SECOND ADDENDUM TO
RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 89-01387
INDEX NUMBER: 131.00; 111.01;
107.00
COUNSEL: MR. GUY J. FERRANTE
HEARING DESIRED: NO
___________________________________________________________________
APPLICANT REQUESTS THAT:
His records be corrected to reflect direct promotion to the grade of
lieutenant colonel as if selected by the Calendar Year (CY) 1993A
Lieutenant Colonel Board.
In the alternative, a Training Report be inserted in his files
reflecting enrollment in an AFIT program during the time between his
1989 separation and 1991 reinstatement; the indorsement level on the
Officer Evaluation Reports (OERs) closing 27 March 1984, 28 January
1985, and 1 June 1985, be upgraded; Air Force Commendation Medals
(AFCMs) coinciding with his transfer from Shaw AFB and separation from
Ramstein Air Base be accomplished and inserted in his record; the
prejudicial comments and notations on the AF Form 77 (Supplemental
Evaluation Sheet) covering the period 8 March 1988 thru 26 June 1991,
and on the OER closing 27 March 1984 be removed; and that he be
considered for promotion to the grade of major by Special Selection
Board (SSB) for the CY87 Central Major Selection Board, and for
promotion to the grade of lieutenant colonel by SSB beginning with the
CY93A Central Lieutenant Colonel Selection Board.
___________________________________________________________________
APPLICANT CONTENDS THAT:
Through counsel, applicant contends his record was not “substantially
complete” at the time of his CY93 and CY94 promotion considerations
because of omissions that can be traced directly to his now-corrected
1984 OER and his erroneous 1989 separation. The tangible flaws in his
record include: 11 unrated months prior to his 1989 separation; 2½
unrated years between his erroneous 1989 separation and 1991
reinstatement; misleading, inaccurate, and improperly reduced
indorsement levels on OERs closing 27 March 1984, 28 January 1985, and
1 June 1985; lack of deserved decorations upon transfer from Shaw AFB
in 1987 and Ramstein Air Base in 1989; direct reference to restoration
to active duty by AFBCMR action on AF Form 77; “Corrected copy”
reference on 27 March 1984 OER; and PRFs for CY93 and CY94 lieutenant
colonel promotion boards prepared on basis of inaccurate and
incomplete personnel record.
Unfortunately, the opportunity for truly meaningful SSB
reconsideration would still be lacking since other problems are not so
easily overcome. There does not appear to be anything that can
realistically be done to fill the 11 months of unrated time in 1988-
89. Nor can his records be corrected to reflect the assignments he
would have received had those decisions been made on his real record
of performance and potential. More importantly, however, it does not
seem feasible for his senior rater to now recreate the competition for
the “Definitely Promote” recommendations he awarded in 1993 and 1994.
For these reasons, a directed promotion to the grade of lieutenant
colonel would be the most appropriate way to remove the “consequences”
of his flawed 1984 OER once and for all.
In support of his request, applicant provided counsel’s 29-page
expanded comments, with attachments, including statements from the
evaluators on the corrected OER, previous reports and subsequent
reports. The complete submission is at Exhibit R.
___________________________________________________________________
RESUME OF CASE:
On 18 October 1989, the AFBCMR favorably considered applicant’s
request that the Officer Effectiveness Report (OER) rendered for the
period 21 June 1983 thru 27 March 1984 be amended to upgrade the
rating and comments in Section III, Item 9 (Professional Qualities)
from “Meets Standards” to “Well Above Standards” and to insert the
comment “Behavior and bearing were exemplary” in place of the comments
that were on the report. The Board further recommended that he be
considered for promotion to the grade of major by Special Selection
Board (SSB) for all selection boards in which the amendments to the
OER closing 27 March 1984 were not a matter of record. (Exhibits A
thru L)
On 7 May 1990, applicant received SSB consideration for the CY87 and
CY88 central major boards. He was not selected by the CY87 Board, but
was subsequently retroactively selected for promotion to the grade of
major by the CY88 board, with a date of rank of 1 January 1989.
Based on the determination by the SSB that applicant should have been
selected for promotion in 1988, and since his nonselection led to his
mandatory retirement, the AFBCMR, on 15 November 1990, favorably
considered his request for reinstatement to active duty. However, the
Board denied his requests for assignment to AFIT and other alternative
assignments. (Exhibits M thru Q)
___________________________________________________________________
STATEMENT OF FACTS:
The applicant was commissioned a second lieutenant, Air Force Reserve,
on 10 June 1977; entered extended active duty on 31 December 1977; and
was integrated into the Regular Component and progressively promoted
to the grade of captain. On 31 January 1989, he was discharged from
all appointments by reason of his two nonselections for promotion to
the grade of major.
On 27 June 1991, he was reinstated to active duty in the grade of
major, with a date of rank of 1 January 1989. He served on continuous
active duty until 31 June 1995, when he was released from active duty
and voluntarily retired effective 1 July 1995.
A resume of applicant’s OERs/OPRs subsequent to his promotion to the
grade of captain follows:
PERIOD CLOSING OVERALL EVALUATION
19 Jan 82 1-1-1
20 Jun 82 1-1-1
20 Jun 83 1-1-1
*/# 27 Mar 84 1-1-1
# 28 Jan 85 1-1-1
# 1 Jun 85 1-1-X
1 Jun 86 1-1-1
13 Oct 86 1-1-1
12 Jul 87 1-1-1
7 Mar 88 1-1-1
AF Fm 77 - No report available for period 8 Mar 88 thru 26 Jun 91.
28 Oct 91 Meets Standards
28 Oct 92 Meets Standards
** 30 Jun 93 Meets Standards
## 30 Jun 94 Meets Standards
* Corrected OER.
# Contested reports.
** Top report in file when considered and not selected for promotion
by the CY93A Lt Col Board, which convened on 12 October 1993.
## Top report in file when considered and not selected for promotion
by the CY94A Lt Col Board, which convened on 11 October 1994.
___________________________________________________________________
AIR FORCE EVALUATION:
The Appeals and SSB Branch, AFPC/DPPPA, reviewed this request and
recommended denial. Their comments, in part, follow:
DPPPA believes the applicant has not been diligent in the maintenance
of his records. They question the fact that the applicant did not
appeal the contested reports for six years following his initial
appeal. Had the applicant been responsible in the maintenance of his
records, he would have appealed the contested reports in a timely
manner. They believe the merits of the applicant’s case speak for
themselves, as he has procured the necessary support and documentation
in his appeal of the contested OERs. They do not, however, believe
his appeal should be approved, due to his intentional delay in
submitting this case. They find no reason the applicant could not
have appealed the contested reports in a timely manner. He has not
provided any evidence that there existed any circumstances that would
have precluded him from gathering pertinent data, support, or
information regarding the appeal process. Furthermore, they do not
understand why the applicant did not appeal the contested reports
following the approval of his 1989 appeal if he truly believed they
were in error or unjust when he became aware of them.
Regarding applicant’s request to have a Training Report (TR) placed in
his record to reflect attendance at AFIT, DPPPA did not concur. The
purpose of the appeals process is to correct errors and injustice
brought forward in a timely manner, not to rewrite history. The
applicant was not attending AFIT during the time he requests the TR to
reflect. It would be unfair to all the officers who competed for and
attended AFIT assignments to allow the applicant to have a fictitious
entry in his record.
DPPPA did not concur with applicant’s request for direct promotion by
the CY93A board. They believe a duly constituted SSB, comprised of
senior officers applying the full set of promotion criteria, is the
only appropriate method of determining the applicant’s potential to
serve in the next higher grade.
The complete evaluation is at Exhibit S.
The Senior Attorney-Advisor, AFPC/JA, discussed the defense of laches
and the timeliness of the applicant’s requests. JA believes it would
be appropriate to apply laches in this case to bar all of the
applicant’s claims. JA stated both elements of the laches defense
(inexcusable delay and prejudice resulting to the defendant (in this
case, the Air Force)) are present in this case and the applicant
should be prevented from benefiting from his unjustified delay in
bringing this action.
On the merits, JA addressed the specific errors identified by the
applicant. Their comments, in part, follow.
Eleven unrated months. The applicant has established that he did not
receive an OER for the last 11 months he served on active duty prior
to his early separation in 1989. The regulation in effect at the time
required an evaluation. If the Board chooses to deal with this on the
merits, perhaps they could order that a form be placed in the record
indicating no rating is available through no fault of the applicant.
Increase indorsement levels on March 1984, January and June 85 OERs.
The applicant provided statements from his chain of command to include
the officer who would have signed the higher level indorsements that
they would have recommended and approved a higher level of indorsement
but for the original 1984 OER downgrade. If the Board chooses to deal
with this on the merits, it could order the OERs to be reaccomplished.
Lack of end of tour decoration from Shaw AFB in 1987. The applicant
has provided statements from his chain of command indicating that they
would have recommended him for an AFCM. There is not a statement from
the approving authority stating that the award would have been
approved. Therefore, even if the Board chooses to deal with this on
the merits, they should not grant this relief because the applicant
has not met his burden of proof.
Lack of end of tour decoration from Ramstein AB in 1989. The
applicant has provided statements from his chain of command and the
approving authority indicating that they would have supported an end
of tour decoration for the applicant, and they were uncertain why one
was not accomplished at the time. If the Board chooses, it could
order that a decoration be awarded.
“Corrected Copy” reference on March 1984 OER. JA disagreed with
applicant’s assertion that this notation is improper and prejudicial.
The notation was added in accordance with the guidance set forth in
AFR 31-11 (1 July 1986) and is a common occurrence when a corrected
record is placed in one’s personnel file. Even if the Board chooses
to address this on the merits, no injustice has occurred and no
correction is required.
Reference to restoration to active duty on July 1991 AF Form 77. JA
disagreed with applicant’s assertion that the standard statement on
the AF Form 77 is prejudicial and, in fact, is contrary to the Board’s
prior order in the applicant’s case. The statement is standard and is
prescribed by AFR 31-11. It is not contrary to the Board’s previous
order, and there is no showing that it prejudiced the applicant in any
way. Promotion boards are given special instructions on what
inferences should not be drawn from this type of document in a record.
Absent proof to the contrary, they are entitled under the law to the
presumption that they acted in accordance with law and their
instructions (see Sanders v. US., 594 F.2d 804, 219 Ct.Cl. 285, 302
(1979). Even if the Board chooses to address this issue on its
merits, no correction should be ordered because the applicant has
failed to show error or injustice.
Gap in service record/failure to place AFIT Training Report to cover.
The applicant goes to great length to argue that the AFBCMR erred when
it previously refused to create a fictitious Training Report
indicating that the applicant was selected for and was serving in an
AFIT educational assignment during the time he was separated from the
Air Force. He directs the Board’s attention to a number of cases
requiring the Board to give “full relief” and make the serviceman
“whole” if an injustice is found to have occurred. JA suggests that,
while the Board has broad powers to fashion remedies, it is not good
practice for the Board to create fictionalized records when they
fashion remedies. One of the cases applicant relies on, Yee v. United
States, 206 Ct. Cl. 388 (1975), does not suggest creation of fictional
records but merely suggests that the gap in the records must be
explained as being caused by the Air Force. The applicant cites the
case of Weiss v. United States, 407 F. 2d 416 (Ct. Cl. 1969) for the
proposition that the record sent to a Selection Board be complete and
fairly portray the officers record. JA agrees but points out that the
Weiss court also stated that the record should be “complete and not
misleading,” supra at 418. The law does not require and the Board
should not require the creation of fictions when correcting records.
The Board’s initial decision on this issue was correct and should
stand.
JA further stated that it is rare that any correction of record can
ever return a person to a perfect world. The Board previously found
error in the applicant’s record and ordered it corrected and ordered
his restoration to active duty. The forms in his record accurately
reflect these facts. The gaps in his record are the result of
appropriate corrective actions taken on the error in his record. The
gaps are covered by forms designed to explain in basic terms the
reason for a given report or reports absence. This procedure fully
accords with the applicable regulation and the law.
The PRFs for 1993 and 1994 Lieutenant Colonel boards are inaccurate.
The applicant has provided a statement from the senior rater who
prepared these forms. He states only that alleged errors in
applicant’s records may have impacted his rating, and he was unable to
say whether applicant would have received a “Definitely Promote” if
the alleged errors had been corrected prior to his consideration. In
JA’s view, the applicant has not met his burden of showing an
injustice occurred on these forms and no correction is appropriate.
Direct promotion. JA disagrees with applicant’s argument that given
all the errors in his records the only true remedy would be direct
promotion to lieutenant colonel as of the first date eligible. Both
Congress and DOD have made clear their intent that errors ultimately
affecting promotion should be resolved through the use of special
selections boards (10 USC 628(b) and DOD Directive 1320.11, para D).
Air Force policy mirrors that (AFI 36-2501, Chapter 6).
For the reasons detailed above, JA recommended that the Board reject
the applicant’s complaint in its entirety based on the doctrine of
laches. In the event the Board decides to consider this application
on its merits, JA concluded that he has provided sufficient support to
authorize correction of several documents in his records. The
particulars on each document are set out above. Should the Board
conclude that any documents should be corrected, the remedy should be
correction of the documents and then SSB consideration for promotion
to lieutenant colonel. They do not believe that direct promotion to
lieutenant colonel is appropriate especially considering the
deliberate delay in submitting this appeal until after the promotion
boards had met to consider his records.
The complete evaluation is at Exhibit T.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Counsel noted that the advisory opinions admit that many of
applicant’s claims of error and injustice have merit. He provided
comments addressing the issues that JA and DPPPA disagree warrant
relief.
He stated the essence of applicant’s claim is the denial of fair and
equitable promotion consideration because of the absence, through no
fault of his own, of evaluations and other information that would have
allowed members of the 1993 and 1994 lieutenant colonel boards to
reach reasoned and intelligent decisions about his qualifications for
promotion. He also challenged the AFBCMR’s previous refusal to help
address this problem by inserting an AFIT Training Report into the
applicant’s record that would have explained at least part of the
period for which his record is now noticeably blank. The AF Form 77
currently in applicant’s record, combined with the lack of a TR that
would have explained the gaping hole in his record, create precisely
the evil the law seeks to avoid - they nullify the relief the AFBCMR
previously sought to afford applicant by retroactively reinstating him
to active duty.
If the Board directs any corrections to applicant’s pre-1993 records,
including those which DPPPA and JA concede are deserved, it should
further direct that his 1993 and 1994 PRFs be reaccomplished in light
of those corrections.
Had applicant been “properly considered” by the CY87 promotion board,
a “Corrected Copy” annotation on the corrected OER would not have been
in his record. But it was in his record when considered by SSB in
1990, in direct and literal violation of 10 USC 628 and AFI 36-2501.
Applicant is at least entitled to SSB reconsideration by the CY87
major board without the offending annotation in his record, with
reconsideration for lieutenant colonel if selected.
With regard to timeliness/laches, counsel stated that contrary to
DPPPA’s belief, there is no time limitation (three years or otherwise)
for requests for reconsideration. Even if laches does apply in
principle, it will not bar applicant’s claims because he did not
unreasonably or inexcusably delay in “raising his claims.”
Counsel provided additional comments addressing the SSB process and
stated that under the unique circumstances of his case, a directed
promotion to the grade of lieutenant colonel would be the most fitting
and appropriate relief. Short of that, applicant should be
reconsidered for promotion with a record that is truly and
meaningfully purged of the repercussions of the error this Board
previously sought to rectify.
Counsel’s complete response is at Exhibit V.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice warranting favorable
consideration of the applicant’s request for direct promotion.
Applicant’s contention that his record was not “substantially
complete” at the time of his CY93 and CY94 promotion considerations
because of omissions that can be traced directly to his now-corrected
1984 OER and the 11-month period he was not on active duty are duly
noted. However, after careful consideration of the evidence provided,
we have seen no evidence which would lead us to believe that his
records were so inaccurate or misleading that the members of the duly
constituted selection board, applying the complete promotion criteria,
were precluded from rendering a reasonable decision concerning his
promotability in comparison to his peers. In view of the foregoing,
and in the absence of evidence to the contrary, we find no compelling
basis to recommend favorable consideration on the applicant’s request
for direct promotion to the grade of lieutenant colonel.
2. With respect to applicant’s alternative requests, we also find
insufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice warranting corrective action.
a. Applicant’s request that a Training Report be inserted in
his files reflecting enrollment in an AFIT program during the time
between his 1989 separation and 1991 reinstatement is duly noted.
However, he was not in an AFIT program during the time period in
question. Therefore, we find no basis to favorably consider this
request. To do so would create an erroneous and misleading record.
b. We noted the supporting statements provided by the members
of applicant’s rating chain on the OERs closing 27 March 1984,
28 January 1985, and 1 June 1985. However, these statements, while
supportive of the applicant’s request, did not persuade us that the
evaluators were precluded from forwarding the contested reports for
higher level indorsements or that the reports are in error or unjust
as rendered. We also found no evidence that the members of
applicant’s chain of command were precluded from recommending him for
an end of tour decoration when he departed Shaw AFB. Furthermore, as
has been previously noted, traditionally, this Board is not in the
business of creating fictitious records of duty performance or
approving without recommendation an award for unspecified
accomplishments. Since the applicant has not provided reaccomplished
reports or a recommendation for the requested award prepared by the
appropriate officials, favorable consideration concerning these
matters is not possible.
c. Applicant’s contention that there were 11 months of unrated
service prior to his 31 January 1989 separation and that he did not
receive a deserved decoration upon his separation are duly noted.
However, the supporting statements from the members of the applicant’s
chain of command did not persuade us that a report was required. To
the contrary, the rater indicated that he has no recollection of
preparing one or electing not to prepare one and the only reason he
would not have prepared an OER would be under circumstances where one
was not required. In addition, although the supporting statements
indicate that they are not sure why the applicant was not submitted
for an end of tour decoration and now support such a recommendation,
no evidence has been presented showing that the individuals
responsible for submitting a recommendation for a decoration were
precluded from doing so at the time of his separation.
d. Applicant contends that the notation “Corrected Copy” on the
now corrected OER closing 27 March 1984 and the AF Form 77 covering
the period 8 March 1988 through 26 June 1991 were prejudicial to his
chances for fair and equitable promotion consideration. By
regulation, an AF Form 77 is placed in an individual’s record to
document all unrated periods. In this case, the contested AF Form 77
accurately reflects the reason and the inclusive period in which the
applicant was not rated due to his break in service. In addition, the
notation on the corrected OER was made in accordance with the
governing regulation in effect at the time. We found no evidence that
the notation on the corrected OER or the contested form were prepared
contrary to the governing regulation, that they were improperly filed
in the applicant’s records, or that he was treated differently than
other similarly-situated officers.
e. Applicant contends that the PRFs prepared for the CY93 and
CY94 Lieutenant Colonel Boards were prepared on the basis of
inaccurate and incomplete personnel records. In this regard, we note
the statement provided by the senior rater who only indicated that the
alleged errors may have impacted his decision as to whether the
applicant would have received Definitely Promote recommendations and
that there is no way to determine at this time whether this would have
occurred. A review of the evidence presented did not convince us that
the senior rater was unable to render a fair assessment of the
applicant’s promotion potential when considering whether or not to
award him a Definitely Promote recommendation.
f. Based on the foregoing, and in the absence of evidence to
the contrary, we find no basis to recommend favorable action on the
applicant’s alternative requests.
___________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 14 October 1998, under the provisions of AFI 36-
2603:
Mr. Thomas S. Markiewicz, Panel Chair
Mr. Charles E. Bennett, Member
Ms. Martha Maust, Member
The following additional documentary evidence was considered:
Exhibit R. Letter from Counsel, dated 29 Aug 95, w/atchs.
Exhibit S. Letter, AFPC/DPPPA, dated 28 Jun 96.
Exhibit T. Letter, AFPC/JA, dated 1 Oct 96.
Exhibit U. Letter, SAF/MIBR, dated 22 Oct 96.
Exhibit V. Letter from Counsel, dated 6 Jan 97.
THOMAS S. MARKIEWICZ
Panel Chair
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