RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20070415
NAME: XXXXXXXXXXXXXXXXX
CASE NUMBER: PD1101113
BOARD DATE: 20130213
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an National Guard (Temporary Tour of Active Duty) SGT/E-5
(19D/Cavalry Scout), medically separated for chronic neck pain, chronic low back pain (LBP) and
right knee pain. The CI sustained injuries to his neck, back and right knee while deployed.
Degenerative disc disease of the spine and a torn lateral meniscus of the knee were shown on
imaging. His chronic neck, low back and right knee pain conditions did not improve adequately
with treatment to meet the physical requirements of his Military Occupational Specialty or
satisfy physical fitness standards. He was issued a permanent U3/L3 profile and referred for a
Medical Evaluation Board (MEB). Posttraumatic stress disorder, left shoulder pain, right wrist
pain and alcohol abuse conditions, identified in the rating chart below, were also identified and
forwarded by the MEB. The Physical Evaluation Board (PEB) adjudicated the chronic neck pain,
chronic LBP and the right knee pain conditions as unfitting, rated 10%, 10% and 0%
respectively, with application of the Veterans Affairs Schedule for Rating Disabilities (VASRD).
The remaining conditions were determined to be not unfitting and not considered disabilities
(alcohol abuse). The CI made no appeals, and was medically separated with a 20% disability
rating.
CI CONTENTION: “I have daily problems with my neck, back and knees. My combined rating
from VA is 180percent combined. I feel my daily pain and its extent was not foreseen at the
time of my separation. Thank you very much”.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. The not unfit PEB conditions and
remaining conditions rated by the VA at separation are not within the Board’s purview. Any
conditions or contention not requested in this application, or otherwise outside the Board’s
defined scope of review, remain eligible for future consideration by the Army Board for
Correction of Military Records.
RATING COMPARISON:
Service PEB – Dated 20070322
Condition
Chronic Neck Pain
Chronic Low Back Pain
Right Knee Pain
(PTS)
Left Shoulder Pain
Right Wrist Pain
Alcohol Abuse
Code
5237
5237
5099-5003
Not Unfitting
Not Unfitting
Not Unfitting
Not
a
Disability
Rating
10%
10%
0%
Ratable
↓No Additional MEB/PEB Entries↓
Spine with Mild
Rating
10%
20%
10%
100%
Code
5242
5237
5010-5260
9411
VA (3 Mos. Post-Separation) – All Effective Date 20070416
Condition
Cervical
Degenerative Changes
Low Back Pain
DJD Right Knee; Menisectomy
Posttraumatic Stress Disorder
NO VA ENTRY
NO VA ENTRY
NO VA ENTRY
Degen. Joint Disease, Left Knee
Tinnitus
Tender Scar, Left Shin
Migraine Headaches
Not Service-Connected x 2
Combined: 100%
5010-5262
6260
7804
8100
10%
10%
10%
10%
Exam
20070724
20070724
20070724
20070724
20070724
20070626
20070724
20070724
Combined: 20%
ANALYSIS SUMMARY: The Disability Evaluation System (DES) is responsible for maintaining a fit
and vital fighting force. While the DES considers all of the member's medical conditions,
compensation can only be offered for those medical conditions that cut short a member’s
career, and then only to the degree of severity present at the time of final disposition. The DES
has neither the role nor the authority to compensate members for anticipated future severity
or potential complications of conditions resulting in medical separation nor for conditions
determined to be service-connected by the Department of Veterans Affairs (DVA) but not
determined to be unfitting by the PEB. However the DVA, operating under a different set of
laws (Title 38, United States Code), is empowered to compensate all service-connected
conditions and to periodically re-evaluate conditions for the purpose of adjusting the Veteran’s
disability rating should the degree of impairment vary over time. The Board’s role is confined
to the review of medical records and all evidence at hand to assess the fairness of PEB rating
determinations, compared to VASRD standards, based on severity at the time of separation.
Chronic Neck Pain Condition. There were four goniometric range-of-motion (ROM) evaluations
and one non-goniometric evaluation in evidence, with documentation of additional ratable
criteria, which the Board weighed in arriving at its rating recommendation; as summarized in
the chart below.
Cervical ROM
(Degrees)
Flexion (45 Normal)
Extension (45)
R Lat Flex (45)
L Lat Flex (45)
R Rotation (80)
L Rotation (80)
Combined (340)
Comment
§4.71a Rating
The CI initially injured his neck in 1990 while on active duty during a motorcycle crash. Medical
records from that time recorded that he was able to get up and walk away from the crash,
however he was hospitalized for evaluation and treatment. No neurologic complications were
documented. He reinjured the neck in 2004 while deployed in Iraq during combat and
VA C&P
~3 Mo. Post-Sep
(20070724)
40
30
40
35
45
45
235
Painful motion
No spasm
10%
VA
~10 Mo. Pre-Sep
(20060707)
20 (30 25 20)
10 (20 10 10)
25 (35 35 25)
15 (25 25 15)
30 (38 30 30)
35 (35 35 35)
135
Orthopedics
~5 Mo. Pre-Sep
(20061115)
Not recorded
45
45
45
45
45
Painful motion
MEB (PT)
~5 Mo. Pre-Sep
(20061114)
10 (10 10 10)
20 (22 22 22)
20 (18 18 18)
15 (14 14 14)
20 (20 20 20)
20 (18 18 18)
105
10%
20%
30%
2 PD1101113
combative training. X-rays demonstrated degenerative disc and joint disease, particularly at
the C5-6 level. Physical therapy (PT) examination 20 October 2004 documented 3 months of
neck pain incurred when seeking cover during combat. On examination there was full flexion
(100%), full extension (100%), and mildly decreased motion in side bending and rotation (75%
of normal). A follow up PT examination 8 November 2004 documented full flexion, extension,
and rotation (all 100%) with mildly decreased lateral bending to both sides (75% of normal). He
completed his deployment in March 2005 without further injury.
Orthopedic evaluation on 17 March 2005 upon return from deployment recorded full neck
ROM with normal strength and reflexes. Magnetic resonance imaging (MRI) of the cervical
spine 9 May 2005 demonstrated normal alignment with disc desiccation (degenerative change)
at all levels and mild narrowing at C4-5. There was fusion of C5-6 consistent with a
developmental variation. There was no disc herniation or compression of neural structures.
These findings, including the fusion of C5-6, were similar to those reporting from an MRI dated
26 July 2000. A 10 August 2005 PT examination recorded full cervical spine ROM in flexion,
extension, side bending, and rotation. A Physical Medicine and Rehabilitation examination on
16 February 2006 documented the neck ROM as normal. The electrodiagnostic study (nerve
conduction velocity and electromyogram) of bilateral upper extremities in February 2006 was
normal. A VA clinic examination on 7 July 2006 recorded decreased cervical spine ROM after
repetition (flexion 20 degrees, extension 10, left lateral bending 15, right lateral bending 25, left
rotation 35, and right rotation 30). A 24 July 2006 neurology examination recorded the neck as
supple. A 2 November neurologic examination recorded a normal neurologic examination. A
PT ROM examination, 14 November 2006 recorded further decrease in the cervical spine ROM
(flexion 10 degrees, extension 22, left lateral bending 14, right lateral bending 18, left rotation
18, and right rotation 20; unchanged after repetition). At the time of orthopedic examination
15 November 2006, cervical spine ROM was improved. The CI was able to extend his neck to
look up at the ceiling but with pain. Lateral bending and rotation were 45 degrees to both
sides. Flexion was not reported. Upper and lower extremity strength and reflexes were normal
and sensation was intact. X-rays of the cervical spine 16 November 2006 noted normal spinal
curvature with the previously noted degenerative changes and fusion of C5-6. The MEB
narrative summary (NARSUM), dictated 20 November 2006, recorded CI’s report that his neck
was severely limiting and that it was his major complaint. The CI reported the pain as constant,
at the base of his neck, and worsened with “cracking” sensations that cause radiating pain
down his arms, trunk and body. He stated PT, nonsteroidal anti-inflammatory drugs and
traction had not improved his neck pain. The CI reported two neck injuries, the first in a
motorcycle accident in 1990 when he was paralyzed from the neck down, and a second while
deployed in 2004. On examination, cervical spine ROM was consistent with the 15 November
2006 orthopedic examination (flexion 40 degrees, extension 30, left lateral bending 35, right
lateral bending 40, left rotation 45, and right rotation 45) and was associated with painful
motion. There was no muscle spasm, and strength and reflexes were normal.
The Board directs attention to its rating recommendation based on the above evidence. The
Board noted that the examinations of 7 July 2006 and 14 November 2006 supported
consideration of a rating higher than the 10% adjudicated by both the PEB and the VA. The
Board noted the CI’s report of a stable condition since return from deployment, and the
examinations following return from deployment that were more consistent with the
15 November 2006 and the post separation C&P examination. The Board therefore concluded
that the 15 November 2006 orthopedic examination and the C&P examination which were
more proximate to separation, best reflected the overall disability picture at the time of
separation. ROM correlated with the 10% rating. There was no muscle spasm to warrant
consideration for a higher rating. After due deliberation, considering all of the evidence and
mindful of VASRD §4.3 (Resolution of reasonable doubt), the Board concluded that there was
insufficient cause to recommend a change in the PEB adjudication for the chronic neck
condition.
3 PD1101113
Thoracolumbar ROM
(Degrees)
Flexion (90 Normal)
Extension (30)
R Lat Flex (30)
L Lat Flex (30)
R Rotation (30)
L Rotation (30)
Combined (240)
Comment
VA
~10 Mo. Pre-Sep
(20060707)
40 (45 40 40)
15 (25 15 15)
25 (25 25 25)
25 (22 25 25)
30 (35 38 35)
30 (30 35 35)
165
MEB (PT)
~5 Mo. Pre-Sep
(20061114)
40 (40 40 40)
20 (20 20 20)
20 (18 18 18)
15 (16 16 16)
15 (16 16 18)
20 (18 18 18)
130
Orthopedics
~5 Mo.s Pre-Sep
(20061115)
Touch toes
Touch knees
Touch knees
45
45
Lateral
knees ~45 degrees
bend,
touch
VA C&P
~3 Mo. Post-Sep
(20070724)
75 (75)
30 (30)
30 (30)
30 (30)
30 (45)
30 (45)
225
Painful motion, pain at
70 degrees flexion
No muscle spasm
Gait normal
10%
Chronic Low Back Pain Condition. The NARSUM notes the CI reported LBP that began when he
was taking cover during combat operations. The back pain was not associated with radiation
into the buttocks or legs, loss of sensation, or weakness. X-rays of the lumbo-sacral spine were
normal. PT did not improve his symptoms. There were four ROM evaluations in evidence, with
documentation of additional ratable criteria, which the Board weighed in arriving at its rating
recommendation; as summarized in the chart below.
§4.71a Rating
20%
20%
10%
The orthopedic MEB examination 15 November 2006 observed that the CI could bend at the
knees and waist to touch his toes, able to rotate at the waist to 45 degrees in both left and right
directions, and to laterally bend and touch his knees on both sides. Pain was reported with two
examination maneuvers not expected to cause pain. Strength, sensation and reflexes were
normal throughout the lower extremities and straight leg raise tests were negative. The
orthopedic surgeon noted X-rays that day showed mild narrowing of the L5-S1 disc space but
were otherwise normal including alignment and contour. At the C&P examination on 24 July
2007, 3 months after separation, the CI reported that the back pain started when dropping low
to seek cover and that he later fell through a roof top landing on his shoulder and back.
Examination of the low back revealed tenderness on the spinal muscles in the lumbar regions
but no muscle spasm. ROM was mildly limited in flexion with painful motion in all planes per
the chart. Gait, muscle strength, reflexes and sensation were normal.
The Board directs attention to its rating recommendation based on the above evidence. The
Board discussed whether the disability due to the back condition more nearly approximated the
10% or the 20% rating based on limitation of motion. Although the PT examination in
November 2006 supported the 20% rating, the orthopedic examination the next day reflected
better motion (rotation 45 degrees, lateral bending touching the knee approximating 30
degrees) than the PT examination. The Board also noted the mild X-ray findings and the
improved motion at the time of the C&P examination which was more proximate to separation.
After due deliberation, considering all of the evidence and mindful of VASRD §4.3 (Resolution of
reasonable doubt), the Board concluded that there was insufficient cause to recommend a
change in the PEB adjudication for the chronic low back condition.
Right Knee Pain Condition. The NARSUM notes the right knee pain began while the CI was
deployed and seeking cover during combat operations in 2004. The CI subsequently underwent
arthroscopic surgery with partial meniscectomy of the medial meniscus on 14 October 2005.
The orthopedic surgeon recorded (5 weeks post operatively) good outcome with pain on deep
bending with a normal right knee ROM (flexion 130 degrees, extension 0 degrees). There were
three goniometric ROM evaluations in evidence, with documentation of additional ratable
criteria, which the Board weighed in arriving at its rating recommendation; as summarized in
the chart below.
4 PD1101113
Right Knee ROM
(Degrees)
Flexion (140 Normal)
Extension (0 Normal)
Comment
VA Clinic
~10 Mo. Pre-Sep
(20060628)
95
5
5 degrees loss extension
Orthopedic MEB
~5 Mo. Pre-Sep
(20061115)
135
0
Tenderness
No instability
+McMurray
Gait normal
10%
VA C&P
~3 Mo. Post-Sep
(20070724)
70
0
Painful motion
No laxity
+McMurray
Gait normal
10%
§4.71a Rating
10%
At the orthopedic MEB examination on 15 November 2006, there was tenderness only along
the medial joint line consistent with previous meniscectomy and pain with McMurray tests of
the meniscus but no palpable click or pop noted. There was also pain with shrug and grind of
the patellofemoral joint. There was no instability, effusion or swelling. Gait was normal. ROM
was near normal per the chart. At the C&P examination on 24 July 2007, three months after
separation, there was no effusion, tenderness or laxity. The C&P exam ROM of the knee is
delineated in the chart provided.
The Board directs attention to its rating recommendation based on the above evidence. The
ROM in the MEB and VA examinations was not compensable under the codes for limitation of
motion. There was no evidence of instability or condition that could cause instability. There
was no dislocated and locking meniscus. The CI remained symptomatic status post partial
meniscectomy meeting the guideline for the 10% rating under VASRD code 5259 (symptomatic
status post removal of semilunar cartilage). After due deliberation, considering all of the
evidence and mindful of VASRD §4.3 (Resolution of reasonable doubt), the Board recommends
a disability rating of 10% for the right knee condition coded 5259.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the
chronic neck pain condition and IAW VASRD §4.71a, the Board unanimously recommends no
change in the PEB adjudication. In the matter of the chronic LBP condition and IAW VASRD
§4.71a, the Board unanimously recommends no change in the PEB adjudication. In the matter
of the right knee pain condition, the Board unanimously recommends a disability rating of 10%,
coded 5259 IAW VASRD §4.71a. There were no other conditions within the Board’s scope of
review for consideration.
5 PD1101113
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows; and, that the discharge with severance pay be recharacterized to reflect permanent
disability retirement, effective as of the date of his prior medical separation:
UNFITTING CONDITION
Chronic Neck Pain
Chronic Low Back Pain
Right Knee Pain
VASRD CODE RATING
5237
5237
5259
COMBINED
10%
10%
10%
30%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20110801, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
XXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
6 PD1101113
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXXXX, AR20130003805 (PD201101113)
1. Under the authority of Title 10, United States Code, section 1554(a), I approve the
enclosed recommendation of the Department of Defense Physical Disability Board of
Review (DoD PDBR) pertaining to the individual named in the subject line above to
recharacterize the individual’s separation as a permanent disability retirement with the
combined disability rating of 30% effective the date of the individual’s original medical
separation for disability with severance pay.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum:
a. Providing a correction to the individual’s separation document showing that
the individual was separated by reason of permanent disability retirement effective the
date of the original medical separation for disability with severance pay.
disability effective the date of the original medical separation for disability with
severance pay.
account for recoupment of severance pay, and payment of permanent retired pay at
30% effective the date of the original medical separation for disability with severance
pay.
and medical TRICARE retiree options.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
c. Adjusting pay and allowances accordingly. Pay and allowance adjustment will
d. Affording the individual the opportunity to elect Survivor Benefit Plan (SBP)
b. Providing orders showing that the individual was retired with permanent
7 PD1101113
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
XXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
8 PD1101113
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