RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 02-00085
INDEX NUMBER: 126.00;111.01
XXXXXXXXXXXXXX COUNSEL: Kirk B. Obear
XXX-XX-XXXX HEARING DESIRED: Yes
_______________________________________________________________
APPLICANT REQUESTS THAT:
The punishment he received under Article 15 on 18 Nov 98 be set aside
and he be reimbursed the $1200 forfeiture imposed on him.
The Officer Performance Report rendered on him for the period 28 Dec
97 through 27 Dec 98 be declared void and removed from his records.
________________________________________________________________
APPLICANT CONTENDS THAT:
Counsel for the applicant submitted a 31-page brief with 17 attachments
in support of applicant’s appeal. Counsel contends that there are
several aspects of the specification on the AF Form 3070 (Article 15)
which are problematic. Anytime an offense is charged under one of the
two “general” Articles (Articles 133 or 134) the specification must
encompass conduct which has a direct and palpable effect on the
military, either because it erodes good order and discipline or because
it tarnishes the public esteem for military leadership. Counsel
asserts that the circumstances leading up to applicant’s Article 15,
however, did not consist of evidence that his personal life was
interfering with his professional responsibilities, or any similar
evidence that his private life was interfering with his professional
responsibilities, or any similar evidence that his private life was
affecting his performance in any way.
Counsel further asserts that the individual that wrote the statement
leading to the investigation and charges against the applicant did so
out of anger with a desire to see the applicant suffer. The individual
was also no longer a part of the active force when he made the
allegations against the applicant. Since there is no evidence that the
relationship engaged in by the applicant was anything other than a
private relationship at the time it occurred, it cannot be assumed that
this relationship had any detrimental effect on the Air Force mission,
or any component of good order and discipline.
Counsel further indicates that when charges are presented to a military
member, it is tantamount to asserting that a good faith basis for the
charge exists, and that sufficient, competent (admissible and
believable) evidence exists. The circumstances of the applicant’s case
illustrate that there was a lack of competent evidence against him.
Counsel indicates that the individual that caused the action against
the applicant sought to misuse the military justice system to his
advantage in seeking to harm the career of the applicant.
Although the applicant was only charged with conduct unbecoming an
officer, he was reprimanded for committing adultery. This seems to
indicate that the commander regarded the conduct as having constituted
adultery all along, but appears to have been reluctant to use the word
itself until it was time to reprimand the applicant. Counsel provides
an in depth discussion on the law relevant to adultery in order to
demonstrate that the Air Force has not followed its own policy
regarding handling allegations of this nature.
Counsel also discusses the importance of providing adequate notice to
the alleged offender. He maintains that the applicant made a conscious
decision not to demand trial by court-martial based upon the charge
that he was facing, and upon advice of counsel. He also received
advice from his counsel that they need not worry about addressing any
issues related to adultery. This raises the issue of whether or not
one can have effective assistance of counsel when the specification
charges one offense, but the commander finds him guilty of another.
Counsel asserts that the applicant’s OPR closing out 27 Dec 98 violates
Air Force Instruction 36-2402 by including information that occurred
outside the reporting period. His OPR also characterizes the
applicant’s conduct as an “unprofessional relationship.” The
applicant, however, received an Article 15 for “conduct unbecoming an
officer” and the reprimand he received references a third concept-
adultery. All three of these are three different concepts under
military law. Counsel provides an expanded discussion on the concept
of “unprofessional relationship” to show its nonapplicability in the
applicant’s case.
In addition to the brief prepared by counsel, applicant submitted a
seven-page personal statement for the purpose of presenting his
position on issues that haven’t been adequately represented in the case
record. The applicant indicates that he knows what he did was wrong
and that he is truly sorry for any pain and suffering that he caused
his supervisor. However, he also understands that there is a
difference between something being immoral and something being illegal--
a fact his superiors either failed to comprehend or to disregard. He
states that throughout the legal process, he never denied wrongdoing
because he was confident that his superiors would see the situation for
what it was; an isolated incident of poor judgement on the part of a
young, single officer with an otherwise solid record. He and his
counsel were certain that the Wing Commander would see his infraction
as a dead issue and would require little more than an admonishment not
to do it again. They certainly thought that no legal action would be
taken because the situation had ended nine months before, two thousand
miles away, and did not affect the Air Force in any way.
The applicant provides details of why he believes his case was
inappropriately handled. He indicates that he was denied access to
documents or evidence in his case. He also indicates that although he
was initially told he was being investigated for adultery and conduct
unbecoming, he was only actually charged with conduct unbecoming. He
did not deny the allegation that he committed adultery because he was
never charged with that offense. He later realized that the main
reason that his chain of command was pursuing his case was because he
hadn’t denied wrongdoing. If he had been charged with adultery, he
would have demanded trial by court-martial. He believes the Staff
Judge Advocate’s opinion that the commander should continue to
prosecute based on the fact that he didn’t deny the charge of adultery
is unfair because they never revealed their true intention of punishing
him for adultery.
Applicant indicates that although he never denied wrongdoing, he did
deny that his conduct was “unbecoming” as defined by the UCMJ. He
states that the SJA misused evidence in his case to suit his own
purposes such as highlighting one voice mail message out of thirteen,
when the other twelve would have clarified the context of the
relationship between he and his supervisor’s wife. The Wing Commander
was never given the opportunity to consider all of the information in
his case because it was never made available to him.
The applicant provides details of how he received inadequate
representation from his Area Defense Counsel. He indicates that he and
his attorney were stunned when they learned the details of his
punishment. He believes that the language of the Article 15 surprised
even the SJA that prosecuted him and the personal reprimand issued by
the wing commander. After reviewing the guidance on nonjudicial
punishment, he thought there was a good chance the Wing Commander would
suspend the punishment. However, his appeal to suspend the punishment
was denied. He was relieved that his ordeal was over until three
months later when he received a referral OPR.
He felt compelled to confront his Squadron Commander on the OPR and
provides a recap of how he remembers the discussion between them. He
also discussed the OPR with the Wing Commander. The OPR was not
changed. While preparing an appeal of the OPR to the ERAB, his new
lawyer provided him with information on “Unprofessional Relationships”
that he thought might convince his Squadron Commander to modify the
OPR. The Squadron Commander did not change his position, however. The
applicant believes that the inaccuracy and intentional vagueness of the
comment on his OPR directly violates AFI 36-2406, Section 3.6.1.
The applicant indicates that he was denied the right to face his
accuser by a “No Contact” order he received to stay away from his
supervisor’s wife. He further indicates that it was important for him
to question her because her statement was not completely accurate. He
believes that she was either seeking revenge for her unrequited
feelings toward him or was coerced to write her statement by her
husband.
Applicant indicates that the Article 15 and Unfavorable Information
File on him were terminated early. He states that his squadron and
wing commanders have admitted on several occasions that they have
regrets over how they handled his case.
Counsel and applicant’s complete submission, with attachments, is at
Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The applicant is presently serving on active duty in the grade of
major. His Total Active Federal Military Service Date is 18 Nov 88.
A resume of his last ten OPRs follows:
Closeout Date Overall Rating
22 Aug 92 Meets Standards
22 Aug 93 Meets Standards
22 Aug 94 Meets Standards
22 Aug 95 Meets Standards
22 Aug 96 Meets Standards
22 Aug 97 Meets Standards
27 Dec 97 Meets Standards
*27 Dec 98 Does Not Meet Standards
27 Dec 99 Meets Standards
27 Dec 00 Meets Standards
* Contested Report
The remaining relevant facts pertaining to this application are
contained in the evaluation prepared by AFLSA/JAJM found at Exhibit C.
________________________________________________________________
AIR FORCE EVALUATION:
AFLSA/JAJM recommends denying the applicant’s request to set aside the
Article 15 action.
An Article 15 is not a formal legal proceeding with the attendant
formal rules of charging, proof, and evidence. It is a disciplinary
measure more serious than purely administrative corrective measures,
but less serious than trial by court-martial. In this case the
commander concluded that applicant had engaged in conduct unbecoming an
officer by engaging in sexual intercourse and other sexual acts with
the wife of another officer. There was sufficient evidence for the
commander to determine the offense had been committed. The evidence
consisted of the statements of the applicant’s former supervisor
(aggrieved party) and his wife and the rebuttal statement of the
applicant. The commander undoubtedly considered the impact on the
former supervisor’s marriage from the former supervisor’s perspective.
He also had to have considered the impact on the former supervisor’s
mental health and his ability to function and perform his duties.
There were also other facts considered by the commander before
determining guilt and appropriate punishment. First, the former
supervisor’s wife was living in the marital abode with her husband
during the course of the affair. Second, she was attending marital
counseling sessions with her husband during the affair. Third, she was
enduring great pain to keep the true nature of their relationship
secret from her husband. Moreover, it is clear from applicant’s own
feelings of guilt; described in his statements, that he was more than a
little uncomfortable with her “open marriage characterization.”
Indeed, the applicant’s actions are not consistent with the innocent
victim portrayal that he would have the board embrace. The record
shows that on at least one occasion, he left a phone message
instructing his former supervisor’s wife to return his call, but not
from home. On another occasion, he denied having sexual relations with
her when directly confronted by his former supervisor.
Given these incontrovertible facts, the applicant attempts to shift
responsibility and blame to others for his misconduct. He begins with
the wife, whom he characterizes as relentless. He also indicates that
his former supervisor bears some responsibility for the illicit affair
as well. He allowed his wife to go to basketball games with him and
permitted her to sit in the back seat with him on two separate
occasions, while he sat in the front. The applicant also contends that
he should have been given the benefit of progressive punishment. He
infers in his submission that he believes a stay away order should have
been issued by the command with a following reprimand and/or Article 15
for failure to obey the order. He continues his argument by stating
that not only didn’t his conduct affect his performance, it did not
affect the performance of any other Air Force member. He apparently
disregards the effect this affair was having on his former supervisor
and those who had to interact with him.
Applicant argues that he was not given adequate notice of his
adulterous conduct with his former supervisor’s wife and he was denied
effective assistance of counsel within the meaning of the sixth
amendment by counsel’s failure to properly advise him of the charges
against him. As noted in the Manual for Courts-Martial, Article 133
includes acts made punishable by any other article, provided these acts
amount to conduct unbecoming an officer and a gentleman. Applicant was
clearly on notice that his sexual relationship with the wife of his
former supervisor was a central factor in the allegation. Much of
applicant’s defense then and now is that his former supervisor’s
marital relationship was merely technical and of no consequence. This
argument makes no sense unless applicant, and his attorney, clearly
understood that the adulterous nature of the relationship was a
critical element of the conduct unbecoming charge.
The applicant’s argument that he was not given a copy of the SJA’s
advice to the commander that he states he read upside down while it was
on the paralegal’s desk is without merit. While he is entitled to view
the evidence against him, he is not entitled to a copy of any advice
that may be given by the local SJA to the commander.
A set aside should only be granted when the evidence demonstrates an
error or a clear injustice. The evidence presented by the applicant is
insufficient to warrant setting aside the Article 15 action, and does
not demonstrate an equitable basis for relief.
The complete evaluation is at Exhibit C.
AFPC/DPPPE recommends denial of the applicant’s request to void his OPR
closing out 27 Dec 98. After a further review of the matter of the
term “unprofessional relationship” with AFPC/JA, they conclude that the
wording of the OPR is not unfactual. Had the OPR stated that the
applicant was given an Article 15 for unprofessional behavior, his case
might have merit. However, the rating chain was simply documenting the
behavior of the applicant. In fact, the rater actually chose the most
conservative and benign approach to documenting the offenses detailed
in the Article 15 findings. While the rating chain had the option of
including specific reference to the Article 15, to include any details
contained therein, they chose to document only the fact that the
applicant had engaged in a relationship that was, by its very nature,
unprofessional.
If they were to agree with the applicant’s assumption that because a
wrong term was used in documenting his actions, they would recommend
the BCMR require the rating chain to reword the OPR to include specific
wording in the Article 15. Often in writing referral reports, raters
choose wording designed to document behavior without specifically
“airing dirty laundry” of a case. This allows commanders to provide,
“a second chance” of sorts to the ratee.
The complete evaluation is at Exhibit D.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant begins his response to the Air Force evaluations by
indicating stating “What I did was wrong, but it was not illegal.” The
applicant states that the offense he received the Article 15 for was
not a violation of Article 133 of the UCMJ. Further he indicates that
the statement in his OPR, “Unprofessional relationship counter to AF
policy mars the otherwise stellar record of this top performer” is
inaccurate and unfairly prejudicial to his career. The statement
directly violates the two distinct Air Force Instructions that regulate
Officer Performance Reports and Unprofessional Relationships.
The applicant responds that the advisory opinion prepared by AFLSA/JAJM
attempts to obfuscate the issue that should have been addressed at his
hearing: whether or not his behavior constituted conduct unbecoming an
officer as defined by Article 133 of the UCMJ. He contends that the
author attempts to cloud the issue and appeal to the Board’s emotions
by discussing the concept of adultery. The applicant points out that
he was not charged with adultery and if he had been, he would have
demanded a trial by court-martial. Applicant indicates that the
Article 15 proceedings were unjust. Although he may not have had the
right to review a copy of the legal advice considered by the commander,
the advisory does not discuss violation of his rights. He requested,
but was denied the right to cross-examine his former supervisor and his
wife. He was denied access to the “more mundane” tape-recorded
messages that may have been exculpatory. He indicates that he agrees
with the opinion that the commander had to weigh all the evidence,
including the credibility of the various witnesses, and make his
decision. If this is true, however, should not the commander have been
given access to all of the messages rather than only the one out of
thirteen that worked against him? If the commander was to assess the
credibility of the various witnesses, shouldn’t he have questioned
those witnesses?
Applicant further indicates that he agrees with the assertion that the
“on the scene” commander has “first-hand access to facts and a unique
appreciation for the needs of morale and discipline in their command.”
He does not agree the commander that imposed the Article 15 fits the
description of the “on the scene commander.” He asserts that this
commander was too far removed from the scene and knew nothing about the
scene or the parties involved. The commanders who might have been able
to offer valuable insights into his case were never consulted or the
results might have been different.
The applicant indicates that although the author of the AFLSA/JAJM
advisory opinion disagrees with his arguments against the Article 15
proceedings, they do recognize that there is a problem with his OPR
closing 27 Dec 98. In fact, the Air Force attorney addresses the
inappropriateness of the comment “Unprofessional relationship counter
to Air Force policy mars the otherwise stellar record of this top
performer” on two separate occasions. First, AFLSA/JAJM states “We
note this may be an improper characterization in violation of AFI 36-
2406.” The legal opinion later states “Nevertheless, it would appear
that there is a question as to whether the language used in the
referral OPR is proper in light of the definition of unprofessional
relationships as contemplated by Air Force Regulations.”
The applicant contends that the advisory opinion offered by AFPC/DPPPE
indicates that the author believes that his additional rater did him a
favor by not mentioning the specific behaviors involved. The author
fails to realize that the term “unprofessional relationship” is a much
more serious offense than the alternative phrases he suggests.
Although his additional rater was advised to change the “unprofessional
relationship” reference, he refused to do so. He further exacerbated
the injustice by amplifying the comment with the words “contrary to Air
Force policy.”
The applicant discusses the requirement Air Force members have to
comply with Air Force Instructions and how two Instructions were
violated in his case. Based on his additional rater’s violations of
mandatory guidance, his OPR closing 27 Dec 98 should be voided.
The applicant’s complete response is at Exhibit F.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. We took notice of the applicant's
complete submission in judging the merits of the case; however, we
agree with the opinions and recommendations of the Air Force offices of
primary responsibility and adopt their rationale as the primary basis
for our conclusion that the applicant has not been the victim of an
error or injustice. We disagree with the applicant’s assertion that
his conduct and actions did not negatively affect the Air Force or his
standing as an officer. As the applicant stated in his rebuttal to the
Air Force evaluations, what he did was wrong. Notwithstanding his
belief that what he did was not illegal, we find no evidence that the
commander’s actions were improper or an abuse of his discretionary
authority. Much of the applicant’s argument seeks to share or lay
blame for his misconduct on other factors beyond his own personal
responsibility. We find this unacceptable. While we note that he has
established an overall fine record of performance, we believe his
actions, during the period in question, exemplify qualities not desired
in Air Force officers. Therefore, in the absence of evidence to the
contrary, we find no compelling basis to recommend granting the relief
sought in this application.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved. Therefore,
the request for a hearing is not favorably considered.
_______________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_______________________________________________________________
The following members of the Board considered Docket Number 02-00085 in
Executive Session on 7 August 2002, under the provisions of AFI 36-
2603:
Mr. Vaughn E. Schlunz, Panel Chair
Mr. E. David Hoard, Member
Mr. Clarence D. Long, III, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 10 Jan 02, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Memorandum, AFLSA/JAJM, dated 22 Mar 02.
Exhibit D. Memorandum, AFPC/DPPPE, undated.
Exhibit E. Letter, SAF/MRBR, dated 14 Jun 02, w/atchs.
Exhibit F. Letter, Applicant, dated 11 Jul 02.
VAUGHN E. SCHLUNZ
Panel Chair
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