RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 02-01803
INDEX CODE: 111.05
COUNSEL: NONE
HEARING DESIRED: NO
________________________________________________________________
APPLICANT REQUESTS THAT:
The Enlisted Performance Report (EPR) rendered for the period 31 July 1999
to 30 March 2000, be declared void.
By amendment the applicant requests that the EPR rendered for the period
31 July 1999 to 30 March 2000, be upgraded from a rating of “3” to a “4”.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The decision by the indorser of the contested report to non-concur was
based on a false accusation and a commander directed investigation, which
proved inconclusive and was made after the closeout date of the contested
report. The decision was also changed by using ‘white out’ after the
concur block was marked in Section IV, Promotion Recommendation, of the
report. There were no comments made as to why a non-concur was marked and
there were conflicts with the rater’s rating and comments made.
In support of his appeal, the applicant provided a personal statement, EPR
closing 30 March 2000 and other documentation.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving in the Regular Air Force in the grade of
technical sergeant.
The applicant appealed the contested report under the provisions of AFI 36-
2401 and the appeal was considered and denied by the Evaluation Reports
Appeal Board (ERAB); however, the ERAB changed Section VI, Line 6 to ensure
clarity of why the indorser non-concurred with the report.
EPR profile since 1996 reflects the following:
PERIOD ENDING EVALUATION OF POTENTIAL
23 Oct 96 5
30 Jul 97 5
30 Jul 98 5
30 Jul 99 5
* 30 Mar 00 3
30 Mar 01 4
30 Mar 02 5
* Contested report
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPEP recommended denial. They indicated that the applicant contends
the decision to non-concur was based on false accusations, which were
proven inconclusive by an investigation after the closeout date. The
applicant states a commander directed investigation was ongoing when the
report closed out and the additional rater based his assessment on the
incomplete findings. However, only the evaluators know what influenced
their assessments. During the ERAB’s review of the appeal, they determined
it was not clear in the indorser’s comments why he nonconcurred with the
promotion recommendation of the rater. As such, the ERAB contacted the
indorser to determine his reason for nonconcurring. The indorser confirmed
he agreed with the markings in Section III, but stated he did not believe
the member was “Ready” for promotion. As such, he gave permission to the
ERAB to change his last bullet to make it clearer. Additionally, had the
indorser or commander chosen to include the results of the investigation or
the LOR/UIF entry, a 59-day extension to the closeout could have been
requested. Since the extension was not requested, it can be assumed they
chose not to consider the investigation or the allegations when assessing
performance.
The applicant contends improper procedures were followed when “white out”
was used to change the additional rater’s concur markings to nonconcur and
no comments as to why a “nonconcur” was marked. However, the ERAB also
addressed this issue by stating, “Lastly, a report is a working copy until
it is filed in a member’s record. Therefore, evaluators may change a
report as often as necessary to ensure the final product is an accurate
assessment of performance." Additionally, it was pointed out to the
applicant that AFI 36-2403, paragraph 4.2.4, authorizes the use of
correction fluid to “change minor errors.”
The applicant provided character references from two of his peers as
evidence of his dedication and outstanding performance. However, while
commendable, they do not override the assessments made by individuals who
were better positioned to observe the ratee’s entire duty performance.
Additionally, while the character references imply a personality conflict
existed between the applicant and the additional rater, they do not cite
specific examples of this conflict or show how the conflict prevented the
additional rater from preparing a fair and accurate assessment. The
letters actually seem to indicate that the applicant had known problems
during the reporting period (hereby substantiating the rating). The first
letter states the applicant’s “work habits were questioned by ...” the
indorser. The second character reference further states the applicant had
“…personal differences with others in the work center.” While authors are
entitled to their own opinions, it is the rating chain who was tasked to
assess the “work habits” and “personal differences” of the applicant and
render a fair/accurate report based on their assessment.
The changes directed by the ERAB resolved any administrative errors found
on the report. The ERAB further recommended that the applicant contact the
Inspector General or Military Equal Opportunity to report any actions he
feels were biased or unfair. After an official investigation and if the
allegations are substantiated, the applicant could then reapply to the ERAB
to void the report. However, without a summary of investigation, the
allegation that the rater was biased and used an incident that occurred
outside the reporting period is unfounded.
The allegation that the rater was biased and used inappropriate information
to render his assessment is unsubstantiated by the character references of
the applicant’s peers. Only the evaluators can state what influenced their
assessment.
The evaluation is at Exhibit C.
AFPC/DPPPWB deferred their recommendation to HQ AFPC/DPPPEP. They
indicated that the first time the report was considered in the promotion
process was cycle 02E7 to master sergeant (promotions effective August 2002
- July 2003). Should the AFBCMR void this report as requested, providing
he is otherwise eligible, the applicant will be entitled to supplemental
consideration for this cycle. He would not become a select for the 02E7
cycle as his total score would increase to 317.03, below the 332.59
required for selection in his Air Force Specialty Code (AFSC).
The evaluation is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the evaluations and provided a response, which is at
Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice. After reviewing the supporting
documentation submitted by the applicant, we believe that some doubt exists
as to whether the indorser was biased in his assessment of the applicant’s
performance due to a possible personality conflict between him and the
applicant. In our opinion, this possible conflict may have adversely
influenced the evaluator’s objectivity in assessing the applicant’s
performance. In this respect, we note statements submitted from two of the
applicant’s peers that indicate that there was an apparent conflict between
the applicant and the indorser of the contested report. We also note that
the ERAB denied the applicant’s appeal to void the contested EPR; however,
the ERAB agreed with the applicant that the indorser of the report should
have provided a reason for his nonconcurrence with the rater’s promotion
assessment. The indorser was contacted and he confirmed that although he
agreed with the markings in Section III, he did not believe the member was
“Ready” for promotion. He requested the ERAB change the last line of
Section VI of the report to make it read clearer. We note, however, the
indorser didn’t indicate why he believed the applicant was not ready for
promotion. While we chose not to speculate as to the indorser’s reasons,
the Board believes that personalities possibly played a part in the ratings
on the contested report which may have contributed to the indorser not
being able to render an accurate assessment of the applicant’s performance.
In view of the foregoing, and in an effort to offset any possibility of an
injustice, we believe the contested EPR should be declared void and removed
from his records.
4. We note the applicant’s amended request to upgrade the indorser’s
overall rating from a “3” to a “4.” However, the Board found that the
applicant has provided no documentation from his rating chain in support of
this request. Therefore, we find no compelling basis to recommend granting
the applicant’s amended request.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT, be corrected to show that the Enlisted Performance Report, AF
Form 910, rendered for the period 31 July 1999 through 30 March 2000, be
declared void and removed from his records.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number 02-01803
in Executive Session on 25 September 2002, under the provisions of AFI 36-
2603:
Mr. Lawrence R. Leehy, Panel Chair
Mr. E. David Hoard, Member
Ms. Diane Arnold, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 22 May 2002, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPEP, undated.
Exhibit D. Letter, AFPC/DPPPWB, dated 17 July 2002.
Exhibit E. Letter, SAF/MRBR, dated 2 August 2002.
Exhibit F. Letter, Applicant, dated 12 August 2002.
LAWRENCE R. LEEHY
Panel Chair
AFBCMR 02-01803
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to , be corrected to show that the Enlisted Performance Report,
AF Form 910, rendered for the period 31 July 1999 through 30 March 2000,
be, and hereby is, declared void and removed from his records.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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