RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200394 SEPARATION DATE: 20070726
BOARD DATE: 20121031
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-3 (11B/Infantry), medically separated for
bilateral patellofemoral pain, bilateral ankle pain, bilateral foot pain, and for chronic low back
pain. The CI developed bilateral ankle and shin pain following a hard parachute landing at
airborne school and he was separated from airborne school. Pain continued through training
and included both feet. “He was diagnosed variously with stress reaction, stress fractures and
shin splints” and he developed bilateral knee pain. Pain was predominately in the anterior
knee, anterior tibia, bilateral lateral ankle, and midfoot. Back pain was not related to the initial
injury proximate to the bilateral lower extremity pain, but was attributed to the gait changes
from the bilateral lower extremity conditions. Bilateral patellofemoral pain, bilateral ankle
pain, bilateral foot pain and chronic low back pain conditions did not improve adequately with
foot inserts and extensive physical therapy treatment to meet the physical requirements of his
Military Occupational Specialty (MOS) or satisfy physical fitness standards. He was issued a
permanent L4 profile and referred for a Medical Evaluation Board (MEB). The MEB forwarded
nonradicular pain of the lumbar spine, bilateral patella-femoral pain, bilateral ankle pain, and
bilateral foot pain as four medically unacceptable conditions. There were no other conditions
for Informal Physical Evaluation Board (IPEB) adjudication. The IPEB adjudicated the bilateral
patellofemoral pain, bilateral ankle pain and bilateral foot pain as a single unfitting condition,
and a separate chronic low back pain condition as unfitting, rated 10% and 0%, with cited
application of the US Army Physical Disability Agency (USAPDA) pain policy for the combined
knees, ankles and feet pain rating and with the Veteran’s Affairs Schedule for Rating Disabilities
(VASRD) for the back. The CI appealed to the Formal PEB (FPEB), which affirmed the IPEB
findings; and was then medically separated with a 10% disability rating.
CI CONTENTION: “There was a significant difference from the decision rating of the Army
Medical Board at 10% in 2007, from the VA Medical decision rating of 90% within a year of
being medically separated from me US Army. Currently, as of 2012 there are still ongoing
ratings of 90%.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. The remaining conditions rated by the VA
at separation and listed on the DA Form 294 application are not within the Board’s purview.
Any conditions or contention not requested in this application, or otherwise outside the Board’s
defined scope of review, remain eligible for future consideration by the Army Board for
Correction of Military Records.
VA (10 Mos. Post-Separation) – All Effective Date 20070727
Code
Rating
Exam
RATING COMPARISON:
Service FPEB – Dated 20070404
Condition
Code
Rating
Bilateral Patella-Femoral
Pain (PFS), Bilateral Ankle
Pain, Bilateral Foot Pain
5099-5003
10%
Chronic LBP
5237
0%
↓No Additional MEB/PEB Entries↓
Condition
Right Lower Extremity, Medial
Tibial Plateau Stress Fracture
with Shin Splints and Peroneal
Tendon Subluxation
Left Lower Extremity,
Incomplete Distal Tibia Fracture
With Shin Splints
Right Knee, PFS
Left Knee, PFS
Right Foot/Ankle, Arthropathy,
Instability, Tenderness, Clicking,
And Popping
Left Ankle/Foot, Arthropathy,
Instability, Tenderness, Clicking,
And Popping
DDD w/Disc Bulges at L4-5, L5-
S1 Lumbar Spine
Sleep Apnea w/RAD
Adjustment Disorder
Fibromyalgia
Temporomandibular Joint
Dysfunction
5299-5262
20%*
20080114
5299-5262
10%*
20080114
5099-5014
5099-5014
5299-5271
NSC
NSC
NSC
20080114
20080114
20080114
5299-5271
NSC
20080114
5243
6602-6847
5025-9440
5025
10%
50%
30%*
20%
10%
20080114
20080114
20080110
20080114
20080114
9999-9905
0% X 2 / Not Service-Connected x 6
Combined: 90%
Combined: 10%
*Adjustment disorder increased to 50% effective20100326; Right LE decreased to 10% and left LE decreased to 0% effective
20110728 (combined remained 90%)
ANALYSIS SUMMARY: Although, the VA records within 12-months of separation documented
and compensated fibromyalgia (a chronic pain syndrome), fibromyalgia is outside of the Board’s
scope.
Patella-Femoral Pain (PFS), Bilateral Ankle Pain and Bilateral Foot Pain Condition. The PEB
combined patella-femoral pain (PFS), bilateral ankle pain and bilateral foot pain as a single
unfitting and rated condition, coded analogously to 5003 citing use of the USAPDA pain policy.
The Board must apply separate codes and ratings in its recommendations, if compensable
ratings for each condition are achieved IAW VASRD §4.71a. If the Board judges that two or
more separate ratings are warranted in such cases, however, it must satisfy the requirement
that each ‘unbundled’ condition was unfitting. Not uncommonly this approach by the PEB
reflects its judgment that the constellation of conditions was unfitting; and, that there was no
need for separate fitness adjudications, not a judgment that each condition was independently
unfitting. Thus the Board must exercise the prerogative of separate fitness recommendations
in this circumstance, with the caveat that its recommendations may not produce a lower
combined rating than that of the PEB.
There were three-range-of motion (ROM) evaluations in evidence, with documentation of
additional ratable criteria, which the Board weighed in arriving at its rating recommendation; as
summarized in the chart below.
Knee ROM
Flexion (140⁰ Normal)
Extension (0⁰ Normal)
Comment
PT ~7 Mo. Pre-Sep
Right
Left
140⁰
142⁰
5⁰
4⁰
“No (+) Lachman’s test”;
normal knee stability; see
text
MEB ~5 Mo. Pre-Sep
Right
Left
“bilaterally with a full range
of motion”
No effusion, no TTP, and a
stable ligamentous exam
bilaterally
VA C&P ~7 Mo. Post-Sep
Right
Left
114⁰
120⁰
13⁰
20⁰
Uses cane; no limp without
cane; no instability;
exaggerated pain behavior; see
text
§4.71a Rating
0%
0%
0%
0%
0%
0%
Ankle ROM
Dorsiflexion (0-20⁰)
Plantar Flexion (0-45⁰)
PT ~ 7 Mo. Pre-Sep
Right
Left
2⁰
4⁰
20⁰
36⁰
MEB ~5 Mo. Pre-Sep
Left
Right
“full range of motion
bilaterally”
VA C&P ~7 Mo. Post-Sep
Right
Left
8⁰
4⁰
20⁰
20⁰
Demonstrates a right lateral leg
crepitus or subluxation of the
peroneal muscular tendon; see
text
0%
0-10%
Comment
“No abnormal limitation of
motion”; see text
§4.71a Rating
0%
0%
No deformity, swelling, or
crepitus; Min tender R.
peroneal tendon area
0%
0%
The narrative summary (NARSUM) exam indicated a non-antalgic gait, with full symmetric hip
ROM with minimal anterior tenderness to palpation (TTP). He had normal strength and light
touch sensation throughout his lower extremities. ROMs of the ankles and knees were noted
as “full range of motion” absent any specific numbers of degrees or planes tested. PT
goniometric ROM measurements two months prior and appended to the NARSUM, were
normal for each knee and documented <5 degrees of dorsiflexion (normal 20 degrees) for each
ankle. NARSUM positive findings of the lower extremities included minimal anterior calf
tenderness along the lateral border of his tibia bilaterally and on the lateral aspect of the right
ankle over the peroneal tendons (non-tender left ankle). Motor, sensory, neurovascular and
reflex exams were normal. The MEB DD Form 2808 exam noted “ankles pop/click, no
instability” as well as moderate asymptomatic pes cavus. Plain radiographs of the right hip,
bilateral knees, bilateral ankles, and right foot were normal. Bone scan in March with repeat in
December 2006 indicated a final impression of: 1. Persistent radiotracer accumulation at the
distal left tibia which is decreased from the prior examination and may represent an
incompletely healed stress fracture. The scintigraphic findings may lag behind the patient's
clinical symptoms; 2. Bilateral shin splints; 3. Likely stress and/or gait-related changes at the left
proximal tibiofibular joint; and 4. No new stress fracture identified. Magnetic resonance
imaging (MRI) performed in December 2006 was negative.
At the VA Compensation and Pension (C&P) exam, the CI reported an injury history similar to
that in the service treatment records (STR). Symptoms included ankle popping (predominately
right); shin pain knees pop and can swell; with “knees and ankles are stiff and weak and his legs
can give out.” The examiner stated “He has generalized and multiple symptoms regarding the
lower extremities and it is difficult to sort them out specifically on taking the history.” The
examiner indicated there was no foot condition; there was bilateral shin pain and right ankle
peroneal tendon subluxation with a normal left ankle exam, and some mild patellofemoral pain
syndrome, with exam symptoms “more suggestive of knee pain being chronic pain syndrome
…” The examiner noted “exaggerated pain behavior” and “unusual, non-anatomic pain
symptoms.” The examiner listed the formal ROMs from Kinesitherapy, which are summarized
in the charts above. For the overall exam the examiner stated “The (CI) does have multiple
tender points on exam and may have fibromyalgia. … However, I am concerned that he
demonstrates exaggerated pain behavior today and his complaints are far out of proportion to
any objective findings on exam or imaging studies, and this may be more consistent with
chronic pain syndrome.”
The Board directs attention to its rating recommendation based on the above evidence. The
Board first considered if any of the single components of the “Bilateral Patella-Femoral Pain
(PFS), Bilateral Ankle Pain, Bilateral Foot Pain” condition, having been de-coupled from the
combined PEB adjudication, remained independently unfitting as established above. All
members agreed that none of the specific lower extremity joints, as an isolated condition,
would have rendered the CI incapable of continued service within his MOS. The Board
discussed the probative values of the lower extremity exams and stated functional loss and
impact on performance in light of examiner comments on “exaggerated pain behavior” and
“unusual, non-anatomic pain symptoms.” Given the profile limitations and treatment notes
with consideration of provider-noted likely chronic pain syndrome, as well as a post-separation
diagnosis of fibromyalgia, the Board majority considered the record was consistent with
functional loss and impairment as noted in the profile restrictions. The Board majority
adjudged that both the left lower extremity and the right lower extremity conditions rose to
the level of being unfitting. The Board deliberations focused on fairly and equitably coding the
CI’s bilateral lower extremity symptoms IAW VASRD criteria only and absent the USAPDA pain
policy. The PEB combined both lower extremities into a single 5099-5003 (analogous to
arthritis) rating of 10%. The VA rated the right and left lower extremity separately coding each
under 5299-5262 (analogous to Tibia and fibula, impairment) as charted above. The CI’s lower
extremity pain affected both the ankle and knee with primary abnormal imaging and pain in the
shins. The Board majority adjudged that each extremity was at the “slight” 10% level, and that
the right lower extremity (with peroneal tendon popping/crepitus), although worse than the
left, did not rise to the higher “moderate” 20% level of disability.
After due deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable
doubt), the Board majority recommends that the right lower leg and joint pain symptoms be
separated from the left lower leg and joint pain symptoms and recommends a disability rating
of 10% for the right leg condition coded 5299-5262; and 10% for the left leg condition coded
5299-5262.
Chronic Low Back Pain Condition. Low back pain was a separately rated unfit condition by the
PEB. The PEB disability description stated: “Chronic low back pain Soldier reported a hard
parachute landing. Physical exam notes the Soldier can touch his toes and has full ROM, as
demonstrated to the NARSUM examiner. There is no tenderness noted and no spasms were
reported. While the plain X-rays were normal, the MRI showed mild facet degenerative
changes. Soldier was issued a cane to assist in ambulation.” The goniometric ROM evaluations
in evidence which the Board weighed in arriving at its rating recommendation, with
documentation of additional ratable criteria, are summarized in the chart below.
Thoracolumbar ROM
(in Degrees)
Flexion (90 Normal)
Extension (30)
R Lat Flexion (30)
L Lat Flexion (30)
R Rotation (30)
L Rotation (30)
Combined (240)
PT ~7 Mo. Pre-Sep
MEB ~5 Mo. Pre-Sep
VA C&P ~7 Mo. Post-Sep*
90 (85, 87, 88)
25 (22, 25, 25)
20 (22, 25, 22)
30 (28, 30, 32)
30 (26, 30, 28)
30 (30, 28, 32)
225
“He is able to touch his
toes and has full (ROM)
of his spine without any
pain.”
45 (43)
15 (13)
30
30
10 (11)
5 (7)
135
No localized tender,
muscle spasm or
guarding; no abnormal
gait due to
spasm/guarding;
increased lordotic curve
10%
Gait non-antalgic; no
tender;
motor/sensory/SLR
without deficit; able to
heel and toe walk
0% (PEB 0%)
cane;
*“ROM
+ Tender; Gait mild bilateral limp use
of
normal”
“demonstrated exaggerated pain
behavior … complaints are far out of
proportion
objective
findings”; gait normal without cane
any
to
10% (see text)
Comment:
§4.71a Rating
At the NARSUM exam, the CI reported a 4 month history of lower back pain without radicular
symptoms, which the CI attributed to his “walking ‘funny’ from his lower extremity injuries.”
Pain was daily with walking and sitting. Back brace and PT were not effective and medication
included occasional tramadol and Valium. The NARSUM exam is summarized above with
imaging as described in the PEB description. The DD Form 2808 MEB exam indicated “mild low
paraspinal tender on ext” with tandem gait, negative SLR and otherwise normal. Treatment
notes following the FPEB and 2 months prior to separation indicated an epidural steroid
injection for pain control, increased gabapentin medication dosage and a treatment note
indicating abnormal extension on ROM testing.
At the C&P exam the CI reported back pain that was not specifically tied to his hard parachute
landing noted for his other musculoskeletal conditions. He complained of constant generalized
LBP with non-radicular pain in the legs, and numbness in the legs at times. Pain was “at best a
7” with flare-ups to 10/10. There was no evidence of incapacitating episodes IAW VASRD
§4.71a. The examiner listed the formal ROMs from Kinesitherapy, but commented that “The
(CI’s) exaggerated pain behavior and lack of effort on back range of motion during my exam
makes it difficult to assess his actual range of motion. However, on active duty, November 17,
2006, he had (ROM) results showed no significant loss of motion.”
The Board directs attention to its rating recommendation based on the above evidence. The
Board discussed the mixed picture of symptoms and complaints with considerations similar to
those already discussed in the bilateral lower extremity analysis above. The PEB indicated the
MEB exam was used for rating (“full ROM”) and that there was mild facet degeneration and the
CI was issued a cane to assist in ambulation. Numerous exams and treatment notes indicted
lower back pain, painful motion, or limited lower back ROM. The Board considered the tenants
of VASRD §4.7 (higher of two evaluations), §4.40 (functional loss), §4.45 (the joints) and §4.59
(painful motion) for rating the chronic low back pain condition considering the entirety of the
record. After due deliberation, considering all of the evidence and mindful of VASRD §4.3
(reasonable doubt), the Board majority recommends a disability rating of 10% for the low back
pain condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. As discussed above, PEB reliance on the USAPDA pain policy for rating bilateral
patellofemoral pain, bilateral ankle pain, and bilateral foot pain condition was operant in this
case and the condition was adjudicated independently of that policy by the Board. In the
matter of the bilateral patella-femoral pain (PFS), bilateral ankle pain and bilateral foot pain
condition, the Board majority recommends by a vote of 2:1 that it be rated for two separate
unfitting conditions as follows: right PFS, ankle pain and foot pain coded 5299-5262 and rated
10% and left PFS, ankle pain and foot pain coded 5299-5262 and rated 10%; both IAW VASRD
§4.71a. The single voter for dissent (who recommended no recharacterization) submitted the
appended minority opinion. In the matter of the low back pain condition, the Board by a vote
of 2:1 recommends a disability rating of 10%, coded 5237 IAW VASRD §4.71a. The single voter
for dissent (who recommended no recharacterization) submitted the appended minority
opinion. There were no other conditions within the Board’s scope of review for consideration.
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows; and, that the discharge with severance pay be recharacterized to reflect permanent
disability retirement, effective as of the date of his prior medical separation:
UNFITTING CONDITION
Right Patella-Femoral Pain, Ankle Pain and Foot Pain condition
Left Patella-Femoral Pain, Ankle Pain and Foot Pain condition
Chronic Low Back Pain
VASRD CODE RATING
5299-5262
5299-5262
10%
10%
10%
30%
5237
COMBINED (w/ BLF)
XXXXXXXXXXXXXXXXXX
President
Physical Disability Board of Review
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120425, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
MINORITY OPINION:
My dissent with the majority vote was on two fronts, both of which were recognized by the
Board at large as areas where opposing positions were each reasonable and the attendant
decisions were difficult for all members.
My first area of divergence from the majority position in this case was in regard to the
suitability of “unbundling” bilateral knee, ankle and foot pain (coded analogously to
degenerative arthritis of the involved joints by the PEB, and rated IAW the USAPDA pain policy)
to achieve separate rating recommendations. My position is that the separately derived
“conditions” were not justified as separately unfitting, and thereby are not eligible for separate
rating. Along with the majority members, I carefully deliberated the option of deriving
separately compensable ratings for each or any of the 6 joints/joint groups encompassed in the
single unfitting condition which the PEB rated together at 10%. My conclusion based on the
totality of the evidence was that no single joint (or subset of joints) could be defended as
autonomously unfitting. All members agreed that none of the specific lower extremity joints as
an isolated condition rendered the CI incapable of performing his MOS duties. Yet the majority
concluded that the consolidated right lower and consolidated left lower extremity “conditions”
each rose to the level of being separately unfitting. The majority further conceded that the
right was worse than the left, but nevertheless concluded each lower extremity rose to the
level of a “slight” disability for separate 10% ratings. The minority position is that no single joint
was associated with distinctly separate unfitting clinical features in the STR entries. Despite
radiographic evidence of old or healing bilateral stress fractures, there was no residual
functional impairment that rose to the level of separately unfitting.
Given the entirety of the record, there was not reasonable justification that any of the joint
conditions was separately unfitting. However, the PDBR cannot lower the PEB combined 10%
rating. Therefore, the minority voter firmly concludes that there was insufficient cause to
recommend a change from the PEB adjudication.
My second area of divergence from the majority position is in regards to the recommendation
that the minimum compensable rating was justified for the back condition. Although the
majority recommendation invokes tenants of multiple VASRD sections (as cited in the
proceedings) and “the entirety of the record”, the recommendation rests on assignment of
considerable probative value to subjective evidence which the minority voter believes was
unreasonably weighted. As per some of the evidence cited in these proceedings, as well as
more un-cited evidence in the record, there is significant incongruity of the subjective evidence
with the objective findings and facts in this case. With respect to such incongruity, the Board’s
default posture regarding the accuracy of history and severity of symptoms as reported by the
applicant in the medical record is one of acceptance as fact. The Board, however, should
reasonably assign limitations to that principle in cases such as the one at hand. If there are
provider notes questioning the accuracy of the history, logical inconsistencies of the reported
and subjective history with the overall evidence, and/or significant inconsistencies in the history
given to different medical providers, the Board should take these into account in arriving at its
recommendations. The minority voter takes note that such factors were evidenced in this case.
The CI’s subjective reporting of the severity of his back pain symptoms was discordant with the
objective findings; and, was reported in the context of an expressed loss of motivation to
continue to serve in the Army, and mindful of the ongoing disability evaluations. Multiple
examiners pre and post separation noted that the reported diffuse pain complaints had “no
obvious basis,” were disproportionate to the mild clinical abnormalities noted, or were
“exaggerated far exceeding objective findings.” One examiner expressly noted the CI had
stated he was “unhappy” with the likely 10% disability rating he expected to receive. The
VASRD principles cited by the majority, including reasonable doubt, rest on the probative value
of the evidence under consideration. Since the probative value of the subjective evidence in
this case is compromised to the point that all conclusions derived from it are speculative, the
objective evidence should be predominantly weighed as the basis of the Board’s
recommendation. The objective evidence does not support a compensable rating and the
minority voter finds insufficient cause to recommend a change from the PEB determination that
the low back condition was appropriately rated 0%.
Having drawn these conclusions and applied these assumptions to my recommendation, the
minority voter respectfully recommends that there be no recharacterization of the CI’s
disability and separation determination, as follows:
UNFITTING CONDITION
Bilateral Patella-Femoral Pain, Ankle Pain and Foot Pain
Chronic Low Back Pain
VASRD CODE
5099-5003
5237
COMBINED
RATING
10%
0%
10%
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / ), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation for
XXXXXXXXXXXXXXXXXXXXXXXX, AR20120021790, (PD201200394)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of Review
(DoD PDBR) recommendation and record of proceedings pertaining to the subject individual.
Under the authority of Title 10, United States Code, section 1554a,
I reject the Board’s recommendation and accept the Board’s minority opinion as accurate that
the applicant’s final Physical Evaluation Board disability rating remains unchanged. There is
insufficient justification to support the Board’s recommendation in accordance with Army and
Department of Defense regulations.
2. This decision is final. The individual concerned, counsel (if any), and any Members of
Congress who have shown interest in this application have been notified of this decision by
mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
CF:
( ) DoD PDBR
( ) DVA
XXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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