RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 02-00575
INDEX CODE: 111.01
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
a. His referral Officer Performance Report (OPR) rendered for the period 6
Jul 99 through 3 Nov 99 be removed from his records.
b. His OPR rendered for the period 4 Nov 99 through 9 Nov 00 be amended to
include a command recommendation in Block VI, Rater Overall Assessment;
and, in Block VII, Additional Rater Overall Assessment.
c. His OPR rendered for the period 10 Nov 00 through 9 Nov 01 be corrected
to revise the "top 10%..." stratification in Block VII, at 701 WG/CC
discretion, if the referral OPR is deleted.
_________________________________________________________________
APPLICANT CONTENDS THAT:
Shortly after taking command, he was served with a restraining order
initiated by his estranged wife in front of members of his command section.
A base security forces officer, who later admitted that he violated base
procedures designed to protect privacy, oversaw the delivery process. In
order to control rumors, he felt compelled to tell members of his command
section and key staff that as his attorney told him, the restraining order
was a common divorce tactic that would be withdrawn when challenged. The
squadron section commander working under his command, second Lieutenant S--
, informally complained that he had used profanity in the workplace and
that he was too gruff. He was called to the group commander’s office,
Colonel W--, after she had received a call from Colonel S--, the wing
commander, expressing concerns about his command climate. Colonel W--
interviewed members of his command section and other key personnel and
advised him that her inquiry confirmed that his unit had a backlash to his
firm style. He was verbally counseled and told to avoid swearing and was
told that the matter was considered closed.
A few days later he was advised by Colonel W-- that Colonel S-- was not
going to let the matter go and to expect another inquiry. He was led to
believe that the other inquiry would be a low threat Military Equal
Opportunity (MEO) investigation. However, he later discovered that the
inquiry was a Commander Directed Investigation (CDI). During his
interview, he read the letter he prepared objecting to the second inquiry
and was told by the investigating officer (IO) "Bob, you don't want to go
there; you'll just piss Colonel S-- off." He recognized the IO's warning
as a corruption of due process and evidence of a fearful command
atmosphere. (After his interview, the IO concluded, off-the-record, that
he was persuaded that the applicant was innocent of any actionable mistakes
- the same conclusion reached by Colonel W--.)
He was later rebuked by Colonel W-- because Colonel S-- had called her in
anger when she heard of his expression of astonishment to another
individual about the decision to initiate a CDI and that Lieutenant S--
had referred to the alleged sexual harassment in the form of a "fighter
pilot story" at her wedding reception. He repeated the story verbatim
and Colonel W-- did not seem impressed by the compliment he received from
Lieutenant S-- for what "great stories" he told. In spite of the
inconsistency, Colonel W-- told him that he should not have gone to the
reception in light of the ongoing CDI.
On 3 Nov 99, Colonel W-- fired him for jokingly referring to his best
officer, Captain P--, as a "well known male homosexual." Except for
Colonel W--, all persons present laughed heartily. Captain P-- reassured
her that he certainly considered it as jocular and was not offended by
it. It did not matter that he was referred to in that same manner at his
previous assignment. Being teased meant being respected. At the time of
his firing he was presented with a letter of reprimand (LOR). He signed
it without reading it, as a silent objection to the death of his career
as well as his fear of Colonel S--'s reaction to a challenge.
Several months after his departure he received a referral OPR from Colonel
W-- directing his rebuttal, if any, to Colonel (now Brigadier General
select) Steele. The dialogue in his OPR criticized him for "inappropriate
dialogue with subordinates and coworkers." If that was in reference to the
swearing he had done, Colonel W-- had found great fault where she had only
found minor fault earlier. If it was in reference to the conversations
with his subordinates to control false rumors about his restraining order,
then he wonders why she did not raise the matter as an issue at the time of
her inquiry or letter of counseling. A few months after submitting a
rebuttal, he filed a formal Inspector General (IG) complaint against
Colonel S--. Part of his reason for doing so was the first-hand report by
the Goodfellow AFB IG that he had been thwarted by Colonel S-- in the
conduct of an investigation which he regarded as his duty to perform. The
IG package included a statement from a fellow squadron commander stating
that on the day he (LtCol W--) got fired Colonel W-- in a phone call to
Colonel S-- reported his "well known male homosexual" comment, was told by
Col Steele "What are you going to do about this colonel?" The squadron
commander stated that he felt that Colonel W-- felt immense pressure to
take extreme action.
The primary argument to delete the referral OPR is detailed in his rebuttal
to the OPR and in his IG complaint. He fully articulated his coercion
argument and abuse of power specifications. SAF/IGS dismissed his
complaint citing an internal complaint analysis (not an investigation)
which concluded that Colonel S--'s exercise of power did not rise to the
level of "arbitrary and capricious." SAF/IGS concluded that Colonel W--
acted alone in her decision to relieve him of command - the act that led to
his referral OPR. Arguably, Colonel W-- may have actually believed she
made her own decision, but she made that decision on the basis of very
questionable facts from a junior officer with motive to lie and from second-
hand facts pressed on her by an angry wing commander who had just initiated
a CDI over her objections. The CDI, like Colonel W--'s inquiry, made no
findings. Colonel S-- wrote the officer conducting the CDI that she
disagreed with his conclusion.
In support of his request, applicant provided documents associated with his
referral OPR, his OPR closing on 9 Nov 00, documents associated with his IG
complaint, a Washington Post newspaper article, documents associated with
his Freedom of Information Act (FOIA) inquiries, statements of support, and
documents associated with his ERAB appeal. His complete submission, with
attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Data extracted from the personnel data system reflects that the applicant
was appointed a second lieutenant Reserve of the Air Force on 4 Feb 81
and was subsequently ordered to extended active duty on 26 Mar 86. He
has been progressively promoted to the grade of lieutenant colonel,
having assumed that grade effective and with a date of rank of 1 Feb 98.
He was integrated into the Regular Air Force on 30 Mar 89.
On 1 Oct 99, the Commander, 17th Training Wing, directed that a CDI be
conducted to investigate allegations made against the applicant. The
allegations were that he acted with misconduct to create an unduly, hostile
environment through the use of profanity and demeaning or antagonistic
behavior toward his subordinates. The CDI Investigating Officer's report
is at Exhibit F. A complete copy of the CDI is available for your viewing
upon your request.
The following is a resume of the applicant's recent OPR profile:
PERIOD ENDING OVERALL EVALUATION
09 Nov 01 Meets Standards (MS)
09 Nov 00 MS
03 Nov 99 Does Not Meet Standards
07 Jun 99 MS
07 Jun 98 MS
12 Dec 97 Training Report
07 Jun 97 MS
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPE reviewed applicant's request and recommends denial. DPPPE
states that the Evaluation Reports Appeal Board (ERAB) denied his request
because he did not provide documentation that substantiated the referral
OPR is inaccurate or unjust. In addition, the ERAB is prohibited from
changing the evaluator's comments in the OPRs closing 9 Nov 00 and 9 Nov 01
if the evaluator does not support the change. The OPRs are accurate as
written. The DPPPE evaluation is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant responded and states that he never disputed that he made
mistakes. None of those mistakes involved a breach of integrity or
dereliction of duty. They were made at a time of extraordinary personal
duress of working 14 hour days to prepare for a major inspection scheduled
5 months after assumption of command, reeling the unexpected departure of
his ex-wife and daughter and the hardball tactics of her lawyer, grieving
the sudden death of his uncle, and defending himself from charges of sexual
harassment from a lieutenant with a history of specious complaints against
her male commanders. He never disputed whether his next higher commander
had a right to fire him under the broad auspices of "no confidence."
What he disputes is whether the decision to fire him was made without undue
influence by a wing commander with a well-deserved reputation for strict
authoritarianism, harsh penalties for first-time offenses - often
overturned by her superiors, overt religiousness which others have formally
stated may have regarded his state of divorce and occasional profanity with
fundamental disdain, and a political correctness that had the edge of anger
for racial slights she suffered as a child.
He disagrees with DPPPE that there is no evidence of error or injustice.
While there is no video evidence of unlawful command influence and the
other charged specifications of her abuse of power, four separate letters
by responsible leaders on Goodfellow, AFB, who were on scene provided
consistent circumstantial evidence. His complete submission is at Exhibit
E.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of error or injustice warranting voidance of the contested OPR
closing 3 Nov 1999 from his records. After a thorough review of the
evidence presented, we believe that reasonable doubt has been established
as to the fairness of the contested report and whether or not the report is
an honest and accurate depiction of his overall performance during the time
period in question. While the applicant has admittedly made some
judgmental mistakes, it is our opinion that based on the applicant's
overall performance and the significant improvement in the overall
performance of his unit, it appears that his chain-of-command perhaps acted
overzealously in deciding to perpetuate the disciplinary actions by
rendering him a referral OPR. Evidence presented by the applicant has led
us to believe that the decision may have been predicated by factors other
than his performance. Accordingly, it is our opinion that any doubt in
this matter should be resolved in his favor and that the contested report
closing 3 Nov 99 should be removed from his records.
4. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice regarding his requests to amend his OPR
closing 9 Nov 00 and 9 Nov 01. In this regard, evidence has not been
provided which would lead us to believe that there were any errors or
improprieties in the preparation of these two reports; or, that his
supervisors abused their discretionary authority. We note that the
applicant has not provided evidence from his rating chain indicating that
they concur with the requested changes. In the absence of such evidence,
favorable consideration of his request is not warranted. Therefore, we
agree with the Air Force Office of Primary Responsibility and adopt their
rationale as the basis for our conclusion that the applicant has not been
the victim of an error or injustice in this matter. In the absence of
evidence to the contrary, we find no compelling basis to recommend granting
that portion of his requested relief.
5. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT be corrected to show that the Officer Performance Report, AF
Form 707A, rendered for the period 6 July 1999 through 3 November 1999, be
declared void and removed from his records.
_________________________________________________________________
The following members of the Board considered Docket Number 02-00575 in
Executive Session on 20 Aug 02, under the provisions of AFI 36-2603:
Ms. Olga M. Crerar, Panel Chair
Mr. Michael K. Gallogly, Member
Mr. John B. Hennessey, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
All Exhibits should be listed here
Exhibit A. DD Form 149, dated 12 Feb 02, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPE, dated 15 Mar 02.
Exhibit D. Letter, SAF/MRBR, dated 22 Mar 02.
Exhibit E. Letter, Applicant, dated 7 Apr 02.
Exhibit F. Commander Directed Report of Investigation,
dated 14 Dec 02 - WITHDRAWN
OLGA M. CRERAR
Panel Chair
AFBCMR 02-00575
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that the Officer Performance
Report, AF Form 707A, rendered for the period 6 July 1999 through 3
November 1999, be, and hereby is, declared void and removed from his
records.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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