RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2005-03320
INDEX CODE: 131.00
COUNSEL: NONE
HEARING DESIRED: YES
MANDATORY CASE COMPLETION DATE: 1 MAY 07
_________________________________________________________________
APPLICANT REQUESTS THAT:
a. Her Officer Performance Report (OPR) for the period ending
8 June 2001 be voided and removed from her records.
b. She receive a direct promotion to the grade of colonel
upon removal of the contested OPR or as an alternative, promotion to
the grade of colonel by a Special Selection Board (SSB).
_________________________________________________________________
APPLICANT CONTENDS THAT:
The contested report is unjust, not objective and does not reflect her
actual performance. Her rater permitted a personality conflict to
influence his objectivity. The rater placed undue emphasis on an
incident and changed the signed report as retribution for bringing to
his attention that performance feedback was not conducted in
accordance with the governing regulation. She further contends her
rater did not provide formal feedback until eight days prior to the
closeout date of the reporting period and his statement of providing
informal feedback 14 times is incorrect and violates the regulation;
and the final performance report, signed on 28 June 2001 was
downgraded from the previously signed report dated 9 June 2001, which
was an inaccurate reflection of her contributions.
Applicant's complete submission, with attachments, is attached at
Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Applicant is currently serving on active duty in the grade of
lieutenant colonel.
Applicant was considered, but not selected for promotion to the grade
of colonel by the CY04A and CY05A Colonel Central Selection Boards
(CSBs).
The applicant submitted an application to the Evaluation Reports
Appeal Board (ERAB). On 26 August 2005, the ERAB denied the
applicant’s appeal.
Applicant’s OPR profile as a lt col is listed below.
PERIOD ENDING OVERALL EVALUATION
8 Jun 00 Meets Standards
*8 Jun 01 Meets Standards
8 Jun 02 Meets Standards
6 May 03 Meets Standards
**6 May 04 Meets Standards
***6 May 05 Meets Standards
*Contested Report.
**Top report at the time of the CY04A Col CSB.
***Top report at the time of the CY05A Col CSB.
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPPPE states although the applicant received only one feedback
session eight days before the closeout date of the report that does
not invalidate the report. The rater is required to give a specific
reason why the feedback session was not given. The fact that the
applicant does not agree with the rater’s reason is irrelevant and
does not make the report erroneous. A lack of counseling or feedback,
by itself, is not sufficient to challenge the accuracy or justness of
a report. Air Force Instruction (AFI) 36-2406, paragraph 2.10 states,
“A rater’s failure to conduct a required or requested feedback session
does not by itself invalidate an EPR.” While current Air Force policy
requires performance feedback for personnel, a direct correlation
between information provided during feedback sessions and the
assessments on evaluation reports does not necessarily exist. For
example, if after a positive feedback session, the evaluator discovers
serious problems, the evaluator must record the problems in the
evaluation report even when it disagrees with the previous feedback.
Also, there may be an occasion when feedback was not provided during
the reporting period. The evaluator must confirm the lack of feedback
directly resulted in an unfair evaluation.
They further state the applicant stated she reviewed the report prior
to it being filed in the Unit Personnel Record Group
(UPRG). She further stated after reviewing the report that she
discussed the inaccuracies in the report and voiced her concerns that
no performance feedback was conducted. AFI 36-2406, paragraph
3.8.10.1 strictly prohibits the ratee from reviewing the report,
unless a referral, prior to its being filed in the UPRG. The report
the applicant reviewed is considered a working copy until the report
is filed in the UPRG and can be changed at any time.
The applicant contends that the contested report contained a false
statement pertaining to receiving informal feedback 14 times. She
refers to the proper procedure when documenting whether or not
feedback was conducted. The rater provided a statement in the
feedback areas to explain why the feedback was so close to the
closeout of the report. The applicant also stated the word “informal”
is a “nonterm” and is not defined in the AFI 36-2406. However,
paragraph 2.10 specifically states, “while documented feedback
sessions are required they do not replace informal day-to-day
feedback.” This statement explains that informal feedback was
feedback provided on a daily basis. Therefore, the comment was
appropriate and within the guidance of the AFI.
Furthermore, disagreements in the work place are not unusual and in
themselves, do not substantiate an evaluator cannot be objective.
AFPC/DPPPO states that subordinates are required to abide by their
superior’s decisions. They further state if there was a personality
conflict between the applicant and the rater which was of such
magnitude the rater could not be objective, they believe the
additional rater would have known about it. Moreover, if a
personality conflict were as evident as the applicant perceived, they
believe the additional rater would have made any necessary
adjustment(s) to the applicant’s OPR. The applicant has not provided
specific instances based on firsthand observation which substantiate
the relationship between the applicant and her rater was strained to
the point an objective evaluation was impossible. The documentation
the applicant provided in support of her request does not reflect that
her evaluators could not be objective in their assessment of her duty
performance.
Air Force policy is that an evaluation report is accurate as written
when it becomes a matter of record. To effectively challenge an OPR,
it is necessary to hear from all the members of the rating chain—not
only for support, but also for clarification or explanation. The
applicant has failed to provide any information or support from the
rating chain on the contested OPR.
Regarding the applicant’s request for direct promotion, Congress and
DOD have made clear their intent that when errors are
perceived to ultimately affect promotion, they should be addressed and
resolved through the use of an SSB.
Based on the evidence provided, AFPC/DPPPO recommends the applicant’s
request be denied.
A copy of the Air Force evaluation is attached at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the Air Force evaluation and disagrees with
their recommendations and basic assumptions, principles, and opinions.
She states if Air Force policy is to view an evaluation report as
accurate as written when it becomes a matter of record, then a
necessary extension of that statement is that each evaluation report
must be defended as valid by the Air Force, when and if, challenged.
This approach results in a less than objective review. Unfortunately
in her case, the office of primary responsibility elected to defend
the disputed report by ignoring relevant evidence, making unsupported
conclusions, and shifting blame.
The applicant further stated she did not request the contested OPR be
voided simply because she did not receive formal feedback. She
requested to void the report based on a personality conflict which
influenced her rater’s objectivity, and placed an undue emphasis on
one incident – discussing inaccuracies in the OPR given to her by the
rater’s Executive Officer, and that she received formal feedback eight
days before the report close-out.
The applicant also states the AFPC/DPPPE implies in paragraph c. of
the evaluation that she committed a breach of trust by reviewing the
report. At times during her career it was customary for raters to
show ratees draft reports and solicit their comments. The Executive
Officer told her that the report was forwarded to the Wing and was
probably already in her records. She would have never sought out a
copy of the report and would have not discussed it with her rater.
She further believes the rater included information that was not
required. The applicant indicates the AFI states as follows: “enter
the date the most recent feedback session was conducted. If ratee
should have received feedback, but did not, give honest and plausible
reasons why. If no feedback was required, enter ‘NA.’” The rater
wrote “informal feedback 14 times,” which denotes poor duty
performance. Any Air Force officer will tell you that a comment such
as this is a career ending statement. It was not required by the AFI,
but was intended and did berate her performance.
In regard to paragraph f. of the evaluation, she has always abided by
her superior’s decision. She simply brought to his attention that the
report was not reflective of contributions and the statement that he
gave her feedback on 4 April 2001 was not correct. She did that in a
professional, respectful manner. She was never disobedient, nor did
she mention to him that she would challenge the report. She further
states to conclude that no significant personality conflict existed
because the additional rater would have necessarily known and taken
action defies logic. Her witnesses supported her conclusion that she
was treated unfairly, that there was a personality conflict, and that
the report was unjust. Her witness statements were ignored and
minimized. Unfortunately, it appears that AF/DPPPE is not favorably
considering evidence that does not support its presumption that a
report is accurate.
The applicant believes to remedy this situation fairly would be a
direct promotion to colonel. She believes the report in question has
negatively affected her opportunities for promotion recommendation and
consideration for senior service school. Removing the report from her
records and requiring her to meet a supplemental board is analogous to
cutting a branch off a poison fruit tree; regardless of how well
intended, the tree will still bear poison fruit.
A copy of Applicant’s response is attached at Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of an error or an injustice. We took note of the
documentation the applicant provided in support of her request,
however, the Board majority agrees with the opinion and recommendation
of the Air Force and adopts its rationale as the basis for their
decision that the applicant has failed to sustain her burden that she
has suffered either an error or an injustice. Although the applicant
was not provided a feedback session until eight days prior to the
closeout date of the report, according to Air Force policy, the lack
of counseling or feedback, by itself, is not sufficient to challenge
the accuracy or justness of a report. The applicant’s contention
regarding inappropriateness of the statement that informal feedback
was provided 14 times is duly noted. However, the governing AFI
states “while documented feedback sessions are required, they do not
replace informal day-to-day feedback.” Therefore, the majority of the
Board is not convinced her rater’s comment was inappropriate and not
within the guidance of the AFI. In addition, disagreements in the
work place are not unusual, and do not alone support the conclusion
that an evaluator cannot be objective. Accordingly, if a personality
conflict existed between the applicant and the rater, where the rater
could not be objective, the majority must assume the additional rater
would have known and would have made any necessary changes to the
applicant’s performance report. We note the additional rater and
reviewer concurred in the rater’s comments. Furthermore, the
applicant has not presented clear and convincing evidence reflecting
that a personality conflict existed between herself and the rater.
Even though the applicant provided letters of support, these
statements are not from individuals in her direct rating chain and
while laudatory, these statements do not show that the applicant’s
evaluators could not be objective in their assessment of her duty
performance. Without the support from her rating chain, the majority
must assume the report in question was accurate as written.
4. In regard to the applicant’s request for direct promotion, the
majority further notes that officers compete for promotion under the
“whole person” concept whereby a multitude of factors are carefully
assessed by selection board members prior to scoring the records. In
addition, officers may be qualified but – in the judgment of selection
board members vested with discretionary authority to score their
records – may not be the best qualified of those available for the
limited number of promotion vacancies. Consequently, a direct
promotion should be granted only under extraordinary circumstances;
i.e., a showing that the officer’s record cannot be reconstructed in
such a manner so as to permit him/her to compete for promotion on a
fair and equitable basis; a showing that the officer exercised due
diligence in pursuing timely and effective relief and lastly, that had
the original errors not occurred, the probability of his or her being
selected for promotion would have been extremely high. We do not find
these factors in this case. In view of the foregoing, and in the
absence of evidence to the contrary, we find no compelling basis to
recommend granting the requested relief.
5. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel will
materially add to our understanding of the issue(s) involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
RECOMMENDATION OF THE BOARD:
The majority of the panel finds insufficient evidence of error or
injustice and recommends the application be denied.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-
2005-03320 in Executive Session on 23 February 2006 under the
provisions of AFI 36-2603:
Mr. Laurence M. Groner, Panel Chair
Ms. Mary C. Puckett, Member
Ms. Jan Mulligan, Member
By majority vote, the Board recommended denying the application. Mr.
Groner voted to grant the relief requested but does not desire to
submit a Minority Report. The following documentary evidence was
considered:
Exhibit A. DD Form 149, dated 25 Oct 05, w/atchs.
Exhibit B. Officer Selection Records.
Exhibit C. Letter, AFPC/DPPPE, dated 16 Dec 05.
Exhibit D. Letter, SAF/MRBR, dated 23 Dec 05.
Exhibit E. Applicant’s Response, dated 18 Jan 06.
LAURENCE M. GRONER
Panel Chair
MEMORANDUM FOR THE EXECUTIVE DIRECTOR, AIR FORCE BOARD
FOR CORRECTION OF MILITARY
RECORDS (AFBCMR)
SUBJECT: AFBCMR Application of
I have carefully considered the rationale of the Board majority;
however, I agree with the minority member that the applicant's Officer
Performance Report (OPR), rendered for the period 9 June 2000 through 8
June 2001, should be voided and she be provided supplemental consideration
for promotion to the grade of colonel.
The applicant contends her rater permitted a personality conflict to
influence his objectivity; that he did not provide formal feedback until
eight days prior to the closeout date of the reporting period; that the
final performance report, signed on 28 June 2001 was downgraded from the
previously signed report dated 9 June 2001, which was an accurate
reflection of her contributions, and that her rater placed undue emphasis
on an incident and changed the signed report as retribution for bringing to
his attention that her performance feedback was not conducted in accordance
with the governing regulation.
In deciding this case, I find it highly unusual that the rater
asserts he provided the applicant informal feedback on 14 occasions but
made no adverse comments in Section VI. I note that there was a lack of
timeliness with respect to her feedback. More significantly, however, I
noted the statements provided from two senior colonels and a brigadier
general questioning the rater’s integrity and attesting to his inability to
treat the applicant fairly. These statements lead me to believe the
contested OPR may not be an accurate depiction of the applicant's
performance at the time it was rendered. Therefore, I believe the
applicant’s overall record of performance prior to and subsequent to the
contested report warrants resolving the benefit of any doubt in her favor.
Accordingly, I direct the OPR rendered for the period 9 June 2000 through 8
June 2001, be voided and the applicant's corrected record be provided
supplemental promotion consideration to the grade of colonel by Special
Selection Board for Calendar Year 2004A (CY04A) and any subsequent board
for which the OPR closing 8 June 2001 was a matter of record.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
AFBCMR BC-2005-03320
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to , be corrected to show the Field Grade Officer
Performance Report (OPR), AF Form 707a, rendered for the period 9 June 2000
through 8 June 2001, be, and hereby is, declared void and removed from her
records.
It is further directed that she be considered for promotion to the
grade of colonel by a Special Selection Board for the Calendar Year 2004A
(CY04A) Central Colonel Selection Board, and for any subsequent board for
which the OPR closing 8 June 2001 was a matter of record.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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