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AF | PDBR | CY2012 | PD2012-00570
Original file (PD2012-00570.pdf) Auto-classification: Denied
RECORD OF PROCEEDINGS 

PHYSICAL DISABILITY BOARD OF REVIEW 

BRANCH OF SERVICE:  ARMY 
SEPARATION DATE:  20021107 

 
NAME:  XXXXXXXXXXXXXXXXXX 
CASE NUMBER:  PD1200570 
BOARD DATE:  20121221 
 
 
SUMMARY  OF  CASE:    Data  extracted  from  the  available  evidence  of  record  reflects  that  this 
covered individual (CI) was an active duty, SGT/E‐5, (91W/Combat Medic), medically separated 
for low back pain (LBP) status post (s/p) motor vehicle accident (MVA).  The CI had an MVA in 
2001 and was treated medically.  No fractures were documented and no surgery was indicated.  
The  CI  did  not  improve  adequately  with  treatment  to  meet  the  physical  requirements  of  his 
Military  Occupational  Specialty  (MOS)  or  satisfy  physical  fitness  standards.    He  was  issued  a 
permanent L4 profile and referred for a Medical Evaluation Board (MEB).  The MEB forwarded 
“mechanical  LBP,  therapy  resistant”  to  the  Physical  Evaluation  Board  (PEB)  as  medically 
unacceptable IAW AR 40‐501.  The PEB adjudicated the mechanical LBP post MVA condition as 
unfitting, rated 10%, with application of the DoD Instruction 1332.39 and the Veterans Affairs 
Schedule for Rating Disabilities (VASRD).  The CI made no appeals, and was medically separated 
with a 10% disability rating.   
 
 
CI CONTENTION:  The CI elaborated no specific contention in his application.   
 
 
SCOPE OF REVIEW:  The Board wishes to clarify that the scope of its review as defined in DoDI 
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined 
by the PEB to be specifically unfitting for continued military service; or, when requested by the 
CI, those condition(s) “identified but not determined to be unfitting by the PEB.”  The ratings 
for unfitting conditions will be reviewed in all cases.  The unfitting mechanical LBP post MVA 
meets the criteria prescribed in DoDI 6040.44 for board purview and is accordingly addressed 
below.  Any conditions or contention not requested in this application, or otherwise outside the 
Board’s defined scope of review, remain eligible for future consideration by the Army Board for 
Correction of Military Records.   
 
 
RATING COMPARISON:   
 

Service IPEB – Dated 20020808 
Condition 
Low Back Pain 

Code 
5299‐5295 

Rating
10%

↓No Addi(cid:415)onal MEB/PEB Entries↓ 

Combined:  10% 

VA (1 Mos. Pre‐Separation) – All Effective Date 20021108 
Rating 
Condition
10% 
Mechanical Low Back Pain
0% 
Myofascial Pain Thoracic spine
DJD R knee
10% 
DJD L knee
10% 
0% X 3 / Not Service‐Connected x 3
Combined:  30%

Code
5295
5021‐5291 
5262‐5010 
5262‐5010 

Exam
20021007
20021007
20021007
20021007
20021007

 
 
ANALYSIS SUMMARY.  The 2003 VASRD coding and rating standards for the spine, which were 
in  effect  at  the  time  of  separation,  were  changed  to  the  current  §4.71a  rating  standards 
effective  26  September  2003.    The  2003  standards  for  rating  are  based  on  the  rater’s 
interpretation and opinion of range‐of‐motion (ROM) impairment regarding degree of severity, 
whereas  the  current  standards  specify  rating  thresholds  in  degrees  of  ROM  impairment 
measured with an instrument, the goniometer.  For the reader’s convenience, the 2003 rating 

codes under discussion in this case are excerpted below.  (effective 23 Sep 2002, prior to 
change of 26 September 2003) 
 

5292 Spine, limitation of motion of, lumbar: 

Severe...................................................... 40 
Moderate.................................................... 20 
Slight...................................................... 10 

 
5293 Intervertebral disc syndrome:  (summarized) 
… With incapacitating episodes having a total duration of at least ### 
Note  (1):  For  purposes  of  evaluations  under  5293,  an  incapacitating 
episode  is  a  period  of  acute  signs  and  symptoms  due  to  intervertebral 
disc  syndrome  that  requires  bed  rest  prescribed  by  a  physician  and 
treatment by a physician.  
 
5295 Lumbosacral strain: 
Severe;  with  listing  of  whole  spine  to  opposite  side,  positive 
Goldthwaite's  sign,  marked  limitation  of  forward  bending  in  standing 
position,  loss  of  lateral  motion  with  osteoarthritic  changes,  or 
narrowing  or  irregularity  of  joint  space,  or  some  of  the  above  with 
abnormal mobility on forced motion................................... 40 
With  muscle  spasm  on  extreme  forward  bending,  loss  of  lateral 
spine motion, unilateral, in standing position................. 20 
With characteristic pain on motion............................. 10 
With slight subjective symptoms only........................... 0 

 
Low  Back  Condition.    The  narrative  summary  (NARSUM)  notes  the  CI  injured  his  back  in  a 
civilian motor vehicle accident April 2001 and was evaluated in at a local hospital in Germany.  
Initial  evaluation  revealed  normal  back  X‐rays  with  LBP  and  thoracic  back  pain,  and  was 
referred to physical therapy (PT).  After 2 months of treatment, the CI was initially profiled for 
lack of improvement at PT.  Field duties interrupted his recovery, and he had to be re‐profiled 
and  sent  back  to  PT  again.    PT  notes  show  thoracic  back  pain  and  lumbar  back  pain 
components.    No  recommendation  for  surgery  was  noted  in  the  treatment  record.    Despite 
several courses of PT and orthopedic consults, he was permanently L4 profiled by orthopedics 
in  March  2002.    His  commander’s  letter  stated  he  had  the  “inability  to  perform  very  basic 
physical  tasks  such  as  running,  jumping  and  lifting  any  weight  (and  that)  has  had  a  negative 
effect  on  his  and  his  section’s  ability  to  complete  their  wartime  mission.”    The  member  was 
referred to the MEB and the MEB forwarded; mechanical LBP, therapy resistant, to the PEB as 
medically unacceptable IAW AR 40‐501.  Three months prior to separation, the PEB adjudicated 
the mechanical LBP post MVA condition as unfitting, rated 10%, with application of the DoD 
Instruction  1332.39  and  Application  of  the  Veterans  Administration  Schedule  for  Rating 
Disabilities (VASRD) under spine rules applicable on or before 23 September 2002.  A month 
prior  to  separation,  the  VA  completed  the  Veteran’s  Affairs  Rating  Disability  (VARD)  for  10% 
disability citing painful and limited motion for mechanical low back pain diagnosis using the VA 
Compensation and Pension (C&P) exam of 7 October 2002 and applying the VASRD effective 
that date.   
 
 

 

   2                                                           PD1200570 
 

Thoracolumbar ROM 
Flexion (95⁰ Normal) 
Ext (0‐35) 
R Lat Flex (0‐40) 
L Lat Flex 0‐40) 
R Rotation (0‐35) 
L Rotation (0‐35) 
Combined (280) 

Comment: 
ranges  are 
exam 

 

normal 
from  VA 

§4.71a Rating 

MEB ~5 Mo. Pre‐Sep
(20020612)
70⁰ 
‐‐ 
40⁰ 
40⁰ 
45⁰ 
45⁰ 
‐‐‐ 
CI  c/o  pain; paravertebral 
muscle spasm is noted; slightly 
flattened  lordotic  curve;  slight 
thoracic 
positive 
palpable lumbar tenderness, nl 
gait, (see text)
10% 

scoliosis; 

VA C&P ~1 Mo. Pre‐Sep 
(20021007)
94⁰ dec to 83⁰
16⁰ dec to 13⁰
25⁰ dec to 17⁰
28⁰ dec to 18⁰
40⁰ dec to 31⁰
45⁰ dec to 28⁰
220⁰ to 200⁰
Decrease  (dec)  in  ROM  after  5 
reps  (DeLuca);  a  few  palpable 
paraspinal  muscle  spasms  L1‐L2; 
slightly  tender  over  L1‐L2;  mild 
scoliosis; nl gait (see text) 
10%‐20%

The goniometric ROM evaluations in evidence which the Board weighed in arriving at its rating 
recommendation,  with  documentation  of  additional  ratable  criteria,  are  summarized  in  the 
chart below. 
 

 
At the MEB exam, 5 months before separation, the CI reported pain‐“pains that radiate down 
the leg from back pains” on the DD 2807 without elaboration in the NARSUM.  Neurological 
exam  showed  straight  leg  raising  (SLR)  to  90  degrees  without  significant  radicular  pain.  
Reflexes were described as brisk bilaterally, and muscle strength 5/5 in the lower extremities.  
Full ROM was noted at the hips and knees.  Heel and toe walk was stated as “without great 
discomfort or difficulty.”  The MEB exam is summarized in the table above.  Spine exam and 
neurological exam on the DD 2808 medical exam 2 weeks prior to the NARSUM were marked 
normal.    However,  the  NARSUM  and  an  orthopedic  evaluation  both  dated  5  months  before 
separation documented lumbar muscle spasm.  
 
At the C&P exam, a month prior to separation, the CI reported “spasms in his mid and low back, 
intermittently.”  Physical activity and riding in vehicles was reported to cause spasm with early 
morning stiffness, while stretching helped eliminate discomfort.  He used muscle relaxants and 
Motrin for treatment.  He reported no radiating pain down either leg and no bowel or bladder 
changes.  Exercise tolerance was “walking 1 to 1‐1/2miles 5 to 6 times per week.”  Exam noted 
normal  posture  and  gait,  without  kyphosis  or  lordosis,  but  with  a  mild  scoliosis.    Foot 
dorsiflexion strength was reported as strong.  The VA examiner stated “There is increased pain 
with physical activity and there is decreased in range of motion.”  The VA examiner also noted 
“There  were  inconsistencies  noted  with  these  ranges  of  motion  values  with  respect  to  the 
veteran's ability to remove his shoes and to go from a sitting to a lying and vise versa position 
on  the  examination  table,”  and  “The  inconsistencies  with  respect  of  the  veteran's  ability  to 
perform activities of daily living normally and the documented range of motion readings are of 
concern.”  The C&P exam referenced a February 2001 X‐ray showing lumbar spine scoliosis and 
an October 2001 thoracic spine X‐ray post‐accident showing right convex scoliosis, otherwise 
normal.   
 
The Board directs attention to its rating recommendation based on the above evidence.  The 
PEB used DODI 1332.39 E2.A1.1.20.2 Application of the VASRD under an analogous code 5299‐
5295  lumbosacral  strain  with  demonstrable  pain  on  spinal  motion  associated  with  positive 
radiographic  findings  shall  warrant  a  10%  rating.    And  also  goes  on  to  say  “If  paravertebral 
muscle  spasms  are  also  present,  a  20%  rating  may  be  awarded.    Such  paravertebral  muscle 
spasms, however, must be chronic and evident on repeated examinations.”  The PEB explained 
lumbar  spasm  was  not  evident  on  repeated  exams  and  coded  analogously  to  5299‐5295; 
lumbosacral strain with characteristic pain on motion for 10% disability, and was unable to find 
enough  evidence  of  muscle  spasm  or  loss  of  lateral  spine  motion  for  20%.    There  was  no 

   3                                                           PD1200570 
 

evidence of deformity of a vertebral body fracture to rate for 10% more under 5285.  Residuals 
of Fracture of Vertebra or by the 2003 VASRD rules for 5285 Vertebra, fracture of, residuals.  
The VA used the 2003 VASRD in effect at the time of separation and coded 5295, lumbosacral 
strain, in a similar fashion for “characteristic painful and limited motion” for 10% disability.  The 
VA did not cite any evidence in the service treatment record to apply the July 2002 VASRD code 
5293,  Intervertebral  disc  syndrome  at  a  level  of  post‐operative  cured,  or  mild  or  moderate 
recurring  sciatic  neuropathy.    Nor  did  the  VA  find  other  neurological  findings  appropriate  to 
diseased  disc,  little  intermittent  relief,  or  moderate  limitation  of  lumbar  motion  under  code 
5292 beyond a level of 10%, or any ankylosis under 5289; for any higher rating.  Both the PEB 
exam and the VA exam met VASRD code 5295, Lumbar Strain, criteria of “characteristic pain on 
motion”  for  a  10%  rating.    The  Board  deliberated  whether  the  presence  of  lumbar  muscle 
spasm in the NARSUM, orthopedic and VA exams proximate to separation, without stipulation 
of spasm on extreme forward bending, elevated the rating to 20% by itself.  Only the VA exam 
demonstrated a loss of lateral spine motion, and those ROM values had decreased probative 
value  based  on  the  examiner’s  comments.    After  due  deliberation,  considering  all  of  the 
evidence  and  mindful  of  VASRD  §4.3  (Resolution  of  reasonable  doubt),  the  Board  concluded 
that  there  was  insufficient  cause  to  recommend  a  change  in  the  PEB  adjudication  for  the 
mechanical LBP post MVA condition.   
 
 
BOARD FINDINGS:  IAW DoDI 6040.44, provisions of DoD or Military Department regulations or 
guidelines relied upon by the PEB will not be considered by the Board to the extent they were 
inconsistent with the VASRD in effect at the time of the adjudication.  As discussed above, PEB 
reliance on DoDI 1332.39 for rating LBP s/p MVA was operant in this case as was a version of 
the VASRD rules from 2002 that were superseded by a newer version by the member’s date of 
separation,  and  the  condition  was  adjudicated  independently  of  those  instructions  by  the 
Board.    In  the  matter  of  the  LBP  post  MVA  condition  and  IAW  VASRD  §4.71a,  the  Board 
unanimously recommends no change in the PEB adjudication.  There were no other conditions 
within the Board’s scope of review for consideration.   
 
 
RECOMMENDATION:  The Board, therefore, recommends that there be no recharacterization of 
the CI’s disability and separation determination, as follows:   
 

VASRD CODE  RATING
5299‐5295 
COMBINED 

10%
10%

UNFITTING CONDITION 
Mechanical Low Back Pain Post MVA

 
 
The following documentary evidence was considered: 
 
Exhibit A.  DD Form 294, dated 20120605, w/atchs 
Exhibit B.  Service Treatment Record 
Exhibit C.  Department of Veterans’ Affairs Treatment Record 
 
 
 
 
 
 
 
 
 

           XXXXXXXXXXXXXXXXXXXXXX, DAF 
           Director 
           Physical Disability Board of Review 

   4                                                           PD1200570 
 

SFMR‐RB 
 

 

 
 

 

 

 
 

 

MEMORANDUM FOR Commander, US Army Physical Disability Agency  

(TAPD‐ZB / XXXXXXX) 2900 Crystal Drive, Suite 300, Arlington, VA  22202‐3557 

SUBJECT:  Department of Defense Physical Disability Board of Review Recommendation 

XXXXXXXXXXXXXXXXXXXXXXX, AR20130002009 (PD201200570) 

I have reviewed the enclosed Department of Defense Physical Disability Board of Review (DoD 
PDBR) recommendation and record of proceedings pertaining to the subject individual.  Under 

the authority of Title 10, United States Code, section 1554a,   I accept the Board’s 

recommendation and hereby deny the individual’s application.   

This decision is final.  The individual’s concerned spouse, counsel (if any), and any Members of 
Congress who have shown interest in this application have been notified of this decision by 

mail. 

BY ORDER OF THE SECRETARY OF THE ARMY: 

 
 

 

 
 

 

 
 
 
 

 

 

Encl 

 

 

 

 

 

 

 

 

 

 

 

 

 

     XXXXXXXXXXXXX 

     Deputy Assistant Secretary 
         (Army Review Boards) 

 

 
CF:  

(  ) DoD PDBR 

(  ) DVA 

 

 

 

   5                                                           PD1200570 
 



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