AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
JUL241g98 -
IN THE MATTER OF:
DOCKET NUMBER: 97-03061
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HEARING DESIRED: YES
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APPLICANT REOUESTS THAT:
1. He be promoted to the grade of chief master sergeant (E-9)
with all back pay and allowances; or in the alternative, his
corrected record receive supplemental promotion consideration to
the grade of E-9 beginning with cycle 9399.
2. The Enlisted Performance Report (EPR) rendered for the period
16 January 1992 through 5 November 1992 be upgraded in Block 11,
Evaluation of Performance, Item 7, Communication Skills; or in
the alternative, the EPR be declared void and removed from his
records.
3. He be awarded an Air Force Commendation Medal (AFCM); or in
the alternative, the Air Force Achievement Medal (AFAM) for the
$113,000 renovation of supply facilities he accomplished in June
of 1991.
4. He be awarded the Meritorious Service Medal (MSM) for the
period 7 July 1990 through 6 July 1993 based on completion of an
extended tour.
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5. The date of the Air Force Commendation Medal, Third Oak Leaf
Cluster (AFCM, 3 OLC) awarded for the period 15 July 1993 through
30 September 1993 be backdated to the date of his return from
that TDY so that it is considered in the appropriate promotion
cycle.
APPLICANT CONTENDS THAT:
The adverse actions taken against him were in reprisal for him
notifying his chain of command of mismanagement, fraud, waste and
abuse in the Material Storage and Distribution Branch; however,
he should have been protected under the Whistleblower Protection
Act.
The applicant's counsel
states that during audits and
investigations of Air Force logistical problems, the applicant
had the courage to come forward about the things that he saw that
were wrong, regardless of whether some personnel might be
embarrassed. When they tried to discourage him by unjustifiable
adverse actions he persisted in "doing the right thing" rather
than timidly back down. An Air Material Command, Inspector
General (AMC/IG) investigation completed in 1992 and a Department
of Defense, Inspector General (DOD/IG) investigation completed in
1995 substantiated that improper reprisals had taken place and,
in addition to recommending some relief at the time, both
recommended that applicant file with the Board for other relief
that it was not within their power to grant. The applicant filed
a similar protected communication complaint with AF/IG regarding
a situation that arose from combining two supply units on base.
An E-7 in the other unit occupied an E-8 position that was being
preserved. Applicant's position was being deleted and he was
being I1shuntedf1 into an available E-7 position.
App 1 i cant
pointed out that as an E-8, who had completed MAJCOM Senior NCO
Academy training, he had a superior claim to the E-8 position
(the E-7 involved had not been through Senior NCO leadership
training and did not have the high 119-levellf skill level that
applicant had). Although the decision was made not to change
things, applicant's complaint was not frivolous. In May of-93,
applicant had protected communications with the 89th Wg/IG
concerning one of the reprisal EPRs dated 15 Jan 92 -5 Nov 92.
In April of 1994, he had protected communication with the 89th
Supply Sq/CC and the 89th Wg/IG on a related matter. It was
during this period that the aforementioned reprisal actions took
place.
These reprisals resulted in two downgraded EPRs, loss
or delay of decorations and their resulting promotion points, and
an assignment to a position below his pay-grade in violation of
AFRs 50-2 (NCO responsibilities) and 39-1 (specialty codes).
These, in turn, resulted in applicant's inability to compete
fairly for promotion to E-9 and forced his premature retirement
from the Air Force on 31 January 1995. There is a complete
absence of any wrongdoing by the applicant. To the contrary, two
different IGs found that he had been reprised against.
In regard to applicant's requests, the applicant's counsel notes
the following:
a. The EPR, closing 15 January 1992 was removed from his
records but not in time to avoid it damaging applicant's
promotion consideration by the cycles 9369, 9469, and 9439.
and
b. The AFCM awarded for applicant's 1993 deployment to
was inexplicably delayed and was not
ered by the next E-9 board, unlike most of the other
personnel who received their award immediately upon their return
from "Operation Restore Hope".
c. The EPR, closing 5 November 1992, should be upgraded
since it was influenced by a Letter of Reprimand (LOR) which was
removed as a result of the IG investigations. When the applicant
asked the rater why he marked him down in written communications
- an obvious promotion killer - the rater was unable to justify
his actions and eventually refused to discuss the matter. In
2
addition, the rater had not completed the required counselings
during the reporting period. In addition, the rater of this
report worked directly for the rater on the previous EPR who was
found guilty of reprisal.
d. In regard to a decoration for the for the $113,000
renovation of supply facilities applicant accomplished in June of
1991, counsel states that applicant, with just the help of two
airmen loaned to him on a short-term basis, planned, worked and
completed a $113,000 major renovation project which modernized a
3,000 sq ft administrative area. This project lasted over six
months and was a complete overhaul with new wiring, drop ceiling,
walls, etc. being installed. It involved considerable overtime as
well as his having to do his other work. Among other things, the
applicant, through shrewd negotiation, succeeded in getting all
the required modular furniture at 50% off the normal price.
Counsel notes that applicant's efforts almost cost him his life.
Before he went ahead with some work in the area of high voltage
lines he got assurances from CE that all electrical power had
been turned off.
CE was wrong and applicant was ilijnred,
including shock and burns on both hands. He was told that he
would be put in for an AFCM for outstanding achievement; however,
it was later decided that his work did not rise to the level
where it merited an award. If his efforts did not merit an
award, then why did the EPR rendered during this period contain a
lrtwo-star'l endorsement.
e. The Board is allowed to rely on its experience that
giving a senior NCO (with a prior MSM) an extended tour MSM after
three years on station is the standard practice. Applicant had
routinely (on at least ten occasions) written up similar awards
for others. Until these reprisal actions took place applicant
had perfect APRs and EPRs going back to the time he was a staff
sergeant. In fact the two EPRs he had at this assignment prior
to these problems were flawless and was even nominated as the
unit's senior NCO of the Quarter. There is no indication of
misconduct anywhere on the part of applicant, nor is there any
reason to believe he worked less or did anything but his usual
high quality of work. He provided stellar support to three
Presidents and may well have saved the Air Force millions of
dollars by reporting fraud, waste and abuse. In addition, he was
selected as the Military Airlift Command Outstanding Supply
Superintendent of the Year just prior to these reprisals. Given
the
is
extraordinarily difficult to conceive of a senior NCO not being
nominated for an extended tour MSM without reprisal of some sort
being involved.
accomplishments
above
and
circumstances,
it
f. The best and most efficient way for applicant to be made
llwhole" is for this Board to recommend his promotion to E - 9 on
its own authority. Counsel provides information about a similar
case in which an NCO suffered years of reprisal and the Army
Board for Correction of Military Records authorized a direct
promotion in that case.
In support of the appeal, applicant’s counsel submits a copy of
the DOD Directive regarding Military Whistleblower Protection,
copies of the DOD/IG and AF/IG investigations, extracts from
applicant’s medical records, and a copy of the Andrews AFB
Decoration Guide.
The applicant’s complete submission is attached at Exhibit A.
STATEMENT OF FACTS:
The applicant enlisted in the Regular Air Force on 15 January
1 9 6 9 and served continuously until his retirement on 31 January
1 9 9 5 .
The applicant was promoted to the grade of senior master sergeant
(E-8), effective 1 August 1 9 9 0 .
The applicant was awarded the Meritorious Service Medal (M6MT for
the period 4 November 1 9 8 6 t 6 July 1 9 9 0 .
On 28 July 1991, the applicant submitted a complaint of racial
discrimination to the Commander in Chief, Military Airlift
Command.
On 1 9 December 1991, the applicant received a Letter of Reprimand
(LOR) for reporting to the group commander regarding complaints
against the unit concerning the manner in which he was required
to perform his aerobics run.
The applicant filed a complaint with the Air Mobility Command
Inspector General (AMC/IG) alleging the mishandling of his racial
discrimination complaint, and that four reprisal actions (i.e./
denial of a position within the squadron which he was qualified
for, was not awarded an Air Force Achievement Medal (AFAM), LOR,
dated 1 9 December 1 9 9 1 and downgraded EPR, closing 1 5 January
1 9 9 2 ) were taken against him for filing the discrimination
complaint.
On 29 September 1992, the AMC/IG completed their investigation of
applicant‘s complaints and found that collaboration of witnesses
did not occur during the inquiry of the discrimination complaint.
The AMC/IG also found the applicant’s allegations that there was
a breach of confidentiality in the processing of the complaint
was substantiated; however, it could not be attributed to the
inquiry officer, squadron commander, nor anyone in specific.
AMC/IG also found reprisal, as it pertains to the LOR, dated
1 9 December 1 9 9 1 and the EPR, closing 1 5 January 1992, did occur,
and recommended the LOR be removed from the records and the
applicant pursue voidance of the EPR through the correction board
process.
4
On 10 March 1993, the Evaluation Report Appeals Board voided the
EPR, closing 15 January 1992.
The applicant was awarded the Air Force Commendation Medal, Third
Oak Leaf Cluster (AFCM, 3 OLC) for the period 15 July 1993
through 30 September 1993.
On 26 July 1994, the applicant submitted an application for
voluntary retirement, effective 1 February 1995.
On 2 December 1994, the applicant submitted a complaint of
reprisal through his Congressman's office alleging mishandling of
his retirement ceremony.
On 20 January 1995, the Secretary of the Air Force Inspector
General (SAF/IG) completed their investigation of the applicant's
complaint and found no evidence of reprisal. SAF/IG concluded
that the alleged mishandling of the retirement ceremony was the
result of poor communications between the squadron and the
project NCO for the retirement, a lack of communication bf-the
applicant to his squadron supervisor, and the short time period
between the applicant's decision to participate in the wing
ceremony and the ceremony's scheduled date.
On 1 February 1995, the applicant retired for maximum service or
time in grade. He completed 26 years and 16 days of active
service.
On 2 October 1995, the DOD/IG reviewed the SAF/IG report of
investigation and found that the investigation adequately
addressed the issues raised and further investigation of the
matter was not warranted.
A resume of applicant's performance profile, since 1986, follows:
PERIOD ENDING
EVALUATION OF PERFORMANCE
9
9 (W/LOE)
9 (W/LOE)
9
5
5
5
5
Report removed by order
of The Chief of Staff
30 Jun 86
30 Jun 87
30 Jun 88
30 Mar 89
30 Mar 90
30 Mar 91
15 Jan 92
* 5 Nov 92
5 Nov 93
* Contested Report
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AIR FORCE EVALUATION:
The Recognition Programs Branch, AFPC/DPPPRA, reviewed this
application and states the following:
a. Applicant's EPR, closing 30 March 1991, mentions the
accomplishment for which he requests an AFCM or AFAM and which
supposedly took place in Jun 91. The AMC/IGC report stated, "Not
being awarded the Achievement Medal was not reprisal, because the
reasons for disapproving it were based on merit." Applicant has
not provided any explanation for the discrepancy in the dates
(March 1991 vs.
In addition, there is no
documentation provided to substantiate the his claim that a
written recommendation was submitted into official channels.
June 1991).
b. Squadron policies regarding awards and decorations can
not be considered by higher headquarters, only Air Force policy.
Air Force Instruction 36-2803, paragraph 2.2.6, states, "NO
individual is automatically entitled to an award upon departure
for an assignment. Do not establish preconditions for an bward.Il
Applicant has not provided any documentation to show that he
attempted to resolve this matter in a timely manner through
proper administrative channels.
c. There is no documentation provided to clarify what the
applicant means by asking that "the date of the award be
backdated to the date of his return from that TDY;" nor is there
any documentation provided that shows other personnel who were on
the same TDY trip received a decoration or when.
d. Applicant has failed to substantiate his claim that he
was denied a decoration for renovation of supply facilities in
June 1991. Mention of this accomplishment on his EPR, closing 30
March 1991, lends confusion to the actual date of the
accomplishment.
Without documentation to substantiate his
earlier claim that award of the AFAM was denied, plus the fact
the IG confirmed the denial was based on merit, and no
documentation to show that the applicant attempted to resolve the
matter through proper channels in a timely manner as required by
Air Force Instructions, they cannot verify his eligibility for a
decoration which has already been recognized in his EPR.
e. Decorations are not automatically awarded for completion
of a tour, whether it is completion of the first part of an
extended tour or the end of a tour. Applicant has not provided
any documentation to show that he attempted to resolve the matter
through proper channels in a timely manner as required by Air
Force Instructions. Applicant did not provide any information on
a decoration awarded upon his retirement or the period it
covered. There is nothing in his records to reflect a retirement
decoration. If a decoration was awarded upon his retirement, and
it covered the period 7 July 1990 through 31 January 1995, he
would not be eligible for an MSM for the period 7 July 1990
through 6 July 1993.
f. There is nothing in the applicant Is records, and nothing
was provided, to show when the AFCM w/3 OLC was awarded, and no
date was requested for the change. No documentation has been
provided to substantiate a claim that it was presented after the
date of others' on the same TDY trip. Therefore, they recommend
denial of the application as it pertains to decorations.
A complete copy of the Air Force evaluation is attached at
Exhibit C .
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPAB, reviewed this
application and states the following:
a. Present Air Force policy does not allow for an automatic
promotion as the applicant is requesting. Although applicant is
requesting supplemental promotion consideration for the 92, 93,
and 94 chief boards, these are actually cycles 93S9, 9489, and
9 4 3 9 .
b. The first time the EPR, closing 5 November 1 9 9 2 , was
considered in the promotion process was cycle 9439 to chief
master sergeant (promotions effective Jan 94 - Dec 9 4 ) .
Should
the AFBCMR upgrade Block 7 to the highest rating possible, void
the report in its entirety or make any other significant change,
providing the applicant is otherwise eligible, he will be
entitled to supplemental promotion consideration beginning with
cycle 9 4 8 9 .
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c. The applicant believes that the EPR, closing 15 January
1 9 9 2 , which was removed from his records on 10 March 1 9 9 3 had a
negative impact on his promotion consideration for the chief
boards in 92, 93, and possibly 9 4 .
Because this report was
removed from the applicant's records on 10 March 1993, the only
promotion cycle that could have been affected was cycle 9389
(promotions effective Jan 93 - Dec 9 3 ) . However, he was provided
supplemental promotion consideration for cycle 93S9 and was not
selected in the supplemental process.
d. Concerning
the
applicant s request
three
decorations.
It is noted that the Office of Primary
Responsibility (OPR) for Air Force Decorations (AFPC/DPPPRA) has
reviewed this case and recommended the applicant's request be
denied. They defer to their recommendation. Since it is unknown
at the present what decorations the applicant may be awarded, if
any, it is not possible at this time to determine what
supplemental promotion consideration would be warranted should
his request for these decorations be granted. Therefore, they
recommend denial of applicant's requests.
for
A complete copy of the Air Force evaluation is attached at
Exhibit D.
The Acting Chief, BCMR and SSB Section, AFPC/DPPPA, reviewed this
application and states the following:
a. Applicant submitted an appeal in 1993 under the
provisions of AFR 31-11, Correction of Airman and Officer
Evaluation Reports, to request removal of the EPR, closing 15
January 1992. The Evaluation Report Appeal Board (ERAB) approved
the request and voided the EPR. The case folder on the applicant
has since been destroyed, as they are only retained on file for
three years. The applicant now states the EPR was present when
he was considered by the 1992, 1993, and 1994 CMSgt boards.
b. The application may be dismissed under the equitable
doctrine of laches, which denies relief to one who has
unreasonably and inexcusably delayed in asserting a claim.
Laches consists of two elements: inexcusable delay and prejudice
to the Air Force resulting therefrom. In the applicant's case,
he has waited four years to file and took no action on the claim
before that. The applicant has inexcusably delayed his appeal
(providing no explanation) and, as a result, the Air F o h no
longer has documents on file, memories fade, and this complicates
the ability to determine the merits of the application. In
addition, the test to be applied is not whether the applicant
discovered the error within three years, but whether, through due
diligence, it was discoverable. Clearly, the alleged error(s)
upon which he relies have been discoverable since the alleged
error ( s ) occurred.
The Air Force asserts that applicant's
unreasonable delay regarding a matter now dating back four years
has greatly complicated its ability to determine the merits of
the applicant's position.
c. The overall rating of the EPR, closing 5 November 1992,
is a l15." While they do not contest the previous EPR (closing
15 January 1992) was written in reprisal, they do not agree that
the downgrade in section I11 was also a result of reprisal. The
applicant's letter of reprimand was dated 19 December 1991 which
would have affected the subsequent EPR (which has now been
removed from the applicant's record). Obvious by their absence
are statements from the evaluators during the contested period.
In order to successfully challenge the validity of an evaluation
report, it is important to hear from the evaluators--not
necessarily
for
clarification/explanation. The applicant has not provided any
such documentation. Without benefit of these statements, they
can only conclude the EPR is accurate as written.
support,
for
but
at
least
d. Evaluation reports are considered accurate as written
unless substantial evidence to the contrary is provided. As
such, they receive exhaustive reviews prior to becoming a matter
of record. Any report can be rewritten to be more hard hitting,
to provide embellishments, or enhance the ratee's promotion
potential. But the time to do that is before the report becomes
a matter of record. The appeals process does not exist to
recreate history or enhance chances for promotion. It appears
a
this is exactly what the applicant is attempting to do-recreate
history. As such, they are not convinced the contested report is
not accurate as written and do not support the request for
removal.
e. The applicant contends that even though the EPR, closing
15 January 1 9 9 2 , was removed, it was on file for the 1992, 1993,
and 1 9 9 4 CMSgt boards. They defer to the AFPC/DPPPWB advisory
regarding this issue.
f. Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice in
regard to the applicant's request for direct promotion to the
grade of CMSgt. An individual may be qualified for promotion,
but, in the judgment of a selection board-vested with
discretionary authority to make the selections--he may not be the
best qualified of those available for the limited number of
promotion vacancies. Absent clear-cut evidence the applicant
would have been a selectee by any of the boards for which he was
eligible, they believe a duly constituted board applying-the
complete promotion criteria is in the most advantageous position
to render this vital determination. The board's prerogative to
do so should not be usurped except under extraordinary
circumstances. Further, to grant a direct promotion would be
unfair to all other individuals who have extremely competitive
records and also did not get promoted. They do not support
direct promotion.
Therefore, they recommend denial of his
request to change the EPR, closing 5 November 1 9 9 2 and do not
support direct promotion.
A complete copy of the Air Force evaluation is attached at
Exhibit E.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant's counsel reviewed the Air Force evaluations and
states that:
a. Concerning the timeliness of the application, the
applicant continuously fought his case since the unfair treatment
began 7 years ago.
In addition, the applicant retired on
31 January 1995; therefore, his application is timely filed.
b. Although AFPC/DPPPA concedes the EPR, closing 1 5 January
1 9 9 2 , was a reprisal action, they contend this does not prove the
EPR, closing 5 November 1 9 9 2 was. Counsel contends it flies in
the fact of logic that the second lieutenant who wrote the EPR,
closing 5 November 1 9 9 2 , and who worked directly for the captain
who was the repriser, was totally uninfluenced by her. Absent
evidence to the contrary from the government, applicant is
entitled to the benefit of the doubt. AFPC/DPPPA's implication
that applicant must obtain statements from the evaluators is both
illogical and wrong. With such junior officers there is a chance
that they are still on active duty. For them to admit they
engaged in reprisals is unlikely and they would be putting
themselves at risk for criminal charges.
c. AFPC/DPPPA does not support a direct promotion; however,
they do not say it cannot be done. The Secretary has granted
direct promotions without the involvement of promotion board. He
believes this is the most logical and equitable resolution.
d. Apparently AFPC/DPPPRA had some confusion in regard to
the March and June dates pertaining to their request for an AFCM
or AFAM for the renovation project in 1991.
The renovation
project took many months (including March) and it came to an end
in June. Applicant and counsel stand by their arguments in their
initial application, including the laudatory comments in the
March 1991 EPR which support the other statements made by the
applicant.
e. AFPC/DPPPRS contends that squadron policies regarding
awards and decorations cannot be considered by higher
headquarters, only Air Force policy, but they fail to cite any
authority for this claim.
Counsel contends the Board has
authority under it broad mandate to consider almost anything it
reasonably believes is relevant. Failure of a unit to adhere to
it's own regulations and policies should result in relief being
granted to the applicant who was hurt by the failure.
e -
f. Applicant's request for backdating of the AFCM, 3 OLC,
is not unreasonable. The AFCM, 3 OLC, should have been awarded
in a timely fashion.
g. Counsel accepts AFPC/DPPPAB's
correction of the
promotion board dates, but not the fact that these boards took
place later actually increases the likelihood the prejudicial
matters were considered by those boards.
h. During applicant's last 8 years of service, he provided
specialized logical support for 3 Presidents and Vice-Presidents,
cabinet members, heads of state and other high-ranking US and
Assignment to the elite Presidential support
foreign
wing at
usually indicates that you have established a
good record. Applicant's record prior to the discrimination and
reprisals against him certainly falls into this category. His
1990 through 1991 EPR prior to these reprisals recommended him
for promotion to E - 9 .
It is unusual for a government agency to
actually rule that a reprisal actually took place, but they have
submitted proof of this. It is a rare case where the applicant
can prove every item he asserts, but fortunately the Board is
allowed to use its knowledge of human affairs to make logical
assumptions.
10
Counsel's complete submission is attached at Exhibit I.
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice. In
this respect, we note that the applicant makes a number of
contentions regarding loss or delay of decorations; however, he
has provided no documentation to support his request. Even if
the Board were to favorably consider this portion of his request,
he was provided no clarification as to what he means by asking
that, "the date of the award be backdated to the date ,of his
return from TDY." It appears that he wants to be awarded ceytain
medals in which he has provided no support from individuals who
would have been in a position to have recommended him for these
awards.
In regard to the contested EPR, we note that the
applicant has provided insufficient evidence to indicate that the
contested report is in error or unjust. In view of the above
findings, we find no basis upon which to recommend favorable
consideration of his request for promotion. We believe the
detailed comments of the appropriate offices of the Air Force
adequately address the applicant's contentions. Therefore, we
agree with the opinions and recommendations of the Air Force and
adopt their rationale as the basis for our conclusion that the
applicant has not been the victim of an error or injustice. In
the absence of evidence to the contrary, we find no compelling
basis to recommend granting the relief sought in this
application.
4. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issue(s)
involved. Therefore, the request for a hearing is not favorably
considered.
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or
injustice; that the application was denied without a personal
appearance; and that the application will only be reconsidered
upon the submission of newly discovered relevant evidence not
considered with this application.
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DEPARTMENT OF THE AIR FORCE
HEADQUARTERS AIR FORCE PERSONNEL CENTER
RANDOLPH AIR FORCE BASE TEXAS
B
US. AIR FORCE
NOV 1 2 1997
1 9 4 7 - 1 9 9 7
MEMORANDUM FOR AFBCMR
FROM: HQ AFPCDPPPA
550 C Street West, Suite 8
Randolph AFB TX 78 150-47 10
Reauested Action. The applicant, through counsel, requests promotion to Chief Master
Sergeant (CMSgt) with back pay and entitlements. He also makes several other requests
regarding enlisted performance reports (EPRs), decorations, and a letter of reprimand. We
address only the EPR issues.
Basis for Request. The applicant contends that all actions taken against him were the result
of reprisal for reporting fraud, waste and abuse.
Recommendation. Time-bar. If, however, the AFBCMR considers, then we recommend
denial.
Facts and Comments.
a. The application is not timely filed. The applicant submitted an appeal in 1993
under the provisions of AFR 3 1-1 1, Correction of Airman and Oficer Evaluation Reports,
15 Mar 90, to request removal of his 15 Jan 92 EPR. The Evaluation Report Appeal Board
approved the request and voided the EPR. The case folder on the applicant has since been
destroyed, as they are only retained on file for three years. The applicant now states the EPR was
present when he was considered by the 1992, 1993, and 1994 CMSgt boards.
b. The application may also be dismissed under the equitable doctrine of laches, which
denies relief to one who has unreasonably and inexcusably delayed in asserting a claim. Laches
consists of two elements: inexcusable delay and prejudice to the Air Force resulting therefrom.
In the applicant’s case, he has waited four years to file and took no action on the claim before
that. The applicant has inexcusably delayed his appeal (providing no explanation) and, as a result,
the Air Force no longer has documents on file, memories fade, and this complicates the ability to
determine the merits of his position. In addition, the test to be applied is not whether the
applicant discovered the error within three years, but whether, through due diligence, it was
discoverable (see OpJAGAJ? 1988/56, 28 Sep 88, and the cases cited therein). Clearly, the
alleged error(s) upon which he relies have been discoverable since the alleged error(s) occurred.
In short, the Air Force asserts that the applicant’s unreasonable delay regarding a matter now
dating back four years has greatly complicated its ability to determine the merits of the appIicant’s
position.
c. The governing regulation is AFR 39-62, Enlisted Evaluation System, 1 May 89.
d. 5 Nov 92 EPR. The applicant requests item 7, Communication Skills, section HI,
be upgraded.
(1) We note the overall rating of the EPR is a “5.” While we do not contest the
previous EPR (1 5 Jan 92) was written in reprisal, we do not agree that the downgrade in section
I11 was also a result of reprisal. The applicant’s letter of reprimand was dated 19 Dec 91 which
would have affected the subsequent EPR (which has now been removed from the applicant’s
record).
(2) Obvious by their absence are statements from the evaluators during the
contested period. In order to successhIly challenge the validity of an evaluation report, it is
important to hear from the evaluators--not necessarily for support, but at least for
clarificatiodexplanation. The applicant has not provided any such documentation. Without
benefit of these statements, we can only conclude the EPR is accurate as written.
(3) Evaluation reports are considered accurate as written unless substantial
evidence to the contrary is provided. As such, they receive exhaustive reviews prior to becoming
a matter of record. Any report can be rewritten to be more hard hitting, to provide
embellishments, or enhance the ratee’s promotion potentiaI. But the time to do that is before the
report becomes a matter of record. The appeals process does not exist to recreate history or
enhance chances for promotion. It appears this is exactly what the applicant is attempting to do--
recreate history. As such, we are not convinced the contested report is not accurate as written
and do not support the request for removal.
e. 15 Jan 92 EPR The applicant contends that even though this report was
removed, it was on file for the 1992, 1993, and 1994 CMSgt boards. We defer to the HQ
AFPCLDPPPWB advisory, dated 28 Oct 97.
f Insufficient relevant evidence has been presented to demonstrate the existence of
probable error or injustice in regard to the applicant’s request for direct promotion to the grade of
CMSgt. An individual may be qualified for promotion, but, in the judgment of a selection board-
vested with discretionary authority to make the selections--he may not be the best qualified of
those available for the limited number of promotion vacancies. Absent clear-cut evidence the
applicant would have been a selectee by any of the boards for which he was eligible, we believe a
duly constituted board applying the complete promotion criteria is in the most advantageous
position to render this vital determination. The board’s prerogative to do so should not be
usurped except under extraordinary circumstances. Further, to grant a direct promotion would be
unfair to all other individuals who have extremely competitive records and also did not get
promoted. We do not support direct promotion.
Summay. We recommend this appeal be time-barred. The applicant has offered no valid
explanation why he has waited more than three years since his A F I 36-2401 appeal to once again
challenge the contested EPR. This, in itself, makes it difficult for us to render an opinion on this
appeal. Regardless, if the AFBCMR considers, then we recommend denial to change the 5 Nov
92 EPR. Further, we do not support direct promotion.
-
Acting Chief, BCMR and SSB Section
Directorate of Pers Program Mgt
‘
i
DEPARTMENT OF THE AIR FORCE
HEADQUARTERS AIR FORCE PERSONNEL CENTER
RANDOLPH AIR FORCE BASE TEXAS
#
MEMORANDUM FOR AFBCMR
FROM: HQ AFPCDPPPRA
550 C Street West Ste 12
Randolph AFB TX 78 150-47 14
17 October 1997
(NOTE: This Technical Advisory is concerned only with requests regarding three awards and
decorations. Each will be presented in order and discussed in the same order.)
1. REQUESTED ACTION. Applicant requests:
a. Award of the Air Force Commendation Medal (AFCM) or Air Force Achievement Medal
(AFAM) for the $1 13,000 renovation of supply facilities he accomplished in June of 1991.
b. Award of the Meritorious Service Medal (MSM) for the period 7 Jul90-6 Jul93 “in
accordance with normal squadron and Air Force policy of awarding this award to deserving
senior NCOs after three years on station.”
c. Backdate the Air Force Commendation Medal with 3d Oak Leaf Cluster (15 Jul.93-30 Sep
93) to the date of his return from TDY so an SSB for that year can consider it.
2. BASIS FOR REQUEST. Applicant states he was not properly considered for promotion to
E 9 (Chief Master Sergeant).
3. FACTS.
a. Applicant’s 30
91 mentions the accomplishment for which he requests an AFCM or
AFAM and which supposedly took place in Jun 9 1. The 29 Sep 92 HQ AMC/IGC report stated,
“Not being awarded the Achievemenr M e d a l s not reprisal, because the reasons for disap-
proving it were based on merit.” Applicant has not provided any explanation for the discrepancy
in the dates (Mar 91 vs. Jun 91); there is no documentation provided to substantiate the appli-
cant’s claim (in the 92 IG report) that a written recommendation was submitted into official
channels. Applicant has not provided any documentation to show that he made any attempt to
resolve this matter through proper administrative channels or in a timely manner.
b. Squadron policies regarding awards and decorations can not be considered by higher
headquarters, only Air Force policy. Air Force Instruction 36-2803, paragraph 2.2.6, states, “No
individual is automatically entitled to an award upon departure for an assignment. Do not estab-
lish preconditions for an award.” Applicant has not provided any documentation to show that he
attempted to resolve this matter in a timely manner through proper administrative channels.
c. There is no documentation provided to clarify what the applicant means by asking that
“the date of h e award be backdated to the date of his return from that TDY;” nor is there any
documentation provided that shows other personnel who were on the same TDY trip received a
decoration or when.
4. DISCUSSION.
a. Applicant has failed to substantiate his claim that he was denied a decoration for renova-
tion of supply facilities in Jun 91. Mention of this accomplishment on his Mar - 91 EPR lends
confusion to the actual date of the accomplishment. Without documentation to substantiate his
earlier claim 192 IG report] that award of the AFAM was denied, plus the fact the IG confirmed
the denial was based on merit, and no documentation to show that the applicant attempted to
resolve the matter through proper channels in a timely manner as required by Air Force Instruc-
tions, we can not verify his eligibility for a decoration which has already been recognized in his
EPR.
b. Decorations are not automatically awarded for completion of a tour, whether it is comple-
tion of the first part of an extended tour or the end of a tour. Applicant has not provided any
documentation to show that he attempted to resolve the matter through proper channels in a
timely manner as required by Air Force Instructions. Applicant did not provide any information
on a decoration awarded upon his retirement (3 I Jan 95) or the period it covered. There is noth-
ing in his records to reflect a retirement decoration. If a decoration was awarded upon his
retirement, and it covered the period 7 Jul90-3 1 Jan 95, he would not be eligible for an MSM for
the period 7 Jul90-6 Jul93.
c. There is nothing in the applicant’s records, and nothing was provided, to show when the
AFCM w/3 OLC was awarded, and no date was requested for the change. No documentation has
been provided to substantiate a claim that it was presented after the date of others’ on the same
TDY trip.
5. RECOMMENDATION.
a. We recommend disapproval of the applicant’s request for award of the Air Force Com-
mendation Medal or Air Force Achievement Medal for accomplishments in Jun 91.
b. We recommend disapproval of the applicant’s request for award of the Meritorious Serv-
ice Medal for the period 7 Jul90-6 Jul93.
c. We recommend disapproval of the applicant’s request to backdate the Air Force Commen-
dation Medal with 3d Oak Leaf Cluster (15 Jul93-30 Sep 93) to the date of his return fiom TDY
so an SSB for that year can consider it.
FOR THE COMMANDER
GEORGIA A. WISE, DAFC
Recognition Programs Branch
Promotions, Eval & Recognition Div
6
AFI 36-2803 IS Augwl1994
7. Exception: 1100th Support Wing baa award authority for MsMa for retirement, separation, and posthumous, and lesser
awards for all coaditiona to include Air Force clunent penomel.
8. DRUs with flying missions
9. Only when specifically delegated by MAJCOWCC.
WEEN TO RECOMMEND AN INDIVIDUAL FOR A US MfLITARY DECORATION
2.1. EllgibDtty. All military personnel on active duty are
eligible for mnsidaration for a US military decoration.
Members of Reserve components, while pardcipating in
authorized periods of training or while ia inactive status,
nre eligible for consideration of a military decoration.
Recognize members assigned to DoD acdviti~ with either
an Air Farct or DoD award. Do ant we approval or
disapproval of either the Air Force or DoD award as the
bada fck consideration of the other award.
2.2. Submitting Reoommendatlona
2.2.1. Do not submit recommendaciolur in a token effmt
to "0 SoIdlhg for your people."
2.2.2. Rabict recommendations t6 rccognhhg merito-
rious senria, outstanding achievement, or acts of heroism
that clearly place individuals above hia or her pecrs.
2.2.3. Base ncommendations on specific projects, plans,
programs, or d o a s which are or will be beneficial to the
AirFotce.
2.2.4. Superior duty performance, attainment of honors
based solely on academic achievement (such as graduating
with honors from a noncommissioned officer academy or
other coutse of insbuction), or receipt of other forms of
ltcognition (for example, selection as airman of the month
or year or identification as a superior performer by the
Inspector General) do not m themselvw'justify a
rccommedation for a military decoration.
2.2.5 Each decoration pnscribes standads which de&
the degrec and magnitude of an act, achievement, or
. qr
3
"D . _ I *<& >.*.#+-------
d e a f i o i i foi mccnhvc2J or as prizes in contests.
r
2.2.7. Evaluate all related facts regarding the sewica of
* 8 or awarding a decora-
my penon before mxmmmdm
tion.
2.2.8. The reassignment or retirement of a commander or
supervisor is not a basis for ncommending decorations to
aubopdinates.
2.2.9. Award only one decoration for the m e act,
achievement, or period of mice.
I
2.2.10. Do not award or present a decoration to any
person whose tatin acwicc for the period covered by h e
decoration has notmn hmorabk
2.3. h ! o ~ e D d a d O M Based on Meritorious Service.
Upon a completed period of service.
2.3.1. Permaaent Change of Station (PCS). A move
from one geograpbical m a to another. On ran occasioas,
considm a decoration fot setvice involving assignments in
two commands, providing the individual being reassigned
did not w i v e an awatd from losing command. The
losing c o d must provide input for the service at that
command and must concur with the level of decoration
recommended.
29.2. Permanent Change of Assignment @CAI.
Reassignment from one unit to another on the same base
or from one office or duty section to another located at the
The new assignment must be
same organization,
markedly dif€crent from the pnvious duty to meet the
intent of the completed period of service requirement.
2.3.3. Extended Tour (EX" TOUR). Not a PCS or
E A , but clearly outstanding and unmis%&bly%+-
tional service for an extended period of at least 3 years for
award of the Bronze Star Medal (BSM) and l y a
-
decorations or at hsta y m for award of the mM.
2.3.3.1. Don't consi&r individuals for a completed period
of sew& award (except retirement) un~ess at least 2 ysan
have Elapsed a b r the extended period a w d .
23.4. Retirement -Review records and consider the
individual's entire career to dcttrmine the appropriate
level of decoration for retirement. Prepare
the
ncommendation using the most went period of service.
NOTE: Decoradons for retiremeat normally terminate
on the last day of the month for Regular Air Farce
personnel. Process ncommendadons for retirement in
time for a presentation ceremony and to permit processing
and appropriate entries on retirement documcnta.
- --_.
Recommendations Based on Outstandbg
2.4.
Achievement. Recognize a single epecihc act or
accomplishment separate and distbct from regularly
assigned duties, auch as successfully completiug important
projects or on reaching major milestones of a long-term
project or negotiadom or accompUahmenta in a tsmpony
duty (TDY) staiua. (A signitiCant project accomplished
within regularly assigned duties may meet the criteria.)
..- . .
2.4.1. An outstandmg achievement award covers a short
period of time with & W e besinning and ending dates.
..
Submit at my time within the Ppcacribed time limits.
2.4.2. Submit a fecommcDdaton d y when you have no
other way to recognize the achievement and waiting
would diminish the sigdbncc of the accomplishment.
Do not use Outstanding achievement to justify decorations
when the conditiom for a compfctcd period of service
have not been met.
2.4.3. You may reamme& an a w d for nWitorklus
service at &e end of assignment even if the individual
received an award for outstanding achievement during the
time included in the ncommcndalion; however, do not
include previously recogniwi acts or achievement8 ia the
justitication for the later award.
8
.
Table 2.1. United States hliutpry Decorations
Awarded For
Decorntlon (See note 1.)
Heroism, Serolce
7
25. Recommenda~one Based on Herobm. Clearly
state that du: act charactctizea cowage, intrepidity, or
gallanuy. When the act involved voluntary risk of life,
you must clearly show that the iadividual wouM not have
been censured had he or she not voluntarily accompiishcd
the acts.
26. RocommendatIom Based on Aerial Achlevementa
Recogntzs dmew members involved with operating
&craft or other personnel performing aircnw 4ember
duties. 'Ibe recommandatim must clearly substantiate
exceptional performance and ouotaoding ~&nim&%
above that namally expected of professional airmtn.
2.7. Pvstbumoue Recommeddntlona Bsse postfiumolis
awards for a deceased person using the same critcria'you
use for a living person.
t
us
Awarded To
Mu
I
FOREIGN
I;yV
C i V
I
Medal of Honor (MOW :
Air Fora Cross (AFC)
*-
Distinguished Service Medal
(DSM)
Silva Star (SS)
Legion of Merit &OM)
Yes (See
notw 2 and
3.)
Yes (See
notes2and
4.)
No
Yes (See
notes 2 and
6.)
No
Yes (see
note 9.)
Yes (See
note 10.)
No
NO
Yes (See note 5.)
No
Yes
No
Yes
No
YeS
No
Yeg
YCS
Yes
No
Yes
No
Yes '
Yes (See
note 7.)
YCS
No
No
No
Yes(&%
note 8.)
YeS
Yes
----
N O
Distinguished Flying &OS
(DFC)
Airman's Medal (AmnM)
Bronze Star Medal (BSM) (See Yes
notes 2 and 11.)
Purple Heart (PH) (See note
No
12.)
'Meritorious Savice Mtdsl
(MSM)
Air Medal (AM)
Aerial Achievement Medal
(AAM)
Air Force Commendation
Medal (AFCM)
Air Force Achievement Medal NO
(AFAM)
YCS
No
No
Act of
Yes (See note 14.)
Yes
No
Yes
Yes (See note 13.)
YCS
Yes
YeS
No
Ycs(Sce
note 15.)
YCS
No
No
No
YeS(S#
note 16.)
Ycs(Sae
note 17.)
Y e (See note 18.)
Yes (See note 20.)
(Nom to table on next page)
Yes(See
note 19.)
Yes(See
note 21.)
No
No
Yes
Yes(Ste
note 21.)
No
No
No
No
N O
No
I
,
'
'
1
*
'
AFI 36.2803 IS August 1994
8 ' -
NOTES:
1. Refer to DoD 1348.33-M for authdzatiOa, spc&c award r e q u h e a t s and brief description of there decoratiw.
2. W h i i engaged in an action against an memy of tbc US, or while engaged in military operations involving conflict with an
oppo8ing fonign force, or while serving with friendly fdnlgn f m s eng8ge.d in an armed conflict against an opposing force
In which the US is not I belligerent party.
3. Awerded for conspicuous gallantry and intrepidity nt the risk of life above and beyond the call of duty. See DoD 1348.33-
M for comttdics and privileges. A w d the Air Forrx &ign of the MOH on or efter 1 November 1965. (Refer to attachment
3 for application enrollment forms.)
4. 'Awarded for extraordinary heroism, not sustifying award of the MOH.
5. Awarded for exceptionally meritorious service to the US in a duty of great nsponsibility. The basic award may be made
for a complctcd period of outstanding service; howevw, restrict subsequent awards prior to retirement to extraordinary, spe-
cific achievements during om or mort periods of (LcNIc6. Wid is the highest peacetime Air Force decoration awarded.
6. Awarded for gallantty in action that does not wanat the MOH or Apc Gallantry in actioa near8 heroism of high &pa
. . , I :
in;clding risk d life. .
7. Awarded for exceptionally meritorious amduct in the performance of outstanding sewice to the US. In peacetime, awards
to us military penrod are flmitcd to:
t.1. Service in an extremely difficult duty that is paformed in a clearly exceptid mauuer, if such service is of marked
national Q mternatiohl siignitlcaecc &-the Air Force or the DoD.
1.2.. Or sarice that has aided the US in Authering its national politics.
7.3. Or service which has f u r t h # e d the interest or the d t y ofthe US.
7.4. Or senrice that has furtbertd the interests or the security of the US, OT any nation allied or associated with the US during
a period of national emergency .declated by the Prdicnt or Congrasa. Superior performance of normal duties will not alone
justify award of this dccaado~~. .
of Chief Commander, Commander, officer and
8. There are four dcgnes awarded to fmign military personnel. (De-
LegioMairr). Refer to l h D 1348.33-M for the specific award criteria for each degree.
9. W e participating in aerial fight. Heroism or achievement must be entirely distinctive, involving operations that are not
routine. Not awarded far sustained operational activities and flights.
IO. Involving volunmy risk of life under conditions other than those of conflict with an armed enemy of the US. The saving
of a life or the success of thc voluntary heroic act is not essential. Do not award for normal performance of duties.
I I. Not involving participation in aerial flight. Award the "V" (see attachment 3) device for heroism. Do not wear more than
one 'V device.
12. Awarded for wounds received or death after being wounded While Serving in any capacity with one of the US Armed
Forces after 5 April 1917. Refer to DoD 1348.33-M for specific conditions.
13. Any US civilian while serving under competent authority in any capacity with the Air Forw.
14. Awarded for outstanding noncombat meritOrious achievement or d c e to tho US. Level of achievement or service is
less than that required far LOM.
15. Do not award to foreign military personnel in the grade of brigadier geaeral or higher.
16. Awarded for single acts of achievement while participating in aerial flight Required achievement is less thaa that re-
q u i d for the DE, but must be accomplished witb distinction above and beyond that expected of pmfasional airmen. Not
awarded for peace time sustained operadonal activiWflighm.
17. Awarded for sustained meritorious achievement while participating in aerial fli&ht. MAICOMs, FOAS, DRUs will
identify tbe missions and positions to qualify for the award. Not awarded for single event flights.
18. Awarded for outstanding achievement or meritorious Servia, or acts of courage that do not meet the requirements for
award of the AmnM or BSM, and sustained mdtorioud performance by crew members.
19. Do not award to general or flag officer grade. Aaa emphasis on award to outstanding company grade officers and junior
NCOs whase achievements and services meet the standards.
20. Awarded for outstanding achievement or metitodous service and acts or acts of coutage that do not meet the require-
ments of tbe AFCM. place emphasis on award to junior officers and airmen whosc achievements a d service meet the stan-
dards. Do not award mort than one AFAM during a l-year period except under extraordinary circumstances. Do not award
for aerial achievement or mtirement.
21. Do not award to colonels (0-6) or above.
AFZ 36-2803 15 Augurt 1994
9
.-
Chapbr 3
WEEN TO INITIATE AND HOW TO PREP- PROCESS AND
COMPLETg ARECOMMENDATION
'
etW did it, what &e impact or benefits w m , and how thal
pcrsoa. Bipificlmtly cxccodtd duty pafonnance, us Ibs
following formats.
0 Repare Air Fonx Achievemalt Medal (AFAM)
justitication on Air Forca Form 642, Alr For#
and Air' Force
Achbvement Medal
Commendation Medal Judkation or on the AF
Form 2274,~Air Worce A c h i e v e Medal
certlilcpte.'
Pqtm Air Forcc Commeadatiaa Medal justiflca-
tion on AP Fonn 642 or on bond paper when the
description does not lead itself to t h C A p p o r m 642.
0 Prepare other dccolation justEca!ion 8% a narrative
using a bloclrtd ptuagrapbd or tslking papa
format (bullet). Limit Distinguished Service Medal
. @SM) justification to thrce-pap, however, don't
prepare a d v e justification for retirement
DSMs on retiring "Active Duty" General O f h r s .
Descriptive jusrScation is required on all Air
National Guard and Air Force Rcservc persormel
for all grade8 and &codon conditiolls.
Limit
Legion of Merit and lesser Wratim justihtion
to one page.
0 Prepare just;ficatian for decorations based on
retirement as an endorsemat memorandum or
letter or using tht above formats.
3.25, Citations. See attachments 4 and 5 for how to
complete citations.
3.26. Additional Attachmenta A rccoIIllflCndatioa may
include: support& doCumeatatiO& if the person iaitiating
the rcwmmendatia does not have firsthand knowledge of
the act or service performed or offid sup@ng
ItcoTds.
Attach a copy of the citation for outstaading achievement
to the recommendation when a decoration based on
outstanding achievement was awardcd during the pcriod
of service being recognized by a rneritorioUS service
recornmeadation.
3.3, Processing a Recommeudatlon. Forward all
recommmendatious through the n o d chain of command
OP the person being reconunendcd. The commander or
vice commander at each headquarters designated to
review recommendations must personally review and sign
the forwarding endorsement for each. Each intermediate
commander must recommend approval or disappval of
the recommendation or recommend award of a higher or
lesser decoration.
33.1. Forward recommendatbns placed in official
channels to the designated approval or disappval
.-
~nger-exits, process the recommmendation through the
replacement organizatiom.
Preparing a Recommendation.
Submit a
3.2.
Recommendation for Decoration Printout
(RDP-
DECOR6). descriptive justification, and citation for an
individual recommendation. Submit an RDP, descriptive
justification, and citation for each person when mort &m
om person is rccommendcd for the same decoration and
€or the same act, achievement, or service.
Bccofdins to
3.21. Coateat. Classify recom&om
content Consider a recommendation "for official us0
only" until the awarding authority announces its final
decision.
3.2.2. Classifled. Do not include any classified, h&hly
sensitive, or special category information requiring speciat
for
handling procsdures in regular momme-
decorations.
3.2.3. RDP-DECOR6. Prepare an individual I#XKII-
mendation on an RDP-DECOR 6. Attach tbe justlfkdoa
3.2.3.1. Use a memorandum or letter for an individual
recommendatim for a foreign officer, separated membw
or a member from another service. The memorandum or
letter must contain same information as the RDP.
3.2.4. Dwriptlve JustlPlcatlon, filly justify all award
recommendations to avoid the perception that decorations
B T ~ automatic. Avoid generalities, broad or vague
terminology, superlative adjectives or a recapitulation of
duties performed. The justification must provide concrete
examples of exactly what the person did, how well he or
IO'
auLdty for flnal action, regardle# of whetha
intermediate endorsing officials or commacdctll determine
the award does not meet the aitsria.
33.2. Frocess recommendations submitted 011 individuals
or on a group of individuals from vaxiow organizations to
ncognize a single act or outstanding achievement through
the project or operation comnramlds chain of command.
Obtain coacumaa from the recommeadet'r qmmnder
pridr to submitting the recommcII
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