RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2004-00944
INDEX CODE: 110.02
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
a. His Officer Performance Report (OPR) for the period
9 July 1998 to 14 December 1998 be corrected to more fully represent
his accomplishments during the time period indicated.
b. He be reinstated to the Connecticut Air National Guard
(CTANG) flying program with back pay, allowances, longevity, lost
“command pilot” rating, and a rank commensurate with his position upon
return.
_________________________________________________________________
APPLICANT CONTENDS THAT:
a. The CTANG violated the letter and spirit of the law
without grounds by withholding records documenting his dismissal and
initially obscuring Tiger Team Alpha’s existence. Tiger Team Alpha
was an ad hoc investigative panel tasked by applicant’s Wing commander
to identify, compile, and present findings regarding the Anthrax
Vaccine Immunization Program (AVIP).
b. A federal court recently ruled that the AVIP violated
United States law because the vaccine was considered investigational
and it’s license was never finalized.
c. The CTANG Commander did not have the legal authority to
dismiss him, did not convene a discharge board, and did not convey
concerns about the illegality of the AVIP.
d. The CTANG Wing Commander defrauded the State of
Connecticut with falsities and constructed an unprofessional and
maligning environment, forcing his resignation.
e. Coercion preceded his transfer from the CTANG and
perpetuated the fraud with an unconstitutional retaliatory
infringement of fundamental rights and due process rights.
f. Tiger Team Alpha’s warning was hastily dismissed but
later corroborated by congressional reports as well as by the CT
Attorney General and the Federal Judicial Review.
g. He endeavored, through previous attempts in good faith,
to return to the 103rd Fighter Wing (FW) to no avail. A previous
pledge of reinstatement by his commander was not honored.
In support of his appeal, the applicant has provided personal
statements, copies of OPR’s including the OPR in question, pertinent
background information, letters of recommendation and support,
government data, Tiger Team inputs, and a partial transcript of an
Inspector General (IG) investigation.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant began his military career on 27 May 1987 as a second
lieutenant (2Lt/02) and graduated from undergraduate pilot training
(UPT) as a first lieutenant (1Lt/03) in July 1989. He served as a
fighter pilot through several active duty assignments and on 7 April
1994, he became an A-10 pilot with the CTANG in the grade of captain
(Capt/03). On 28 May 1996, he left the CTANG for an active duty tour
at Holloman AFB, NM to fly F-117 Stealth Fighters. On 9 July 1998, he
rejoined the CTANG as Chief, Weapons Training. In September 1998, the
wing commander announced the policy that all officers would begin
receiving anthrax injections regardless of mobility status. In
October 1998, the applicant was chosen by the wing commander to
participate as part of a panel, referred to as “Tiger Team Alpha”, to
investigate the anthrax policy and try to capture the attitude of the
unit. Tiger Team Alpha provided the wing commander with a report
wherein the team presented data that questioned the efficacy of the
anthrax inoculation and the legality of the AVIP. The wing commander
condensed the teams’ findings into a memorandum and forwarded it to
NGB/CC. He asked for HQ-level guidance on how to proceed with the
AVIP noting he was not equipped to address the issues and answer the
questions posed by the team’s findings. The unit began anthrax
inoculations during November and December 1998. In January 1999, the
applicant and seven other pilots refused to accept the anthrax
injections and were at some point after their refusal removed from
flying duties. All eight pilots eventually left the CTANG either by
transfer or retirement. Applicant requested a transfer to the Air
Force Reserve (AFRES) and, on 26 March 1999, he was accepted by the
AFRES. He was promoted to major (04) with a date of rank (DOR) of
1 October 1999. He currently has over 17 years of combined active and
Reserve service and is serving in the grade of major with the AFRES as
a Flight Safety Officer.
In February 2004, applicant filed a complaint to the DOD/IG’s Defense
Hotline, who in turn forwarded his complaint to the Directorate for
Military Reprisal Investigations for preliminary analysis. Their
analysis showed his complaint of Whistleblower reprisal did not meet
the unfavorable personnel action or timely reporting requirements as
outlined under Title 10, United States Code (U.S.C.) Section 1034 and
DODD 7050.6, Military Whistleblower Protection. They found his 1999
resignation from the CTANG a voluntary action as all military members
had the choice of complying with AVIP or resigning their positions.
They stated they would not take any further action on his request.
Since applicant’s transfer to the Reserve, several military members
brought a civil action against the Department of Defense (DoD) for
compelling military members to undergo anthrax inoculation without
their consent. They maintained the anthrax used in the vaccination
was an experimental drug unlicensed for its present use and that the
AVIP violated federal law (informed consent). The court found the
central question to be whether or not the anthrax vaccine was an
“investigational” drug or a drug unapproved for its use against
inhalation anthrax. On 22 December 2003, after hearing arguments, and
absent a ruling from the FDA, the judge enjoined DoD from further
inoculating service members without their consent and in the absence
of a presidential waiver ordering such inoculation in the interest of
national security. On 5 January 2004, the FDA published a Final Rule
regarding the anthrax vaccine and stated the drug was safe and
effective on all forms of anthrax. On 7 January 2004, the judge
lifted the injunction, allowing DoD to continue mandatory anthrax
vaccinations.
On 27 October 2004, the judge vacated the FDA’s final rule and
remanded it back to the FDA for reconsideration. Additionally, the
judge found that if and/or when the FDA properly classifies the
vaccine as a safe and effective drug for its intended use, an
injunction shall remain in effect prohibiting defendants’ use of the
vaccine on the basis that the vaccine is either a drug unapproved for
its intended use or an investigational new drug within the meaning of
10 U.S.C. Section 1107. Accordingly, he ordered the involuntary
anthrax vaccination program, as applied to all persons, rendered
illegal absent informed consent or a Presidential waiver.
On 23 December 2004, the government gave notice of appeal to the
United States Court of Appeals for the District of Columbia Circuit
regarding the court’s 27 October 2004 ruling. No portion of the
decision, which is final and binding on the parties, has been stayed
pending the appeal.
_________________________________________________________________
AIR FORCE EVALUATION:
ANG/DPPI recommends denial. DPPI notes the applicant’s contention the
order to participate in the AVIP was not a lawful order, based on a
federal judge’s 22 December 2003 injunction upon the DoD to cease
immunizing DoD employees. The injunction was pending the Food and
Drug Administration’s (FDA’s) Final Report, which would determine the
safety of the AVIP. On 7 January 2004, the injunction was lifted as
the FDA’s Final Report found the immunization program to be safe and
effective. The applicant’s contention that Senate Resolution 278,
dated 25 November 2003, is a mandate or is directive in nature is
without merit. The Senate Resolution is nothing more than a
recommendation to the Secretary of Defense to reconsider the anthrax
and smallpox immunization programs. Applicants continuing assertion
that the injunction made the AVIP illegal and unlawful both now and in
the past is an arbitrary statement based on current legal action being
taken by six other military members who were discharged for not
participating in the AVIP program in the past. Regarding the
retroactivity argument, DPPI states the lifting of the injunction
absent a statement indicating retroactivity does not indicate the
injunction was legally retroactive by default. DPPI states had the
injunction been retroactive the injunction order would have included a
specific statement addressing retroactivity.
DPPI’s complete evaluation, with attachments, is at Exhibit B.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant notes the federal judge who issued the first injunction
order has recently remanded the FDA’s Final Rule back to the FDA and
has ordered a permanent injunction enjoining the DoD from ordering
military personnel to participate in the AVIP without informed consent
or a waiver by the President. He notes this is the second time a
federal judge has declared the anthrax vaccine to be “investigational”
and used for unapproved purposes. He defers largely to the new
injunction order for most of his argument against the DPPI advisory
and notes the advisory was written prior to the new injunction.
Applicant states his disagreement with several aspects of NGB’s
opinion and contends NGB plainly ignored the evidence he submitted in
his original application and in subsequent filings. Regarding NGB’s
contention he “claimed” he was “pressured to resign and leave the
CTANG”, he states it is a fact borne out not only by IG testimony but
also by pertinent documents that were part of his application. At a
minimum, he was wrongly discharged after warning his commander about
an illegal order (per the latest federal court ruling) by blowing the
whistle on the AVIP program. He states the retaliatory nature of this
situation continues to this day as the CTANG still refuses to
reinstate him to their flying program. He respectfully requests
expeditious adjudication of his case in accordance with the spirit of
DOD Directive 7050.6, The Military Whistleblower Protection Act.
Applicant’s complete submission, with attachments, is at Exhibit D.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
HQ USAF/JAA states the applicable law in this case does not compel the
conclusion urged by the applicant. The law is well settled that
military orders are “clothed with an inference of lawfulness”, and “An
order requiring the performance of a military duty or act may be
inferred to be lawful and it is disobeyed at the peril of the
subordinate.” This issue of lawfulness was applicable to the 1999
vaccination order the applicant refused, and is buttressed by the
variety of pre-injunction authorities that concluded the AVIP was
legal. Nevertheless, the applicant argues that, in light of the
recent rulings in Doe v. Rumsfeld, and despite other case law
supporting legality, AVIP must be considered illegal in 1999 and his
refusal to obey the order to be vaccinated must be set aside. He
contends this result is compelled by “common sense” and the “Relation
Back Doctrine” making the real question in this case to be whether or
not Doe v. Rumsfeld should be given retroactive application in his
case.
“Relation Back” is a legal principle, applied in certain
circumstances, “that an act done today is considered to have been done
at an earlier time.” On the other hand, “retroactive” refers to
whether a law “impose[s] a new duty, or attach[es] a new disability in
respect to…transactions or considerations already past.” With regard
to retroactivity, the original opinion in Doe v. Rumsfeld granted only
an injunction against further operation of the AVIP unless certain
conditions were met. The court did not discuss possible retroactive
application of its conclusion that the AVIP was illegal on the grounds
anthrax was considered an investigational new drug and a drug being
used for an unapproved purpose, without informed consent or
Presidential waiver. The Supreme Court has applied a three-factor
test in determining the extent to which a court’s decision should be
given retroactive effect: (1) whether the decision established a new
principle of law; (2) whether retroactive application would further or
retard the operation of the new law; (3) whether retroactive
application would produce substantial inequitable results.
The Supreme Court has counseled caution when applying a court’s rule
retroactively: “Retroactivity is properly treated as a threshold
question, for, once a new rule is applied to the defendant in the case
announcing the rule, evenhanded justice requires that it be applied
retroactively to all who are similarly situated.” The Supreme Court’s
reluctance to endorse the theory of retroactive application, except
for matters involving constitutional magnitude, is based on the
importance of preserving finality in judicial proceedings. Therefore,
JAA contends that Doe v. Rumsfeld is not an “overruling decision”
within the meaning of the general rule regarding retroactivity. While
its conclusion regarding the legality of AVIP is contrary to the
result in earlier decisions by other courts the decision in Doe v.
Rumsfeld does not purport to, and indeed could not overrule any such
decisions. Attempting to apply the Doe v. Rumsfeld decision
retroactively would be inappropriate given the many different reasons
that military members were discharged for failing to participate in
AVIP. Not all members in this situation were similarly situated,
claiming that the anthrax inoculation was experimental. Each case
must be viewed on its own merits, taking into account the factual
circumstances surrounding the member’s discharge from the military.
Consequently, JAA contends the retroactive principle should not be
applied in this case.
JAA also notes that the applicant knowingly and intentionally offered
to resign in lieu of undergoing and administrative discharge. In
waiving his right to an administrative discharge board, the applicant
relinquished his opportunity to make an argument that the AVIP was
illegal and the order to be inoculated was invalid. He should now be
precluded from arguing that the holding in an unrelated case should be
applied to his benefit. JA cautions that, in light of the pending
appeal, applying Doe v. Rumsfeld as though it were a final decision is
premature and JA recommends the AFBCMR not treat it as controlling at
this time. In the event the Doe v. Rumsfeld decision is upheld by an
appellate court, the applicant can request reconsideration at that
time and the impact of the decision reassessed.
USAF/JAA’s complete evaluation is at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
The applicant provided a 25-page rebuttal that for the most part
presents a similar argument as that included in his application.
Applicant’s complete submission, with attachments, is at Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. It should be noted, regarding
his request to be reinstated in the Connecticut Air National Guard,
that this Board lacks the authority to grant such relief. In regard
to his request to change his OPR, an OPR is considered accurate as
written and without rating chain support the Board is not inclined to
change the report. Furthermore, applicant contends he was coerced
into transferring from the Air National Guard to the Air Force Reserve
for failure to participate in the Anthrax Vaccination Immunization
Program (AVIP). The applicant’s requests center primarily on his
unwillingness to comply with the order and in support cites a recent
court decision Doe v. Rumsfeld. In this regard, the Board notes the
Chief, Administrative Law Division, states that Doe v. Rumsfeld is
still being litigated. Therefore, it would not be prudent for the
Board to take any other action on this application until the
litigation has been finalized. Should the plaintiffs prevail against
the Secretary of Defense, the Board would be willing to reconsider the
applicant’s requests. Therefore, we find no compelling basis at this
time to recommend granting the relief sought in this application.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issue(s) involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-
2004-00944 in Executive Session on 31 March 2005, under the provisions
of AFI 36-2603:
Mr. Thomas S. Markiewicz, Chair
Mr. Michael K. Gallogly, Member
Mr. James W. Russell, III, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 19 Mar 04, w/atchs.
Exhibit B. Letter, ANG/DPPI, dated 18 Oct 04, w/atchs.
Exhibit C. Letter, SAF/MRBR, dated 29 Oct 04.
Exhibit D. Letter, APPLICANT, dated 22 Nov 04, w/atchs.
Exhibit E. Letter, HQ USAF/JAA, dated 10 Feb 05.
Exhibit F. Letter, APPLICANT, dated 7 Mar 05, w/atchs.
THOMAS S. MARKIEWICZ
Chair
AF | BCMR | CY2005 | BC-2004-00203
On 15 February 2000, applicant submitted a personal letter of resignation in lieu of Discharge Review Board action (DRB) wherein he requested an honorable discharge. His rebuttal to the referral OPR, dated 25 May 2000, stated he refused the order to participate in AVIP because he considered it an illegal order as the anthrax vaccine was considered “experimental.” On 14 December 2000, the Secretary of the Air Force (SAF) accepted his resignation in lieu of an administrative DRB and he was...
AF | BCMR | CY2004 | BC-2003-02505
In support of his appeal, the applicant provided a counsel’s brief, copies of the LOR, OPR, Propriety of Promotion Action, and other documents associated with the matter under review. On 7 Jan 02, the Deputy Secretary of Defense recommended the applicant’s name be removed from the FY00 Lieutenant Colonel Promotion List, indicating the applicant had refused to undergo an anthrax immunization and had advised members of the squadron to refuse their anthrax inoculations. Counsel’s complete...
AF | BCMR | CY2007 | BC-2006-03012
Indeed, the Court of Appeals for the Armed Forces has upheld the lawfulness of anthrax vaccination orders. DPPPWB states JAJM has reviewed the case and determined there were no legal errors requiring corrective action regarding the nonjudicial punishment and recommends the Board deny the applicant’s request. __________________________________________________________________ THE BOARD DETERMINES THAT: The applicant be notified that the evidence presented did not demonstrate the existence of...
NAVY | DRB | 2005_Navy | ND0500318
PART I - APPLICANT’S ISSUES AND DOCUMENTATION Issues, as stated Applicant’s issues, as stated on the application:“Applicant was given an administrative discharge for refusing to obey an illegal order to submit to the Anthrax Vaccination Implementation Program. “Equity Issue: Based on our review of evidentiary record and on behalf of this former member, we opine that while this Applicant’s characterization of service was proper and equitable at the time of his separation it is no longer just...
NAVY | DRB | 2002_Navy | ND02-01188
ND02-01188 Applicant’s Request The application for discharge review, received 020820, requested that the characterization of service on the discharge be changed to honorable. (See Document 21) 3) In 1996, Michigan Biologic Products Institute (MBPI) filed an IND application to the FDA showing a designation for'inhalation anthrax', changing the 'route of administration', and changing the 'vaccine schedule'. 312.3 1996 IND (Investigation New Drug) application 1998 and 1999 IND application...
NAVY | BCNR | CY2000 | 07985-00
I~o~veves, cvcnt that the Secretnry considers a product to represent the most appr-opriate countermeasure for diseases endemic to the area of operations or to protect against possible chemical, biological, or- radiological weapons, but the product has not yet been approved by the FDA for its intended use, the product may, under certain circumstances and strict controls, be administered to provide potential protection for the health and well-being of deployed military personnel in order to...
AF | BCMR | CY2007 | BC-2006-01924
RECORD OF PROCEEDINGS AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS IN THE MATTER OF: DOCKET NUMBER: BC-2006-01924 INDEX CODE: 110.02 COUNSEL: NONE HEARING DESIRED: NO MANDATORY CASE COMPLETION DATE: 26 December 2007 _________________________________________________________________ APPLICANT REQUESTS THAT: Her general (under honorable conditions) discharge be upgraded to an honorable discharge and remove the Article 15 dated 11 July 2000 from her records. In the case of nonjudicial...
NAVY | DRB | 2007_Navy | ND0701006
A review of the Applicant’s service record indicates the Applicant had only one adverse action in his record; the non-judicial punishment for refusal to submit to anthrax vaccination. After a thorough review of the available evidence, to include the Applicant’s Summary of Service, Medical and Service Record Entries, Discharge Process and evidence submitted by the Applicant, the Board found the discharge was proper but inequitable based on current anthrax policies and regulations. This...
AF | BCMR | CY2004 | BC-2001-00404A
In a letter to her Congressman, applicant contends a federal judge ruled in Dec 03 the order to take the anthrax vaccine was illegal (Exhibit G). Additionally, we note that litigation concerning the anthrax vaccination program is still pending and that additional rulings have been made since the one referenced by the applicant that the order to take the anthrax vaccination was illegal. _______________________________________________________________ THE BOARD DETERMINES THAT: The applicant...
AF | BCMR | CY2007 | BC-2004-00944-2
For an accounting of the facts and circumstances surrounding the applicant’s request and the rationale of the earlier decision by the Board, see the Record of Proceedings at Exhibit H. On 8 September 2006, the applicant submitted a request for reconsideration (Exhibit I), as the US Court of Appeals for the DC Circuit had provided a decision in the aforementioned case (Exhibit J). JAA provided an advisory on 19 September 2006 that recommended denial of the applicant’s reconsideration...