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AF | BCMR | CY1999 | 9802837
Original file (9802837.doc) Auto-classification: Denied

                       RECORD OF PROCEEDINGS
         AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS


IN THE MATTER OF:      DOCKET NUMBER:  98-02837

            COUNSEL:  NONE

            HEARING DESIRED:  NO


_________________________________________________________________

APPLICANT REQUESTS THAT:

1.    His retirement date be changed to reflect  30  years  of  commissioned
service.

2.    All pay be adjusted to this date.

_________________________________________________________________

APPLICANT CONTENDS THAT:

Based on the results of the Air Force’s  out-of-court  settlement  with  the
colonels forced out by the 1992 Selective Early Retirement Board (SERB),  he
believes he is entitled to the same adjustment to his records.

In support of the appeal, applicant submits a copy of  a  14 September  1998
article from the Air Force Times.

Applicant's complete submission is attached at Exhibit A.

_________________________________________________________________

STATEMENT OF FACTS:

On 31 January 1965, applicant was commission a  second  lieutenant  and  was
progressively promoted to the grade of colonel on 1 August 1985.

He was considered and selected for early retirement by the Fiscal Year  1992
(FY92) Selective Early Retirement Board (SERB).  The Secretary  of  the  Air
Force approved and signed the list  of  selected  officers  on  11  February
1992.  Applicant’s mandatory retirement date was established as l  September
1992.

On 31 August 1992, applicant was relieved from extended active duty  and  on
1 September 1992, retired in the grade of colonel with 27  years,  5  months
and 1 day of active service.

_________________________________________________________________

AIR FORCE EVALUATION:

The Chief, Retirements Branch, Directorate of Personnel Program  Management,
AFPC/DPPRR,  reviewed  the  application  and  states  that   the   applicant
mandatorily retired under the provisions of the SERB on  1  September  1992.
They defer to SAF/GCM for comments and  recommendations  pertaining  to  the
request for corrective action similar to that received by the plaintiffs  in
the Baker settlement.  There are no  provisions  of  law  that  would  allow
extension  of  a  retirement  date  established  by  selection   for   early
retirement under  SERB  laws.   Therefore,  they  recommend  denial  of  the
requested relief.

A complete copy of the evaluation is attached at Exhibit C.

The Chief, General Law Division,  Office  of  The  Judge  Advocate  General,
AF/JAG, also reviewed this application and indicates that the applicant  was
selected for early retirement by the FY92 Colonel SERB.  The  SERB  selected
610,  or  29.2  percent,  of  the  2,086  colonels  considered   for   early
retirement.  Overall, 93 of the 2,086 colonels under  consideration  by  the
SERB were members of a minority group and/or women, of  which  28,  or  30.1
percent, were selected for early retirement.  None of  the  female  officers
considered by the board were chosen for early retirement.

The only  evidence  applicant  submits  to  support  his  request  is  a  14
September 1998 Air Force Times article reporting an out-of-court  settlement
in Baker v. United  States,  34  Fed.Cl.  645,  (1995),  which  involved  83
colonels who were also selected by the FY92 SERB.  The basis  of  the  Baker
complaint was that the Secretarial Memorandum of  Instruction  (MOI)  Charge
to the SERB, on its face  and  as  applied  by  the  members  of  the  SERB,
violated their constitutional right  to  equal  protection  of  law  because
women and minority  colonels  were  given  a  preference  in  the  selection
process  over  male,  nonminority  colonels,  with  the  result   that   the
plaintiffs were forced to retire in the place of those  to  whom  preference
was given on account of race and/or gender.  Baker  v.  United  States,  127
F.3d 1081, 1082 (Fed. Cir. 1997).  The  language  in  the  Charge  reads  as
follows:

    Your evaluation of minority and women officers must clearly afford them
    fair and equitable consideration.  Equal opportunity for  all  officers
    is an essential element of our selection system.  In your evaluation of
    the records of minority officers and  women  officers,  you  should  be
    particularly sensitive to the  possibility  that  past  individual  and
    societal attitudes, and  in  some  instances  utilization  policies  or
    practices, may have placed these officers  at  a  disadvantage  from  a
    total career perspective.  The board shall prepare for  review  by  the
    Secretary and the Chief of Staff,  a  report  of  minority  and  female
    officer selections as compared to the selection rates for all  officers
    considered by the board.

In regard to the merits of the  applicant’s  requests,  AF/JAG  states  that
first, they recommend the application be denied as  untimely.   By  law  and
regulation, an application must be filed within three years after  an  error
or injustice  is  discovered,  or  with  due  diligence,  should  have  been
discovered.  An application filed late is untimely and should be  denied  by
the Board on that basis unless it should  be  excused  in  the  interest  of
justice.  Although the Board can excuse an untimely filing in  the  interest
of justice, the burden is on the applicant to establish why it would  be  in
the interest of justice to excuse the late application.  In this  case,  the
error alleged by the applicant  occurred  during  the  FY92  SERB,  yet  the
applicant did not file his application  until  6  October  1998.   Applicant
explains that when he was forced to retire in 1992, the Air Force  “provided
no information on the SERB board.  It was all kept secret.  The  [Air  Force
Times] article provided me with the first indication that there were  unfair
instructions [Charge] given to the board.”  In reality, the Charge has  been
a  matter  of  public  record  since  his  board  was  held  in  1992.   The
applicant’s “new evidence” is nothing more than his claim to having read  an
article in the Air Force Times in which others have alleged the  Charge  was
unlawfully discriminatory.  This, in and of itself, is neither  evidence  of
discrimination nor an excuse for not complaining of the  language  that  has
existed since 1992.  In order to excuse a delay, the applicant  should  have
to show that the  error  was  not  discoverable,  or  that  even  after  due
diligence, it could not have been  discovered.   Clearly,  the  issue  about
which  the  applicant  complains  (the  language  of  the  Charge)  was   as
discoverable at the time it occurred in 1992, as it  was  in  October  1998.
What is apparent is that applicant failed to exercise the due diligence  the
law requires and relied instead on the actions of others (most  notably  the
Air Force Times) to provide a basis and theory for  recovery  long  after  a
reasonable period for pursuing a claim had passed.

In addition to being untimely, applicant has failed to provide any  evidence
of a material error or injustice upon  which  relief  can  be  granted.   As
noted in the Air Force Times article, the Air Force defended the Baker  case
because it  believed  the  Charge  was  proper.   Indeed,  the  Air  Force’s
position was that the Charge did not establish a goal or quota or  otherwise
provide an incentive to treat officers unequally based upon  their  race  or
gender, nor did the Charge direct the board  to  make  selections  upon  the
basis of race or gender.  As the trial court wrote in Baker:

    “The Charge, however, did not mandate that members of the SERB consider
    race [or gender] in discharge decisions.  The Charge did not  establish
    any quota or goal for the percentage of minorities  to  be  discharged.
    The Charge did not include race [or gender] in its list of factors that
    SERB members should  consider  in  making  separation  decisions.   The
    Charge merely cautioned members of the  SERB  to  be  aware  that  some
    minority officers may have experienced different  career  opportunities
    or may have been affected,  in  some  way,  by  discrimination.   In  a
    process which the Charge itself describes as subjective,  the  language
    at issue merely asked members of the SERB to keep in mind, as one of  a
    host of subjective considerations, the possibility that  some  minority
    officers  might  have  undergone  different  experiences.”   Baker,  34
    Fed.Cl. at 656.

Lawsuits are settled for a myriad of reasons.   The  settlement  of  a  case
should not be viewed as an admission of  guilt  or  liability,  but  instead
viewed as a reflection of the parties’ assessment of the relative  risks  of
litigation balanced against the  potential  costs  of  pursuing  litigation.
Public policy strongly favors the nonjudicial settlement  of  disputes,  for
settlement reduces costs for all parties,  conserves  judicial  and  private
resources and promotes good will.  In furtherance  of  this  public  policy,
Federal Rule of Evidence 408 provides that evidence of a settlement  is  not
admissible “to prove liability  for  or  invalidity  of  the  claim  or  its
amount.”  To do otherwise would impede, rather than  encourage,  efforts  to
seek out-of-court settlements.

For this applicant to  prevail,  the  Board  must,  of  necessity,  draw  an
adverse inference (that the Federal Rules of Evidence would  preclude)  from
the Baker settlement because this is the only  evidence  the  applicant  has
provided.  Thus, the Board would have to reach the conclusion that  the  Air
Force  settled  the  Baker  case  because  the   Charge   was   flawed   and
consequently, applicant’s selection  for  early  retirement  constituted  an
error or injustice.  They point out the enormous leap in logic,  unsupported
by any evidence, that this involves.  Consequently,  in  their  opinion,  it
would be inappropriate for the Board to draw any inferences from  the  Baker
settlement.  It is important to note that the Court of Appeals in the  Baker
case did not make any findings on the merits of the  plaintiffs’  case.   It
only  decided  that  there  was  insufficient  evidence   to   support   the
government’s Motion for Summary Judgment and  thus  remanded  the  case  for
trial.  As reported in the Air Force Times, in settling out  of  court,  the
Air Force did not concede that there was anything wrong with  its  selection
procedures.  Indeed, as the then Air Force General  Counsel  explained,  the
settlement “was the appropriate way to resolve this matter.  The  Air  Force
leadership continues to have great confidence in our [board] processes.”

In essence, applicant is asking the  Board  to  include  him  in  the  Baker
settlement and grant him the same or similar relief as reported in  the  Air
Force Times.  If the applicant was among the 200  colonels  referred  to  in
the Air Force Times article, who were given  the  opportunity  to  join  the
Baker litigation, he has foregone that opportunity.  If not,  applicant  has
had sufficient opportunity and motive (he states, “I  always  believed  that
the board did not fairly evaluate my records...”) to pursue  a  claim.   For
the public policy reasons discussed above, they  believe  the  Board  should
not permit an out-of-court settlement agreement to be used as  evidence  the
applicant was not fairly considered by the FY92 SERB.

In summary, AF/JAG states that they recommend that  applicant’s  request  be
denied.  First,  applicant’s  request  is  untimely  and  should  be  denied
because he has provided nothing to establish that it would be  in  the  best
interest of justice to excuse  the  untimely  filing.   Second,  applicant’s
reliance on an out-of-court settlement agreement reported in the  Air  Force
Times does not constitute evidence of a material  error  or  injustice  upon
which relief can be granted.  There are strong  public  policy  reasons,  as
recognized  in the Federal Rules of  Evidence,  why  the  Board  should  not
attach any adverse consequences to the Baker settlement.  In their  opinion,
the Board should recognize the policy argument.  The  fact  is,  applicant’s
selection by the FY92 SERB did not constitute an  error  or  injustice  upon
which relief should be  granted.   Consequently,  they  recommend  that  the
Board deny applicant’s request for relief as being  untimely  filed  or,  in
the alternative, because he has failed to demonstrate  the  existence  of  a
material error or injustice.

A complete copy of their evaluation is attached at Exhibit D.

_________________________________________________________________

APPLICANT’S REVIEW OF AIR FORCE EVALUATION

Applicant review the Air Force evaluations and states  that  his  claim  was
filled out and forwarded within days of finding out that the USAF had  erred
in providing “official” recommendations to the SERB.  He had hear rumors  of
the improper procedure, but had no evidence until he read the  14  September
1998 article in the Air Force Times.  That was  the  article  that  reported
that 83 colonels were forced to retire after  claiming  discrimination.   In
reality there were more officers forced out than reported.   Of  course  the
Air Force settled out-of-court with cash payments  and  adjusted  retirement
dates.  His claim was promptly filed with the claim dated  6  October  1998.
This was only very shortly after he realizing in fact  that  the  Air  Force
had improperly charged the SERB.  Also,  please  understand  that  he  never
though the Air Force would include a Charge to the SERB such as the  one  he
is questioning.  The DD Form 149 asks for the date  of  discovery,  not  the
date of  the  error  and  that  is  as  reflected  in  his  application  for
correction.  If the AF/JA rationale was used, a large percentage of  appeals
would be automatically denied if applicants were  required  to  comply  with
the three year date requirement following  discovery  of  the  error  versus
that of discovery.

No one in the Air Force has disputed the fact that the  Air  Force  provided
improper instructions to the SERB.  Minority and female officers were  given
improper and special consideration.  His  information  indicates  that  only
one black officer and no females were SERB’d.  The information that  he  has
shows that the 2,086 officers  considered  by  the  SERB,  no  females  were
selected for early retirement.  This raises the dilemma that all women  were
in the top 70% of the colonels  considered  or  that  they  had  some  other
factor that influenced their  opportunity  for  continuation.   The  board’s
Charge states that “Equal opportunity  for  all  officers  is  an  essential
element of our selection system.”  This contradicts itself by  giving  extra
consideration to female  and  minority  officers.   He  maintains  that  his
military record did not warrant a SERB  under  correct  procedures.   It  is
hard to fathom Air Force correcting 83 sets  of  records  and  requesting  a
dollar settlement if legal  and  moral  grounds  supported  the  Air  Force.
Their action appears that a mistake was made by the Air Force.  He  believes
that the Air  Force  position  was  legally  indefensible  and  offered  the
settlement to avoid a trial where a settlement  may  have  been  even  more.
One should not have to go to court to prove an obvious  inequity.   That  is
why it appears that the Air Force has settled the case  with  the  83  other
officers.

Applicant's complete response, with attachment, is attached at Exhibit F.

_________________________________________________________________

FINDINGS AND CONCLUSIONS OF THE BOARD

1.    The application was not filed within three  years  after  the  alleged
error  or  injustice  was  discovered,  or  reasonably   could   have   been
discovered, as required by Section 1552, Title 10, United  States  Code  (10
USC 1552), and  Air  Force  Instruction  36-2603.   Although  the  applicant
asserts a date of discovery which would, if correct,  make  the  application
timely, the essential facts which gave rise to the  application  were  known
to the applicant long before the asserted date of discovery.   Knowledge  of
those facts constituted the date of  discovery  and  the  beginning  of  the
three-year period for filing.  Thus the application is untimely.

2.    Paragraph b of 10 USC 1552 permits us, in our  discretion,  to  excuse
untimely filing in the interest of  justice.   We  have  carefully  reviewed
applicant's submission  and  the  entire  record,  and  we  do  not  find  a
sufficient basis to excuse the untimely filing  of  this  application.   The
applicant has not shown a plausible reason for delay in filing, and  we  are
not persuaded that the record raises issues  of  error  or  injustice  which
require resolution on the merits at this  time.   Accordingly,  we  conclude
that it would not be in the interest  of  justice  to  excuse  the  untimely
filing of the application.

_________________________________________________________________

DECISION OF THE BOARD:

The application was not timely filed and it would not be in the interest  of
justice to waive the  untimeliness.   It  is  the  decision  of  the  Board,
therefore, to reject the application as untimely.

_________________________________________________________________

The following members of the Board considered this application in  Executive
Session on 14 October 1999, under the provisions of AFI 36-2603:

      Mr. Thomas S. Markiewicz, Panel Chairman
      Mr. Frederick R. Beaman, III, Member
      Ms. Rita S. Looney, Member

The following documentary evidence was considered:

   Exhibit A.  DD Form 149, dated 6 Oct 98, w/atchs.
   Exhibit B.  Applicant's Master Personnel Records.
   Exhibit C.  Letter, AFPC/DPPRR, dated 1 Dec 98.
   Exhibit D.  Letter, USAF/JAG, dated 17 Mar 99.
   Exhibit E.  Letter, AFBCMR, dated 12 Apr 99.
   Exhibit F.  Applicant’s Response, dated 26 Apr 99





                                   THOMAS S. MARKIEWICZ
                                   Panel Chairman

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