RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-03467
INDEX NUMBER: 111.00, 131.10
131.00
COUNSEL: NONE
HEARING DESIRED: YES
___________________________________________________________________
APPLICANT REQUESTS THAT:
The “corrected copy/certified copy” annotations on his Officer
Performance Reports (OPRs) closing 31 March 1996, 31 March 1995,
31 March 1994, and 31 March 1993 be deleted.
The duty title on the OPR closing 31 March 1995 be changed to reflect
“Protestant Chaplain” vice “Chaplain.”
His Promotion Recommendation Form (PRF) be ugpraded to a “Definitely
Promote” recommendation.
His nonselections for promotion by the Calendar Year (CY) 1996 and
1997 Major (Chaplain) Boards be declared null and void.
His records be corrected to reflect promotion to the grade of major as
if selected by the CY96 Major (Chaplain) Board.
His record be corrected to reflect continuous active duty since his
illegal separation that was based on promotion nonselection, to
include restoration of all pay, benefits, and any other entitlements.
___________________________________________________________________
APPLICANT CONTENDS THAT:
When his file was considered for promotion to major, it contained
several errors in the OPRs which were included in his “record of
performance” (used in the PRF process) and in the officer selection
folder (used by the central board). Between boards he was able to
obtain a correction of the PME recommendation on his 31 March 1995
OPR, but the Air Force Personnel Center (AFPC) declined to correct the
“corrected copy/certified copy” annotations on the 93, 94, 95, and 96
OPRs. AFPC also declined to grant him Special Selection Board (SSB)
consideration. As shown, there were no “major” corrections (by AFPC’s
definition) on any of these OPRs. While he believes the correction of
the PME recommendation on the 31 March 1995 OPR was significant (AFPC
does not), the “corrected by annotations” clearly implies something
“major” was changed on the OPRs - not just the closeout dates and
name.
The selection board procedures used by the boards which considered his
file were contrary to law and DOD Directive. Each violation of
statute and directive was “not merely technical, formal, or trivial,
but serious, substantial, and directly related to the purpose and
functioning of selection boards.”
The boards were instructed (illegally) to give favored treatment to
females and minority officers. This was clearly the case for the
chaplain boards which considered his files.
An SSB cannot fairly assess his record for promotion status, first due
to the nature of the error on the original board (see Porter v. US).
And second, the same problems that plagued the original board also
plague the SSB process. The score system does not allow majority
consensus, and even SSB’s are “in the dark” when it comes to
certification of the results.
Applicant’s complete 11-page statement, with attachments, is at
Exhibit A.
___________________________________________________________________
STATEMENT OF FACTS:
On 7 June 1984, applicant was appointed a first lieutenant, Reserve of
the Air Force, Chaplain, and Air National Guard of the United States
(ANGUS). He was honorably discharged from the ANG on 31 March 1987,
and voluntarily ordered to extended active duty, effective 1 April
1987. He served on continuous active duty, was integrated into the
Regular component on 22 June 1993, and progressively promoted to the
grade of captain.
A resume of applicant’s OERs/OPRs follows:
PERIOD CLOSING OVERALL EVALUATION
6 Jun 85 (Non-EAD) 1-1-1
6 Jun 86 (Non-EAD) 1-1-1
31 Mar 87 (Non-EAD) 1-1-1
30 Sep 87 1-1-1
31 Mar 88 1-1-1
31 Mar 89 Meets Standards (MS)
31 Mar 90 MS
31 Mar 91 MS
31 Mar 92 MS
* 31 Mar 93 MS
# 31 Mar 94 MS
** 31 Mar 95 MS
## 31 Mar 96 MS
*** 31 Mar 97 MS
1 Jan 98 MS
* Contested report. Report was administratively corrected on 1 April
1997 to correct the period of the report.
# Contested report. Report was administratively corrected on 1 April
1997 to correct the period of the report.
** Contested report; administrative correction was made to the report
on 1 April 1997 correcting the period of the report. The Evaluation
Report Appeal Board (ERAB) approved applicant’s request to change the
PME recommendation from “Squadron Officer School” to “ACSC.” The
report was administratively corrected 17 Dec 1997.
## Top report in file when considered and not selected for promotion
by the CY96B Major (Chaplain) Board which convened on 17 Jun 1996.
Report was administratively corrected on 1 April 1997 to correct the
period of the report.
*** Top report in file when considered and not selected for promotion
by the CY97B Major (Chaplain) Board, which convened on 2 June 1997.
On 31 January 1998, applicant was honorably discharged by reason of
nonselection for permanent promotion.
___________________________________________________________________
AIR FORCE EVALUATION:
The Chief of Operations, Selection Board Secretariat, AFPC/DPPB,
provided comments addressing the selection board process. DPPB stated
that board members are briefed to try to apply a 7.5 score to an
“average” record and to try to use the entire scoring range throughout
the evaluation process. Recognizing that the scoring of records is a
subjective process, it should come as no surprise that individuals may
have a slightly different definition of what constitutes an “average”
record. Additionally, history has revealed that a given board member
may be a more liberal scorer than other board members and have a
higher distribution of scores, i.e., from 7 to 10. On the other hand,
a given board member may be a more conservative scorer and have a
distribution of scores from 6 to 9. In either of these examples a 7.5
score would not likely be the “average” record. As long as each board
member applies their individual standard consistently throughout the
scoring process, each consideree will get a fair and equitable
evaluation. Only when two or more board members score the same record
with a variance of two or more points, i.e., 7 and 9 or 7 and 9.5,
does a significant disagreement occur and through discussion the
variance is resolved, i.e., less than two points variance.
Applicant’s allegation “that the boards were instructed (illegally) to
give favored treatment to females and minority officers” is without
merit. The guidance to the applicable boards directed board members
to give a fair and equitable evaluation to every eligible officer.
The complete evaluation is at Exhibit C.
The Evaluation Programs Branch, AFPC/DPPPE, recommended denial of
applicant’s request for an upgrade of his promotion recommendation
from a “Promote” recommendation to a “Definitely Promote.” Noting
applicant’s contention that since the major command (MAJCOM) Chaplain
was present at the Management Level Review (MLR) he had undue
influence on the process, DPPPE stated that the applicant provides no
proof or evidence that an error or injustice occurred. The philosophy
behind having non-line competitive category representatives at the MLR
is to assist line officers with information about the proper career
progression of non-line officers. This is not only for the chaplain
corps but for other competitive categories as well. The applicant is
correct in stating that a letter is not allowed to be reviewed in the
MLR. However, senior raters do have the opportunity to discuss the
officer’s record of performance during the MLR. The applicant could
have brought any discrepancies to the attention of his senior rater
prior to the MLR. The applicant’s PRF is the responsibility of his
senior rater. Unless proven otherwise, DPPPE considers it and the
recommendation an accurate reflection of the officer’s record of
performance. Furthermore, the applicant has not provided support from
his senior rater or the MLR president. (Exhibit D)
The Promotion, Evaluation & Recognition Division, AFPC/DPPP, reviewed
this application and recommended denial of applicant’s requests.
Their comments, in part, follow.
A similar application was submitted under AFI 36-2401, Correcting
Officer and Enlisted Evaluation Reports. The Evaluation Report Appeal
Board (ERAB) granted partial relief to the applicant by directing the
professional military education (PME) recommendation on the 31 March
1995 OPR be corrected to reflect “ACSC” (Air Command and Staff
College). The ERAB did not believe the correction warranted promotion
reconsideration since “the additional rater...made the recommendation
for ACSC on the following ’96 OPR.” The ERAB denied the remainder of
the applicant’s requests. DPPP concurs with the ERAB’s assessment. A
copy of the decision letter, dated 19 Dec 97, from HQ AFPC/DPPPA is
included with the applicant’s appeal package.
Noting applicant’s request that the “corrected copy/certified copy”
annotations be removed from the four contested OPRs, DPPP stated that
with the exception of the addition of the PME recommendation addition
to the Mar 95 OPR, the remainder of the contested OPRs had changes to
the closeout dates and name. The applicant is correct in his
statement that the correction annotations are removed from the
documents which are appealed provided that individual’s record is
being considered by an SSB. If the applicant had been granted an SSB
based on the correction to his Mar 95 OPR, his officer selection
record (OSR) would have been copied for the SSB consideration, and the
correction statement would have been removed from the copy of the Mar
95 OPR for SSB purposes only.
AFR 36-2401, Table 4, Note 2, gives specific instructions for
annotating corrections on evaluation reports. However, the applicant
does not believe these procedures afford him “complete” relief. The
“new” procedure of annotating “corrected copy” on the reverse side of
the document went into effect with the 1 Aug 97 edition of AFI 36-
2401. As such, the 31 Mar 95 OPR was appropriately annotated
following the applicant’s successful appeal to add a PME statement.
DPPP noted that the administrative corrections made to the 31 Mar 93,
31 Mar 94, 31 Mar 95, and 31 Mar 96 OPRs by HQ AFPC/DPBBR3 were
appropriately annotated on 1 Apr 97 in accordance with the 3 Jun 94
edition of AFI 36-2401. Therefore, if the Board decides in favor of
the applicant and grants promotion reconsideration by the CY96B (17
Jun 96) board, the correction statements will be removed from the
copies of the contested OPRs only since the corrections were
accomplished after the original board date. If promotion
reconsideration is granted for the CY97B (2 Jun 97) board, the only
correction statement that will be removed will be from the copy of the
31 Mar 95 OPR since it was corrected subsequent to the original board
date.
DPPP believes it is vitally important that the “corrected
copy/certified copy” annotations remain on the contested reports.
They do not support promotion reconsideration on this issue.
In regard to applicant’s request to change the duty title on his
31 Mar 95 OPR to reflect “Protestant Chaplain,” DPPP stated the
applicant has not provided any supporting documentation to verify the
duty title is incorrect.
Insufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice in regard to the applicant’s
request for direct promotion to the grade of major. Absent clear-cut
evidence the applicant would have been a selectee by either the CY96B
or CY97B boards, DPPP believes a duly constituted board applying the
complete promotion criteria is in the most advantageous position to
render this vital determination. The Board’s prerogative to do so
should not be usurped except under extraordinary circumstances. Other
than his own opinions, the applicant has provided no substantiation to
his allegations.
The complete evaluation is at Exhibit E.
The Staff Judge Advocate, AFPC/JA, recommended denial of applicant’s
request. Their comments, in part, follow.
With respect to applicant’s contentions concerning the alleged
defective selection record and PRF process, JA can discern no legal
issue(s) and defers to the advisories furnished by AFPC/DPPPA and
DPPPE. As to the allegations that the applicant’s two central
selection boards were conducted in violation of statute and DOD
Directive, applicant’s brief begins with a new twist on a familiar
contention that Air Force promotion boards violate 10 USC 616 and 617.
In a unanimous decision, the Court of Appeals for the Federal Circuit
held that the Air Force’s use of panels complies with the statutory
requirements of 10 USC 616 and 617. Small v. United States, _F.3.d_,
1998 WL712948, No. 97-5074 (Fed. Cir. 1998) (appealed from 37 Fed.Cl.
149 (1997)). The Court, in affirming the decision of the United
States Court of Federal Claims below, emphasized that:
The Air Force, like the other branches of the military, is
confronted with establishing a selection process pursuant to
statute that is fair in view of the extensive number of
individual officers who may be eligible for consideration. A
review of a selected number of individuals by sub-panels who use
common and identifiable criteria is an efficacious and equitable
means to establish the final rankings that are in fact approved
by a majority of the members of the board.
The Court then went on to agree with the trial court’s conclusion that
“[t]here is...no reason why the business of coming to a ‘majority’
consensus cannot be accomplished through collective approval of the
findings and recommendations of a sub-group-i.e., a selection panel.
Small, 37 Fed.Cl. at 156.”
Finally, the Court concluded, “using the signing of the Board report
as a means for the members to both express their approval of the
recommended candidates and make the required certification as
permissible under the statutory scheme as well.” In that regard, and
contrary to applicant’s contentions, the Court was fully aware of the
Air Force’s board procedures when it made its decision; those
procedures were fully briefed and discussed during oral argument in
the Small litigation. The applicant’s opinion that “the evidence”
proves that the procedures do not comply with either the law or the
Court’s holding ignores the evidence of record and is utterly without
merit.
Applicant maintains that the promotion boards that considered him
provided illegal favored treatment to female and minority officers.
Following a discussion of the language in the Memorandum of
Instructions used at the applicant’s selection boards, JA opined that
the formal charge to the CY96 and CY97 major boards did not afford a
preference based upon race or gender, but was neutral on its face;
i.e., it did not establish a goal or quota or otherwise provide an
incentive to treat officers unequally based upon their race or gender.
Therefore, as a matter of law, it did not constitute a
“classification” for purposes of equal protection analysis. The mere
admonition that the members of the promotion board “be particularly
sensitive to the possibility that past individual and societal
attitudes, and in some instances utilization policies or practices,
may have placed these officers at a disadvantage from a total career
perspective” did not direct this board to make selections upon the
basis of race or gender. As the trial court determined in Baker v.
United States, 34 Fed.Cl.645, (1995) (the SERB case alluded to above),
“the language at issue merely asked members of the board to keep in
mind, as one of a host of subjective considerations, the possibility
that some minority officers might have undergone different experiences
.... Ultimately, the questionable provision of the charge was nothing
more than a hortative comment, advice or reminder. It does not
constitute a racial classification subject to strict scrutiny.”
34Fed.Cl. at 656.
As to the request for direct promotion, they cannot address this issue
without first reiterating their strong belief that the applicant has
not provided a meritorious application warranting the need for any
relief. Both Congress and DOD have made clear their intent that
errors ultimately affecting promotion should be resolved through the
use of special selection boards. Air Force policy mirrors that
position.
The complete evaluation is at Exhibit F.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant stated that as his application is certainly within less than
three years of his separation, that the Board reject the AFPC comments
about “time-bar” and consider his full case on the merits.
Applicant stated that AFPC hasn’t annotated OPRs on the “side” since
late 1997. Applicant questions why his OPRs were not corrected as
required by the regulation.
He reiterated his contention that his duty title on the 1995 OPR
should reflect “Protestant” chaplain vice chaplain. He asks the Board
to look at the duty description of this OPR and the OPR preceding and
following it. Each details his duties as a “Protestant” chaplain.
Applicant contends that the message AFPC used to “announce” its change
in PME selection rules wasn’t sent to senior raters, let alone raters.
None of them knew. The reason is that AFPC never told them or told
the few addressees of their message to “get the word out.” Therefore,
he requests that the Board at least grant MLR and SSB consideration
for promotion. If the MLR process cannot be replicated - which AFPC
acknowledges - he requests that the Board direct his promotion to
major as if selected by the CY96 chaplain major board.
Applicant reiterated his contentions that the boards which considered
his file were contrary to law and DOD Directive.
Applicant’s complete 14-page statement, with attachments, is at
Exhibit H.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice warranting corrective
action. In this regard, we note that:
a. Other than the applicant’s assertions, no evidence has been
presented showing that the annotations “corrected copy/certified copy”
on the OPRs closing 31 March 1996, 31 March 1995, 31 March 1994, and
31 March 1993, were contrary to the governing regulation in effect at
the time, that they were improperly filed in the applicant’s records,
or that he was treated differently than other similarly situated
officers. In addition, the applicant has not presented any evidence
that would lead us to believe that the contested annotations caused
his records to be so inaccurate or misleading that the members of the
duly constituted boards, both the Management Level Review and the
central selection boards, were precluded from rendering a reasonable
decision concerning his promotability in comparison to his peers. In
view of the foregoing, and in the absence of evidence to the contrary,
we find no compelling basis to recommend favorable consideration on
the applicant’s requests to delete the annotations from the contested
reports, upgrade his Promotion Recommendation Forms (PRFs)
recommendations to “Definitely Promote,” and direct his promotion to
the grade of major.
b. The applicant requests that the duty title on the OPR
closing 31 March 1995 be changed to reflect “Protestant Chaplain.”
However, after careful consideration of the evidence provided, we
found that the applicant has failed to provided supporting
documentation substantiating his contentions that the contested duty
title is in error. Accordingly, his request to change the duty title
is not favorably considered.
c. Applicant’s numerous contentions concerning the promotion
recommendation process, the statutory and regulatory compliance of the
central selection boards and the Special Selection Board process, and
alleged favored treatment toward females and minority officers by the
boards that considered him for promotion, are duly noted. However, we
do not find these assertions, in and of themselves, sufficiently
persuasive to override the rationale expressed by the respective Air
Force offices. Therefore, we agree with the recommendations of the
appropriate Air Force offices and adopt the rationale expressed as the
basis for our decision that the applicant has failed to sustain his
burden of establishing that he has suffered either an error or an
injustice.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably considered.
___________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 23 September 1999, under the provisions of AFI 36-
2603:
Mr. Thomas S. Markiewicz, Panel Chair
Mr. Charles E. Bennett, Member
Mr. Jackson A. Hauslein, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 10 Dec 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPB, dated 26 Jan 99.
Exhibit D. Letter, AFPC/DPPPE, dated 26 Feb 99.
Exhibit E. Letter, AFPC/DPPP, dated 8 Mar 99, w/atchs.
Exhibit F. Letter, AFPC/JA, dated 20 Apr 99.
Exhibit G. Letter, SAF/MIBR, dated 10 May 99.
Exhibit H. Letter from Applicant, undated, w/atchs.
THOMAS S. MARKIEWICZ
Panel Chair
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