RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1201423 SEPARATION DATE: 20030729
BOARD DATE: 20130314
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SGT/E-5 (77F20/Petroleum supply specialist);
medically separated for profound mixed hearing loss, right ear and chronic bilateral knee pain.
The CI began service as a heavy equipment mechanic. In 1998, he was diagnosed with
cholesteatoma in his right ear. Despite a tympanomastoidectomy in February 1998, a surgery
in December 1998 to remove a recurrent cholesteatoma and a third surgery in June of 1999, his
otolaryngologist determined that it was not possible to reconstruct his ossicular chain. Three
surgical procedures were required which resulted in profound hearing loss on the right. He was
fitted with a cross-style hearing aid which he uses occasionally for meetings and conversational
speech. During this period, he was re-classified as a petroleum supply specialist; however his
assignment supporting helicopters still exposed him to loud noise on a regular basis. The risk to
his left ear hearing was deemed significant and precluded him from continuing with this
Military Occupational Specialty (MOS) or military service. In addition, the CI experienced
intermittent shoulder pain and was diagnosed with retropatellar knee pain (RPPS). Radiographs
of his knees showed bipartite patellae with perhaps some mild arthritic changes. He was sent
to physical therapy and has received multiple temporary profiles for bilateral anterior knee
pain. After his ear surgeries, his shoulders became intermittently painful. His right ear hearing
loss and chronic bilateral knee pain conditions could not be adequately rehabilitated to meet
the physical requirements of his MOS or satisfy physical fitness standards. He was issued a
permanent L3H3 profile and referred for a Medical Evaluation Board (MEB). A history of
cholesteatoma, right ear, gastroesophageal reflux disease (GERD), eczema, bilateral elbows,
hypertriglyceridemia, and bilateral shoulder pain conditions, identified in the rating chart
below, were also identified and forwarded by the MEB. The Physical Evaluation Board (PEB)
adjudicated the profound mixed hearing loss, right ear and chronic bilateral knee pain
conditions as unfitting, rated 10% and 10%, with the cited application of the US Army Physical
Disability Agency (USAPDA) pain policy. The remaining conditions were determined to be not
unfitting. The CI made no appeals, and was medically separated with a 20% disability rating.
CI CONTENTION: Within one month of my military discharge, I was awarded a 30% rating by
the Dept of Veterans Affairs for the same unfitting conditions that the Army gave me a 20%
rating on (Retropatellar pain syndrome, right and left knee; hearing impairment, right ear).
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The ratings
for unfitting conditions (in this case, profound mixed hearing loss, right ear and chronic bilateral
knee pain) will be reviewed in all cases. Any conditions or contention not requested in this
application, or otherwise outside the Boards defined scope of review, remain eligible for future
consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service IPEB Dated 20030609
VA (1 Mos. Post-Separation) All Effective Date 20030730
Condition
Code
Rating
Condition
Code
Rating
Exam
Profound mixed HL, R ear
6100
10%
Hearing impairment, R ear
6100
10%
STR
Chronic bilateral knee
pain, due RPPS
5099-5003
10%
RPPS, right knee
5299-5260
10%
STR
RPPS, left knee
5299-5260
10%
STR
H/O cholesteatoma, R ear
Not Unfitting
NO VA ENTRY
STR
GERD
Not Unfitting
NO VA ENTRY *
STR
Eczema bilateral elbows
Not Unfitting
NO VA ENTRY *
STR
Hypertriglyceridemia
Not Unfitting
NO VA ENTRY
STR
Bilateral shoulder pain
Not Unfitting
NO VA ENTRY
STR
.No Additional MEB/PEB Entries.
0% X 0 / Not Service-Connected x 0
STR
Combined: 20%
Combined: 30%
*VARD 20070427 awarded 0% for GERD and eczema, effective 20061220; there were also 7 NSC conditions.
ANALYSIS SUMMARY: The Disability Evaluation System (DES) is responsible for maintaining a fit
and vital fighting force. While the DES considers all of the member's medical conditions,
compensation can only be offered for those medical conditions that cut short a members
career, and then only to the degree of severity present at the time of final disposition. The DES
has neither the role nor the authority to compensate members for anticipated future severity
or potential complications of conditions resulting in medical separation nor for conditions
determined to be service-connected by the Department of Veterans Affairs (DVA) but not
determined to be unfitting by the PEB. However the DVA, operating under a different set of
laws (Title 38, United States Code), is empowered to compensate all service-connected
conditions and to periodically re-evaluate said conditions for the purpose of adjusting the
Veterans disability rating should the degree of impairment vary over time. The Boards role is
confined to the review of medical records and all evidence at hand to assess the fairness of PEB
rating determinations, compared to VASRD standards, based on severity at the time of
separation.
Profound Mixed Hearing Loss, Right Ear Condition. There were two audiometric evaluations
proximate to separation in evidence, with documentation of additional ratable criteria, which
the Board weighed in arriving at its rating recommendation; as summarized in the chart below.
Audiometric
Threshold (Hz) .
500
1000
2000
3000
4000
6000
Comments
§4.85/6
Rating
MEB Audio ~12 Mo Pre-Sep (20020822)
S/P cholesteatoma & 3 surgeries
10%
Right
NR
NR
NR
NR
NR
NR
Average R= NR, L=16
Speech Discrimination N/A
Left
20
20
15
20
10
10
Audiology ~20 Mo Pre-Sep (20011116)
S/P cholesteatoma & 3 surgeries
0%
(VA 10%)
Right
90
85
75
80
80
90
Average R=80, L=17
Speech Discrimination N/A
Left
25
20
25
15
10
15
NR=No response
The CI was noted at accession to have had frequent ear infections and pressure equalization
tubes (PET) as a child and had a mild hearing loss on examination, but met the standards for an
H1 profile and was cleared for entry onto active duty. On 23 February 1998, he was diagnosed
with a right ear cholesteatoma which was surgically removed. The CI was determined to have a
profound mixed hearing impairment of his right ear and normal hearing on the left. In
December 1998, he had a recurrence of the cholesteatoma; this resulted in exploratory surgery
and an ossicular chain reconstruction. A third and final operation on 16 June 1999 revealed a
large recurrent cholesteatoma which was removed. The CI was without recurrence or major
complaints until, 1 June 2002 when he noted blood on his pillow and occasional problems with
equilibrium. He was reevaluated by an otolaryngologist, who recommended repeat
audiometrics (as shown in above chart) and a CT of both ears on 16 September 2002. It
revealed extensive deformity of the right ear with a soft tissue finding that might represent
recurrent cholesteatoma. The left ear was without abnormal findings. The otolaryngologist
reviewed the CT scan and report and thought that there was no indication of a recurrence. A
note from the CIs otolaryngologist dated 18 February 2003, recommended that the CI not be
exposed to loud noises and not be deployed, but, if so, he remain in the rear as a support
personnel. The MEB examination, 23 May 2003 revealed a normal left tympanic membrane.
The CI had a post-surgical mastoid bowl and a remnant tympanic membrane graft on the right.
There was no obvious debris and no discharge noted on exam. Conduction testing was
consistent with the mixed hearing loss on the right. The VA rating decision, 21 August 2003
referenced the service treatment records (STR) in regards to evidence used to rate the right ear
condition. The VA rated the condition based on an audiology examination, 16 November 2001,
which has been shown in the chart above.
The Board directed its attention to the rating recommendation based on the above evidence.
Both the PEB and VA rated the right ear hearing impairment condition at 10%. IAW VASRD
§4.85 & 4.86 and used VASRD code 6100 The Board reviewed the VASRD codes for diseases of
the ear, including code 6200 and 6201 that are applicable to chronic cholesteatoma. There
must be active suppuration for a minimum rating using code 6200; none was evident. VASRD
code 6201, instructs the rater to rate the hearing impairment, as was done in this case. After
due deliberation, considering all of the evidence and mindful of VASRD §4.3 (Resolution of
reasonable doubt), the Board concluded that there was insufficient cause to recommend a
change in the PEB adjudication for the profound mixed hearing loss, right ear condition.
Chronic Bilateral Knee Pain Condition. The Board considered whether the right and left knee
conditions were separately unfitting for continued military service. Review of treatment
records indicates that the CI was treated for bilateral knee pain. Neither knee was determined
to be more severe than the other; each equally interfered with performance of duty. The Board
concluded that the preponderance of evidence of the STR supported a finding that each knee
was separately unfitting. There were two range-of-motion (ROM) evaluations, one
goniometric, in evidence, with documentation of additional ratable criteria, which the Board
weighed in arriving at its rating recommendation; as summarized in the chart below.
Knee ROM (Degrees)
MEB ~2 Mos. Pre-Sep
VA C&P ~3 Mos. Pre-Sep
Left
Right
Left
Right
Flexion (140 Normal)
Normal
Normal
140
140
Extension (0 Normal)
Normal
Normal
0
0
Comment
No instability
Mild crepitus (bilateral)
The VA used the MEB exam for
their finding.
§4.71a Rating
0%
0%
0%
0%
The CI first complained of bilateral knee pain in October 2002. Previous complaints of hip and
leg pain led to a bone scan, 21 April 1997, which revealed minimal arthritic changes of both
knees as an incidental finding, along with bilateral shin splints. The 16 October 2002 X-ray of
both knees, revealed minimal separation of bony fragments on the left, later diagnosed as a
bipartite patella, a congenital condition, and an osteophyte formation on the right. The CI had
a physical therapy (PT) consultation, 13 November 2002 and was found to have some popping
in the right knee with flexing and deep squatting. The examiner noted bilateral crepitus with
patellar grind, right greater than left. The ligaments were stable and the CI was able to hop
with only signs of discomfort. There was no sign of meniscal tear on rotation of the legs. The CI
was to begin a run program; however, when he returned to PT on 1 January 2003, it was noted
that he had been non-compliant with treatment. The examination of the lower extremities
on that date reported retropatellar crepitus and poor firing timing of one of the quadriceps
muscles (vastus medialis oblique {VMO}), which could lead to abnormal patellar tracking and
RPPS. All else (was) unremarkable. The recommendation was for the CI to return after a 3
week exercise program. In November 2002, the knees were noted to have full active ROM. The
CIs gait was noted to be unremarkable but palpation yielded diffuse pain in and around the
patella. Popping was noted with right knee flexion and deep squats. The ligaments were stable
and signs of meniscal irritation absent. The CI was able to unilaterally hop with discomfort only.
Crepitus occurred with patellar grind, the right more so than the left. The MEB narrative
summary (NARSUM), 29 April 2003 notes that the CI reported bilateral knee pain for several
years but the recorded visit was 9 months prior to separation. The CI reported to the examiner
that his left knee was more painful than his right. The NARSUM included an orthopedic
examination of both knees dictated, 20 May 2003. The examiner reported that there was full
ROM present in both knees with mild crepitus noted. The examiner noted that the patella
appeared to track well and no ligamentous instability was noted, indicating that the misfiring
of the VMO noted by the physical therapist resulted in no significant impairment. Painful
motion was not documented. The VA rating decision (VARD), 21 August 2003 referenced the
service treatment records (STR) as the evidence used in the rating decision. The VARD reported
that the rating of both knees was based on the complaints of bilateral knee pain and bilateral
bipartite patella with arthritic changes noted on X-rays performed during service. However, as
already noted, in the absence of trauma, a bipartite patella is a congenital condition; it is not
arthritis. The VA further noted that although, the CI had normal ROM, they were assigning 10%
to each knee for painful motion and functional loss. The Board also noted that X-rays done in
for the 2 March 2007 VA Compensation and Pension (C&P) examination were normal bilaterally
other than a left bipartite patella.
The Board directed its attention to the rating recommendation based on the above evidence.
The MEB examination, which was the only examination proximate to the time of separation,
showed full ROM of both knees without instability or meniscus signs. The ROM was non-
compensable under the VASRD diagnostic codes for limitation of motion (5260 and 5261), and
there was no instability or meniscus problems to warrant rating under the respective codes
(5257, 5258, 5259). The Board then reviewed VASRD code 5003, degenerative arthritis for both
knees as a combined rating. The VASRD instructs the rater that this code may be used for
degenerative arthritis established by X-ray findings, in the absence of limitation of motion. The
Board agreed that the evidence supported a minimum rating of 10% for bilateral knee pain with
radiographic findings, but without limitation in motion. There was no evidence of
incapacitating exacerbations (physician prescribed bed rest) to elevate the rating to 20%. After
due deliberation in consideration of the preponderance of the evidence, the Board concluded
that there was insufficient cause to recommend a change in the PEB fitness determination for
the chronic bilateral knee pain condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the
profound mixed hearing loss, right ear condition and IAW VASRD §4.85 and 4.86, the Board
unanimously recommends no change in the PEB adjudication. As discussed above, PEB reliance
on the USAPDA pain policy for rating chronic bilateral knee pain was operant in this case and
the condition was adjudicated independently of that policy by the Board. In the matter of the
chronic bilateral knee pain condition and IAW VASRD §4.71a, the Board unanimously
recommends no change in the PEB adjudication. There were no other conditions within the
Boards scope of review for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CIs disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE
RATING
Profound Mixed Hearing Loss, Right Ear
6100
10%
Chronic Bilateral Knee Pain, due to Retropatellar Pain Syndrome.
5099-5003
10%
COMBINED
20%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120802, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxx, AR20130007731 (PD201201423)
I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation and hereby deny the individuals application.
This decision is final. The individual concerned, counsel (if any), and any Members of
Congress who have shown interest in this application have been notified of this decision
by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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