RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2011-04308
COUNSEL:
HEARING DESIRED: YES
________________________________________________________________
APPLICANT REQUESTS THAT:
1. His Officer Performance Report (OPR) covering the period
2 Jul 08 through 4 Jun 09 and his In-the-Primary Zone (IPZ)
Performance Recommendation Form (PRF) be declared void and
removed from his records.
2. He be reinstated onto active duty at his last duty station.
3. He be directly promoted to the rank of lieutenant colonel
(O-5), or his corrected records meet a special selection board
(SSB) for the grade of 0-5 using his one year Below-the-Primary
Zone (BPZ) PRF.
________________________________________________________________
APPLICANT CONTENDS THAT:
While working for the Joint Improvised Explosive Device (IED)
Defeat Organization (JIEDDO), he unjustly received a Letter of
Reprimand (LOR) and an Unfavorable Information File (UIF), for a
security violation associated with sharing his classified
password with a civilian contractor with whom he worked. He was
told by his superiors to allow a fellow contractor to share his
own classified system password. The sharing of passwords was a
sanctioned practice borne from operational necessity to ensure
the completion of JIEDDOs vital mission in the face of
extremely limited resources. He took and passed a polygraph
test confirming his supervisors knew about and condoned his
password sharing. However, in the aftermath of a critical
Government Accountability Office (GAO) investigation into his
organization, he was painted as a scapegoat and his leadership
targeted him to deflect blame and punished him inappropriately.
Furthermore, the LOR is based upon his not following an Army
Regulation (AR 25-2, Information Assurance), that was later
determined not to apply; and a contractors Information System
Security Briefing (ISSB) that, although he signed it, did not
apply to him. Further, the Air Force Central Adjudication
Facility (AFCAF) reviewed his case and fully reinstated his
security clearance.
The unjustified LOR resulted in his receiving the contested
referral OPR, which is incorrect because it was referred for his
receiving an LOR for a security violation. However, JIEDDO/JA
determined no lawful order or punitive regulation had been
violated. There was no security violation. Finally, a senior
Air Force official completed an independent review of his case
and concluded the incident was baseless.
As a result of the LOR and referral OPR, he was given a Do Not
Promote promotion recommendation, he was twice non-selected for
promotion and ultimately forced to separate due to force
shaping.
In support of his appeal, the applicant provides copies of an
expanded statement from his counsel, an excerpt from AFMAN 33-
223, Identification and Authorization, four GAO Reports, a JIEDDO Organization and Functions Guide, excerpts from his
military personnel records, and other documentation related to
his case.
The applicants complete submission, with attachments, is at
Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
According to the applicants military personnel records, he
served in the Regular Air Force in the grade of major (O-4)
during the matter under review.
On 21 May 09, the applicant received a LOR with a UIF for
violating security regulations and for being derelict in
performance of his duties. The basis of this action was that an
investigation revealed that he knowingly permitted a civilian
contractor to have access to his Joint Worldwide Intelligence
Communications System (JWICS) account and password to carry out
non-delegable duties which he was assigned.
According to information provided by the applicant, he submitted
a response on 28 May 09.
On 13 Oct 09, the contested referral OPR, closing 4 Jun 09, was
rendered upon the applicant. The OPR was referred as it
indicated a rating of Does Not Meet Standards and contained
remarks related to the applicants violation of security
regulations for which he received an LOR.
On 30 Oct 09, the applicant submitted a rebuttal to the referral
OPR citing similar contentions to the matter under review.
According to information provided by AFPC/DPSOO, the applicant
was considered, but not selected, for promotion to the grade of
lieutenant colonel by the CY10A (P0510A) and CY11A (P0511A)
Lieutenant Colonel Central Selection Boards (CSB).
On 13 Jun 11, the applicant was notified of his nonselection for
promotion by the CY11A Lieutenant Colonel CSB and the
establishment of a 30 Nov 11 mandatory separation date (MSD)
based on his being twice deferred for promotion.
On 30 Nov 11, the applicant was honorably discharged with a
narrative reason for separation of Non-Selection, Permanent
Promotion and was credited with 15 years, 5 months, and 25 days
of total active service.
The remaining relevant facts pertaining to this application are
described in the letters prepared by the Air Force offices of
primary responsibility, which are included at Exhibits C, D,
and E.
________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPSID recommends denial of the applicants request to void
and remove his referral OPR and his IPZ PRF. The applicant
contends the referral comments within the EPR were wholly
inaccurate as they reported on a security violation the
applicant believes he did not commit. In support of his
request, the applicant mainly provides his recollection and
snippets of what appear to be text conversations with
individuals. However, the documentation provided does not
indicate the identity of these individuals and the applicants
hand-written annotations do not qualify as proof of their
identity. In view of the fact this was the applicants only
attempt to provide independent confirmation of this crucial
aspect of his case, all of his claims that he was told to
perform an illegal activity by his supervisors are
unsubstantiated. Furthermore, the applicant did in fact sign an
Information System Security Briefing (ISSB) that explicitly
stated in several ways that it was prohibited for him to share
or disclose his personal system password. In addition, his
request to void and remove his PRF is unwarranted, as it is an
accurate picture of his career performance during that
particular promotion zone. The applicant appears to have been
appropriately dealt with for this security violation and its
mention on the contested OPR was appropriate to the
circumstances. Air Force policy is that an evaluation report is
accurate as written when it becomes a matter of record. The
applicant failed to provide any information/support from the
rating chain of record on the contested report. He has not
substantiated the contested report was not rendered in good
faith by all evaluators based on knowledge at the time.
A complete copy of the AFPC/DPSID evaluation is at Exhibit C.
AFPC/DPSOO recommends denial of the applicants request for
direct promotion to lieutenant colonel or for SSB consideration
to said grade using his BPZ PRF. This evaluation accepts and
relies upon AFPC/DPSIDs recommendation to deny his request to
void and remove his referral OPR and PRF. Although the officer
may be qualified for promotion, he may not be the best qualified
of other eligible officers competing for the limited number of
promotion vacancies in the judgment of a selection board.
Therefore, to grant a direct promotion would be unfair to all
other officers who have extremely competitive records but did
not get promoted. Additionally, as no changes have been made to
the applicants record, we recommend denial of SSB
consideration.
A complete copy of the AFPC/DPSOO evaluation is at Exhibit D.
AFPC/JA recommends denial, indicating there is no evidence of an
error or injustice. The allegation of wrongdoing contained in
the LOR refers to an incident in which the applicant violated
security regulations and was derelict in the performance of his
duties by permitting a civilian contractor to use his computer
account and password to carry-out his non-delegable duties, and
that his behavior violated the JIEDDO ISSB, which he
acknowledged on 28 Aug 08, and AR 25-2. The evidence of record
shows he did sign an acknowledgement of the ISSB brief, which
explicitly prohibits sharing or disclosing of passwords. The
fact he signed and dated this briefing establishes that he
understood and acknowledged his responsibilities with regard to
password/account sharing, and this evidence alone is enough to
support an LOR. In addition, Attachment 7 to AR 25-2, the
regulation then in use by JIEDDO, similarly prohibited the
sharing of passwords. The applicant has offered no evidence
that JIEDDO, a DoD Organization, ever adopted an Air Force
manual to govern its security policy. On the contrary, JIEDDO
relied on a very specific security briefing given to each member
of the organization stating that password/account sharing was
prohibited. Although the applicant has included in the file the
aforementioned e-mail snippets suggesting that JA personnel
found the listed Army regulation was not applicable in this
case, those excerpts (one coming from the Area Defense Counsel)
constitute nothing more than hearsay statements of others; there
is no statement or legal review from any JA representative who
may have performed an actual legal review. Even assuming
arguendo that a JA review had found the Army regulation to be
inapplicable, that regulation is not necessary to support the
allegation of wrongdoing in the LOR. The applicants counsel
goes even further and makes a broad assertion (Brief, page 4)
that despite judge advocate determinations which completely
cleared him of the alleged wrongdoing, the applicant received
the LOR and referral OPR. Quite obviously, there is no evidence
in the file to support the assertion.
The applicant also challenges the LOR and OPR on the basis that
his superiors knew of the violation and condoned it, that the
overall circumstances and need to get the mission accomplished
required it, and that he was made the scapegoat of what were
organizational problems that went far beyond his actions. In
our view, the applicant has failed to establish any of those
contentions by a preponderance of the evidence. His polygraph
test only proves that he believed that his supervisory chain
knew and approved of his password sharing, not that is was in
fact true. Counsel also offers a purported statement from the
applicants direct supervisor that indicates she was aware of
the applicants password sharing and had no concern with it.
First, the statement in question has a redacted name; it has not
been authenticated as genuinely representing the statement of
this or any person. Even if it is what the applicants counsel
purports it to be, it does not prove that his supervisor
approved his actions. On the contrary, the author of the
statement clearly states the use of the applicants password by
the contractor was completely wrong and she could not support
it. The Investigation Officer (IO) makes it clear the
applicant failed to provide proper supervision with regard to
the contractors unauthorized computer account use and
essentially allowed a contractor to perform his assigned DASO
duties by default: his unfulfilled requests for an alternate
DASO and his dissatisfaction with initial DASO training did not
absolve him of his DASO duty requirements, and he knew the
procedures he was using were not permitted under the governing
regulations. The evidence of record fully supports the adverse
actions taken against the applicant, who failed to prove any
error or injustice in his case.
A complete copy of the AFPC/JA evaluation is at Exhibit E.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The comments and recommendations contained in the advisories are
based on an alleged security violation addressed in the LOR,
which misses an important point - the LOR was for violation of
AR 25-2 and the same official who gave him the LOR later
conceded the regulation did not apply. This is not hearsay but
an official e-mail bearing a date/time stamp. Further, the
advisories opine that his signing a non-binding, contractor ISSB
form in some way outweighs Air Force regulations that he was
verbally ordered to follow. There is no proof the ISSB was used
by JIEDDO as a binding form. Both JIEDDO/JA and AFCAF
determined this form did not apply to him despite his signature,
which was accomplished to placate contractor requirements for
their company. The Air Force made a definitive determination
that he did not violate security regulations or procedures.
Additionally, the Director of Staff for Air Force Reserve
Command, after carefully studying his record and this
allegation, found the incident baseless and recommended him for
a position in the Reserves. The advisories suggest that his
proof is questionable. However, the statements in question were
drawn from the original command-directed investigation. Fair
play dictates recognition of how difficult it is for him to
obtain statements from his superiors, when the GAO was coming
down hard on his leadership. They would risk their own
livelihood by admitting they sanctioned his actions. The
referral OPR states he received an LOR for Violation of
Security Regulations. This is simply not so.
A complete copy of the applicants response, with attachments,
is at Exhibit G.
The applicants counsel also submitted an independent rebuttal
stating, in part, the knowledgeable decision makersJIEDDO/JA
and AFCASruled that: [a] there was no dereliction; and [b] the
applicant did NOT violate security regulations. The signing
Staff Judge Advocate at JIEDDO was a JAG Major General serving
as a GS-15. The applicant was working in a contractor building
on a contractor computer systemnot at JIEDDO Headquarters. The
contractors form in question governed contractors alone. Aside
from the contractors form, there is no stand-alone violation of
AR 25-2. He was charged with dereliction under Uniform Code of
Military Justice (UCMJ) Article 92, failure to obey an order or
regulation. However, no regulation was violated, as confirmed
by AFCAF, the LOR Approval Authority, and JIEDDO/JA.
A complete copy of the counsels response is at Exhibit H.
The applicants counsel submitted an additional response
reiterating his earlier points on 11 Jun 12.
A complete copy of the additional counsels response is at
Exhibit I.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to
demonstrate the existence of an error or injustice to warrant
removal of the contested LOR, OPR, and PRF from the applicants
records; providing his corrected record promotion consideration
to the grade of lieutenant colonel by a Special Selection Board
(SSB); and if selected, retroactively reinstating him to active
duty. After a thorough review of the evidence of record and the
applicants complete submission, we believe a preponderance of
the evidence establishes sufficient doubt as to the propriety of
the contested Letter of Reprimand (LOR) based on a number of
mitigating factors. In this respect, we note that the
following:
a. At the time of the alleged incident resulting in the
applicants receipt of the contested LOR, the applicant was
assigned to the JIEDDO, composed of military, government
civilian, and contractor personnel. JIEDDOs unique and
critical mission in support of the war on terror, is to attack
the network line of operations enabling offense operations
against complex networks of financiers, improvised explosive
device (IED) manufacturers, trainers, and their supporting
infrastructure by providing real-time intelligence surveillance,
reconnaissance, information operations, counter-bomber
targeting, biometrics and weapons technical intelligence
capabilities in support of service members deployed in Iraq and
Afghanistan1. The applicants organization of assignment within
JIEDDO, i.e., the Counter IED Operations Integration Center
(COIC), was responsible for providing real-time data mining of
various highly-restricted inter-governmental and non-military
sources for immediate dispatch of usable intelligence data to
service members fighting the war on terror.
b. While the applicant acknowledged the prohibition against
the sharing of passwords when he initialed the Information
System Security Briefing (ISSB), JIEDDO/JA and the Air Force
Central Adjudication Facility later determined the form did not
apply to him despite his signature, since it was a contractor
form produced to placate the Defense contracting company.
c. Sufficient evidence has been presented to convince us the
sharing of passwords with contractors was condoned by the
applicants leadership and that such activities continued
unabated for an extended period in an effort to meet the
demanding organizational mission; specifically, to combat the
escalating number of US casualties due to IEDs responsible for
over 60 percent of all American combat casualties in Iraq and 50
percent of combat casualties in Afghanistan2. We also believe
this is further substantiated by fact that he successfully
passed a polygraph test, indicating no deception regarding the
issue of whether his leadership was aware of and condoned the
practice of password sharing with contractors.
d. We find it unjust the applicant was singled-out for
punishment, when clearly there was an atmosphere of noncompliance
in an effort to ensure the mission was accomplished
and performance objectives were achieved. The General
Accounting Office (GAO) confirmed that JIEDDO had staffed
contract personnel in positions of key governmental
responsibility and relied too heavily upon a civilian contractor
workforce. As such, the sharing of classified passwords with
civilian contractors was necessitated due to disparate manning
levels between contractors and government civilian/military
personnel and the insufficient number of government
civilian/military personnel possessing the required skills and
level of experience. Specifically, of the 1,000 personnel
assigned to COIC only 22 were military or DoD civilian
personnel. In view of this, we find it readily apparent these
1 Ref, Congressional Research Service Report for Congress, Improvised Explosive
Devices (IEDs) in Iraq and Afghanistan: Effects and Countermeasures, dated
August 28, 2007. 2 Ref, DoD Personnel and Military Casualty Statistics, Defense Manpower Data
Center, Casualty Summary by Reason October 7, 2001 through August 18, 2007.
systemic government-manning deficiencies were the driving force
behind such un-orthodox actions being taken in order to cut
through red tape in order to accomplish the mission of saving
American lives in warzones.
e. The incident did not result in any breach of security.
The investigation conducted in accordance with Army Regulation
15-6, Procedures for Investigating Officers and Boards of
Officers, determined a Sensitive Compartmented Information (SCI)
compromise was improbable and there was no evidence that any had
occurred, as both the applicant and the subject contractor had
valid Top Secret SCI clearances and access to the Joint
Worldwide Intelligence Community System (JWICS). More
importantly, the investigation noted there was no evidence the
contractor utilized the applicants JWICS account for any reason
other than the transmission of unclassified e-mails concerning
Defense Intelligence Information System Automated Security
Officer (DASO) account access requests. We also recognize the
contractor with whom the applicant shared his classified
password was a highly-skilled, former Defense Intelligence
Agency (DIA) employee, who had previously performed the
applicants additional duty as the DASO prior to the applicants
arrival and was a trusted-agent with legitimate access to DIA
databases and close-hold government inter-agency computer
programs.
f. The applicants actions were taken in the interest of
ensuring the continued operation of COIC and accomplishment of
its mission objectives. Based on the evidence before us, it is
apparent that upon the applicants assignment of the additional
duty of DASO, a duty for which he had not received the necessary
training, he requested formal DASO training from DIA and was
told that it did not exist and was instructed by his leadership
to seek-out the assistance of the subject contractor, as the
organizations go to for DASO. Moreover, it appears that he
was led to believe that another government representative had
been appointed as the DASO during his Temporary Duty to the
United Kingdom. Despite the fact the password breach was
brought to his leaderships attention in July 2008 and numerous
times thereafter, it was not until April 2009 that any issue
with the practice arose.
g. In view of the above and given the mitigating factors in
this case, we believe the interest of justice can best be served
by removing the contested LOR and any reference thereto from his
records. Furthermore, inasmuch as the LOR formed the basis of
the subsequent referral OPR and Promotion Recommendation Form
(PRF), we recommend they also be removed from his records and
that his corrected record be considered for promotion to the
grade of lieutenant colonel by an SSB for the CY10A CSB and if
necessary, the CY11A CSB, and if selected, that he be
retroactively reinstated to active duty, effective 30 November
2011. In arriving at our decision, we are keenly aware the
courts have held that correction boards have an abiding moral
sanction to determine, insofar as possible, the true nature of
an alleged injustice and take the appropriate steps to grant
full and fitting relief. We believe the recommended corrections
to the applicants records will provide him such full and
fitting relief.
4. Notwithstanding the above, we find no evidence to warrant
his direct promotion through the correction of records process.
In this respect, the Board observes that officers compete for
promotion under the whole person concept whereby many factors
are carefully assessed by selection boards. An officer may be
qualified for promotion but, in the judgment of a selection
board vested with the discretionary authority to make the
selections, may not be the best qualified of those available for
the limited number of promotion vacancies. Therefore, in the
absence of evidence that he would have been a selectee had his
folder reflected the recommended change, we believe that a duly
constituted selection board, applying the complete promotion
criteria, is in the most advantageous position to render this
vital determination, and that its prerogative to do so should
only be usurped under extraordinary circumstances. Therefore,
we believe affording the applicant SSB consideration for the
contested promotion boards represents full and fitting relief in
this case. Should the applicant be selected for promotion, his
records should be corrected to reflect that he was not released
from active duty due to being twice deferred for promotion, but
continued to serve on active duty.
5. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably
considered.
________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air
Force relating to the applicant be corrected to show that:
a. Any and all references to his Letter of Reprimand,
dated 21 May 09, and associated Unfavorable Information File, be
declared void and removed from his record.
b. His referral AF Form 707, Officer Performance Report,
rendered for the period 2 Jul 08 through 4 Jun 09, be declared
void and removed from his record.
c. His AF Form 709, Promotion Recommendation Report,
prepared for the Calendar Year (CY) 2010A Lieutenant Colonel
Central Selection Board (CSB), be declared void and removed from
his record.
It is further recommended that his corrected records be
considered for promotion to the grade of lieutenant colonel by
Special Selection Boards (SSB) for the CY 2010A and CY 2011A
Lieutenant Colonel CSBs, and, if selected, his records be
corrected to show that he was not released from active duty on
30 November 2011, but on that date he was retained on active
duty.
________________________________________________________________
The following members of the Board considered AFBCMR Docket
Number BC-2011-04308 in Executive Session on 12 Jul 12, under
the provisions of AFI 36-2603:
, Panel Chair
, Member
, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 19 Oct 11, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPSID, dated 27 Feb 12.
Exhibit D. Letter, AFPC/DPSOO, dated 23 Mar 12.
Exhibit E. Letter, AFPC/JA, dated 11 Apr 12.
Exhibit F. Letter, SAF/MRBR, dated 12 Apr 12.
Exhibit G. Letter, Applicant, dated 18 May 12, w/atchs.
Exhibit H. Letter, Counsel, dated 24 May 12.
Exhibit I. Letter, Counsel, dated 11 Jun 12.
Panel Chair
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