AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
DOCKET NUMBER: BC-2012-02037
COUNSEL:
HEARING DESIRED: NO
IN THE MATTER OF:
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. His AF Form 709, Promotion Recommendation Form (PRF) written
for the CY10A Lieutenant Colonel (Lt Col) Line of the Air Force
(LAF) Central Selection Board (CSB) be substituted with the
newly signed PRF he provides.
2. His corrected record receive Special Selection Board (SSB)
consideration by the CY10A Lt Col LAF CSB.
3. He be selectively continued and reinstated to active duty.
4. The Board finds that the SECAF violated DOD 1320.08 by
changing the 6 year protective window to a 5 year protective
window.
_________________________________________________________________
APPLICANT CONTENDS THAT:
1. The Evaluation Reports and Appeals Board (ERAB) was incorrect
in concluding that the original application for an amended PRF
was not unjust or wrong. The management level review (MLR)
President agreed with his senior rater (SR) that the PRF was
unjustly written.
2. The amended PRF contains a number of stratifications, the
absence of which caused substantial prejudice.
3. The statements by his SR and MLR President make it clear that
his PRF was both unjust and wrong and satisfies the standards
for an SSB. Documents sent to a promotion board are required by
Title 10 United States Code (USC) 615 to be a complete and fair
record.
4. The SECAF violated DoDI 1320.08 and lacked the authority to
change the six year protective window to a five year protective
window. The SECAF’s actions outside the law caused a chain
reaction of procedural inequity that led to violations of AF
regulations. The DoDI intended those within six-years of
retirement to be continued on active duty and so did Congress.
5. Through no fault of his own, he has been subjected to an
error-ridden chain of events that led to his involuntary
separation. His SR and MLR President admitted the errors in his
PRF created an unjust situation.
His complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
On 30 Nov 11, the applicant was involuntarily discharged. He
served 15 years, 3 months and 17 days of total active duty
service.
The applicant has two nonselections to the grade of Lt Col by
the CY10A (8 Mar 10) and CY11A (7 Mar 11) Lt Col LAF CSBs.
On 30 Nov 11, he was involuntarily discharged.
The applicant filed an appeal through the ERAB under the
provisions of AFI 36-2401, Correcting Officer and Enlisted
Evaluation Reports, however, the ERAB was not convinced the
contested report was inaccurate or unjust and disapproved the
applicant’s request.
The remaining relevant facts pertaining to this application are
contained in the letters prepared by the appropriate offices of
the Air Force, which are attached at Exhibits B through D.
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPSID recommends denial of the applicant’s request to
substitute the contested PRF. DPSID states the applicant has
not provided compelling evidence to show the report is unjust or
inaccurate as written.
While one can sympathize with the applicant’s experience, the
fact remains that he did not exercise due diligence in ensuring
that any perceived mistakes on his PRF were addressed with the
SR and if necessary, corrected prior to the CSB. The applicant
has simply not provided sufficient evidence in this case to
substantiate that he was the recipient of any error or injustice
in regards to his contested PRF. Based upon the presumed
sufficiency of the prior ERAB decision, and no valid evidence
provided by the applicant of any error or injustice, DPSID finds
the contested report was properly prepared and made available to
the applicant in a timely manner and the applicant was given the
opportunity to perform due diligence on the PRF prior to the
subject CSB, but failed to do so.
An evaluation report is considered to represent the rating
chain’s best judgment at the time it is rendered. Once a report
is accepted for file, only strong evidence to the contrary
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warrants correction or removal from an individual’s record. The
burden of proof is on the applicant.
The applicant has not substantiated that the contested report
was not rendered accurately by the SR based upon knowledge
available to him at the time.
The complete DPSID evaluation, with attachment, is at Exhibit B.
AFPC/DPSOO recommends denial of the applicant’s request for SSB
consideration. The applicant has not demonstrated that there
was an actual material error in the preparation of his contested
PRF. In addition, the actions taken by the SECAF not to
continue officers within six years of retirement eligibility
were done IAW DoDI 1320.08.
Under DoD policy, a commissioned officer on the Active Duty List
(ADL) in the grade of major (0-4) shall normally be selected for
continuation if the officer will qualify for retirement within
six years of the date of continuation. When the Secretary of
the Military Department concerned intends not to continue larger
pools of officers in the grade of 0-4 who would qualify for
retirement within six years of the date of continuation, the
Secretary shall notify the Under Secretary of Defense (USD) for
Personnel and Readiness (P&R) of the proposed course of action.
For the applicant’s continuation board, the SECAF, after
notifying USD (P&R), used his authority to deviate from DoD
policy to normally continue 0-4s who are within six years of the
date of continuation. Notification to USD (P&R) was made on
6 Dec 10.
The complete DPSOO evaluation is at Exhibit C.
AFPC/JA recommends denial of the applicant’s stated requests.
At the time the applicant’s continuation board met, the
governing DoDI was DoDI 1320.08, dated 17 Mar 07. Paragraph
6.3 provided, in part states:
A commissioned offer on the ADL in the grade of 0-4 who is
subject to discharge according to section 632 of Title 10 USC
shall normally be selected for continuation if the officer will
qualify for retirement according to section 8911 within six
years of the date of continuation. The Secretary of the
military department concerned may, in unusual circumstances such
as when an officer’s official personnel record contains
derogatory information, discharge an officer involuntarily IAW
section 632 of Title 10. When the Secretary of the Military
Department concerned intends not to continue larger pools of
officers in the grade of 0-4 who would qualify for retirement
within six years of the date of a continuation, the Secretary
shall notify the USD (P&R) of the proposed courses of action.
3
The applicant’s counsel is incorrect when he states DoD has
defined “unusual circumstances” as derogatory information in the
member’s personnel record. In fact, the provision cites
derogatory information as an example of an unusual circumstance,
not as the sole unusual circumstance. The next to the last
sentence of the paragraph clearly provides that “larger pools”
of officers might be excluded from consideration (which would
hardly limit the pool of potentially excluded officers solely to
those with derogatory personnel information). All that is
required under this authority is that the Secretary concerned
notifies USD (P&R) of the proposed action. This was done for
the applicant’s board by memorandum from the SECAF to USD (P&R)
dated 6 Dec 10, notifying the Under Secretary that he intended
to exercise his authority under paragraph 6.3 to not selectively
continue large pools of officers who would qualify for
retirement within six years. Specifically, in order to manage
the officer corps and to bring the Air Force within
Congressionally mandated end-strength, the SECAF notified USD
(P&R) of his intent not to continue large pools of twice-
deferred officers in the grade of 0-3 and 0-4 who would
otherwise qualify for retirement within six years of the date of
a continuation. After notification, the SECAF modified the
eligibility criteria and instructions to selective continuation
boards accordingly.
Due to a recent update to DoDI 1320.08, dated 11 Apr 12, the
language of paragraph 6.3 (now 6.3.1) provides that officers
within four years of retirement will normally be continued, but
there is no entitlement to continuation. Moreover, it now
states that selection or non-selection will be based on the set
criteria of the Secretary of the Military Department concerned.
This provides a clearly expansive authority to the Secretary
concerned to exempt officers according to criteria articulated
by him.
The complete JA evaluation, with attachment, is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant’s counsel states the advisory opinion argues that
Congressional end strength mandates required large cuts to occur
in the 0-4 grade. This is not true. At the end of Sep 11, the
Air Force had 131 too few 0-4s (see attached Exhibit B).
Therefore, it is unmistakable that the Air Force had room to
keep 131 more 0-4s to stay in line with Congressional mandates.
Counsel asserts the SECAF did not have the authority to change
the six year window to the five year window and the advisory
opinion did not provide any evidence to the contrary. The
Secretary concerned never informed USD (P&R) of the six year to
five year change in the one paragraph memo that the advisory
opinion enclosed. The CSB looked at who fell within the five
year period as the determining factor instead of reviewing an
4
airman’s personnel record. If the five year window was the six
year window as it was required to be, the applicant would still
be on active duty because he would have been selectively
continued.
Counsel asserts the advisory opinion utilizes a version of the
instruction to conclude the applicant was legally discharged
even though this version of the instruction does not legally
apply to the facts of this matter. The fact the instruction
explicitly states “there is no entitlement to continuation” cuts
against their own argument because the Apr 12 version is not the
version that applies to the applicant. In fact, the version
that applies to the applicant does not include “there is no
entitlement to continuation” language.
Moreover, the Apr 12, iteration of the instruction differs
significantly in regards to the version that applies to the
applicant. The Air Force chose to focus exclusively on
“derogatory information” and nothing else. Thus, to the Air
Force, “unusual circumstances” cannot mean anything other than
LORs, referral OPRs, Article 15s and DUIs, none of which the
applicant had.
Lastly, counsel asserts the advisory opinion does not present
any reasonable evidence by which the applicant should not be
given a SSB. The SR and MLR president both concur with their
assessment that in order for fairness to play out a SSB is
warranted. The applicant should be given a fair shake at
promotion. Moreover, it would be unfair to every officer if
they were treated in the same manner as the applicant. Fairness
and justice demand the proper documents be laid out before the
SSB.
In regards to the violation of DoDI 1320.08, counsel states the
Air Force’s argument relies exclusively on a one paragraph memo
to USD (P&R) that does not even address the authority to change
a six year to a five year window of protection. The advisory
opinion did not even attempt to defend their perceived legal
authority to make such an alteration to a Defense Department
rule. Thus, the advisory opinion is unresponsive to their
original filing and an admission that the SECAF does not (and
did not in 2011) have the legal authority to change the six year
window to a five year window. In addition, each and every point
the Air Force made to defend the involuntary separation of the
applicant is rebutted by the arguments set forth in their letter
as well as the original filing.
5
In further support of his appeal, the applicant provides a six-
page legal brief and various other documents associated with his
request.
The applicant’s complete submission, with attachments, is at
Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of an error or injustice to warrant
changing the record to show the applicant was selectively
continued or reinstated to active duty. We took notice of the
applicant’s complete submission in judging the merits of the
case; however, we agree with the opinions and recommendations of
the Air Force office of primary responsibilities and adopt their
rationale as the basis for our conclusion the applicant has not
been the victim of an error or injustice. We note the
applicant’s counsel argues the SECAF violated the DoDI
1320.08 six-year protective retirement window policy for
selective continuation without authority. However, other than
his own ascertains, persuasive evidence has not been presented
to show the SECAF acted without authority when he deviated from
the DoD Policy nor has he demonstrated that the decision not to
selectively continue him was unjust or contrary to the
provisions of the DoDI. Therefore, we find no evidence the
SECAF violated DoD 1308.08 or that the applicant should be
selectively continued or reinstated to active duty. In view of
the above and in the absence of evidence to the contrary, we
find no basis to recommend granting this portion of his
application.
4. Notwithstanding the above, sufficient relevant evidence has
been presented to demonstrate the existence of error or
injustice to warrant correcting his records to include the
revised PRF and providing him SSB consideration. Although the
OPR recommends denial because the applicant has not provided
compelling evidence to show the PRF is unjust, it is our opinion
the applicant has provided strong evidence from his senior rater
and the MLR President to support this portion of his
application. Both officials have indicated the contested PRF
does not accurately portray their assessment of his promotion
potential. Given this unequivocal support, we find the evidence
in
the
reacommplished PRF in the applicant’s OSR and granting him an
SSB. Therefore, we recommend his records be corrected as
indicated below.
sufficient
this
case
to
recommend
including
6
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air
Force relating to APPLICANT be corrected to show that:
a. The AF Form 709, Promotion Recommendation Form (PRF),
prepared for consideration by the Calendar Year 2010A (P0510A)
Lieutenant Colonel Central Selection Board (CSB), reflecting the
first line in Section IV, Promotion Recommendation, “Superb
officer w/top tier career/accolades—space, acquisition, test,
AFIT industry pgm, launch ops, Det/CC, HAF,” be declared void
and removed from his records.
b. The attached PRF, reflecting the first line in Section
IV, Promotion Recommendation, "Extraordinary ldr! Phenomenal
career, accolades—space/launch ops/acq, test, Ed w/Ind (only
2 acq-wide), Det/CC" be accepted for file in its place.
It is further recommended that his corrected record be
considered for promotion to the grade of lieutenant colonel (0-
5) by a Special Selection Board (SSB) for the Calendar Year
2010A (P0510A) Lieutenant Colonel CSB.
_________________________________________________________________
The following members of the Board considered Docket Number BC-
2012-02037 in Executive Session on 26 Feb 13, under the
provisions of AFI 36-2603:
Panel Chair
Member
Member
The following documentary was considered:
Exhibit A. DD Form 149, dated 3 May 12, w/atchs.
Exhibit B. Letter, AFPC/DSID, dated 28 Jun 12, w/atch.
Exhibit C. Letter, AFPC/DPSOO, dated 16 Aug 12.
Exhibit D. Letter, AFPC/JA, dated 9 Oct 12, w/atch.
Exhibit E. Letter, SAF/MRBR, dated 15 Oct 12.
Exhibit F. Letter, Applicant, dated 12 Nov 12, w/atchs.
Acting Panel Chair
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