RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 01-03646
INDEX CODE: 111.00, 126.04
131.00
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. His nonjudicial punishment under Article 15 of the Uniform Code of
Military Justice (UCMJ) be removed from his records.
2. His former rank of technical sergeant (E-6) be restored with back pay
and allowances.
3. He be promoted to the grade of master sergeant (E-7) with back pay and
allowances.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He was given an Article 15 for making a false statement which he does not
recall doing. Two MRIs of his brain have showed atrophy bilaterally in his
occipital lobes. He was found to have a cognitive disorder, which causes
source confusion, false positive and intrusion errors, which surfaced late
in his career and is clearly the effects of this physical condition that
resulted in his disciplinary action.
He was an exemplary NCO, hand-picked by his superiors as a role model for
first term airmen. He was the man with “encyclopedic knowledge and
experience of both medical standards and requirements.” He was requested
by flight surgeons and technicians alike for advice regarding the
qualifications and dispositions of individuals with questionable flying,
special duty, and world wide medical qualifications. By 1997 or 1998, he
began to notice some problems with his memory. Prior to this time, he had
managed all his appointments, and meetings in his head. He began to start
using his desk calendar to keep track of appointments. He carried small
notebooks in his uniform pocket so he could compensate for his
deteriorating memory. He would use them to keep track of anything he
needed to remember. The more stressed he got about his condition, the
worse it got. He began to have episodes of being “lost.” He knew where he
was but everything around him seemed unfamiliar.
A Neuropsychological Assessment prepared by the Clinical Neuropsychologist,
reported he had “executive difficulties characterized by source confusion,
false positive and intrusion errors.” This testing was done just a few
months after his Article 15. These conditions obviously did not appear
overnight and must be the cause of the incident that led to the Article 15.
To this day, he does not remember the charges brought against him. His
Area Defense Counsel urged him to request a trial by court-martial because
the Judge Advocate General had not addressed a mandatory area of the charge
(intent). He chose to trust his commander would be fair and would at least
consider the fact that he did not even remember the alleged conversation.
In less than six months, his commander who gave him the Article 15 signed a
letter to the Medical Evaluation Board indicating that his condition was so
severe that he should be medically retired.
In support of his request, applicant provides a personal statement; medical
documents associated with the MRI and the neuropsychological assessment
services; copy of his DD Form 214; certificates and letters of
appreciation; documents associated with his appeal of his nonjudicial
punishment and copies of his performance reports. His complete submission,
with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
On 1 June 2000, the applicant was retired in the grade of staff sergeant
for length of service. He was credited 20 years and 3 days of active duty
service. Prior to his retirement, the Secretary of the Air Force
determined he had not served satisfactorily in any higher grade than staff
sergeant and that he would not be advanced under provisions of 10 U.S.C.
8964.
On 22 July 1999, the applicant’s commander imposed nonjudicial punishment
on the applicant, who was then serving in the grade of technical sergeant,
for making a false official statement. The punishment consisted of a
reduction in grade to staff sergeant and forfeiture of $150.00 per month
for two months. The portion of the punishment pertaining to the reduction
in grade and forfeiture of $150.00 for 1 month was suspended until 21
January 2000, at which time, unless sooner vacated, it would be remitted
without further action. He appealed the punishment and his appeal was
denied by a superior commander. On 29 October 1999, the commander vacated
the suspended portion of the nonjudicial punishment based on his
determination that the applicant had made another false official statement
and for failure to go to his appointed place of duty on two occasions. The
foregoing proceedings were reviewed and found legally sufficient by the
wing judge advocate on 4 November 1999.
The remaining relevant facts pertaining to this application, extracted from
the applicant's military medical records, are contained in the letters
prepared by the AFBCMR Medical Consultant at Exhibit C.
_________________________________________________________________
AIR FORCE EVALUATION:
The BCMR Medical Consultant states that the facts support the applicant's
contention that he was suffering from a cognitive disorder, Post Traumatic
Stress Disorder (PTSD) and depression at the time he was accused and
disciplined with an Article 15 by his supervisors for making false
statements and failure to go. Additionally, there is evidence in the
available medical records that alcohol abuse may have been a contributing
factor but there is no evidence that at the times of his disciplinary
occurrences in May and October 1999 that alcohol was ever suspected as a
factor. The BCMR Medical Consultant states that it is likely that the
documented cognitive dysfunction experienced by the applicant was
multifactorial in etiology and included PTSD, depression, and possibly
alcohol abuse. Additionally, the applicant was also subsequently diagnosed
in January 2001 with severe Obstructive Sleep Apnea, a condition that can
cause excessive daytime drowsiness, cognitive impairment and can result in
marked occupational impairment. It is likely but not certain that he
suffered from Obstructive Sleep Apnea for several years prior to diagnosis
and may have been a contributing factor to the reported cognitive
impairment in 1999; however, the records reflect the primary problems as
depression, PTSD and related cognitive disorder. The applicant's duty
performance in 1999 was in stark contrast to his previous record and can be
concluded to be largely the result of PTSD, depression, and the related
cognitive disorder.
The BCMR Medical Consultant is of the opinion that there is sufficient
evidence to conclude that the applicant's medical condition was a direct
and substantial causative factor for the behavior that lead to his
nonjudicial punishment. There is no evidence that this was considered at
that time. The BCMR Medical Consultant recommends that this evidence be
strongly considered in considering the applicant's request for setting
aside the Article 15 and restoring him to his highest grade held, E-6.
Although the nonjudicial punishment he received prevented him from testing
for promotion to E-7, his cognitive disorder at that time rendered him
noncompetitive for promotion even if he had not received an Article 15.
The BCMR Medical Consultant evaluation is at Exhibit C.
AFLSA/JAJM reviewed applicant's request and states that a member accepting
nonjudicial punishment proceedings may have a hearing with the commander.
The member may have a spokesman at the hearing, may request that witnesses
appear and testify, and may present evidence. The commander must consider
any information offered during that hearing and must be convinced by
reliable evidence that the member committed the offense before imposing
punishment. Members who wish to contest their commander's determination or
the severity of the punishment imposed may appeal to the next higher
commander. The appeal authority may set aside the punishment, decrease
its severity, or deny the appeal. The applicant's appeal was unsuccessful.
AFLSA/JAJM is not prepared to conclude that the applicant's medical
condition constituted a legal excuse for the applicant's behavior-that is
the applicant had a severe mental disease or defect and was unable to
appreciate the nature and quality or the wrongfulness of his acts.
AFLSA/JAJM does agree that a reasonable commander, if presented with this
medical evidence at the time, would have most likely elected to address the
applicant's behavior outside of the nonjudicial punishment forum.
AFLSA/JAJM is satisfied that, based on the information then available, the
commander had sufficient basis to impose both the nonjudicial punishment
action and then vacate the suspension for the subsequent misconduct.
AFLSA/JAJM states that the information does not show clear error; however,
if the Board concludes that the evidence presented by the applicant
demonstrates an injustice, setting aside the Article 15 action is
warranted.
The AFLSA/JAJM evaluation is at Exhibit D.
AFPC/DPPRRP reviewed applicant's request and states that on 5 July 2000,
the applicant submitted an application for voluntary retirement, requesting
an effective date of retirement of 1 June 2001. In accordance with Section
8961, Title 10, United States Code, the applicant was correctly retired in
the grade of SSgt, which was the grade he held on the date of his
retirement. On 11 August 2000, the SAFPC made the determination that he
did not serve satisfactorily on active duty in any grade higher than SSgt.
DPPRRP states that there are no other provisions of law that would allow
for advancement of enlisted members. All criteria of the pertinent laws
have been met in this regard and no error or injustices occurred in his
retirement, grade determination or advancement action. The DPPRRP
evaluation, with attachments, is at Exhibit E.
AFPC/DPPPWB reviewed applicant's request and states that based on the
applicant's DOR to TSgt of 1 February 1995, the first time he was eligible
for promotion consideration to MSgt was cycle 97E7. He was a nonselect for
cycles 97, 98 and 99E7. He was ineligible for promotion consideration for
cycle 00E7 due to his reduction to the grade of SSgt on 29 October 1999.
DPPPWB states that if the Board feels there was an injustice and sets aside
the Article 15, he would be entitled to supplemental promotion
consideration for cycle 00E7. However, since the applicant never served in
the grade of MSgt, there is no valid reason to authorize a promotion to
this grade. The DPPPWB evaluation is at Exhibit F.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant specifically responded to the issue for promotion to the next
higher grade (E-7). He states that his long-term memory-those parts of his
memory, which were learned prior to the onset of his condition, are still
sufficiently intact that he would have been able to test competitively with
his peers for E-7 in the absence of overwhelming stress, and given proper
treatment for his conditions. The materials he would have tested on for
his next stripe, E-7, consist of much of the same materials he used to
construct the on-the-job training course for airmen. The Skills Knowledge
Test section requires recall of information he has had superior knowledge
of for the majority of his Air Force career, a fact that cannot be argued.
He feels that a medical opinion stating that the applicant’s cognitive
disorder “at that time rendered him non-competitive for promotion even if
he had not received the Article 15” does not take into consideration the
incredible amount of stress he was placed under, and how this stress
exacerbates the condition he suffers. Since his retirement, his stress
level has decreased geometrically. He does not lead a stress-free life,
but he no longer gets lost while driving in familiar places. He still
suffers from global memory loss (most notably in his short-term memory),
cognitive disorder, and has trouble finding words, but with less frequency.
He still has sharp and accurate recall of virtually all of his medical
knowledge. He was an Air Force qualified EMT, but voluntarily allowed his
National Registry to lapse due to his PTSD. It would be a clear injustice
to him, a man who gave everything he has to the Air Force and the country
he loves so much to not give him the benefit of the doubt. If he had not
gotten the Article 15, he wouldn’t have been under such horrible stress.
If he hadn’t been under such horrible stress, there is no way anyone can
predict with any certainty whether he would or wouldn’t have made E-7.
After all he has been through, wouldn’t it be in the interest of justice to
give him the benefit of the doubt?
The applicant’s complete statement is at Exhibit H.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of an error or injustice warranting partial relief. With regard
to the Article 15, we note the assessment of the BCMR Medical Consultant,
who indicates that the applicant was suffering from a cognitive disorder,
Post Traumatic Stress Disorder (PTSD) and depression at the time he was
accused and disciplined with an Article 15 for making false statements and
failure to go. After a thorough review of the facts and circumstances of
this case, we are persuaded that the applicant’s actions for which he
received the Article 15 were the result of the applicant’s medical
condition and were a direct and substantial causative factor for the
behavior that lead to his nonjudicial punishment. It appears, and we
believe, that the underlying misconduct, which precipitated the nonjudicial
punishment, was attributable to his medical ailments. There is no other
way to explain the abrupt change in his behavior and his sudden tendency to
act in a manner so contrary to his own best interests. In view of the
above, the applicant’s otherwise outstanding and dedicated service, and to
remove an error and an injustice, we recommend that the Article 15 be
declared void and he be retired in the grade of technical sergeant.
4. Notwithstanding the above, we are not inclined to recommend that the
applicant be promoted to the grade of master sergeant. The applicant
believes that because of the circumstances surrounding the Article 15 i.e.,
undue stress, he should receive a direct promotion to master sergeant by
this Board. We do not agree. We have reviewed the available record and
AFPC/DPPPWB evaluation and note that the applicant tested for promotion for
cycles 97E7, 98E7 and 99E7 and was a nonselect. Therefore, based on the
available evidence of record, we are not persuaded that he should be
promoted to master sergeant.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT, be corrected to show that:
a. The nonjudicial punishment under Article 15, UCMJ, initiated on
12 July 1999 and imposed on 29 October 1999, be declared void and expunged
from his records, and all rights, privileges and property of which he may
have been deprived be restored.
b. On 1 June 2001, he was retired in the grade of technical
sergeant, rather than staff sergeant.
_________________________________________________________________
The following members of the Board considered Docket Number in Executive
Session on 6 February 2003, under the provisions of AFI 36-2603:
Mr. Thomas S. Markiewicz, Vice Chair
Mr. Mike Novel, Member
Ms. Rita Looney, Member
All members voted to correct the records are recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 9 Dec 01, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, BCMR Medical Consultant, dated 2 Apr 02.
Exhibit D. Letter, AFLSA/JAJM, dated 29 Jul 02.
Exhibit E. Letter, AFPC/DPPRRP, dated 3 Oct 02 w/atchs.
Exhibit F. Letter, AFPC/DPPPWB, dated 14 Aug 02.
Exhibit G. Letter, SAF/MRBR, dated 11 Oct 02.
Exhibit H. Applicant's Letter, dated 8 Nov 02.
THOMAS S. MARKIEWICZ
Vice Chair
AFBCMR 01-03646
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to XXXXXXXXXXXXX, be corrected to show that:
a. The nonjudicial punishment under Article 15, UCMJ,
initiated on 12 July 1999 and imposed on 29 October 1999, be, and hereby
is, declared void and expunged from his records, and all rights,
privileges, and property of which he may have been deprived be restored.
b. On 1 June 2001, he was retired in the grade of technical
sergeant, rather than staff sergeant.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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