RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1201287 SEPARATION DATE: 20020704
BOARD DATE: 20130213
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SGT/E-5 (19D/Scout) medically separated for chronic
thoracic and lumbar back pain. He was treated, but was unable to fully perform his military
duties, or meet physical fitness standards. He was issued a permanent L3 profile and
underwent a Medical Evaluation Board (MEB). The MEB found his back condition (scoliosis)
medically unacceptable, and referred him to an Informal Physical Evaluation Board (IPEB). No
other conditions were listed on DA Form 3947. The IPEB found the chronic back pain condition
unfitting, but determined that it existed prior to service (EPTS), and had followed a course of
natural progression without permanent service aggravation. The CI did not accept the IPEB
findings and demanded a formal hearing. The Formal PEB (FPEB) found the chronic back pain
condition unfitting, and rated it 10%. The CI accepted the FPEB findings, and was medically
separated with a 10% disability rating.
CIs CONTENTION: The CI elaborated no specific contention on his application.
SCOPE OF REVIEW: The Boards scope of review as defined in DoDI 6040.44, is limited to those
conditions which were determined by the PEB to be specifically unfitting for continued military
service; or, when requested by the CI, those condition(s) identified but not determined to be
unfitting by the PEB. The unfitting back condition (chronic thoracic and lumbar back pain)
meet the criteria prescribed in DoDI 6040.44, and is accordingly addressed below. No other
conditions are within the Boards purview. Any condition outside the Boards defined scope of
review may be eligible for future consideration by the Army Board for Correction of Military
Records.
RATING COMPARISON:
Army FPEB dated 20020522
VA (~1 mo. Post-Separation) All Effective 20020705
Condition
Code
Rating
Condition
Code
Rating
Exam
Chronic Thoracic &
Lumbar Back Pain
5299-5295
10%
Deformity of Thoracic Spine
5299-5291
10%
20020830
Lumbar Spine Disease
5003
10%
20020830
.No Additional MEB/PEB Entries.
Not Service Connected x 1
Combined: 10%
Combined: 20%
ANALYSIS SUMMARY:
Chronic Back Pain. The CI reported that the onset of back pain was gradual, with no specific
precipitating event such as trauma or injury. His pain was in the lower back (lumbar region) as
well as the upper back (thoracic region). It started out episodically, and then became constant.
He was seen by orthopedics, and it was decided that he was not a surgical candidate. In
November 2001, a scoliosis survey showed mild S-shaped curvature of the thoracolumbar
spine, with left convex curve measuring 10 degrees at mid-thorax, and right convex curve
measuring 11 degrees at the thoracolumbar junction. Many different treatment options were
tried for his back pain. In spite of treatment, his pain persisted and a MEB was initiated. The
MEB clinical evaluation was in early 2002 at Fort Riley, Kansas. On physical examination, the CI
had full range-of-motion (ROM). The final MEB narrative summary (NARSUM) was dictated on
25 February 2002, and the diagnosis was scoliosis. As noted above, the CI was medically
separated from the Army on 4 July 2002, due to chronic thoracic and lumbar back pain.
Eight weeks later, he had a VA Compensation and Pension (C&P) exam. The examiner noted
obvious deformity of the thoracic spine. There was discomfort to palpation over the mid-
thoracic region but not the lumbar region. ROM was measured and is shown in the chart
below. Rotation was limited bilaterally but was not measured. Both left lateral movement and
right lateral movement caused pain. Muscle strength was normal and there were no
paresthesias. Sensation was normal. The goniometric ROM measurements from that C&P
exam are shown in the chart below.
Back ROM
VA C&P ~8 weeks Post-Sep
(20020830)
Flexion
90°
Extension
25°
Right Lateral Flexion
15°
Left Lateral Flexion
20°
Right Rotation
Not measured
Left Rotation
Not measured
Comment
Painful motion
The Board carefully reviewed all of the evidentiary information available. The PEB combined
the CIs two chronic back pain problems into a single unfitting condition: Chronic thoracic and
lumbar back pain. The condition was coded 5299-5295 and rated at 10%. The October 2002
VA Rating Decision unbundled the two back pain conditions, and assigned a rating of 10% to
each, resulting in a combined rating of 20%. The Board evaluated whether or not it was
appropriate for the two chronic back pain problems to be bundled together. The Board must
determine if the PEBs approach of combining the conditions under a single rating was justified
in lieu of separate ratings. The Board must apply separate codes and ratings in its
recommendations if compensable ratings for each condition are achieved IAW the Veterans
Administration Schedule for Rating Disabilities (VASRD). If the Board judges that two or more
separate ratings are warranted, however, it must satisfy the requirement that each unbundled
condition was separately unfitting. After due deliberation, the Board agreed that the evidence
supports a conclusion that each of the chronic back pain conditions, separately, would have
rendered the CI unable to perform his required military duties. Accordingly, the Board
recommends a separate disability rating for each of the two chronic back pain conditions. It is
not appropriate for the thoracic pain and the lumbar pain to be bundled together, and
treated as a single condition.
The VASRD coding and rating standards for the spine, which were in effect at the time of the
CIs separation, were modified in September 2002, and then were changed again in September
2003. The older standards were based on the raters opinion regarding degree of severity,
whereas current standards specify certain rating thresholds, with measured degrees of ROM
impairment. IAW DoDI 6040.44, the Board must use the VASRD coding and rating standards
which were in effect at the time of the CIs separation. Based on the evidence in the treatment
record, the Board unanimously agreed that the CIs thoracic back condition was best described
as moderate. There was insufficient evidence in the treatment record to support classifying
the thoracic back condition as severe. After due deliberation, considering all of the evidence
and mindful of VASRD §4.3 (reasonable doubt), the Board unanimously recommends a rating of
10% for the chronic thoracic back pain condition, IAW VASRD §4.59 and §4.71a.
In like manner, the Board unanimously agreed that the CIs lumbar back condition was best
described as slight. There was insufficient evidence in the treatment record to support
classifying the lumbar back condition as moderate or severe. After due deliberation,
considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt), the Board
unanimously recommends a rating of 10% for the chronic lumbar back pain condition, IAW
VASRD §4.59 and §4.71a.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the chronic thoracic back pain condition, the Board
unanimously recommends a rating of 10%, coded 5291, IAW §4.59 and §4.71a of the VASRD in
effect at the time of separation. In the matter of the chronic lumbar back pain condition, the
Board unanimously recommends a rating of 10%, coded 5292, IAW §4.59 and §4.71a of the
VASRD in effect at the time of separation. There were no other conditions within the Boards
scope of review for consideration.
RECOMMENDATION: The Board, therefore, recommends that the CIs prior determination be
modified as follows, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Chronic Thoracic Back Pain
5291
10%
Chronic Lumbar Back Pain
5292
10%
COMBINED
20%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120622, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-
3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxxxxxxxxxxx, AR20130007455 (PD201201287)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation to modify the individuals disability rating to 20%
without recharacterization of the individuals separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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