RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: NAVY
SEPARATION DATE: 20040305
NAME:
CASE NUMBER: PD1200527
BOARD DATE: 20121204
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty Petty Officer Second Class/E-5 (IT2/Information
Systems Technician), medically separated for a left knee tibial plateau fracture. The condition
began as a result of injury in 2002. Despite initial surgery, rehabilitation and later arthroscopy,
the CI did not improve adequately to meet the physical requirements of his rating or satisfy
physical fitness standards. He was placed on limited duty [LIMDU] and referred for a Medical
Evaluation Board (MEB). The MEB forwarded tibial plateau fracture, healed, and full thickness
skin and subcutaneous defect, anterolateral left thigh, to the Physical Evaluation Board (PEB) as
medically unacceptable IAW SECNAVINST 1850.4E. No other conditions appeared on the MEB’s
submission. The PEB adjudicated the healed tibial plateau fracture condition as unfitting, rated
10% with application of the Veteran’s Affairs Schedule for Rating Disabilities (VASRD); and full
thickness skin and subcutaneous defect, anterolateral left thigh, as Category III: conditions that
are not separately unfitting and do not contribute to the unfitting condition. The CI made no
appeals, and was medically separated with a 10% disability rating.
CI CONTENTION: “My conditions has gotten worst. I have gone from 20% to 80% and I’m
requesting 100%.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. The full thickness skin and subcutaneous
defect of the left thigh condition requested for consideration and the unfitting tibial plateau
fracture condition meet the criteria prescribed in DoDI 6040.44 for Board purview, and are
accordingly addressed below. The remaining conditions rated by the VA at separation and
listed on the DA Form 294 application are not within the Board’s purview. Any conditions or
contention not requested in this application, or otherwise outside the Board’s defined scope of
review, remain eligible for future consideration by the Board for Correction of Naval Records.
Condition
Tibial Plateau Fracture
Full-Thickness Skin and
Subcutaneous Defect,
Anterolateral Left Thigh
Rating
10%
Code
5299-5003
CAT III
Condition
Residuals, Fractured Left
Proximal Tibial Plateau
Scars, Left Knee, Thigh and
Gluteal Area
Muscle Herniation Left Thigh
↓No Additional MEB/PEB Entries↓
Combined: 10%
0% X 5 / Not Service-Connected x 1
Combined: 40%**
Code
5275-5262
7801
5314
Rating
10%*
20%
10%
Exam
20040107
20040107
20040107
20040107
RATING COMPARISON:
Service IPEB – Dated 20031120
VA (~2 Mos. Pre-Separation) – All Effective Date 20040306
*VA decision 20050415 changed code to 5299-5262; then on 20081007 increased to 20% effective 20080527; combined 70%
including non-PEB conditions. **VA decision 20091117 increased combined to 80% effective 20090729 based on non-PEB
conditions.
ANALYSIS SUMMARY: The Board acknowledges the sentiment expressed in the CI’s application
regarding the significant impairment and worsening severity with which his service-incurred
condition continues to burden him. It is a fact, however, that the Disability Evaluation System
(DES) has neither the role nor the authority to compensate members for anticipated future
severity or potential complications of conditions resulting in medical separation. This role and
authority is granted by Congress to the Department of Veterans Affairs (DVA). The DVA,
operating under a different set of laws (Title 38, United States Code), is empowered to
compensate service-connected conditions and to periodically re-evaluate said conditions for
the purpose of adjusting the Veteran’s disability rating should the degree of impairment vary
over time. The Board utilizes DVA evidence proximal to separation in arriving at its
recommendations; and, DoDI 6040.44 defines a 12-month interval for special consideration to
post-separation evidence. The Board’s authority as defined in DoDI 6044.40, however, resides
in evaluating the fairness of DES fitness determinations and rating decisions for disability at the
time of separation. Post-separation evidence therefore is probative only to the extent that it
reasonably reflects the disability and fitness implications at the time of separation. It is
furthermore noted for the record that the Board has neither the jurisdiction nor authority to
scrutinize or render opinions in reference to the CI's statement in the application regarding the
disability rating by the VA of 80% instead of 100%. The CI should contact a DVA counselor to
learn how to bring this concern to the VA’s attention.
Tibial Plateau Fracture Condition. The CI sustained a fracture of the tibial plateau of the left
knee in a motorcycle accident on 17 August 2002 which required surgical fixation. A concurrent
lateral thigh de-gloving injury required split thickness skin grafting. Persistent knee pain led to
evaluation with magnetic resonance imaging (MRI) and arthroscopy, which only identified
limited chondromalacia of the patellofemoral joint. Removal of the surgical hardware on
1 May 2003 resulted in substantial improvement in medial knee pain; however, lateral knee
pain persisted despite ongoing physical therapy. There were three goniometric range-of-
motion (ROM) evaluations in evidence, with documentation of additional ratable criteria, which
the Board weighed in arriving at its rating recommendation; as summarized in the chart below.
Left Knee ROM
Ortho ~6.5 Mos. Pre-Sep
MEB ~6 Mos. Pre-Sep
VA C&P ~2 Mos. Pre-Sep
Flexion (140⁰ Normal)
Extension (0⁰ Normal)
Comment
§4.71a Rating
135⁰
0⁰
10%
Non-tender
125⁰
0⁰
10%
+Tenderness
130⁰
0⁰
10%
+Pain with use
At the narrative summary (NARSUM) exam 6 months prior to separation, the CI reported left
knee pain severity of two on a 0-10 scale that worsened with activity. He denied swelling or
symptoms of knee instability. The CI believed that discomfort in the area of the thigh skin graft
2 PD1200527
caused his duty performance problems. Examination revealed no gait abnormality and no signs
of knee ligament instability. Lower extremity muscle strength was normal. Hip ROM was
normal. The large split-thickness skin graft of the anterolateral thigh exhibited no tenderness,
swelling or inflammation. A physical therapy (PT) evaluation on 14 October 2003 5 months
prior to separation reported some stiffness, but no pain. Gait was normal. A follow-up PT
evaluation on 24 November and 20 December 2003 also reported a normal gait. He was no
longer wearing a knee brace. At the VA Compensation and Pension (C&P) exam 2 months prior
to separation, the CI reported that it was difficult to run, jump, exercise, push a lawn mower or
climb stairs because of left knee pain and giving out. He reported swelling of the knee and
limping after prolonged walking, and used a knee brace. He also complained of pain in the area
of the posterolateral upper thigh when sitting, which caused him to shift his weight to his right
side. The area was sometimes sensitive to touch. Examination revealed a slight limp, “possibly
due to his left knee,” but did not note if a brace was present. Knee pain caused decreased
ability to toe and heel walk. Lower extremity length measured 98 centimeters on the left and
99 centimeters on the right. A 31 centimeter by 10 centimeter (approximately 12 inch by 4
inch) scar was present at the graft site on the left upper posterolateral thigh. It exhibited some
decreased sensation, and there was some underlying tissue loss and focal muscle herniation
present. Another 3 centimeter by 1 centimeter scar in the gluteal area was indented. ROM of
the hips was equal. The left knee showed no redness or swelling. The patellar tendon area was
reportedly painful, but evident tenderness or painful motion was not explicitly described. X-
rays of the knee showed post-surgical changes. A C&P exam 6 months after separation noted
that the CI was ambulating without assistive devices. Gait and lower extremity muscle strength
was normal. There was no tenderness of the thigh graft site.
The Board directs attention to its rating recommendation based on the above evidence.
Although noncompensable limitation of motion was present, the ratings by the PEB and the VA
were supported by evidence of pain with use (§4.40) or painful motion (§4.59). The Board
considered a higher rating under the 5262 code (tibia and fibula, impairment of). Board
members agreed however that the evidence elaborated above does not reflect a “moderate”
level of knee disability, and therefore a 20% rating is not justified under that code. After due
deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt), the
Board concluded that there was insufficient cause to recommend a change in the PEB
adjudication for the left tibial plateau fracture condition. The Board further debated the left
thigh full thickness skin and subcutaneous defect adjudicated as Category III by the PEB. The
Board’s first charge with respect to this condition is an assessment of the appropriateness of
the PEB’s fitness adjudication. The Board’s threshold for countering fitness determinations is
higher than the VASRD §4.3 (reasonable doubt) standard used for its rating recommendations,
but remains adherent to the DoDI 6040.44 “fair and equitable” standard. Although this
condition was identified by the CI as an impediment to duty performance, there was no
physical examination evidence supporting this. The thigh was non-tender and exhibited normal
muscle strength. Except for the first C&P examiner who noted a slight limp that may have been
due to knee pain, other examiners before and after separation noted a normal gait. There was
no indication from the record that this condition significantly interfered with satisfactory duty
performance. After due deliberation in consideration of the preponderance of the evidence,
the Board concluded that there was insufficient cause to recommend a change in the PEB
fitness determination for the full thickness skin and subcutaneous defect condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the left tibial plateau fracture condition and IAW VASRD
3 PD1200527
§4.71a, the Board unanimously recommends no change in the PEB adjudication. In the matter
of the contended full thickness skin and subcutaneous defect condition, the Board unanimously
recommends no change from the PEB determination as not unfitting. There were no other
conditions within the Board’s scope of review for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CI’s disability and separation determination, as follows:
VASRD CODE RATING
5299-5003
COMBINED
10%
10%
President
Physical Disability Board of Review
Tibial Plateau Fracture
UNFITTING CONDITION
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120604, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
4 PD1200527
MEMORANDUM FOR DIRECTOR, SECRETARY OF THE NAVY COUNCIL OF REVIEW
BOARDS
Subj: PHYSICAL DISABILITY BOARD OF REVIEW (PDBR) RECOMMENDATIONS
Ref: (a) DoDI 6040.44
(b) CORB ltr dtd 31 Dec 12
In accordance with reference (a), I have reviewed the cases forwarded by reference (b), and,
for the reasons provided in their forwarding memorandum, approve the recommendations of
the PDBR that the following individual’s records not be corrected to reflect a change in either
characterization of separation or in the disability rating previously assigned by the Department
of the Navy’s Physical Evaluation Board:
- former USMC
- former USMC
- former USN
- former USMC
- former USMC
Assistant General Counsel
(Manpower & Reserve Affairs)
5 PD1200527
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