RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2004-03117
XXXXXXX COUNSEL: DARTT J. DEMAREE
XXXXXXX HEARING DESIRED: YES
MANDATORY CASE COMPLETION DATE: 9 Apr 06
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. The Officer Performance Report (OPR) closing 4 April 1995, be amended
in Section VI, Rater Overall Assessment, by deleting the final sentence,
“Key asset for all of us-–talented pen, focused reasoning, principled
approach, leadership-–an officer “for all seasons.”” and replacing it with
the sentence, “SJA, SSS in residence soonest for this superb JAG!” or in
the alternative, the report be removed from his records.
2. The OPR closing 4 April 1996, be amended in Section VI, Rater Overall
Assessment, by deleting the final sentence, “Give him the toughest job
available.” and replacing it with the sentence, “Must give toughest job
available now: SJA & SSS.” or in the alternative, the report be removed
from his records.
3. The OPR closing 4 April 1997, be amended in Section VI, Rater Overall
Assessment, by deleting the last sentence, “Wing Staff Judge Advocate at
first opportunity!” and replacing it with the sentence, “Staff Judge
Advocate, SSS at first opportunity!!”
4. The OPR closing 19 July 1999, be amended in Section VI, Rater Overall
Assessment, by deleting the last sentence, “Impeccable officer, warrior
leader, trusted confidant, boundless energy, ace results, one of the best!”
and replacing it with the sentence, “Impeccable warrior officer, already
leads GCM JA office to ace results - NWC, MAJCOM SJA a must!!” and in
Section VII, Additional Rater Overall Assessment, by deleting the last
sentence, “The absolute pinnacle of his peer group-assign this superstar
JAG only the AF’s toughest jobs-send to SSS.” and replacing it with
“Pinnacle of peers; send this superstar to SSS, make him a MAJCOM SJA,
assign only AF’s toughest job!”
5. The OPR closing 9 June 2000, be amended in Section VI, Rater Overall
Assessment, by deleting the last sentence, “Absolutely tops, best I’ve
seen, untiring leadership style: a must for SSS & larger JA
responsibilities!” and replacing it with the sentence “Absolutely tops, the
best I’ve seen, untiring leadership style; SSS & MAJCOM SJA responsibility
a must!!”
6. The Promotion Recommendation Form (PRF) prepared for the P0601A
Colonel Board be removed from his records and replaced with the
reaccomplished PRF he has provided.
7. He be considered for promotion to the grade of colonel by a Special
Selection Board (SSB) that will use a revised Memorandum of Instruction
(MOI) that does not include equal opportunity instructions for the Calendar
Year 2001 (CY01) Colonel Selection Board.
_________________________________________________________________
THE APPLICANT CONTENDS THAT:
The 1995 and 1996 OPRs were rendered by a rater who was biased against him
because he was displeased with the applicant on at least two occasions when
his legal reviews upheld substantiated misconduct in Inspector General (IG)
investigations and because the applicant was unwilling to support the
rater’s improper standard of review for senior officer misconduct cases.
Further, the reports leave significant “white space” in Block VI, which is
an acknowledged way to signal an officer is not a top performer.
The 1997 OPR was intended to include a recommendation for SSS. In support
of this request, applicant submits a statement and reaccomplished OPR from
the rater. The rater states that he intended to prepare the strongest
possible evaluation and neglected to include a recommendation for SSS. The
rater further states that he is certain he intended to include it, because
he would not have recommended him for a Staff Judge Advocate (SJA) position
if he thought he was not worthy of senior level Professional Military
Education (PME).
The rating officials of the 1999 and 2000 OPRs misunderstood the policy
concerning PME and future assignment recommendations. As a result, they
were erroneously omitted from the reports. The fact that such assignment
recommendations were permitted for his contemporaries means the
misunderstanding by his raters deprived him of the opportunity to play by
the same rules. In support of this request, he submits statements from the
rating officials and reaccomplished reports. The rating official of the
1999 OPR states that he would have included PME and future assignment
recommendations had he known they were permissible. The rater of the 2000
OPR has provided a statement indicating that he would have included an
enhanced assignment remark had he known one was permissible.
Had his OPRs been accurate, the P0601A PRF would have contained a much
stronger narrative promotion recommendation. In support of his request,
applicant submits a statement from the senior rater and a reaccomplished
PRF. The senior rater states that the revised PRF contains a somewhat
enhanced promotion recommendation
that is more consistent with the revised OPRs and contains an
administrative correction to his Duty Air Force Specialty Code (DAFSC).
Due to the errors in his OPRs and PRF he was deprived of the opportunity to
compete fairly for promotion at the time of his primary opportunity for
promotion. Not only should he be provided SSB consideration due to the
numerous errors, he should receive SSB consideration based on the
inequitable instructions to the CY01A Board to afford fair and equitable
consideration to women and minority officers. The instruction implies that
such officers have suffered from disadvantage in the past and should
receive special consideration by the board. While it also adds the phrase
“as with all officers” when discussing fair treatment, the undeniable
impact is to call the board members to be particularly sensitive to the
promotions of minority and women officers. Both women and minority
officers in-the-promotion zone (IPZ) had a higher promotion rate than other
officers. Although there was only one minority officer meeting the board,
he was promoted. More importantly, the promotion rate for the nine white
women meeting the board IPZ was significantly higher (77%) than the rate
for white males (45%). The results of the board support that the
instruction which called attention to unspecified “past attitudes or
service utilization policies” gave women and minorities an unfair advantage
at the CY01A Board. As such, the instruction discriminated against
caucasion males such as the applicant.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Applicant is currently serving on active duty in the grade of lieutenant
colonel.
Applicant was considered and not selected for promotion to the grade of
colonel by the CY01A, CY02B, and CY03B Colonel Selection Boards.
The Evaluation Report Appeals Board (ERAB) considered and denied a similar
request filed on 29 June 2003.
Applicant’s OPR profile since 1995, follows:
PERIOD ENDING EVALUATION OF POTENTIAL
4 Apr 94 Meets Standards (MS)
14 Apr 95 MS
* 4 Apr 96 MS
* 4 Apr 97 MS
4 Apr 98 MS
22 Sep 98 MS
* 19 Jul 99 MS
* 9 Jun 00 (CY01A) MS
9 Jun 01 MS
9 Jun 02 (CY02B) MS
9 Jun 03 (CY03B) MS
9 Jun 04 (CY04J) MS
(CY01A) - Top report reviewed by the CY01A Col Board.
(CY02B) - Top report reviewed by the CY02B Col Board.
(CY03B) - Top report reviewed by the CY03B Col Board.
(CY04J) - Top report reviewed by the CY04J Col Board.
* Contested reports
_________________________________________________________________
AIR FORCE EVALUATIONS:
AFPC/DPPPE recommends the application be denied and states, in part, that a
willingness by evaluators to upgrade, rewrite, or void a report is not a
valid basis for doing so. Applicant must prove the report is erroneous
based on its content. Assignment and PME recommendations are optional for
reports. Raters are not forced to make these comments specifically to help
an officer’s future promotion opportunity. Although the applicant is
unhappy with the wording and lack of recommendation, it is the rater’s
privilege to place comments he or she deems important on the report.
Evaluation reports are considered accurate as written unless substantial
evidence to the contrary is provided. Any report can be rewritten to be
harder hitting; however, the time to do so is prior to it becoming a matter
of record. None of the applicant’s supporters explain how they were
hindered from rendering a fair and accurate assessment of the applicant’s
performance prior to the reports being made a matter of record. The
appeals process does not exist to recreate history or enhance chances for
promotion.
AFPC/DPPPO recommends the application be denied and states, in part, that
since the MOI provided to the CY01A Board members had been changed to
delete the verbiage in question, the applicant’s claim of discrimination is
unfounded.
The evaluations are at Exhibit C.
_________________________________________________________________
APPLICANT’S REVIEW OF AIR FORCE EVALUATIONS:
The evaluations fail to present contrary evidence and do not address the
injustice raised by applicant. Applicant has never claimed that a
willingness by evaluators to change his report is the basis for his
request. His raters have stated that they either failed to do what they
intended or were mistaken about their options when writing the reports.
Given their statements and in view of the ambiguous guidance in Air Force
directives, he has established by a preponderance of the evidence that the
reports are in error. Applicant is not contending the raters were forced
to make PME recommendations, but rather, the raters themselves have stated
they wanted the PME recommendations corrected. Further, the raters
specifically explain how and why they misunderstood what could be properly
written in the OPRs. They believed Air Force Instructions made it
impermissible to make their desired comments. Additionally, the applicant
is not asserting false statements exist within his OPRs or that they are
technically wrong. His OPRs are inaccurate because they lack positive
statements and recommendations that would have appeared but for
misunderstandings or bias against him.
Applicant provided the relevant portion of the MOI to the CY01A Board which
contains language drawing specific attention to minority and women
officers. Applicant has never asserted the language in the MOI at the
CY01A Board was exactly the same language used in the boards before 2001,
or that was reviewed in the Berkley case. While the instruction provided
to the CY01A Board regarding women and minority officers may have changed
from earlier boards, it still gave them special attention and led board
members to consider giving them preferential treatment, as evidenced by the
significantly higher rates of promotion for women and minority officers
meeting the CY01A Board, than that of caucasion officers.
Counsel’s complete response, with attachment, is at Exhibit E.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of error or injustice to warrant amending the OPRs closing 4
April 1997, 19 July 1999, and 9 June 2000, and providing the applicant’s
corrected record consideration for promotion to the grade of colonel by an
SSB for the P0601A Board. In this respect, we note the rater of the 1997
report indicates that he intended to include a PME recommendation in the
report and missed the omission while proof-reading the document. In
addition, the rating officials of the 1999 and 2000 reports have indicated
that PME recommendations were erroneously omitted from these reports.
After reviewing the statements from the rating officials, it appears the
regulatory guidance may have been ambiguous regarding authorized comments.
In the absence of a basis to question the integrity of these officials
concerning this matter, we believe the applicant has met his burden of
establishing the reports are in error or unjust. Therefore, we recommend
the reports be amended to include the PME recommendations proposed by the
rating officials. In addition, his corrected record should be considered
for promotion to the grade of colonel by an SSB for the P0601A Board, and
for any subsequent boards for which the contested reports were a matter of
record. While the applicant requests these reports be declared void and
replaced with the reaccomplished reports he has provided, since the
proposed changes only involve the last sentence of Sections VI and VII, we
recommend amending the reports to include the proposed comments as opposed
to voiding them in their entirety and replacing them with reaccomplished
reports.
4. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice to warrant favorable consideration of the
remainder of the applicant’s requests. In this respect, we note the
following:
a. We are not persuaded the 1995 and 1996 reports were rendered in
reprisal for the applicant’s unwillingness to support the rater’s improper
standard of review for senior officer misconduct cases. The statements
rendered in the applicant’s behalf regarding these reports are duly noted;
however, they are not from individuals within his rating chain.
Furthermore, we find no evidence the applicant ever filed a complaint with
the Office of the Inspector General regarding alleged acts of reprisal.
Contrary to counsel’s belief, substantial evidence has not been presented
to establish these reports are in error or unjust. In view of the above,
and in the absence of statements from the rating officials of the contested
reports, we believe the applicant has failed to sustain his burden that
these reports are either in error or unjust.
b. Although the senior rater has reaccomplished the P0601A PRF to
include changes to Section IV, Promotion Recommendation, and correcting the
applicant’s DAFSC, the applicant has not obtained the required support of
the MLR President and we are not persuaded the DAFSC is incorrect. In this
respect, we note that in accordance with the governing Air Force
Instruction (AFI) in effect at the time the PRF was rendered, supporting
documentation from both the senior rater and MLR president is required
prior to correction of Section IV, Promotion Recommendation, of a PRF.
Counsel states that applicant did not obtain the MLR president support
because he did not know his/her identity and unless the Air Force makes
such information reasonably available, it is unreasonable to deny this
request because the applicant does not have support from someone whose
identity is not disclosed. However, such information is reasonably
available. In this respect, we note that in providing instructions for
requesting corrections to a PRF, the governing AFI states that the
management level that initially processed the PRF can best route PRF
appeals to the appropriate MLR president and that if the management level
no longer exists, AFPC/DPPPAE should be contacted for instructions. If the
MLR president is deceased, retired, or after reasonable efforts cannot be
contacted, the current MLR president can act in his or her behalf. In
addition, Military Personnel Flights (MPFs) are available to provide the
military addresses of active duty personnel and assist applicants in
contacting retirees through the Worldwide Locator. In the absence of MLR
president support, we are not persuaded the PRF is in error or unjust.
Should he obtain MLR president support, the Board would reconsider this
portion of the application. Although the senior rater states the
applicant’s DAFSC should be reflected as 51J4 on the PRF, rather than 51J3,
the “4” suffix to the DAFSC relates to staff level functional
responsibility and is restricted to positions above the wing level. In the
applicant’s case, at the time the PRF was prepared he was assigned as the
Staff Judge Advocate, 341st Space Wing, and not to a position above the
wing level. In view of this, and in the absence of evidence to the
contrary, we are not convinced that his DAFSC is incorrectly listed on the
contested PRF.
c. We are not persuaded the MOI used during the CY01A Board gave
special attention to women and minority eligible officers and find no basis
upon which to recommend that the applicant receive SSB consideration with a
revised MOI that does not include equal opportunity instructions. We note
that in 1998, the MOI was revised to remove the language cited by the court
in Berkley and was not in use during the CY01A Board. The contested
paragraph of the CY01A MOI which deals with equal opportunity clearly
states that, “This paragraph should not be interpreted to require or permit
preferential treatment of any officer or group of officers.” In view of
this, and in the absence of evidence to the contrary, we are not convinced
the MOI used during the CY01A Board denied him fair and equitable
consideration for promotion. While counsel notes the AFBCMR’s favorable
decision in BC-2003-01438, in which SSB consideration was granted due to
improper board instructions involving race and gender, no such showing is
present in the applicant’s case. In BC-2003-01438, the member had been
considered for promotion by a selection board that used the contested MOI
cited by the court in Berkley. In view of this, and since the Air Force
did not appeal the court’s decision in Berkley, the AFBCMR favorably
considered the member’s request for SSB consideration. However, as
indicated above, the MOI was revised in 1998 to remove the language cited
by the court in Berkley and was not in use when the applicant was
considered for promotion by the CY01A Board. In view of this, the Board’s
recommendation to provide him SSB consideration is based solely on the
recommended corrections to his records and not based upon a finding that
the CY01A MOI denied him fair and equitable consideration for promotion.
Moreover, since SSBs are governed by law, the Board is without authority to
direct the manner in which they are convened.
5. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT be corrected to show that:
a. The Field Grade Officer Performance Report (OPR), AF Form 707A,
rendered for the period 5 Apr 1996 through 4 April 1997, be amended in
Section VI, Rater Overall Assessment, by deleting the last sentence, “Wing
Staff Judge Advocate at first opportunity!” and replacing it with the
sentence, “Staff Judge Advocate, SSS at first opportunity!!”
b. The OPR, AF Form 707A, rendered for the period 23 September
1998 through 19 July 1999, be amended in Section VI, Rater Overall
Assessment, by deleting the last sentence, “Impeccable officer, warrior
leader, trusted confidant, boundless energy, ace results, one of the best!”
and replacing it with the sentence, “Impeccable warrior officer, already
leads GCM JA office to ace results - NWC, MAJCOM SJA a must!!” and in
Section VII, Additional Rater Overall Assessment, by deleting the last
sentence, “The absolute pinnacle of his peer group-assign this superstar
JAG only the AF’s toughest jobs-send to SSS.” and replacing it with the
sentence “Pinnacle of peers; send this superstar to SSS, make him a MAJCOM
SJA, assign only AF’s toughest job!”
c. The OPR, AF Form 707A, rendered for the period 20 July 1999
through 9 June 2000, be amended in Section VI, Rater Overall Assessment, by
deleting the last sentence, “Absolutely tops, best I’ve seen, untiring
leadership style: a must for SSS & larger JA responsibilities!” and
replacing it with the sentence, “Absolutely tops, the best I’ve seen,
untiring leadership style; SSS & MAJCOM SJA responsibility a must!!”
It is further recommended that his record, to include the above corrected
OPRs, be considered for promotion to the grade of colonel by a Special
Selection Board for the Calendar Year 2001A Central Colonel Selection Board
and any subsequent boards for which the above OPRs were a matter of record.
_________________________________________________________________
The following members of the Board considered Docket Number BC-2004-03117
in Executive Session on 18 May 2005, under the provisions of AFI 36-2603:
Ms. Kathleen M. Graham, Panel Chair
Mr. Wallace F. Beard, Jr., Member
Ms. Rita S. Looney, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 9 Aug 04, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPE, dated 13 Dec 04.
Exhibit D. Letter, SAF/MRBR, dated 17 Dec 04.
Exhibit E. Letter, Counsel, dated 12 Jan 05, w/atch.
KATHLEEN M. GRAHAM
Panel Chair
AFBCMR BC-2004-03117
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to XXXXXXX, III,XXXXXXX, be corrected to show that:
a. The Field Grade Officer Performance Report (OPR), AF Form
707A, rendered for the period 5 Apr 1996 through 4 April 1997, be, and
hereby is, amended in Section VI, Rater Overall Assessment, by deleting the
last sentence, “Wing Staff Judge Advocate at first opportunity!” and
replacing it with the sentence, “Staff Judge Advocate, SSS at first
opportunity!!”
b. The OPR, AF Form 707A, rendered for the period
23 September 1998 through 19 July 1999, be, and hereby is, amended in
Section VI, Rater Overall Assessment, by deleting the last sentence,
“Impeccable officer, warrior leader, trusted confidant, boundless energy,
ace results, one of the best!” and replacing it with the sentence,
“Impeccable warrior officer, already leads GCM JA office to ace results -
NWC, MAJCOM SJA a must!!” and in Section VII, Additional Rater Overall
Assessment, by deleting the last sentence, “The absolute pinnacle of his
peer group-assign this superstar JAG only the AF’s toughest jobs-send to
SSS.” and replacing it with the sentence “Pinnacle of peers; send this
superstar to SSS, make him a MAJCOM SJA, assign only AF’s toughest job!”
c. The OPR, AF Form 707A, rendered for the period 20 July
1999 through 9 June 2000, be, and hereby is, amended in Section VI, Rater
Overall Assessment, by deleting the last sentence, “Absolutely tops, best
I’ve seen, untiring leadership style: a must for SSS & larger JA
responsibilities!” and replacing it with the sentence “Absolutely tops, the
best I’ve seen, untiring leadership style; SSS & MAJCOM SJA responsibility
a must!!”
It is further directed that his record, to include the above
corrected OPRs, be considered for promotion to the grade of colonel by a
Special Selection Board for the Calendar Year 2001A Central Colonel
Selection Board and any subsequent boards for which the above OPRs were a
matter of record.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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