RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2003-03023
INDEX CODE: 131.05, 131.09
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
His date of rank (DOR) to major be changed from 1 October 2002 to 1
October 1996 and, that he be promoted to Lieutenant Colonel (Lt Col),
effective 1 October 2003. If the Board will not favorably consider
his request for promotion to Lt Col then he would ask that his DOR to
major be changed to 1 October 1996 enabling him to meet time in grade
requirements and qualify him to meet a Special Selection Board for
promotion to Lt Col.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The leadership of the 186th Air Refueling Wing (ARW), Mississippi Air
National Guard (MSANG), abused their rank and position for their own
personal gain and to the detriment of many of their subordinate
officers. Applicant contends the officer promotion system was
manipulated in order to effectively convince him that his career as an
Air Force officer was over. Their actions against the applicant
directly resulted in him losing over three years pay with the loss of
associated participation points, stalled his career advancement, and
delayed his promotions which directly affect his retirement pay. He
was on track to assume future leadership roles in his squadron before
he was illegally coerced to accept an early retirement. He was not
planning on retiring from the MSANG at that time nor was he willing to
voluntarily resign. As he felt his immediate commanders had no one in
authority over them who was willing to help him, he felt he had no
choice but to accept their offer of a voluntary early retirement.
An Inspector General (IG) investigation concluded in 2003 that
applicant’s career had been negatively affected by the actions of Col
“W” who had, in violation of Air Force Instruction (AFI) 36-2406,
OFFICER AND ENLISTED EVALUATION SYSTEMS, ordered two officer
performance reports (OPR’s) on the applicant for the same reporting
period. The IG report substantiated the allegation that the commander
had abused his authority by manipulating the Officer Evaluation System
(OES) to coerce the applicant to resign.
Applicant contends that had this IG investigation been conducted six
years earlier, he is convinced he would still be flying with the
MSANG. Further, he contends that he would have been promoted to major
in 1996 and to Lt Col sometime in 2001 or 2002. He notes the IG
investigation forced those involved to resign, but not until after
they had all ensured promotions to colonel. He did nothing wrong, yet
he was the one who paid the price by being denied fair opportunity for
promotion, loss of pay, and future retirement benefits.
In support of his appeal, the applicant has provided a personal
statement, copies of the IG investigation case S6226P, letters of
support from his former squadron commander and his former flight
commander, and copies of his OPR’s from December 1989 through August
2002.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant was a member of the MSANG from December 1989 through
January 1997 and he has been a member of the Air Force Reserve (AFRES)
since August 2000. He served as a pilot with the MSANG until he was
involuntarily separated and accepted early retirement through the
Reserve Transition Assistance Program (RTAP) effective 24 January
1997. He was retired as a captain with over 15 years of service. On
2 August 2000 he joined the Air Force Reserve as a pilot. He was
promoted to the Reserve grade of major on 1 October 2003. He is
currently serving in the grade of major.
_________________________________________________________________
AIR FORCE EVALUATION:
ANG/DPP recommends partial relief. They recommend the applicant
receive back pay, allowances, and retirement points for the period 22
January 1997 to 2 August 2000. His request to backdate his promotion
to major and promote him to Lt Col is simply too speculative to
consider granting. DPP notes conflicting accounts of his performance
included in the IG ROI and states his promotion to major could not be
assumed with any degree of certainty and that he would be promoted to
Lt Col would be even more uncertain. While his OPR’s and letter’s of
support from his former commanders reflect favorably on the applicant,
the IG report does not. DPP relies on the National Guard Bureau (NGB)
IG’s Technical review of the Command Directed Investigation (CDI) from
the MS Adjutant General dated 20 March 1997.
DPP’s complete evaluation, with attachments, is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant disagrees with the advisory opinion and concludes it is
flawed because it relies on the AF IG’s investigation of Col “W” and
the legality of two OPR’s (written for the same reporting period), one
of which the applicant was supposed to choose. The IG’s investigation
was not obligated to determine the validity of Col “W’s” claims of the
applicant’s performance but whether or not Col “W” abused his
authority by ordering that the two OPR’s be written. Applicant
disputes the advisories’ claim that to grant him a promotion was “too
speculative” citing conflicting information on his performance during
his tenure in the unit. Applicant counters that he built his
application package in accordance with Air Force instructions and
included requisite statements from his rater and additional rater that
should dispel any conclusion that it is “too speculative” to consider
that he would have been promoted.
Applicant provides documentation from Dilley v. Alexander, the United
States Court of Appeals, District of Columbia Circuit, wherein his
claim is addressed.
Applicant states there is nothing in his record that would indicate he
would not have been promoted to major on time and that he would have
been promoted to Lt Col had Col “W” acted appropriately and evaluated
his performance in accordance with prescribed instructions. Even in
the “bad” OPR (one of the two), there are no statements that would
even qualify the OPR as a referral. Applicant contends the real truth
is that there never was a basis in fact for any of the allegations
included in the “bad” OPR. While Col “W” may have felt the applicant
did not meet his standards of character, judgment, or integrity,
applicant claims the only standard he was obligated to meet was that
of the Air Force.
Through the illegal actions of Col “W”, applicant never met a
promotion Board from 1996 through 2002. He states he should have met
a promotion Board in 1996. Applicant contends he spent more time as a
captain than anyone else in his unit and that all captains were
promoted to major prior to their mandatory promotion date. It is a
stretch of the imagination to believe he would not have been promoted
before October 2002. He states he was targeted with involuntary
termination as a result of his voicing concerns over safety issues to
squadron and group leadership that were ignored.
After his dismissal from the MSANG, a Command Directed Inquiry (CDI)
also investigated and found that charges for falsification of
documents, making false official statements to congressional
inquiries, cheating on skill-level upgrade and professional military
education class tests, and condoning racial discrimination were indeed
substantiated. Col “W” was dismissed from the MSANG as a result. The
bottom line concerning applicant’s dismissal from the MSANG was that
it was an act of reprisal for him informing an outside agency about
what was going on within his unit.
He asks the Board to consider that testimony from Col “W” as suspect
as he was ultimately dismissed for making false statements to
investigators. He asks that the Board consider the documented record
of his performance included in his application instead. He questions
the advisory opinion’s judgment that it was “too speculative” to
consider he would have been promoted by unit vacancy in 1996 by
considering that an airman who had performed admirably, been extolled
in OPR’s, and been decorated had suddenly, without any documented
negative information in his personnel file turned so bad, so fast. He
notes he was promoted to major at the earliest opportunity after he
joined the AFRES and believed the promotion was due in large part to
his accomplishments while at his former MSANG unit.
As part of his effort to force the applicant to resign, Col “W”
threatened him with a checkride, which he welcomed, and passed with a
grade of Q1. He was also threatened with a Flight Evaluation Board
(FEB). He believes any negative statement regarding his flying
performance to be a serious charge and takes offense that the advisory
opinion would even consider the charge without any further research
into its validity. He cannot stand by and have his professional
reputation tarnished by baseless allegations and, as a result, has
provided his entire flight record to the Board and notes the FEB was
never convened as threatened. He notes his flying record with the
AFRES has remained spotless.
He states that in the event there is disagreement among the Board he
proposes a compromise that includes adjusting his DOR to major to 1
October 1996 that will enable him to meet time in grade requirements
for eligibility to meet Lt Col Special Selection Boards (SSB's).
Applicant’s response, with attachments, is at Exhibit E.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of error or injustice. In this respect, we note the
following:
a. After reviewing the evidence submitted by the applicant and
noting the findings of the Air Force/IG, the Mississippi Adjutant
General’s Command Directed Investigation and the National Guard
Bureau/IG, it is apparent that the applicant’s commander abused his
authority and the applicant’s resignation of his military commission
was the result of coercion and not voluntary. Based on these
investigations, had the applicant not been separated, he would have
continued to serve in the Air National Guard (ANG). Since he was not
allowed to serve, we believe that his record should reflect that he
received the minimum credit for satisfactory years of service for his
retirement/retention years 1996 through 2000.
b. Based on the circumstances of this case, we believe that his
request for an earlier promotion date to the grade of major warrants
favorable consideration. While it can not be conclusively determine
if he would been promoted to the Reserve grade of major, based on the
commander’s abuse of authority and a review of his overall record, we
believe that he would have been selected for a position vacancy
promotion in 1996. In addition, we note that he was selected and
promoted to the grade of major once he returned to the Air Force. In
view of the above determination and in an effort to provide the
applicant with appropriate relief, we recommend that his records be
corrected to show that he was promoted to the Reserve grade of major
effective and with date of rank on 1 October 1996.
c. Under most circumstances, this Board believes the promotion
selection process should address the decision regarding an applicant’s
prospects for promotion. However, there are instances where the
magnitude of the injustice is such that it can only be rectified by a
Secretarial directed promotion. We believe this is such a case. In
this respect, we believe that had the applicant been promoted to major
in 1996, he would have to have been considered for promotion to
lieutenant colonel by the FY03 and FY04 Air Force Reserve Line and Non-
line Mandatory Lieutenant Colonel Promotion Selection Board’s. As
redress, the AFBCMR normally would have placed the applicant’s record
before a Special Selection Board (SSB) for the FY04 selection board
and have the SSB compare his record with his contemporaries. However,
recommending his consideration by an SSB would not be a practical
approach since the applicant’s record would not be competitive for
promotion. In this regard, we note that from 1996 to 2000, his record
will have only one performance report in the grade of major. Based on
the above and in view of the damage caused by his commander’s abuse of
authority, we believe he should be promoted to the Reserve grade of
lieutenant colonel by the FY03 Line and Non-line Mandatory Lieutenant
Colonel Promotion Selection Board. In arriving at our decision we are
keenly aware that the courts have held that correction boards have an
abiding moral sanction to determine, insofar as possible, the true
nature of an alleged injustice and take steps to grant thorough and
fitting relief.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issue(s) involved.
Therefore, the request for a hearing is not favorably considered.
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT be corrected to show that:
a. He was promoted to the Reserve grade of major,
effective and with a date of rank of 1 October 1996.
b. On 24 January 1997, he was not assigned to the Retired
Reserve, rather, on that date he was appointed in the Air Force
Reserve in the grade of major.
c. During the retention/retirement (R/R) years ending
9 November 1996 through 9 November 2000, he was awarded 15 paid active
duty points, 48 paid inactive duty points, and 15 membership points
and the R/R years ending 9 November 1996 through 9 November 2000 are
years of satisfactory Federal service.
d. He was considered and selected for promotion to the
Reserve grade of lieutenant colonel by the FY04 Air Force Reserve Line
and Non-Line Lieutenant Colonel Promotion Selection Board and upon
appointment by the President, and, when promoted, he be given an
appropriate effective and date of rank.
_____________________________________________________________ _
The following members of the Board considered this application in
Executive Session on 15 July 2004, under the provisions of AFI 36-
2603:
Mr. David W. Mulgrew, Panel Chair
Mr. James E. Short, Member
Mr. Gary G. Sauner, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 3 Sep 03, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, ANG/DPP, dated 5 Mar 04, w/atchs.
Exhibit D. Letter, SAF/MRBR, dated 28 May 04.
Exhibit E. Letter, Applicant, dated 26 Jun 04, w/atchs.
DAVID W. MULGREW
Panel Chair
AFBCMR BC-2003-03023
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to APPLICANT be corrected to show that:
a. He was promoted to the Reserve grade of major,
effective and with a date of rank of 1 October 1996.
b. On 24 January 1997, he was not assigned to the Retired
Reserve, rather, on that date he was appointed in the Air Force
Reserve in the grade of major.
c. During the retention/retirement (R/R) years ending
9 November 1996 through 9 November 2000, he was awarded 15 paid active
duty points, 48 paid inactive duty points, and 15 membership points
and the R/R years ending 9 November 1996 through 9 November 2000 are
years of satisfactory Federal service.
d. He was considered and selected for promotion to the
Reserve grade of lieutenant colonel by the FY04 Air Force Reserve Line
and Non-Line Lieutenant Colonel Promotion Selection Board and upon
appointment by the President, and, when promoted, he be given an
appropriate effective and date of rank.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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