RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2004-00203
INDEX CODE: 110.02
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
a. His general (under honorable conditions) discharge be
upgraded to honorable.
b. His officer performance report (OPR), for the period
24 January 1999 through 23 January 2000, be expunged.
c. He receive back pay and longevity to include 24 unit
training assemblies (UTA’s) and 48 flying training periods (FTP’s)
annually for the last five years.
d. He be reinstated into the Individual Ready Reserve
(IRR).
_________________________________________________________________
APPLICANT CONTENDS THAT:
On 19 September 1999, after speaking with his squadron commander
regarding the Anthrax Vaccination Immunization Program (AVIP), he
decided to separate from the Kansas Air National Guard (KSANG). On 20
September 1999 he submitted his separation request. His request was
denied prior to him receiving an official order to take the anthrax
vaccine. He contends he was threatened with Article 15 action, a
discharge review board (DRB) with under other than honorable
conditions (UOTHC) discharge implications prior to actually refusing
the order to take the vaccine. Consequently, he believes he was
coerced into resignation. On 4 October 1999, he was given an official
order to take the anthrax vaccine. He refused to comply with the
order as he felt the anthrax vaccination was “experimental” or
“investigational” making the order unlawful. Additionally, as the
vaccination was considered “experimental” he cites a requirement that
mandates informed consent of human subjects in Title 50 United States
Code (U.S.C.), Section 1520a.
On 15 October 1999, he received notification he was being
involuntarily discharged for misconduct and was provided counsel.
With the threat of an UOTHC discharge by the DRB, and on advice of
counsel, he decided to waive his right to a Board on the condition he
receive an honorable discharge. He signed his discharge papers with
the assurance of his wing commander he would receive an honorable
discharge. He cites an earlier AFBCMR case wherein an ANG member
voluntarily resigned but the Board found the evidence presented
indicated he had been coerced into a resignation. He contends his
case is no different.
In support of his appeal, the applicant has provided copies of his
initial resignation request, several documents wherein KSANG officers
recommend he receive an honorable discharge, pertinent documents
surrounding the legality of the anthrax vaccine, applicable documents
exemplifying his Air Force career, and copies of relevant Air Force
Times and Associated Press articles.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant, a former member of the KSANG, submitted a request for
separation on 20 September 1999. His request was disapproved. On 4
October 1999, a lawful order to comply with AVIP was issued and the
applicant refused to comply. He received a letter of reprimand as a
result. On 20 October 1999, applicant acknowledged receipt of a
letter notifying him of his commander’s intent to involuntarily
discharge him. On 2 November 1999, a recommendation for discharge was
forwarded to the KSANG State HQ. On 15 February 2000, applicant
submitted a personal letter of resignation in lieu of Discharge Review
Board action (DRB) wherein he requested an honorable discharge. On 16
February 2000, with a 184th Bomb Wing concurring endorsement, his
resignation request was forwarded to KS Adjutant General for Air. On
11 April 2000, he was issued a referral OPR. His rebuttal to the
referral OPR, dated 25 May 2000, stated he refused the order to
participate in AVIP because he considered it an illegal order as the
anthrax vaccine was considered “experimental.” On 14 December 2000,
the Secretary of the Air Force (SAF) accepted his resignation in lieu
of an administrative DRB and he was subsequently discharged with
withdrawal of federal recognition effective 6 January 2001. At the
time of discharge he was serving as a B1 Bomber pilot in the grade of
major with over 13 years of active duty and ANG experience. His
characterization of service was listed as general (under honorable
conditions) and his reenlistment eligibility was listed as
“Ineligible.”
Since applicant’s discharge, several military members brought a civil
action against the Department of Defense (DoD) for compelling military
members to undergo anthrax inoculation without their consent. They
maintain the anthrax used in the vaccination is an experimental drug
unlicensed for its present use and that the AVIP violates federal law
(informed consent). The court found the central question to be
whether or not the anthrax vaccine was an “investigational” drug or a
drug unapproved for its use against inhalation anthrax. On
22 December 2003, after hearing arguments, and absent a ruling from
the FDA, the judge enjoined DoD from further inoculating service
members without their consent and in the absence of a presidential
waiver ordering such inoculation in the interest of national security.
On 5 January 2004, the FDA published a final rule regarding the
anthrax vaccine and stated the drug was safe and effective on all
forms of anthrax. On 7 January 2004, the judge lifted the injunction,
allowing DoD to continue mandatory anthrax vaccinations.
On 27 October 2004, the judge vacated the FDA’s final rule and
remanded it back to the FDA for reconsideration. Additionally, the
judge found that if and/or when the FDA properly classifies the
vaccine as a safe and effective drug for its intended use, an
injunction shall remain in effect prohibiting defendants’ use of the
vaccine on the basis that the vaccine is either a drug unapproved for
its intended use or an investigational new drug within the meaning of
10 U.S.C. Section 1107. Accordingly, the court ordered the
involuntary anthrax vaccination program, as applied to all persons,
rendered illegal absent informed consent or a Presidential waiver.
On 23 December 2004, the government gave notice of appeal to the
United States Court of Appeals for the District of Columbia Circuit
regarding the court’s 27 October 2004 ruling. No portion of the
decision, which is final and binding on the parties, has been stayed
pending the appeal.
_________________________________________________________________
AIR FORCE EVALUATION:
ANG/DPPI recommends denial. DPPI notes the applicant’s assertion that
the injunction rendered all immunizations prior to the injunction
illegal and unlawful. DPPI states the applicant provided no evidence
to support his assertion. Applicant bases his comments on the fact
that he was ordered to take the vaccination without his informed
consent and that the FDA had not approved the drug as safe and
effective for its intended purpose leading to a federal injunction
declaring the order to vaccinate as unlawful or illegal. Since the
FDA has ruled that the anthrax vaccination is safe the injunction has
been lifted. Regarding the applicant’s claim that the injunction
should have been retroactive, DPPI states the lifting of the
injunction absent a statement indicating retroactivity does not
indicate the injunction was legally retroactive by default. DPPI
states had the injunction been retroactive the injunction order would
have included a specific statement addressing retroactivity.
DPPI’s complete evaluation, with attachments, is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant notes most of his rebuttal will stem from the recent ruling
by a federal judge on the illegality of AVIP. He dismisses the
advisory’s contention that his application was filed after the three-
year time limit by stating his discharge was finalized on 6 March
2001, his DD Form 214, Application for Correction of Military Record,
was dated 22 February 2004.
Applicant notes the federal judge who issued the first injunction
order has recently remanded the FDA’s final rule back to the FDA and
has ordered a permanent injunction enjoining the DoD from ordering
military personnel to participate in the AVIP without informed consent
or a waiver by the President. He notes this is the second time a
federal judge has declared the anthrax vaccine to be “investigational”
and used for unapproved purposes. He acknowledges his commanders
acted in good faith in 1999 when they ordered him to accept the
vaccine. However, because the licensing of the anthrax vaccine is now
unlawful, it should be deemed to have been unlawful in 1999.
Consequently, by refusing to take the vaccination, he was disobeying
an illegal order. He defers to the new injunction order for most of
his argument against the DPPI advisory and notes the ANG advisory was
written prior to the current injunction. Regarding his assertion his
resignation was coerced, he states he was threatened with military
disciplinary action prior to being ordered to take the vaccinations.
The DPPI advisory contends the federal ruling cannot be retroactive
absent a statement to that effect. Applicant states the second ruling
is retroactive, as the license for the anthrax vaccination is
considered illegal now and using common sense and the Relation Back
Doctrine, would have been considered illegal in 1999.
Applicant’s complete response, with attachments, is at Exhibit E.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
HQ USAF/JA states the applicable law in this case does not compel the
conclusion urged by the applicant. The law is well settled that
military orders are “clothed with an inference of lawfulness”, and “An
order requiring the performance of a military duty or act may be
inferred to be lawful and it is disobeyed at the peril of the
subordinate.” This issue of lawfulness was applicable to the 1999
vaccination order the applicant refused, and is buttressed by the
variety of pre-injunction authorities that concluded the AVIP was
legal. Nevertheless, the applicant argues that, in light of the
recent rulings in Doe v. Rumsfeld, and despite other case law
supporting legality, AVIP must be considered illegal in 1999 and his
refusal to obey the order to be vaccinated must be set aside. He
contends this result is compelled by “common sense” and the “Relation
Back Doctrine” making the real question in this case to be whether or
not Doe v. Rumsfeld should be given retroactive application in his
case.
“Relation Back” is a legal principle, applied in certain
circumstances, “that an act done today is considered to have been done
at an earlier time.” On the other hand, “retroactive” refers to
whether a law “impose[s] a new duty, or attach[es] a new disability in
respect to…transactions or considerations already past.” With regard
to retroactivity, the original opinion in Doe v. Rumsfeld granted only
an injunction against further operation of the AVIP unless certain
conditions were met. The court did not discuss possible retroactive
application of its conclusion that the AVIP was illegal on the grounds
anthrax was considered an investigational new drug and a drug being
used for an unapproved purpose, without informed consent or
Presidential waiver. The Supreme Court has applied a three-factor
test in determining the extent to which a court’s decision should be
given retroactive effect: (1) whether the decision established a new
principle of law; (2) whether retroactive application would further or
retard the operation of the new law; (3) whether retroactive
application would produce substantial inequitable results.
The Supreme Court has counseled caution when applying a court’s rule
retroactively: “Retroactivity is properly treated as a threshold
question, for, once a new rule is applied to the defendant in the case
announcing the rule, evenhanded justice requires that it be applied
retroactively to all who are similarly situated.” The Supreme Court’s
reluctance to endorse the theory of retroactive application, except
for matters involving constitutional magnitude, is based on the
importance of preserving finality in judicial proceedings. Therefore,
JA contends that Doe v. Rumsfeld is not an “overruling decision”
within the meaning of the general rule regarding retroactivity. While
its conclusion regarding the legality of AVIP is contrary to the
result in earlier decisions by other courts the decision in Doe v.
Rumsfeld does not purport to, and indeed could not overrule any such
decisions. Attempting to apply the Doe v. Rumsfeld decision
retroactively would be inappropriate given the many different reasons
that military members were discharged for failing to participate in
AVIP. Not all members in this situation were similarly situated,
claiming that the anthrax inoculation was experimental. Each case
must be viewed on its own merits, taking into account the factual
circumstances surrounding the member’s discharge from the military.
Consequently, JA contends the retroactive principle should not be
applied in this case.
JAA also notes that the applicant knowingly and intentionally offered
to resign in lieu of undergoing and administrative discharge. In
waiving his right to an administrative discharge board, the applicant
relinquished his opportunity to make an argument that the AVIP was
illegal and the order to be inoculated was invalid. He should now be
precluded from arguing that the holding in an unrelated case should be
applied to his benefit. JA cautions that, in light of the pending
appeal, applying Doe v. Rumsfeld as though it were a final decision is
premature and JA recommends the AFBCMR not treat it as controlling at
this time. In the event the Doe v. Rumsfeld decision is upheld by an
appellate court, the applicant can request reconsideration at that
time and the impact of the decision reassessed.
USAF/JAA’s complete evaluation is at Exhibit F.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
Applicant notes the USAF/JAA advisory was prepared by the same person
who prepared the DOD’s prosecution position in early 2000 for a UCMJ
case defending the legality of the AVIP against the first allegations
of experimentation. Applicant notes he is only a pilot from a major
airline and not a lawyer, yet he must be saying something the DoD does
not want to hear to require such a strong response. What he is saying
is that AVIP is illegal.
He has never questioned the veracity of the statement that military
orders are clothed with an inference of lawfulness.” Likewise, he has
never questioned his commander’s intent for ordering him to take the
shots. He concedes his commanders were doing nothing but following
orders as well. He notes commanders who did debate the illegal nature
of the vaccine were run out of the military. However, the special
status of the military and the specialized court system does not take
away a soldier’s constitutional rights. Soldiers questioning the
validity of the order were not allowed to address the legality of the
AVIP based on its experimental nature and were therefore denied their
rights under the US Constitution.
The presumption that military orders are “clothed with an inference if
lawfulness” is not sacrosanct. The fact that the federal court ruled
twice that the FDA’s actions were illegal based on a “summary
judgment’, a ruling not commonly or lightly used, indicates the court
saw through the FDA’s failure to properly regulate the vaccine. The
court ruling was specific and the use of a summary judgment equates to
patently illegality under the UCMJ is unambiguous. He states he was
involuntarily discharged for disobeying an illegal mandate.
He contends the legal hyperbole concerning the Relation Back Doctrine
and retroactivity is simple: the AVIP was, and always has been,
illegal. He states the federal judge, at no time, did not conclude
the program wasn’t illegal in the past. The applicant states the JAA
advisory’s attempts to discredit the Relation Back Doctrine and
retroactivity in this case has done just the opposite in that their
statements support the fact “that an act done today is considered to
have been done at an earlier time.” The applicant states JAA provided
two pages of legalese when addressing the effectiveness of the vaccine
against inhalation anthrax. Applicant contends the evidence is
overwhelmingly against the efficacy of the vaccine and further, the
evidence shows it has never been proven effective against inhalation
anthrax. He states common sense should be applied to his argument as
if the vaccine mandate is illegal, the order to take the vaccine
should also be considered illegal.
Applicant believes the DoDs vigorous defense of AVIP is due to the
advisory’s statement that “DoD went to considerable effort and
expense, over many years, to vaccinate thousands of personnel…”
Applicant contends the effort expended by DoD to convince each
commander and soldier that the program was safe and effective is
responsible for the hidden expense of the AVIP counted in billions of
dollars spent on training now discharged or disciplined pilots and
servicemen. Legal or not, he believes DoD thinks it impossible to
back away from failed program because of the cost and time put into
selling it: legal or not.
In defense of his resignation from the ANG he states he was going to
be discharged anyway. Anything he did to defend his position,
including an administrative DRB, would have proven fruitless. His
counsel advised him to resign, as his conclusion was that the
applicant would not receive an impartial board or a fair hearing, as
they believed the findings of the Board were already known. Therefore
he resigned with the promise of an honorable discharge from his
commander.
He believes the JAA advisory was filled with “legal-speak’ designed to
“sell the vaccine” to the Board to keep the status quo. He contends
while he resigned, he was actually thrown out of the ANG. He
respectfully request the BCMR look into all the data in this case and
make a prompt and informed decision.
Applicant’s complete response is at Exhibit G.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was not timely filed; however, it is in the
interest of justice to excuse the failure to timely file.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. Applicant contends he was
discharged from the Air National Guard for failure to participate in
the Anthrax Vaccination Immunization Program (AVIP). Without making
any judgements on the basis or process of his discharge at this time
we note the applicant’s request centers on the correctness of his
failure to comply with an order to take the anthrax shots, and in
support he cites a recent court decision Doe v. Rumsfeld. In this
regard, the Board notes the Chief, Administrative Law Division, states
that Doe v. Rumsfeld is still being litigated. The Board should take
no corrective action on this application until the litigation has been
finalized. Should the litigant’s prevail in Doe against the Secretary
of Defense, the Board would be willing to reconsider the applicant’s
requests. We find no compelling basis at this time to recommend
granting the relief sought in this application. We agree with the
rationale in the JAA advisory and adopt it as our own.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issue(s) involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-
2004-00203 in Executive Session on 31 March 2005, under the provisions
of AFI 36-2603:
Mr. Thomas S. Markiewicz, Panel Chair
Mr. Michael K. Gallogly, Member
Mr. James W. Russell, III, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 18 Feb 04, w/atchs.
Exhibit B. Letter, ANG/DPP, dated 20 Oct 04, w/atchs.
Exhibit C. Letter, SAF/MRBR, dated 29 Oct 04.
Exhibit D. Letter, APPLICANT, dated 22 Nov 04, w/atchs.
Exhibit E. Letter, HQ USAF/JAA, dated 10 Feb 05.
Exhibit F. Letter, APPLICANT, dated 7 Mar 05.
THOMAS S. MARKIEWICZ
Chair
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