RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2006-01168
INDEX CODE: 100.00
XXXXXXX COUNSEL: J. RANDALL HICKS
HEARING DESIRED: YES
MANDATORY CASE COMPLETION DATE: 19 October 2007
________________________________________________________________
APPLICANT REQUESTS THAT:
The Article 15 imposed on 21 February 2005; the Unfavorable Information
File (UIF); the Officer Performance Report (OPR), closing 16 January 2005;
the Promotion Recommendation Form (PRF) prepared for the Calendar Year
2005D (CY05D) Captain Promotion Process be declared void; and that he be
made whole from its collateral consequences, to include restoration of his
5 April 2005 promotion to the grade of captain.
________________________________________________________________
APPLICANT CONTENDS THAT:
He is not guilty of the offense; harmful procedural error occurred; he was
removed from the promotion list due to command influence; he was treated
differently than others similarly situated; new evidence has been
discovered that was not previously considered; and that the Article 15 is
unduly severe and unjust under all the circumstances of his case.
Since the dates of the alleged adultery were changed after the original
appeal process, the Article 15 should have been set aside. Furthermore,
one of the accusers had various conflicts with him during their deployment
and there are numerous conflicts in his statement. The Command Directed
Investigation (DCI) was also flawed since the second accuser was re-
interviewed even though she had previously asserted her right to remain
silent and obtained counsel, in violation of her Fifth Amendment Rights,
and was unduly influenced. In addition, he cites AFBCMR 98-00094, in which
the Board provided favorable relief based on a lack of independent evidence
supporting the statements of the accusers and the inconsistencies contained
therein.
Applicant’s complete submission, with attachments, is at Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
On 30 June 2004, the applicant was selected for promotion to the grade of
captain during the Calendar Year 2004B (CY04B) Captain Promotion Process.
Applicant received a referral OPR rendered for the period 17 January 2004
through 16 January 2005, based on an “unacceptable” rating in Section V,
Item 3, Professional Qualities, and comments in Section VI, Rater Overall
Assessment, pertaining to his adultery with a married officer in the
squadron and making false official statements to an investigating officer.
On 27 January 2005, applicant’s assignment to the 56th Rescue Squadron was
cancelled.
On 3 February 2005, the commander notified the applicant of his intent to
initiate nonjudicial punishment under Article 15 of the Uniform Code of
Military Justice (UCMJ) for violating Articles 134 and 107. Specifically,
for committing adultery from 15 March 2004 to 1 August 2004, and rendering
false official statements on divers occasions between 19 and 30 November
2004. After consulting with legal counsel, he waived his right to a court-
martial and accepted nonjudicial punishment proceedings. After considered
the applicant’s oral and written presentation, on 21 February 2005, the
commander determined he did commit one or more of the alleged offenses and
imposed punishment consisting of a forfeiture of $2,163.00 per month for a
period of two months and a reprimand. The applicant appealed the
punishment on 28 February 2005, which was denied on 19 April 2005.
On 28 February 2005, the commander notified the applicant that he was
recommending his name be removed from the promotion list to captain. On 28
September 2005, the Acting Secretary of the Air Force directed his name be
removed from the list of officers selected for promotion during the CY04B
Capt Promotion Process.
Based on incorrect date information in the adultery specification of the
Article 15, the applicant filed an Inspector General complaint, and he was
ultimately provided an opportunity for a new appeal of the Article 15.
After reviewing the applicant’s written presentation, on 27 February 2006,
his second appeal was denied.
Applicant received a “Do not Promote” recommendation on the PRF prepared
for the CY05D Captain Promotion Process.
Based on two nonselections for promotion, he was retired on 1 September
2006, in the grade of first lieutenant.
________________________________________________________________
AIR FORCE EVALUATION:
AFLOA/JAJM recommends the application be denied and states, in part, the
applicant has provided no evidence of a clear error or injustice. By
electing to resolve the allegation in the nonjudicial forum, the applicant
placed the responsibility to decide whether he had committed the offense
with his commander. The commander was the fact-finder and his judgment
should be given due deference for assessing witness credibility. Although
the applicant feels he was treated differently, in their opinion, the
commander graduated punishment based on his perception of the credibility
of the parties and their acceptance of responsibility for their actions.
Not convinced the applicant was being truthful, the commander punished him
more severely. Contrary to the opinion of the applicant’s counsel, the
nonjudicial punishment action is not thrown out with prejudice, but a new
action may be initiated. Further, there is no preclusion from correctly
accomplishing the appeal, even on some later date as a remedy to properly
repair the harmless error. The applicant was provided an opportunity to
submit additional matters to the commander; however, he essentially
provided no new information that had not previously been in the record.
Although a more detailed statement from the woman involved in the conduct
was obtained by the commander when he imposed punishment, it is assumed the
commander acted in good faith and provided the applicant a copy of the
statement at the earliest opportunity, albeit during the presentation of
the punishment. As such, the applicant had an opportunity to address her
allegations. Moreover, while not an ideal situation, the detailed
statement’s content’s essentially adds no surprise evidence or allegations.
The applicant submits copies of the cellular phone records of his former
squadron in support of his contention that this individual placed numerous
calls to the woman involved in the incident to urge her to make a statement
to the commander concerning her relationship with the applicant. While
these records show that one of the witnesses against him called the woman
involved in the incident, they do not explain the substance of the calls,
nor does the applicant explain their significance. Furthermore, the calls
go back over a period of months, not just the time the woman was alleged to
have been nagged to make a statement.
The AFLOA/JAJM evaluation is at Exhibit C.
AFPC/DPPP and AFPC/DPPPEP recommends denial of applicant’s request to
remove any references to the Article 15 from his OPR and PRF. However, if
it is determined the charges against him are indeed false and the Article
15 proceedings are inappropriate, the comments should be removed from the
OPR and PRF.
The AFPC/DPPP evaluation is at Exhibit D.
AFPC/DPPPO recommends the application be denied, and states, in part, that
applicant’s name was removed from the list of officers selected for
promotion during the CY04B Captain Promotion Process by the Acting
Secretary of the Air Force for committing adultery with a married member of
the unit and making a false statement. Prior to this action he was advised
by his commander that such action was being recommended, provided all
supporting documentation, provided legal counsel, and given sufficient
opportunity to respond. Further, the removal package received numerous
legal reviews by base, Major Air Command (MAJCOM), and Air Force legal
offices and was found to be legally sufficient prior to the Secretary
directing the removal. Commanders question promotion when the
preponderance of the evidence shows the officer is not mentally,
physically, morally, or professionally qualified to perform the duties of
the higher grade. Early identification of the officer and proper
documentation are essential in taking promotion propriety action. Further,
Air Force policy states that formal rules of evidence do not apply to a
promotion propriety action.
The AFPC/DPPPO evaluation is at Exhibit E.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
In further support of the appeal, the 347th Rescue Wing Inspector General
provides a statement in which he states, in part, that the Command Directed
Investigation was handled prejudicially and mismanaged, i.e., the squadron
commander directed the investigating officer (IO) not interview certain
witnesses, allowed himself to be guided by the original accuser on how to
proceed with the investigation, and sent the original accuser on an illegal
TDY to notify the husband of the second accuser of his wife’s alleged
adultery. He further states the credibility of the accusers should be
questioned (Exhibit G).
Counsel states the evaluation from the Military Justice Section does not
address the issue of whether the “second appeal” was within the same
proceeding as defined in AFI 51-202, paragraph 6.9. Since an Article 15 is
“final” when the Staff Judge Advocate (SJA) or designated authority reviews
the proceedings for legal sufficiency and the applicant did not receive the
corrected copy until seven months after the Article 15, the Article 15
should be set aside. The altering of the charged time frame is not simply
an administrative or clerical error. To the contrary, it changed the
entire nature of the charge and the effectiveness of his defense. In his
original appeal, the applicant had provided a detailed response in which he
accounted for virtually every moment during the TDY, as opposed to the four
and a half month-affair alleged to have occurred between 15 March 2004 and
1 August 2004. As such, he was not given an opportunity to defend himself
against the charge that was before the appellate authority. Furthermore,
additional evidence was obtained after the initial investigation and was
only given to him after he had been told that he was guilty. Therefore, he
was denied any meaningful chance to respond to all of the evidence. It is
patently absurd to assume the earliest opportunity the commander had to
provide the additional evidence to the applicant was when he informed him,
of the findings. In this respect, counsel notes that it is up to the
commander to determine whether an offense has been committed and there is
no time limit for doing so. The commander could have provided the evidence
to the applicant and gave him additional time to respond before a decision
was reached. Although the Military Justice Section opines the applicant
had an opportunity to respond to the additional evidence on appeal, he had
a right to examine it before the imposition of punishment. The governing
AFI does not state such information can be provided before the appeal.
This is especially true since the appeal was virtually meaningless due to
the fact the charge was materially changed without the applicant’s
knowledge.
An IG investigation conducted after the Article 15 substantiated
allegations the commander allowed the misuse and abuse of a government cell
phone by a squadron member and directed the member take an improper TDY to
XXXXXX.
Applicant’s rating chain is obviously not going to support altering the OPR
as long as the Article 15 is in place.
Counsel’s complete submission, with attachments, is at Exhibit H.
On 18 December 2006, a complete copy of the Removal from the Promotion List
Package was provided to the applicant’s counsel for review and comment.
Applicant’s counsel has provided a response in which he states, in part,
the applicant’s removal action was based upon the fatally flawed Article
15. The applicant was materially prejudiced by the dates of the alleged
adultery being later changed without his knowledge because he had
previously submitted a response addressing the first set of dates. As
such, it should also be removed from the applicant’s record. The legal
reviews of the removal action incorporated the erroneous dates of alleged
adultery and therefore, also incorporated one of the fatal flaws present in
the Article 15. Justice requires the Article 15 be removed from the
applicant’s records and for him to be made whole from its collateral
consequences, to include the removal action.
Counsel’s complete response, with attachments, is at Exhibit J.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of error or injustice. In cases of this nature, we are not
inclined to disturb the judgments of commanding officers, absent a showing
of an abuse of their discretionary authority, as they are usually in the
best position to assess a member’s credibility. Moreover, our reluctance
is especially keen in cases such as this; wherein, an Acting Secretary
removed the applicant’s name from the CY04B Captain Promotion Process
Selection list. Undoubtedly, he carefully considered the entire case file
before rendering his decision. However, after thoroughly reviewing the
evidence of record and noting the subsequent correspondence received from
the XXXX Wing Inspector General in support of the applicant’s request
[albeit not in an official capacity], we find that relief is appropriate.
In this respect, we note the only evidence against the applicant were two
statements from fellow officers. The first accuser, a male, who had issues
with the applicant and a motive to retaliate against him for past actions
and the second accuser, a female, who later admitted to an affair with
another officer and has indicated that she was pressured into implicating
the applicant to save herself. Given the lack of independent evidence
supporting the statements of these individuals and noting the vague and
broad nature of the allegations contained therein, we believe serious doubt
has been raised as to the veracity of the allegations against the
applicant. The XXX Wing IG states the Command Directed Investigations
(CDIs), upon which the charges levied against the applicant were based,
were fatally flawed, mismanaged, and handled prejudicially. He provides a
plethora of disturbing examples, to include the squadron commander
directing the investigating officer (IO) to not interview certain
witnesses; allowing himself to be guided by the original accuser on how to
proceed with the investigation; and sending the original accuser on an
illegal TDY to notify the husband of the second accuser of his wife’s
alleged infidelity. He states the MAJCOM Vice-Commander acknowledged the
first CDI was botched and directed the wing conduct another; however, the
new IO also failed to interview at least three key witnesses with pertinent
information. The evidence before us also suggests the original accuser had
unresolved issues with the applicant over a deployment incident when, as
the applicant’s wingman, he became fearful of flying and broke formation.
During the mission debriefing, the applicant called the accuser on the
carpet for breaking formation, embarrassing him in front of his peers.
Further, since it was his second such incident in six months, the applicant
recommended he meet a Flying Evaluation Board (FEB). It also appears that
during the deployment the original accuser had stolen a prescribed drug
(Ambien) from the applicant’s nightstand, which the applicant made public.
After this occurred, the second accuser was returned home, and when asked
regarding a rumor that had surfaced during a wing level meeting that the
second accuser was having an affair with Captain XXXX, he alleged the
applicant was the one having the affair with her. What we find more
shocking, however, is that according to the Wing IG, the original accuser
himself, while being married with two children, had an adulterous
relationship with an officer candidate during Officer Training School
(OTS); later divorced his wife; and married the officer candidate, with
whom he had the affair. In view of this, it would appear the unresolved
issues the original accuser had with the applicant concerning their prior
deployment may very well have been a major motivating factor behind his
actions. We also note the second accuser, when originally presented with
the allegations, refused to make a statement and requested to see her
attorney. She then denied any relationship with the applicant or Captain
XXXX; however, after more than 60 phone calls from the original accuser
over the course of a two-week period urging her to save herself; her
husband being told that she had allegedly committed adultery; and several
discussions with the commander; she rendered a brief statement on 5
December 2004, indicating that she had a sexual relationship with the
applicant from 14 to 19 September 2004. The second accuser later provided
a more lengthy statement to the commander, the timing of which is unknown;
however, it is void of any specific dates/times and contains only vague
references to the evenings of the September 2004 TDY. Even AFLOA/JAJM
concedes the statement’s contents essentially added no surprise evidence or
allegations. We find the statement from Captain XXXX, rendered during the
applicant’s initial appeal of his nonjudicial punishment, particularly
importance and give it great weight, since this individual had nothing to
gain my coming forward and incriminating himself. Moreover, it appears he
was responsible for getting the second accuser to admit to their affair to
the commander, and did so at great personal expense, i.e., Referral OPR and
Article 15. Capt XXXX‘s statement indicates that on 5 December 2004, the
second accuser told him that she was emotionally drained and had been
bullied into making a statement against the applicant; that she felt all
they [command leadership] really wanted was him [the applicant]; and that
if she complied, her lie about their [second accuser and Captain XXXX]
relationship would not catch up with her. Captain XXXX further stated that
on 6 December 2004, he and the second accuser told the commander they had a
relationship during the period April to August 2004. Afterwards, he asked
the second accuser why she did not set the record straight with the
commander concerning the applicant and she said that it was too late since
she had been given the applicant’s cancelled assignment and did not want to
anger anyone by changing her story. While AFLOA/JAJM opines they can
assume the commander acted in good faith by providing the applicant a copy
of the second accuser’s more lengthy statement at the earliest opportunity,
albeit during the presentation of the punishment, in consideration of the
commander’s other actions in this case, we are not inclined to take such a
leap of faith. Especially, when considering that after the commander
reviewed the applicant’s lengthy, detailed response, in which he accounted
for virtually every moment of his whereabouts during the September 2004
TDY, and he heard the confessions of the second accuser and Captain XXXX
concerning their affair during the period April to August 2004, he still
concluded the applicant committed one or more of the alleged offenses,
imposed the punishment, and later arbitrarily changed the specification
dates, without advisement, prior to the applicant’s appeal. Although the
applicant was provided a second appeal of the Article 15, the commander’s
actions during the nonjudicial proceedings speaks volumes as to his pre-
disposition concerning the applicant’s guilt. Other than the statements of
the two accusers, there is no official documentation or other corroborative
evidence to substantiate the allegations against the applicant. Given a
totality of the evidence presented, and noting this officer’s otherwise
unblemished record, to include deployments to Afghanistan and Iraq, we are
convinced the Article 15 and the resultant negative personnel actions
should be removed from his records in the interest of equity and justice.
Therefore, in view of the above, we recommend his records be corrected to
the extent indicated below.
4. In view of the above determination that the applicant’s name should not
have been removed from the CY04B Capt Promotion Process Selection list,
once his records are corrected the PRF prepared for the CY05D Capt
Promotion Process will not exist, nor will the basis for his 1 September
2006 retirement, i.e., two nonselections for promotion.
5. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT, be corrected to show that:
a. The nonjudicial punishment under the provisions of Article 15,
Uniform Code of Military Justice, initiated on 3 February 2005 and imposed
on 21 February 2005, be declared void and expunged from his records, and
all rights, privileges and property of which he may have been deprived be
restored.
b. The Company Grade Officer Performance Report, AF IMT 707B,
rendered for the period 17 January 2004 through 16 January 2005, be
declared void and removed from his records
c. The Promotion Recommendation Form (PRF), AF IMT 709, prepared
for the Calendar Year 2005D (P0305D) Captain Promotion Process be declared
void and removed from his records.
d. On 28 September 2005, his name was not removed from the list of
officers selected for promotion by the Calendar Year 2004B Captain
Promotion Process.
e. He was not retired effective 1 September 2006, but on that
date, he continued on active duty and was ordered Permanent Change of
Station (PCS) to his home of selection or home of record pending further
orders.
________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-2006-
01168 in Executive Session on 27 February 2007, under the provisions of AFI
36-2603:
Mr. John B. Hennessey, Panel Chair
Ms. Patricia R. Collins, Member
Ms. Teri G. Spoutz, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 12 Apr 06, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Memo, AFLOA/JAJM, dated 13 Jun 06.
Exhibit D. Memo, AFPC/DPPP, dated 31 Jul 06.
Exhibit E. Memo, AFPC/DPPPO, dated 6 Sep 06.
Exhibit F. Letter, SAF/MRBR, dated 15 Sep 06.
Exhibit G. Letter, 347th RQW/IG, dated 28 Sep 06.
Exhibit H. Letter, Counsel, dated 12 Oct 06.
JOHN B. HENNESSEY
Panel Chair
AFBCMR BC-2006-01168
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to XXXXXXX, XXXXXXX, be corrected to show that:
a. The nonjudicial punishment under the provisions of Article
15, Uniform Code of Military Justice, initiated on 3 February 2005 and
imposed on 21 February 2005, be, and hereby is, declared void and expunged
from his records, and all rights, privileges and property of which he may
have been deprived be restored.
b. The Company Grade Officer Performance Report, AF IMT 707B,
rendered for the period 17 January 2004 through 16 January 2005, be, and
hereby is, declared void and removed from his records
c. The Promotion Recommendation Form (PRF), AF IMT 709, prepared
for the Calendar Year 2005D (P0305D) Captain Promotion Process be, and
hereby is, declared void and removed from his records.
d. On 28 September 2005, his name was not removed from the list of
officers selected for promotion by the Calendar Year 2004B Captain
Promotion Process.
e. He was not retired effective 1 September 2006, but on that
date, he continued on active duty and was ordered Permanent Change of
Station (PCS) to his home of selection or home of record pending further
orders.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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