RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-00117
R. KENNEY COUNSEL: NONE
HEARING DESIRED: NO
___________________________________________________________________
APPLICANT REQUESTS THAT:
The AF Form 77 (Supplemental Evaluation Sheet), covering the period 3
February 1994 thru 27 November 1994, be removed from his records; the
Officer Selection Brief (OSB) reviewed by the Calendar Year (CY) 1997C
Lt Colonel Board be corrected in the Overseas Duty History, Assignment
History, and the Academic Education sections; and that he be
considered for promotion by Special Selection Board (SSB) for the
CY97C Board, with a corrected OSB and with the Officer Performance
Report (OPR) closing 15 March 1997 included in his records.
___________________________________________________________________
APPLICANT CONTENDS THAT:
The contested AF Form 77 may have sent a negative signal to the board
causing his nonselection for promotion by the CY97C Lt Colonel Board.
During his nonpromotion counseling, an AFPC personnel specialist told
him that, since there was only an eight-month break in service, the AF
Form 77 was not necessary and did not need to be in his records. Upon
reinstatement, the AF Form 77 was placed in his records stating there
was no OPR since “officer was restored to active duty.” This document
is also in error in that it shows the period through 27 Nov 94,
although it was signed on 8 November 1994. His Permanent Change of
Station (PCS) orders state he was not separated from the Air Force,
but was PCS’d to his home of record awaiting orders. These two papers
are contradictory.
In addition, there were several errors in his records, which he had
asked to be corrected prior to his OSB being printed. Specifically,
under the Assignment History Section, the Duty Air Force Special Code
(DAFSC) for the 1 September 1993 entry reflects “0000,” even though he
did not leave the squadron until 4 March 1994; he had asked that LA
Tech University for his BS and the University of South Dakota for his
MS be identified in the Academic Education section; his Overseas Duty
History did not reflect his time served at Kadena AB, Japan (12 Apr 88
- 27 Sep 91), or Al-Kharj, Saudi Arabia (1 Oct 96 - 15 Mar 97); and
the OPR closing 15 March 1997 had been lost in transit and was
actually sent to another base.
In support of his request, applicant provided his personal statement;
copies of the contested AF Form 77 and the OSB reviewed by the CY97C
Lt Col Board; documentation associated with his reinstatement on
active duty; and statements submitted in his behalf from his wing and
group commanders. (Exhibit A)
___________________________________________________________________
STATEMENT OF FACTS:
On 19 November 1980, applicant was appointed as second lieutenant,
Reserve of the Air Force. He was voluntarily ordered to extended
active duty on 12 May 1981, and was integrated into the Regular
component on 4 November 1987.
He was considered and nonselected for promotion to the grade of major
by the CY92C Selection Board which convened on 7 December 1992.
On 4 March 1994, he resigned his Regular Air Force commission and was
honorably discharged under the provisions of AFR 36-12 (Resignation:
Completion of Required Service). Effective 5 March 1994, he was
appointed as a Reserve of the Air Force in the grade of captain and
assigned to Headquarters, Air Reserve Personnel Center, Nonobligated
Nonparticipating Ready Personnel Section (NNRPS).
On 21 March 1994, as a result of administrative relief provided by the
Air Force Military Personnel Center, applicant was considered for
retroactive promotion to the grade of major by Special Selection Board
(SSB) for the CY92C Selection Board. He was selected for retroactive
promotion to the grade of major, with a date of rank and effective
date of 1 November 1993.
On 13 September 1994, the AFBCMR favorably considered his requests for
reinstatement on active duty and consideration for Intermediate
Service School by a Special Selection Board (see copy of AFBCMR
Memorandum for the Chief of Staff appended at Exhibit A).
On 7 October 1997 and 19 March 1998, the AFBCMR considered and denied
an application submitted by applicant requesting reimbursement for
mileage and per diem to his Unit Training Assembly (UTA) weekends
(during the period 4 March - 3 October 1994) as though they were
temporary duties (TDYs). (See Record of Proceedings at Exhibit C.)
A resume of applicant’s OERs/OPRs subsequent to his promotion to
captain follows:
PERIOD CLOSING OVERALL EVALUATION
4 Oct 85 1-1-1
21 Mar 86 Education/Training Report (TR)
19 Jan 87 1-1-1
14 Oct 87 1-1-1
18 Dec 87 TR
18 Dec 88 Meets Standards (MS)
18 Dec 89 MS
18 Dec 90 MS
12 Apr 92 MS
12 Apr 93 MS
2 Feb 94 MS
* AF Fm 77 - “No report available for period (3 Feb 94) through
(27 Nov 94). Officer restored to active duty by direction of the
Secretary of the Air Force under AFI 36-2603.”
27 Nov 95 MS
30 Sep 96 MS
# 15 Mar 97 MS
** 15 Aug 97 MS
16 Feb 98 MS
* Contested AF Form 77.
# Top report in file when considered and nonselected for promotion by
the CY97C Lt Col Board which convened on 21 July 1997.
** Top report in file when considered and nonselected for promotion by
the CY98B Lt Col Board which convened on 1 June 1998.
___________________________________________________________________
AIR FORCE EVALUATION:
The Directorate of Assignments, AFPC/DPAIS1, advised that based on
applicant’s OPRs, the DAFSC effective 1 September 1993 has been
corrected to read “21A3” rather than “0000.” (Exhibit D)
AFPC/DPAIP1 reviewed applicant’s records and confirmed his tour to
Kadena and TDY to Al-Kharj, Saudi Arabia, and have corrected his
Overseas Duty History to show these tours. (Exhibit D)
The Appeals and SSB Branch, AFPC/DPPPA, reviewed this application and
recommended denial, stating SSB consideration is not warranted. Their
comments, in part, follow.
Applicant contends that he was told by an individual at AFPC, that
because his break in service was only eight months, the AF Form 77,
dated 9 Nov 94, should not have been filed in his OSR. DPPPA did not
agree. All unrated periods between officer evaluation reports are
documented on AF Forms 77 (AFI 36-2608). The applicant further
asserts the AF Form 77 is erroneous because it was signed on 8 Nov 94,
yet he was not brought back to active duty until 27 Nov 94. The
AFBCMR’s directive, dated 13 Sep 94, instructed each addressee to
correct the applicant’s pertinent military records to show he was not
discharged from all appointments on 4 Mar 94, but was ordered
permanent change of station (PCS) to his home of record or home of
selection, whichever was applicable, pending further orders. Then, on
3 Nov 94, the Secretary of the Air Force (SAF) issued special orders,
officially recalling the applicant to active duty, effective 30 Nov
94, with three days travel time authorized from his current residence
to his next duty station. Consequently, all of his Air Force records
were corrected to read “27 Nov 94” as that was three days prior to the
effective date of applicant’s recall and he was authorized three days
travel. They note the correction was made by HQ AFMPC/DPMABR3 [now HQ
AFPC/DPPBR3] instead of HQ AFPC/DPPPA on 8 Nov 94. It is not unusual
for HQ AFPC/DPPBR3 to correct an officer’s selection record as they,
too, are fully authorized to amend or correct records in accordance
with official Air Force policy directives. It is not uncommon for an
action officer to comply with a directive from the SAF on the date it
is received by the action office. It would be impractical and a poor
business practice to wait until the last day of a suspense to complete
an action, especially one that is directly related to an officer’s
selection record. DPPPA, therefore, regards the applicant’s claim
concerning the date the contested AF Form 77 was completed as
“administrivia” and immaterial to his nonselection.
DPPPA concluded that the applicant did not exercise reasonable
diligence to ensure his records were accurate with respect to his
academic data, nor did he take timely corrective action prior to
meeting the CY97C central promotion board.
Although both AFPC/DPAIS1 and DPAIP1 have corrected applicant’s
assignment history DAFSC and overseas duty history, DPPPA did not
believe the applicant showed proper diligence to ensure his OSB was
accurate prior to the CY97C board, especially since the same “errors”
were present on the OSB used by the CY96C board. Each officer
eligible for promotion receives an officer preselection brief (OPB)
several months prior to the date a promotion board convenes. Since
the entries on the OPBs would have been identical to those on the
OSBs, DPPPA contends the applicant was aware of the error and omission
long before he was considered for promotion by either the CY96C or the
CY97C selection boards. They further noted the applicant did not
provide any evidentiary documentation to substantiate his claim that
he had attempted to correct those discrepancies prior to the board.
What precluded the applicant from ensuring the entry was changed, or
the overseas duty history added prior to both the CY96C and CY97C
boards? In neither instance did the applicant write letters to the
board president. DPPPA therefore concluded the applicant was remiss
in his responsibility to ensure his record was accurate when it met
the original CY97C board.
With respect to the OPR closing 15 March 1997, DPPPA has ascertained
the report was filed in the applicant’s officer selection record on 29
May 1997; therefore, it was considered by the CY97C selection board.
While it may be argued that the contested discrepancies were a factor
in the applicant’s nonselection, there is no clear evidence that they
negatively impacted his promotion opportunity. The selection board
had his entire officer selection record that clearly outlined his
accomplishments since the date he came on active duty. Therefore,
they knew he served in the maintenance career field until 4 Mar 94;
they knew he had served overseas; and were aware he had two academic
degrees. DPPPA was not convinced the contested discrepancies were the
sole cause of the applicant’s nonselection.
The complete evaluation is at Exhibit E.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant stated that prior to the CY97C board, he asked several
senior officers, as well as personnel specialists at his CBPO, whether
he should send a letter to the board president or let the AF Form 77
ride on its own merit. Everyone told him basically the same thing -
the AF Form 77 might be glossed over by the board, and that by writing
the board president he could be highlighting a not so glowing aspect
of his career. After his nonselection, these same individuals said,
in their opinion, the Form 77 was a contributing factor to his
nonselection.
He further contends he never stated his degrees were not listed. He
stated the school locations were not listed. He provided a personnel
brief, dated 5 Jul 90, where everything at that time was correct, to
include his degrees and school locations. The overseas data was not
completed since he was still stationed in Japan. He also provided a
personnel SURF, dated Dec 93, reflecting the correct information. He
further stated he knew he would not receive a “Definitely Promote”
after returning to active duty for a one year below the zone board and
had no chance at all of being selected for promotion. He does not
remember completing everything on the OSB for the CY96C board. The
OPB for the CY97C board was sent to him in the Apr 97 time frame. He
did request that the erroneous information be corrected for the CY97C
board. However, he is unable to find his copy of the requested
corrections.
When he returned from a six-month TDY, he found administrative errors
in his records, which supposedly had been accomplished while he was
deployed. He did call AFIT after he found out the information was not
on his OSB; however, it was after the board results were announced.
He did not write the board and explain to them that the information
was absent because he expected it to be corrected when he sent the
corrected OSB in to the Personnel Center.
Applicant reiterated his contention that the contested AF Form 77
could have had a negative impact on his promotion consideration.
Applicant’s complete response is at Exhibit G.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice.
a. By regulation, an AF Form 77 is placed in an individual’s
record to document all unrated periods. In this case, the contested
AF Form 77 accurately reflects the reason and the inclusive period in
which the applicant was not rated due to his break in service. We
found no evidence that the contested form was prepared contrary to the
governing regulation or that it was improperly filed in the
applicant’s records.
b. Applicant further contends that there were errors on his
officer selection brief (OSB) with regard to his assignment history,
academic information, and overseas duty history. In this regard, we
note that several months prior to the convening dates of promotion
selection boards, each officer eligible for promotion consideration is
provided a preselection brief containing information which will be
reviewed by the respective selection board. It is the officer’s
responsibility to review the information for accuracy and to insure
that any necessary corrective actions are taken before the board
convenes. Other than applicant’s own assertions, we found that no
evidence has been presented showing that he attempted to correct the
cited discrepancies on the OSB before the selection board convened.
We also note that the cited inaccuracies on the OSB for the CY97C Lt
Colonel Board were also on the OSB considered by an earlier selection
board. Therefore, in our opinion, we believe there was sufficient
time for the applicant to insure that his records were corrected prior
to being considered for promotion by the CY97C Lt Colonel Board.
c. Furthermore, and more importantly, we have seen no evidence
which would lead us to believe that the contested AF Form 77 and the
cited inaccuracies on the OSB caused the applicant’s record to be so
inaccurate or misleading that the members of the duly constituted
selection board were precluded from rendering a reasonable decision
concerning his promotability in comparison to his peers. In view of
the foregoing, and in the absence of evidence to the contrary, we find
no compelling basis to recommend granting the relief sought in this
application.
4. AFPC/DPPPA has confirmed that the applicant’s OPR closing 15 March
1997 was filed in his officer selection record on 29 May 1997.
Therefore, it was reviewed by the CY97C Lt Colonel Board. We find
that no evidence has been presented refuting their determination.
___________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 1 December 1998, under the provisions of AFI 36-
2603:
Mr. Michael P. Higgins, Panel Chair
Mr. William E. Edwards, Member
Mr. Patrick R. Wheeler, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 9 Jan 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Record of Proceedings, AFBCMR 95-03741.
Exhibit D. Letter, AFPC/DPAIS1, dated 13 Feb 98; Staff Summary
Sheet, dtd 17 Feb 98.
Exhibit E. Letter, AFPC/DPPPA, dated 2 Mar 98.
Exhibit F. Letter, SAF/MIBR, dated 18 Mar 98.
Exhibit G. Letter, Applicant, dated 13 Apr 98, w/atchs.
MICHAEL P. HIGGINS
Panel Chair
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