LOE from 31 January 2003 through
14 April 2003, both signed by the deployed rater. One contains a negative
comment as the last bullet while the other does not contain this comment.
The copy of the LOE without the negative comment was the one forwarded to
his home station by the deployed rater; however, the deployed rater
contends that the LOE containing the negative comment was the one forwarded
to his home station.
The commander of the contested EPR supports his request to have the report
voided. The commander states he discussed his performance with his past
and current supervisors, and they cleared any misconceptions about his
performance during the rating period of the contested report. His
commander also reviewed his Personal Information File (PIF) and did not
find any derogatory documentation to support the additional rater’s ratings
or comments.
His rater stated that he stands by his evaluation of his performance during
the rating period of the contested EPR. He states that the additional
rater’s justification for the mark downs on the contested EPR was unjust,
all facts were not considered, and there were too many cases of hearsay
used when making the decision to downgrade the EPR. He also confirmed that
the LOE with the negative comment was the actual, true LOE, and he
considered that information when preparing the contested EPR.
The additional rater also stands by his ratings/comments on the contested
EPR. He states he based his ratings/comments on his personal observation
of his duty performance, discussions with his supervisors and flight
leadership at his home station, the LOE closing 14 April 2003, and
conversations/communications he had with his deployed shop chief and
nightshift superintendent, as well as communications he was allowed to see
between his home station flight chief and deployed flight chief.
In support of his appeal, he submits a personal statement, a letter from
the 49th Maintenance Squadron Commander, a letter from a past supervisor,
two letters from the rater of the contested EPR, a letter from the
additional rater of the contested EPR, a copy of the contested EPR closing
9 November 2003, a Rater/Feedback timeline, four Performance Feedback
Worksheets, three e-mails, a copy of the LOE without the negative
statement, a copy of the LOE containing the negative statement, an Events
Log, copies of EPRs closing 6 May 2006, 2 August 2005, 9 November 2004, 18
June 2002, and 18 June 2001,
and three character statements.
Applicant’s complete submission, with attachments, is at Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The additional rater of the contested EPR closing 9 November 2003,
downgraded ratings rendered by the Rater in Section III, Evaluation of
Performance, for “How Well Does Ratee Perform Assigned Duties” and “How
Well Does Ratee Communicate With Others”, lowered the overall rating in
Section IV, Promotion Recommendation, from a “5” to a “4”, and stated two
less than positive comments in Section VI, Additional Rater’s Comments.
Applicant’s commander concurred with the EPR as written in Section VII,
Commander’s Review.
Applicant filed an appeal to the Evaluation Reports Appeal Board (ERAB),
requesting that the markings by the rater in Section III, Items 1 and 7, be
returned to what they originally were, Section IV, Additional Rater’s
Recommendation, be upgraded to a “5”, the first and second comments in
Section VI, Additional Rater Comments, be rewritten to reflect factual,
observed performance information, and the EPR be dated to reflect actual
supervision dates of 19 June 2002 through 18 June 2003. On 11 February
2005, The ERAB directed the application be returned without action, stating
that they would not consider nor approve requests to change an evaluator’s
ratings or comments if the evaluator did not support the changes, and the
documentation provided did not support making changes to the markings or
the ratings.
Applicant’s performance profile follows:
PERIOD ENDING OVERALL RATING
27 Jun 97 4
27 Jun 98 5 (firewall)
18 Jun 99 5 (firewall)
18 Jun 00 5 (firewall)
18 Jun 01 5
18 Jun 02 5
9 Nov 03* 4
9 Nov 04 5 (firewall)
2 Aug 05 5
6 May 06 5 (firewall)
*Contested Report
________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPEP recommends denial since an EPR is considered to represent the
rating chain’s best judgment at the time it is rendered and, once it is
accepted for file, only strong evidence to the contrary warrants correction
or removal from an individual’s records. The burden of proof is on the
applicant, and he has not substantiated the contested EPR was not rendered
in good faith by all evaluators based on knowledge available at the time.
Further, he has not proven the EPR was rendered in retaliation against him,
or that the EPR was not an accurate reflection of his performance during
the reporting period in question. A report is not erroneous or unfair
because the applicant believes it contributed to a non-selection for
promotion, or may impact future promotion or career opportunities. The
applicant must prove the report is erroneous or unjust based on its
content. In the absence of information from evaluators, official
substantiation of error or injustice from the Inspector General or Military
Equal Opportunity is appropriate; however, it has not been provided in this
case and it appears the reports were accomplished in direct accordance with
applicable regulations.
With respect to the commander’s support for voiding the EPR, it is not
reasonable to compare one report covering a certain period of time with
another report covering a different period of time, as this does not allow
for changes in the ratee’s performance and does not follow the intent of
the governing AFI. The EPR was designed to provide a rating for a specific
period of time based on performance, and is not to be based on past
performance.
The AFPC/DPPPEP evaluation is at Exhibit C.
AFPC/DPPPWB has deferred to the AFPC/DPPPEP recommendation regarding
applicant’s request to have the EPR removed; however, they have addressed
the supplemental promotion consideration issue should the Board grant his
request. They advise the next time the contested report will be used in
the promotion process is cycle 07E8 for promotions effective April 2007
through March 2008. The Board will convene 5-23 February 2007, with
selects tentatively scheduled to be made in March 2007. If the Board
grants applicants request to remove the EPR from his records prior to March
2007, no supplemental consideration will be necessary.
The AFPC/DPPPWB evaluation is at Exhibit D.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
He was not claiming that the LOE, without the negative statement, was
forwarded to his home station. Rather, his home station and deployed OIC
received a copy of his LOE prior to their departure for home station and it
did not contain a negative statement from any home station senior
leadership. A subsequent version reflects no inclusive supervision dates,
a different reason for report completion, deletion of the 8th bullet/sub
bullet, and a negative comment. This version was mailed to his home station
without his prior knowledge, which indicates the rating official
intentionally, but haphazardly, attempted to discredit his deployed
performance. There was no indication of any negative feedback concerning
his performance by deployed home station leadership, except for his
reluctance to release an expensive laptop computer and printer that he had
signed out to deployed home station senior leadership.
His commander on the contested report has confirmed that his performance
during the contested rating period did not justify the inclusion of any
negative comments. Additionally, his previous raters had daily direct
interaction with him and had extensive knowledge of the quality of his
performance and product during the rating period in question. Neither the
commander nor section commander had a true opportunity to review the report
before it became a matter of record, and the section commander has stated
that if he had been able to review it, he would have questioned its
negative content and returned it to the additional rater for corrections.
His intent to remove the EPR is not based on non-selection for promotion;
rather, he is seeking a fair and just EPR that is based on his actual
performance and not on innuendo and rumors. The additional rater uses
unethical methods to get what he wants and he has first hand knowledge of
this. He is making an educated assumption that the additional rater was
the individual who contacted the rater of the deployed LOE and was able to
pressure him to author an unauthorized second version of the LOE with the
negative comment so he could justify his negative comments in the contested
EPR.
Applicant’s complete response, with attachments, is contained at Exhibit E.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice. We took notice of the applicant's
complete submission in judging the merits of the case; however, we agree
with the opinion and recommendation of the Air Force office of primary
responsibility and adopt its rationale as the basis for our conclusion that
the applicant has not been the victim of an error or injustice in that not
enough evidence has been presented to overcome the presumption of
regularity in the conduct of governmental affairs in order for the Board to
mitigate the report. Therefore, in the absence of evidence to the
contrary, we find no compelling basis to recommend granting the relief
sought in this application.
________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of material error or injustice; that the application was
denied without a personal appearance; and that the application will only be
reconsidered upon the submission of newly discovered relevant evidence not
considered with this application.
________________________________________________________________
The following members of the Board considered Docket Number BC-2006-03161
in Executive Session on 6 February 2007, under the provisions of AFI 36-
2603:
Mr. James W. Russell, III, Panel Chair
Ms. Mary C. Puckett, Member
Mr. Joseph D. Yount, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 5 Oct 06, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPEP, undated.
Exhibit D. Letter, AFPC/DPPPWB, dated 5 Dec 06.
Exhibit E. Letter, Applicant, dated 2 Jan 07, w/atchs.
Exhibit F. Letter, SAF/MRBR, dated 15 Dec 06.
JAMES W. RUSSELL, III
Panel Chair
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