RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 00-01837
INDEX NUMBER: 131.00
XXXXXXXXXXXXXX COUNSEL: None
XXX-XX-XXXX HEARING DESIRED: Yes
___________________________________________________________________
APPLICANT REQUESTS THAT:
He be promoted to the grade of lieutenant colonel effective and
with a Date of Rank as if selected by the Calendar Year 1997C
(CY97C) Central Lieutenant Colonel Promotion Board.
___________________________________________________________________
APPLICANT CONTENDS THAT:
There were 26 violations of Air Force policy that caused him not to
receive fair and equitable consideration for promotion, resulted in
improper supervision, and created a situation where his only
opportunity for promotion is direct promotion by the AFBCMR.
His senior rater and others in leadership roles failed to remedy or
support efforts to correct errors in his records and other
continued irregularities.
His records are tarnished because of lack of feedback, the stigma
of being passed over for promotion, and diminished responsibilities
due to reprisals against him.
He was denied reconsideration for an upgraded promotion
recommendation by the Management Level Review (MLR) president for
his missing OPR while another major was provided an upgraded
recommendation for a less significant error.
The applicant’s complete submission is at Exhibit A.
___________________________________________________________________
STATEMENT OF FACTS:
The applicant is serving on active duty in the grade of major. His
Total Active Federal Military Service Date (TAFCSD) is 15 November
1981. He was considered and not selected for promotion to
lieutenant colonel by the Calendar Year (CY) 1997C, CY98B, CY99A,
and CY99B Lieutenant Colonel Promotion Boards. The applicant was
also granted promotion consideration and not selected by Special
Selection Board for the CY97C board by the Evaluation Reports
Appeal Board (ERAB) after corrections were approved for his OPR
that originally closed out 5 Aug 97.
A profile of the applicant’s last ten OPRs indicates overall
ratings of “meets Standards.”
___________________________________________________________________
AIR FORCE EVALUATION:
The Evaluations Programs Branch, AFPC/DPPPE, evaluated this
application and recommends denial of the applicant’s request for
immediate promotion. Since the applicant did not provide any
corrected OPRs and PRFs, they cannot recommend SSB consideration in
lieu of immediate promotion.
The applicant contends he did not get fair consideration for a
“Definitely Promote” (DP) at the MLR for the CY97C Lieutenant
Colonel Promotion Board. In his original appeal to the ERAB, the
applicant contended that his report was not prepared and filed in
his Officer Selection Record in a timely manner. The ERAB approved
his appeal and granted him an SSB. He was non-selected for
promotion by SSB. He still maintains that his senior rater did not
give him a strong enough push for a DP at the MLR and that the OPR
closing out 17 Jun 97 (originally 5 Aug 97) generated by a Change
of Reporting Official was delayed due to rating chain mismanagement
and inattentiveness. He maintains this delay pushed the close out
date back and prevented the MLR from considering his latest
accomplishments. The applicant contends that this chain of events
and his nonselection for lieutenant colonel by the CY97C board
created a domino effect for his future promotion opportunity and
continued to have a negative effect on subsequent OPRs and PRFs and
promotion boards.
Results of an Inspector General (IG) complaint by the applicant
concluded there were systematic irregularities in the management
and oversight of officer performance reports at DISA, however,
evidence did not exist that those irregularities constituted
misconduct on the part of officials involved. All OPRs are working
copies until they become a matter of record. The applicant’s claim
that lack of feedback possibly negatively impacted his OPRs is
unfounded. Lack of feedback alone does not invalidate an OPR. The
applicant’s claim of reprisal and deliberate lack of support in
appeal action is also not clearly substantiated. Although he
provides testimony from a co-worker, his claim is not supported
either by official investigative findings or his rating chain. The
applicant’s rating chain’s non-support of appeal action is an
individual evaluator option. The senior rater is under no
obligation to rework OPRs or PRFs based solely on the insistence of
the ratee. The applicant is correct that he is not expected or
required to draft or write his OPR or PRF. However, he is free to
provide input to his rating chain and senior rater if he so
chooses.
The process for making substantial changes to a PRF, as well as
changing the PRF rating, subsequent to an MLR are set forth in AFI
36-2401, A1.6. Specifically, a senior rater and MLR president
should concur that information exists that significantly changes
the member’s record, and therefore the outcome of the original MLR
decision. With the exception of the applicant’s first appeal, this
process has not taken place. Nor is there any evidence that it
should take place. In the case of the first appeal, the previously
incomplete OPR and the original PRF (with administrative
corrections) were considered by the senior rater and the MLR
president as prescribed in the AFI and submitted to the SSB who
subsequently nonselected the applicant for promotion.
The applicant already received SSB consideration for the CY97C
promotion board and was again not selected. The applicant’s OPRs
and PRFs for the CY98B, CY99A, and CY99B lieutenant col boards did
meet the respective central board for consideration. In the
applicant’s case, his reports could have possibly met the MLRs if
processed sooner; however, there is no regulatory requirement to
have those in his record until 60 days after the closeout of the
OPR. Although there were, perhaps, some irregularities in the
processing of the applicant’s OPRs, which may have delayed
finalization of the reports, the applicant’s records were, with the
exception of the CY97C board complete and accurate as prescribed
for fair and equitable consideration for DP allocations at the MLRs
and promotion consideration at the central boards.
The complete evaluation is at Exhibit C.
The Appeals and SSB Branch, AFPC/DPPPA, evaluated this application
and recommends denial of the applicant’s request for a direct
promotion.
Both Congress and the DOD have made clear their intent that errors
ultimately affecting promotion should be resolved through the use
of SSBs. In the past, and hopefully in the future, the AFBCMR has
considered direct promotion only in the most extraordinary
circumstances where SSB consideration has been deemed to be totally
unworkable. The applicant’s case clearly does not fall into that
category. Other than his own opinions, the applicant has provided
no substantiation to his allegations.
The complete evaluation is at Exhibit D.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant responded to the evaluations and disagrees with them.
He states that several of his allegations were mischaracterized
that only 5 of his 26 specific and detailed allegations were
rebutted.
The applicant provided comments in response to both evaluations.
He addressed eight points on the evaluation provided by DPPPE and
also addressed the central issues contained in the evaluation done
by DPPPA.
In summary, the applicant stated that he was troubled that both
AFPC letters stated information that was clearly untrue, especially
the statement that the corrected CY97C record was considered by the
senior rater and MLR president. The Air Force evaluations were a
broad brush of the evidence provided, only relying on the argument
that MLRs do not require the same records as the central board.
This argument ignored the circumstances, senior rater’s obligation,
the spirit of complete record evaluation for the PRF and at the
MLR. He takes issue with the statement that his allegations are
only supported by his own opinions and finds this clearly contrary
to the over 59 attachments, statements, and two IG findings he
provided.
AFPC concluded that bad timed OPRs and absence of feedback, in
themselves does not invalidate an OPR. This comment seems to imply
that if other factors were also present it would invalidate OPRs.
Significant other factors are present. In his case, the applicant
states that every substantial part of the Officer Evaluation System
was broken, compromised, or degraded. The system was flawed and
errors, mistiming, and violations continued permanently degrading
his records over four consecutive boards.
The applicant states that not many of his allegations were refuted.
Errors occurred and his promotion opportunities were degraded.
Records were wrong or missing at critical times. The applicant
states that he was not provided the promotion opportunities as
prescribed by regulations.
The applicant’s complete response is at Exhibit F.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice. We took
notice of the applicant's complete submission in judging the merits
of the case; however, we agree with the opinions and
recommendations of the Air Force offices of primary responsibility
and adopt their rationale as the basis for our conclusion that the
applicant has not been the victim of an error or injustice. While
the Board notes that the IG found problems in the management and
oversight of OPRs at DISA, the IG also noted that it did not find
any evidence of misconduct by the officials involved. The Board is
not persuaded that the circumstances of the applicant’s case
justify a direct promotion. While we understand that the applicant
believes the key factor in his case is that he was not given fair
consideration for a “DP” promotion recommendation, we find no basis
to challenge his senior rater’s decision not to support him. No
evidence has been presented showing that he did not receive fair
consideration. Therefore, in the absence of evidence to the
contrary, we find no compelling basis to recommend granting the
relief sought in this application.
4. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably considered.
___________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission
of newly discovered relevant evidence not considered with this
application.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 1 November 2000, under the provisions of AFI
36-2603:
Mr. Thomas S. Markiewicz, Panel Chair
Mr. Roscoe Hinton, Member
Mr. E. David Hoard, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 30 Jun 00, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Memorandum, AFPC/DPPPE, dated 14 Aug 00.
Exhibit D. Memorandum, AFPC/DPPPA, dated 29 Aug 00.
Exhibit E. Letter, SAF/MIBR, dated 8 Sep 00.
Exhibit F. Letter, Applicant, dated 4 Oct 00, w/atch.
THOMAS S. MARKIEWICZ
Panel Chair
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