RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-02902
INDEX CODE: 107.00,131.00
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. The Enlisted Performance Report (EPR) rendered for the period 7 May
1993 through 3 March 1994 be removed and declared void.
2. He be awarded the Air Force Commendation Medal with 1 Oak Leaf Cluster
for the period 29 June 1989 through 6 May 1992.
3. He be promoted to the grade of master sergeant.
_________________________________________________________________
APPLICANT CONTENDS THAT:
In regard to the three-year time limitation; he was told by his first
sergeant that the time limit expired three years from his departure of his
current duty station. This would allow individuals to rebut without the
fear of reprisal. Based on the information she provided he had until March
1999 to file an appeal.
In regards to letters not being signed, there are six items that are not
signed. An Air Force Form 1206, an outstanding enlisted aircrew of the
year award nomination, a memorandum for the commander concerning equal
opportunity and treatment, an informational memorandum from social actions,
the commendation award in question, AF Form 642, and stripes for
exceptional performer (step) nomination.
The AF Form 1206 is a nomination award letter that is used to select the
aircrew member of the quarter. It was not required to be signed.
The memorandum for the commander concerning equal opportunity and treatment
was the first letter he wrote to the commander to express his concerns
about those issues and the way he was being treated. He included a copy he
made before he signed the original.
The informational memorandum from social actions was a copy that was
provided to him by social actions of the findings. He had not thought
about or realized it was not signed until it was brought to his attention
from the ERAB. He can only assume some credibility to the authenticity of
the document was accepted since the ERAB quoted certain paragraphs and
based their decisions on the document.
The AF Form 642 is the original commendation award package in question.
Since Major R pulled his award package, as described in his letter to the
ERAB, it had never made its way to the commander for his signature.
The stripes for exceptional performer (STEP) package is the original
package that his previous supervisor had done on him a couple of months
after Major R took over the office. This is also part of his complaint to
social actions.
He states that he is confused as to how the ERAB can find merit in part of
a document and not find merit in the whole document. It is clear social
actions found enough evidence to support his complaint that something
inappropriate happened and something should have been done about it.
No one knows what happened, but him and Major R. No one else was there to
hear his condescending demeaning tone, the inflections in his voice, or to
see his body language. Not once does the social actions report show where
he created this problem. Not once does the report show where he said
anything wrong or disparaging to Major R.
It is important to him that the Board remove the contested EPR and
reinstate his promotion. He wants to fairly compete against his peers. He
states that 1993 - 1994 was one of his best years. Why would his
supervisors choose to recognize him with quarterly awards, commendation
awards, letters of appreciation, step packages, etc., if he were not
deserving of those honors? Why would his subordinates write letters of
support if he were such a terrible supervisor? Why was he selected as
NCOIC of Standardization and Evaluation over individuals that had more rank
than himself or selected to brief the President of Paraguay and cabinet
members if he was substandard? It doesn’t stand to reason that he could be
doing so many good things and at the same time be a substandard performer.
His own supervisor and commander chose to cover up the disparaging remarks.
Major R and Lieutenant Colonel B made a mistake and that is something he
has had to live with everyday.
He states that he has had to deal with racism and disparaging remarks on
many occasions in his younger years before he joined the military. He
never thought he would ever have to deal with this in the United States Air
Force.
In support of his appeal, the applicant provided a personal statement, AFI
36-2401 Decision with attachments, Commendation medal package, STEP
promotion package, and other documentation.
Applicant’s complete submission is attached at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving in the Regular Air Force in the grade of
technical sergeant.
The applicant appealed the contested report under the provisions of AFI 36-
2401 and the appeal was considered and denied by the Evaluation Report
Appeals Board (ERAB).
Applicant's EPR profile follows:
PERIOD ENDING OVERALL EVALUATION
6 May 93 5
* 3 Mar 94 4
3 Mar 95 5
3 Mar 96 5
3 Mar 97 5
3 Mar 98 5
10 Jul 98 5
* Contested report.
_________________________________________________________________
AIR FORCE EVALUATION:
The Recognition Programs Branch, Promotions, Evaluation & Recognition
Division, HQ AFPC/DPPPRA, reviewed this application and states that the
inclusive period for the requested AFCM is prior to the period of the
contested EPR and prior to his complaints to Social Actions; therefore,
this decoration does not seem to be connected at all with his EPR and
subsequent actions. Since there is no evidence a recommendation package
was ever submitted, they can not verify the applicant’s eligibility for the
AFCM w/1 OLC for the specified time period. Therefore, they recommend
denial of applicant’s request.
A complete copy of the Air Force evaluation is attached at Exhibit C.
The Chief, BCMR and SSB Section, Directorate of Personnel Program
Management, HQ AFPC/DPPPAB, reviewed this application and states that the
applicant has failed to provide any information/support from the rating
chain on the contested EPR. Applicant filed a complaint with the SA. He
contended his rater used a disparaging racial remark in his presence.
While their findings indicate a possibility that a violation of AFR 30-2
(Social Actions) occurred, the rater’s statement could be construed as
racial at most and insensitive at the least. The indorser should have
taken appropriate action toward the applicant’s rater for his remark.
While there might have been a personality conflict between the applicant
and his rater, there was not enough evidence presented to conclude the
applicant’s rater downgraded the EPR because of his race. They understand
the applicant’s desire to have the 3 March 1994 EPR voided because of the
promotion advantage. However, it appears his EPR was accomplished in
direct accordance with applicable regulations.
Applicant contends his supervisor rendered the contested 3 March 1994
report in reprisal against him and requests the Board remove the report
from his record. He does not submit clear evidence to prove reprisal was a
factor. In order to substantiate reprisal occurred, the applicant must
file a complaint with the IG or SA, and include a copy of their summary and
Report of Investigation (ROI) with his appeal. The applicant included a
memorandum from an official from SA; however, their findings do not
substantiate the EPR was downgraded in reprisal against him. As a matter
of fact, the SA investigator indicated that the applicant’s indorser was
interviewed. The indorser told the SA investigator, “. . . although (the
applicant) is an excellent NCO, he did have flaws. . .(the rater) had told
him [the indorser] during the last period of (the applicant’s) observation,
his performance was less than outstanding justifying his ratings.”
The applicant is attempting to relate the ratings on the EPR to the
markings on the performance feedback worksheet (PFW). This is an
inappropriate comparison and is inconsistent with the Enlisted Evaluation
System (EES).
Applicant contends the contested EPR is inconsistent with previous
performance. As the applicant points out, it is not feasible to compare
one report covering a certain period of time with another report covering a
different period of time. This does not allow for changes in the ratee’s
performance and does not follow the intent of the governing regulation, AFR
39-62. The EPR was designed to provide a rating for a specific period of
time based on the performance noted during that period, not based on
previous performance. Therefore, they recommend denial of applicant’s
request.
A complete copy of their Air Force evaluation is attached at Exhibit D.
The Chief, Inquiries/BCMR Section, Enlisted Promotion & Military Testing
Branch, HQ AFPC/DPPPWB, reviewed this application and states that the
policies regarding the approval of a decoration and the credit of a
decoration for promotion purposes are two separate and distinct policies.
Current Air Force promotion policy (AFI 36-2502, Table 2.2, rule 5, Note 2)
dictates that before a decoration is credited for a specific promotion
cycle, the closeout date of the decoration must be on or before the
promotion eligibility cutoff date (PECD), and the date of the DECOR-6,
Request for Decoration Printout (RDP), must be before the date of
selections for the cycle in question. Each promotion cycle has an
established PECD which is used to determine in which Air Force Specialty
Code (AFSC) or Chief Enlisted Manager (CEM) code the member will be
considered, as well as which performance reports and decorations will be
used in the promotion consideration. The PECD for the promotion cycle in
question was 31 December 1994. In addition, a decoration that a member
claims was lost, downgraded, etc., must be verified and fully documented
that it was placed into official channels prior to the selection date.
The Air Force Commendation Medal (AFCM) decoration does not meet the
criteria for promotion credit during the 95E7 cycle because there is no
tangible evidence the decoration was placed into official channels prior to
the date selections for the 95E7 cycle were made. This policy was
initiated 28 February 1979 specifically to preclude personnel from
subsequently (after promotion selections) submitting someone for a
decoration with a retroactive decoration effective date (close-out) so as
to put them over the selection cutoff score. Exceptions to the above
policy are only considered when the airman can support a previous
submission with documentation or statements including conclusive evidence
that the recommendation was officially placed in military channels within
the prescribed time limit and conclusive evidence the recommendation was
not acted upon through loss or inadvertence. IAW AFI 36-2803, paragraph 3-
1, a decoration is considered to have been placed in official channels when
the decoration recommendation is signed by the initiating official and
indorsed by a higher official in the chain of command.
While they are acutely aware of the impact this recommendation has on the
applicant’s career, the fact remains he was not recommended for the
decoration covering the period 29 June 1989 through 6 May 1992. To approve
the applicant’s request would not be fair or equitable to many others in
the same situation who also miss promotion selection by a narrow margin.
The Stripes for Exceptional Performers (STEP) program was implemented 1
October 1980, and is a program authorizing commanders of major air commands
and separate operating agencies to select and promote a limited number of
outstanding performers to the grade of staff sergeant through master
sergeant. In this regard, STEP promotions complement the existing
promotion program for the middle grades and are designed to accommodate
unique and unusual circumstances which, in the commander’s judgment,
clearly warrant promotion. They cannot list specific criteria that
constitute exceptional performance, because, by design, that subjective
evaluation is made by each commander. However, exceptional performers are
most often individuals who have unusual success at mission accomplishment
regardless of the obstacles.
Should the Board void the contested report closing 3 March 1994, in its
entirety, or upgrade the overall rating, providing he is otherwise
eligible, the applicant will be entitled to supplemental promotion
consideration beginning with cycle 95E7. The applicant will become a
selectee during this cycle if the Board grants the request, pending a
favorable data verification and the recommendation of the commander.
A complete copy of their Air Force evaluation, with attachment, is attached
at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the Air Force evaluations and states that the award
for the Air Force Commendation Medal was written and submitted. His
supervisor pulled his award package after he went through the chain of
command to complain about his racial remark. The commander never endorsed
his package because it never reached his desk due to the fact that it was
pulled by his supervisor without any reason or justification.
His previous supervisor submitted a step promotion package. This package
was never sent because the commander felt he did not deserve the right to
progress, therefore, he did not sign it. Because of that it was never
submitted to be reviewed at the wing command level. He went up the chain
of command to social actions to complain about what had happened and about
his commander not doing anything about his allegations.
The advisory opinion states that he did not provide a statement from anyone
stating a promotion package was ever submitted. He did not know these
events were going to take place, and he was not prepared for them. The
only proof he has is his original package he sent to the Board, and the
information in the social action report. When the award was written, the
dates selected were to match what was officially considered his mid-tour.
Therefore, it would have counted with his promotion results. He states
that he spent seven years in Japan and because of this situation he never
received a mid-tour award.
HQ AFPC/DPPPAB states that he contends his evaluator discriminated against
him and downgraded his EPR from a “5” to a “4”. His contention is that his
EPR was downgraded to keep him from succeeding in his career goals and as
retaliation for going to social actions. He went to social actions against
the commander for his inability to act on his complaint. He states that
this is not just about the behavior of his supervisor, but also Lieutenant
Colonel B’s biased treatment by protecting his supervisor and supporting
his story.
The advisory also states the purpose of feedback is to give direction and
to define performance expectations. Feedback also provides the ratee the
opportunity to improve performance. He states how can a person improve
performance if the supervisor is telling the subordinate that there are no
problems. He received one feedback and was told based on the feedback that
everything was fine. The feedback session occurred one month before his
supervisor made demeaning and disparaging remarks to him. No subordinate
should have a supervisor set him up to fail by writing one thing on a
feedback and something completely different on an evaluation. He states
that his ratings were not consistent with his accomplishments.
He states that he is not trying to make this a racial issue. He did not
create this problem, make the remarks or try to cover it up. He feels that
he has been discredited, his credibility challenged, and his progression
hindered.
Applicant's complete response, with attachments, is attached at Exhibit G.
In further support of his appeal, applicant has provided a statement from
Senior Master Sergeant Glover.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was not timely filed; however, it is in the interest
of justice to excuse the failure to timely file.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice warranting voidance of the
contested EPR and providing the applicant with supplemental promotion
consideration. After reviewing the evidence of record, we are persuaded
that the contested report is not an accurate assessment of applicant’s
performance during the period in question. In this respect, we note that
Social Actions found that the possibility existed that the rater’s comments
to the applicant could have been racial. In addition, we note applicant’s
accomplishments during the rating period and believe that the rating
awarded by the rater was based on factors other than applicant’s
performance. In view of this finding, we recommend that the OPR closing 3
March 1994 be declared void and removed from his records. Furthermore, we
recommend that he be provided supplemental promotion consideration to the
grade of master sergeant by the 95E7 cycle.
4. Insufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice in regard to his requests to be
awarded the AFCM and promotion to the grade of master sergeant through the
correction of records process. While the applicant has provided a
statement from his former supervisor who states that a recommendation
package was submitted, we are not persuaded that his former supervisor had
the authority to submit an award recommendation or that the applicant was
eligible for an award at the time his supervisor went PCS. We also note
that the applicant has not submitted a copy of the recommendation package
or a prepared citation to accompany the award. Therefore, in the absence
of more detailed statements concerning the award in question, we do not
recommend that he be awarded the AFCM for the period in question. Since it
appears that he will be promoted to the grade of master sergeant once he
has been provided supplemental promotion consideration, no further action
is required by the Board on this issue.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT, be corrected to show that the Enlisted Performance Report, AF
Form 910, rendered for the period 7 May 1993 through 3 March 1994, be, and
hereby is, declared void and removed from his records.
It is further directed that he be provided supplemental consideration for
promotion to the grade of master sergeant for all appropriate cycles
beginning with cycle 95E7.
If AFPC discovers any adverse factors during or subsequent to supplemental
consideration that are separate and apart, and unrelated to the issues
involved in this application, that would have rendered the applicant
ineligible for the promotion, such information will be documented and
presented to the board for a final determination on the individual's
qualification for the promotion.
If supplemental promotion consideration results in the selection for
promotion to the higher grade, immediately after such promotion the records
shall be corrected to show that applicant was promoted to the higher grade
on the date of rank established by the supplemental promotion and that
applicant is entitled to all pay, allowances, and benefits of such grade as
of that date.
_________________________________________________________________
The following members of the Board considered this application in Executive
Session on 14 September 1999, under the provisions of AFI 36-2603:
Mr. Thomas S. Markiewicz, Panel Chair
Mr. Walter J. Hosey, Member
Mr. Patrick R. Wheeler, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 7 Oct 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPPRA, dated 20 Oct 98.
Exhibit D. Letter, HQ AFPC/DPPPAB, dated 23 Oct 98.
Exhibit E. Letter, HQ AFPC/DPPPWB, dated 30 Oct 98.
Exhibit F. Letter, SAF/MIBR, dated 16 Nov 98.
Exhibit G. Applicant’s Response, dated 1 Dec 98, w/atchs.
THOMAS S. MARKIEWICZ
Panel Chair
AFBCMR 98-02902
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to APPLICANT be corrected to show that the Enlisted Performance
Report, AF Form 910, rendered for the period 7 May 1993 through 3 March
1994, be, and hereby is, declared void and removed from his records.
It is further directed that he be provided supplemental consideration
for promotion to the grade of master sergeant for all appropriate cycles
beginning with cycle 95E7.
If AFPC discovers any adverse factors during or subsequent to
supplemental consideration that are separate and apart, and unrelated to
the issues involved in this application, that would have rendered the
applicant ineligible for the promotion, such information will be documented
and presented to the board for a final determination on the individual's
qualification for the promotion.
If supplemental promotion consideration results in the selection for
promotion to the higher grade, immediately after such promotion the records
shall be corrected to show that applicant was promoted to the higher grade
on the date of rank established by the supplemental promotion and that
applicant is entitled to all pay, allowances, and benefits of such grade as
of that date.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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