RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2003-02505
INDEX CODES: 111.02, 126.03,
131.09, 136.00
COUNSEL: JOHN A. WICKHAM
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
His Officer Performance Report (OPR) rendered for the period 14 Jul 98
through 29 Feb 00 be voided and removed from his records.
The Letter of Reprimand (LOR) dated 19 Dec 99 be voided and removed
from his records.
The Propriety of Promotion Action initiated on 13 Mar 00 and related
documents be set aside.
The removal of his name from the Fiscal Year 2000 (FY00) Air Force
Reserve Line Promotion Selection List on 17 Apr 02 be set aside.
His second deferral of promotion be set aside.
His transfer to the Retired Reserve on 1 Apr 03, which was his
mandatory separation date (MSD), be set aside.
His promotion to the Reserve grade of lieutenant colonel retroactive
to 30 Jun 00 be reinstated, with constructive service credit in
participating status through 30 Jun 03 and back pay and allowances for
missed unit training assemblies (UTAs).
He be retired in the Reserve grade of lieutenant colonel effective
1 Jul 03.
His appeal be processed under the provisions of 10 USC 1034,
Whistleblower Protection Act.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He acted in good faith in refusing to take part in the anthrax program
because he believed there was sufficient evidence showing the drug was
investigational or experimental and, therefore, required his voluntary
and informed consent in order to undergo the immunization regimen.
The LOR and OPR were unlawful reprisals after he had exposed
falsehoods made concerning the anthrax vaccine (AVIP), in violation of
10 USC 1034.
The removal of his name from the FY00 promotion list was an unlawful
promotion delay.
In support of his appeal, the applicant provided a counsel’s brief,
copies of the LOR, OPR, Propriety of Promotion Action, and other
documents associated with the matter under review.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Applicant's OPR profile since 1993 follows:
PERIOD ENDING EVALUATION
13 Jul 93 Meets Standards (Non-EAD)
13 Jul 94 Meets Standards (Non-EAD)
13 Jul 95 Meets Standards (Non-EAD)
13 Jul 96 Meets Standards (Non-EAD)
13 Jul 97 Meets Standards (Non-EAD)
13 Jul 98 Meets Standards (Non-EAD)
* 29 Feb 00 Does Not Meet Standards (Non-EAD)
* Contested Report.
Applicant was selected for promotion to the grade of lieutenant
colonel by the Fiscal Year 2000 (FY00) Reserve of the Air Force
Lieutenant Colonel Board, effective and with a date of rank (DOR) of
22 Jun 00.
On 19 Dec 99, the applicant received an LOR for engaging in acts of
nature to cause discontent and undermine military discipline within
his squadron. Specifically, after the members of the squadron were
notified of the requirements to undergo the anthrax immunization
series, he sought out and spoke to members of his squadron advocating
they refuse to undergo the anthrax protocol. Further, he actively
encouraged other pilots to persuade additional members of his peer
group to defy official Air Force policy and refuse to undergo the
anthrax immunization series.
On 13 Mar 00, the 349th AMW commander recommended the applicant’s name
be removed from the FY00 Lieutenant Colonel Promotion List. The basis
for the recommendation was the applicant’s efforts to purposefully
undermine the credibility of the squadron leadership and his attempt
to disrupt the orderly operation of the unit and wing by encouraging
others to disregard the commander’s directives.
On 7 Jan 02, the Deputy Secretary of Defense recommended the
applicant’s name be removed from the FY00 Lieutenant Colonel Promotion
List, indicating the applicant had refused to undergo an anthrax
immunization and had advised members of the squadron to refuse their
anthrax inoculations. He further indicated the Secretary of Air Force
stated he had serious reservations about the applicant’s future
potential to serve in the higher grade, and that the Secretary
recommended the applicant’s name be removed from the promotion list.
The President of the United States approved the removal recommendation
on 17 Apr 02.
On 2 Oct 02, the applicant was notified that he was not recommended
for promotion to the grade of lieutenant colonel by a Reserve of the
Air Force Selection Board, which was his second deferral.
Applicant was relieved of his Reserve assignment and assigned to the
Retired Reserve awaiting pay at age 60, effective 1 Apr 03.
_________________________________________________________________
AIR FORCE EVALUATION:
ARPC/DPB recommended denial indicating the basic premise of evaluation
reports is that they are accurate and objective and the applicant has
not provided evidence the contested report was inaccurate; he has not
presented any evidence to establish the LOR was incorrect or unjust;
he has not provided information to contradict the underlying premise
for the propriety of promotion action; the Presidential removal of the
applicant was statutorily and administratively proper; there was no
credible reason to set aside the second deferral for the applicant’s
promotion to the grade of lieutenant colonel; the applicant’s
automatic transfer to the Retired Reserve on his MSD was appropriate;
and, his nonparticipation in UTAs was not the foundation for the
propriety of promotion action and subsequent removal of his name from
the promotion list by the President. The nonparticipation resulted
from his refusal to accept the anthrax immunizations.
A complete copy of the ARPC/DPB evaluation is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Counsel provided a response indicating the advisory opinion simply
parroted various language within Air Force Instructions offering
little to address the applicant’s specific allegations against the
LOR, referral OPR, or to explain why his evidence should be dismissed
as not credible. With respect to the promotion delay statute, the
advisory opinion is not a legal opinion, nor offers analysis of the
Rolader case, nor why its regulatory spin on the law makes no sense.
Counsel’s complete response is at Exhibit E.
By letter, dated 22 Dec 03, counsel provided a response and additional
documentary evidence for the Board’s consideration which included
documentation pertaining to a preliminary injunction that ordered the
Department of Defense to stop inoculating service-members with the
anthrax vaccine.
Counsel’s complete response, with attachments, is at Exhibit F.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
HQ USAF/JAA recommended denial noting the applicant’s contention he
acted in good faith in refusing to take part in the anthrax program
because he believed there was sufficient evidence showing the drug was
investigational or experimental and, therefore, required his voluntary
and informed consent in order to undergo the immunization regimen.
They also noted his complaints concerning this matter and indicated
they were unfounded. All of the administrative consequences that
occurred were as a direct result of the applicant’s actions and
decisions. Throughout the process, the commander acted in accordance
with established Department of Defense (DoD) guidelines and within the
bounds of his discretion as a commander. The commander was
responsible for ensuring that all military personnel under his command
received the immunizations. He did not have the authority to allow
members to voluntarily refuse to get the shots because they disagreed
with the program.
HQ USAF/JAA indicated the commander notified the applicant on several
occasions that his refusal to begin taking the vaccine would render
him ineligible to perform UTAs and would result in his being
administratively sent to the Standby Reserves.
HQ USAF/JAA stated in this case, the commander reproached the
applicant not for refusing the anthrax shot, but for inciting
disloyalty and mistrust within the squadron. While the applicant was
entitled to his own viewpoint concerning the efficacy of AVIP, he was
not at liberty to actively persuade other squadron members to refuse
to participate. Likewise, the resulting referral OPR was a direct
reflection of the applicant’s failure to meet required standards in
leadership, professional qualities, judgment, and decisions. In HQ
USAF/JAA’s view, the applicant has provided no evidence showing the
referral OPR was inaccurate. The OPR accurately reflected the
applicant’s negative impact on mission readiness, good order, and
discipline.
According to HQ USAF/JAA, the wing commander’s decision to recommend
the applicant’s removal from the lieutenant colonel promotion list was
justified and neither arbitrary or capricious. As with the LOR and
OPR, the promotion propriety action was based on the applicant’s
attempt to cause dissension within the squadron. His actions were
inconsistent with the standard of conduct and professionalism required
for a lieutenant colonel. The standard for removing an officer’s name
from the promotion list is very broad. The governing Air Force
Instruction (AFI 36-2504) instructs commanders to initiate a propriety
of promotion action when there is cause to believe the officer is not
mentally, physically, morally, or professionally qualified to perform
the duties of the higher grade. There was certainly sufficient
evidence to substantiate the wing commander’s recommendation. Every
member of the applicant’s chain of command, to include the Secretary
of the Air Force and Deputy Secretary of Defense concurred in the
removal action. Ultimately, the President made an independent
determination the applicant’s conduct made him unfit for the higher
grade. There was no evidence indicating the applicant was singled out
due to his personal views on the anthrax program.
HQ USAF/JAA noted the applicant’s assertion he is entitled to be
retroactively promoted because the President did not sign the removal
action within 18 months from the time he was notified of the
commander’s initiation of the propriety action. They also noted his
reliance on Rolader v. United States to support his argument. HQ
USAF/JAA indicated because the applicant’s promotion was processed as
a removal rather than a delay, the 18-month deadline discussed in 10
USC 14311 did not apply and the Rolader decision is not dispositive.
HQ USAF/JAA stated there was no grounds for the Board to set aside the
applicant’s second nonselection for promotion. His promotion record
was considered by a properly convened selection board that determined
the applicant was not qualified for promotion.
With respect to the applicant’s request to set aside his automatic
transfer to the Retired Reserve on 1 Apr 03, HQ USAF/JAA noted such an
action was statutorily mandatory upon his second nonselection for
promotion and is not a basis for relief.
HQ USAF/JAA indicated the applicant’s argument he was the victim of
reprisal for testifying before Congress is baseless. The various
disciplinary and administrative actions that were taken were as a
direct result of the applicant’s conduct and his impact to mission
readiness and good order and discipline.
HQ USAF/JAA noted the documentation provided from a recent Federal
District Court decision (Doe v. Rumsfeld) wherein the judge issued a
preliminary injunction against inoculating service members without
their informed consent until such time the Food and Drug
Administration (FDA) made a written declaration concerning the
effectiveness of the vaccine against inhalation anthrax. The
applicant now argues that in granting the injunction, the judge
accepted the plaintiff’s assertion the anthrax vaccine is an
investigational drug and the commander’s order for all squadron
members to receive the vaccine was illegal. According to HQ USAF/JAA,
the argument is invalid, as the same judge has now lifted the
injunction after the FDA made a written determination the anthrax
vaccine is safe and effective against all forms of anthrax.
In HQ USAF/JAA’s view, the applicant has failed to demonstrate the
existence of any error or present facts and circumstances supporting
an injustice. The applicant bears the responsibility of the
consequences of his actions.
A complete copy of the HQ USAF/JAA evaluation is at Exhibit G.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
Counsel reviewed the HQ USAF/JAA evaluation and furnished a detailed
response and additional documentary evidence which are attached at
Exhibit I.
By letter, dated 23 Mar 04, counsel provided additional documentation
for the Board’s consideration, which included a recent published
Federal Court case issued which counsel believes is relevant to the
applicant’s argument that the disciplinary actions taken against him
were in retaliation for expressing his First Amendment free speech
rights against the anthrax vaccine.
Counsel’s complete response, with attachment, is at Exhibit J.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
HQ USAF/JAA reviewed the applicant’s responses and additional
documentary evidence and recommended denial. HQ USAF/JAA indicated,
in summary, that what the applicant refuses to acknowledge or accept
is that the removal action was not done simply because he refused to
take the anthrax shot. The administration actions that were taken, to
include the LOR, referral OPR, and promotion removal action resulted
directly from the applicant’s attempts to dissuade other members of
the squadron from participating in the AVIP, undermining the authority
of his commander, and his repeated efforts to cause dissension within
the unit. That, in and of itself, was sufficient to warrant each of
the administrative actions that were taken. Regardless of his
personal views on the anthrax program, the applicant had absolutely no
right, constitutional or otherwise, to make statements disloyal to his
commander and to commit misconduct that was detrimental to the unit’s
mission. Such behavior is incompatible with that expected of an Air
Force officer and warranted his promotion removal. In USAF/JAA’s
view, the applicant has failed to carry his burden of proving the
existence of an error or injustice.
A complete copy of the HQ USAF/JAA evaluation is at Exhibit K.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
Counsel reviewed the HQ USAF/JAA evaluation and furnished another
detailed response which is attached at Exhibit M.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. The applicant's complete
submission was thoroughly reviewed and his contentions were duly
noted. However, we do not find the applicant’s assertions and the
documentation presented in support of his appeal sufficiently
persuasive to override the rationale provided by the Air Force offices
of primary responsibility (OPRs). In our view, the issues raised by
the applicant were more than adequately addressed by the OPRs.
Therefore, in the absence of sufficient evidence to the contrary, we
agree with the recommendation of OPRs and adopt their rationale as the
basis for our decision that the applicant has failed to sustain his
burden of establishing that he has suffered either an error or an
injustice. Accordingly, we find no compelling basis to recommend
granting the relief sought in this application.
4. The applicant’s request his appeal be processed under the
provisions of 10 USC 1034, Whistleblower Protection Act, was noted.
However, no evidence has been presented which would lead us to believe
that the applicant filed a complaint alleging reprisal with the
Department of Defense (DoD) Inspector General, or that he did so
within the specified time limit. Accordingly, his appeal was
processed under the provisions of 10 USC 1552.
5. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-
2003-02505 in Executive Session on 14 Jul 04, under the provisions of
AFI 36-2603:
Ms. Olga M. Crerar, Panel Chair
Mr. Michael J. Novel, Member
Mr. Robert S. Boyd, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 21 Jul 03, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, ARPC/DPB, dated 5 Sep 03, w/atchs.
Exhibit D. Letter, SAF/MRBR, dated 26 Sep 03.
Exhibit E. Letter, counsel, dated 17 Nov 03.
Exhibit F. Letter, counsel, dated 22 Dec 03, w/atch.
Exhibit G. Letter, HQ USAF/JAA, dated 14 Jan 04.
Exhibit H. Letter, AFBCMR, dated 20 Jan 04.
Exhibit I. Letter, counsel, dated 17 Feb 04, w/atchs.
Exhibit J. Letter, counsel, dated 23 Mar 04, w/atch.
Exhibit K. Letter, HQ USAF/JAA, dated 15 May 04.
Exhibit L. Letter, AFBCMR, dated 21 May 04.
Exhibit M. Letter, counsel, dated 11 Jun 04.
OLGA M. CRERAR
Panel Chair
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