RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBERS: BC-2004-00500
INDEX CODE 111.01, 111.03, 111.05, 131.01
COUNSEL: Raymond J. Toney
HEARING DESIRED: Yes
_________________________________________________________________
APPLICANT REQUESTS THAT:
The Officer Performance Report (OPR) for the period ending 14 Aug 98
be declared void and removed from his records, he be directly promoted
to the grade of lieutenant colonel or afforded Special Selection Board
(SSB) consideration, and he be awarded all back pay, allowances and
benefits as well as eligibility to command a squadron.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He was deprived of a fair opportunity for promotion consideration. The
rater intentionally weakened the contested OPR report because she was
noticeably offended and embarrassed when the applicant’s family
arrived late at a local community event over which she was presiding.
Her relationship with the applicant took a downhill turn thereafter.
The rater chose prejudicial and colloquially inappropriate language in
the OPR, sending a message to the promotion board that the applicant
was not a top-performing officer. She never expressed any
dissatisfaction, either formally or informally, to the applicant over
his performance as an executive officer. There is no basis-in-fact to
justify the rater’s tepid and damaging assessment of the applicant’s
overall performance. Counsel contends the rater admitted the content
of the OPR was erroneous and unjust in an email. He requests his
client be directly promoted to lieutenant colonel.
A general officer, who was the senior rater of the CY01B Promotion
Recommendation Form (PRF) and the reviewer of the OPRs closing 8 May
01 and 02, provides a supporting statement. He indicates he has no
doubt that, if the contested report were strengthened or removed, the
applicant would have received a “Definitely Promote (DP)”
recommendation and been promoted to the grade of lieutenant colonel.
Also included in the appeal package is a 20 May 02 email from the
rater of the contested report, who states the OPR was not erroneous,
just not as strong as it could have been. She adds the executive
officer job did the applicant no favors, as it was not his forte. She
notes the previous rater of the applicant’s executive officer period
also did not include stratification or promotion recommendation.
The applicant’s complete submission, with attachments, is at Exhibit
A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving on extended active duty in the
grade of major with a date of rank (DOR) of 1 Oct 97. He was the
executive officer to the commander (rater) of the 15th Air Base Wing
(15 ABW) at Hickam AFB, HI, from approximately 5 Apr 97 to 27 Oct 98.
He received two performance reports in this capacity, an OPR for the
period closing 14 Aug 97, and the contested report for the period
closing 14 Aug 98. Two different raters rendered these OPRs.
The applicant was considered but not selected for promotion to the
grade of lieutenant colonel in/above the promotion zone by the CY01B
(5 Nov 01), CY02B (12 Nov 02), and CY03A (8 Jul 03) lieutenant colonel
selection boards. All of the PRFs had overall recommendations of
“Promote.” The applicant wrote a letter to the CY02B promotion board
indicating, in part, that he was one of a very small group of
communications officers with direct combat operations experience but
his records consistently did not document his performance because of
classification constraints.
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPPPE notes the rater is simply letting the applicant know
that her assessment was what she intended it to be at the time and she
has no valid reason to change her assessment four years later. The
rater’s use of the word “Promote” in the May 02 email is an
inappropriate comment, according to AFI 36-2402. DPPPE contends that
pieces of the email cannot be taken and picked apart without reviewing
the entire email and what seems to be the intent of the author. Each
accomplishment addressed by the applicant was information the
promotion board also had available for review. The applicant has
provided nothing to substantiate any of the allegations brought forth
in his appeal. A report is not erroneous or unfair because a member
believes it contributed to a nonselection for promotion or may impact
future opportunities. The rater clearly stands by her original
assessment and the fact that the applicant was not selected for
promotion does not make her assessment inaccurate, unjust, or unfair.
Denial is recommended.
A complete copy of the evaluation is at Exhibit C.
HQ AFPC/DPPPO has nothing to add to HQ AFPC/DPPPE’s advisory. The
applicant’s record clearly does not warrant direct promotion or SSB
consideration. Regarding direct promotion, both Congress and DOD have
made clear their intent that when errors are perceived to ultimately
affect promotion, they should be addressed and resolved through the
use of SSBs. DPPPO recommends denial for direct promotion and SSB
consideration.
A complete copy of the evaluation, with attachment, is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Counsel strongly disagrees with and takes exception to what he
contends are the Air Force’s grossly incorrect assertions. In stating
she could have strengthened the OPR by including the fact the
applicant “was in the top 10% of my field graders,” the rater admitted
the contested report is an inaccurate reflection of his performance.
It is hardly surprising an officer who intentionally weakens an OPR
will later refuse to admit her error. Any chance of obtaining relief
from willfully vindictive raters would be foreclosed if the Board
relied simply on the rater’s refusal to endorse a corrected OPR as
evidence the contested report contains no errors or injustices. By
intentionally choosing highly prejudicial language in her bottom-line
assessment, the rater undermined the applicant’s chances for promotion
to lieutenant colonel. The advisory author was wrong in downplaying
the senior rater’s strong supporting statement and in portraying the
selection board’s decision as one based on a complete and accurate
record when, in truth, it was not. The Board should grant the
applicant the relief requested.
A complete copy of counsel’s response is at Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate
the existence of error or injustice to warrant voiding the contested
report and granting SSB consideration. After reviewing the supporting
documentation, a majority of the Board is persuaded the embarrassing
incident inadvertently caused by the applicant’s family may have
tarnished the rater's assessment of his entire performance. While open
to interpretation, the rater’s 20 May 02 email appears to indicate she
deliberately weakened the 14 Aug 98 OPR. We cannot determine with
certainty whether she did this because she sincerely believed the
applicant’s performance deserved this assessment or if she was being
vindictive because of the offense she was noted to have taken at the
tardy arrival of the applicant’s family. Regardless, to offset the
possibility of an injustice, the Board majority prefers to resolve any
doubt in this case in the applicant’s favor. Additionally, the CY01B
PRF senior rater’s statement supports correcting the applicant’s
record to improve his chances for a “Definitely Promote”
recommendation and selection for promotion. We cannot state
categorically that the OPR was the cause of the applicant’s
nonselection. However, given that rater bias may have adversely
impacted the applicant’s promotion opportunities, the majority of the
Board recommends the contested report be declared void and removed
from his records.
4. The applicant's requests for eligibility for squadron command and
direct promotion to the grade of lieutenant colonel were not favorably
considered. Air Force authorities are in the best position to assess
the needs of the service and the qualifications of the individual
concerned. As for direct promotion, it is our understanding that
officers compete for promotion under the whole person concept whereby
many factors are carefully assessed by selection boards. An officer
may be qualified for promotion but, in the judgment of a selection
board vested with the discretionary authority to make the selections,
may not be the best qualified of those available for the limited
number of promotion vacancies. Therefore, absent clear-cut evidence
he would have been a selectee had his folder reflected the recommended
change, the Board majority believes a duly constituted selection board
applying the complete promotion criteria is in the most advantageous
position to render this vital determination, and its prerogative to do
so should only be usurped under extraordinary circumstances.
Accordingly, the majority of the Board recommends the applicant’s
corrected records be afforded SSB consideration.
5. The applicant’s case is adequately documented and it has not
been shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved. Therefore,
the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that the Field Grade
Officer Performance Report (OPR), AF Form 707A, rendered for the
period 15 August 1997 through 14 August 1998, be declared void and
removed from his records.
It is further recommended that he be considered for promotion to the
grade of lieutenant colonel by a Special Selection Board for the
Calendar Year 2001B (CY01B) Lieutenant Colonel Central Selection
Board, and for any other selection board for which the OPR was a
matter of record.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 18 May 2004 under the provisions of AFI 36-2603:
Ms. Brenda L. Romine, Panel Chair
Ms. Cheryl V. Jacobson, Member
Ms. Carolyn B. Willis, Member
By a majority vote, the Board recommended the records be corrected as
indicated. Ms. Willis voted to deny and has submitted a Minority
Report at Exhibit G. The following documentary evidence relating to
AFBCMR Docket Number BC-2004-00500 was considered:
Exhibit A. DD Form 149, dated 10 Feb 04, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPPE, dated 30 Mar 04.
Exhibit D. Letter, HQ AFPC/DPPPO, dated 30 Mar 04, w/atch.
Exhibit E. Letter, SAF/MRBR, dated 9 Apr 04.
Exhibit F. Letter, Counsel, dated 7 May 04.
Exhibit G. Minority Report.
BRENDA L. ROMINE
Panel Chair
AFBCMR BC-2004-00500
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to , be corrected to show that the Field Grade
Officer Performance Report (OPR), AF Form 707A, rendered for the
period 15 August 1997 through 14 August 1998, be, and hereby is,
declared void and removed from his records.
It is further directed that he be considered for promotion to
the grade of lieutenant colonel by a Special Selection Board for the
Calendar Year 2001B (CY01B) Lieutenant Colonel Central Selection
Board, and for any other selection board for which the OPR was a
matter of record.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
AFBCMR BC-2004-00500
MEMORANDUM FOR THE EXECUTIVE DIRECTOR, AIR FORCE BOARD
FOR CORRECTION OF MILITARY
RECORDS (AFBCMR)
SUBJECT: Minority Report on AFBCMR Application of
In Executive Session on May 18, 2004, my colleagues voted to
void the applicant’s Officer Performance Report (OPR) closing August
14, 1998, and granting him Special Selection Board (SSB) consideration
beginning with the Calendar Year 2001B (CY01B) Lieutenant Colonel
Central Selection Board. Counsel asserted the rater held a grudge
against the applicant because she had been embarrassed and offended by
his family’s late arrival at a function over which she was presiding.
The majority of the Board was persuaded this incident prejudiced the
rater’s judgment of the applicant as evidenced, in part, by her May
20, 2002, email message (Exhibit A).
The rater states in her email that the August 14, 1998, OPR “was
not erroneous” but “just not as strong as it could have been” [my
emphasis]. However, a careful reading of the rater’s statement in its
entirety and an objective review of the applicant’s record persuade me
that the contested OPR is not the result of rater bias. Almost any
given performance evaluation could be made stronger; the point is
whether an evaluation should be made stronger. I believe the rater
was explaining to the applicant that the contested OPR could have been
stronger, but his performance did not demonstrate that it should have
been.
The rater also noted the applicant’s record was relatively weak
for about the first six or seven years and he lacked squadron command
experience. She pointed out the applicant’s Promotion Recommendation
Form (PRF) lacked stratification, as did the previous OPR, when the
applicant also served as an executive officer to an earlier rater. In
addition to providing the applicant with reasons as to why his record
may not have been as competitive as others’ reviewed by the selection
board, the rater told him she had no clear evidence four years later
to indicate her evaluation of him in 1998 was inaccurate.
The CY01B PRF senior rater supports strengthening or removing
the contested report, stating this would improve the applicant’s
chances for a “Definitely Promote” recommendation on his PRF and
selection for promotion to the grade of lieutenant colonel. No one
disputes this action would enhance the applicant’s records.
The AFBCMR plays a vital role in ensuring that our uniformed
members are treated fairly and justly. However, I find no compelling
basis to conclude that there was an error or an injustice or that the
contested OPR is biased and inaccurate. Therefore, I strongly believe
there are no grounds for voiding the August 14, 1998, report. The
mere fact that the report may have led to his nonselection is
insufficient justification for enhancing or removing it.
Consequently, I recommend the Board majority’s recommendation to grant
this appeal be overturned.
CAROLYN BEAN WILLIS
Board Member
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