RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-02794
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. His retirement date be established as 1 July 1994.
2. He be provided the difference between his retirement pay and active
duty pay and allowances from 1 January 1993 to 1 July 1994.
3. His retired pay be adjusted to reflect a 1 July 1994 retirement to
include any differences between 1 January 1993 to present as was granted
the 83 colonels in the Air Force Times article.
4. His future retired pay be continued as though his retirement date was
1 July 1994 as granted to the 83 colonels in the Air Force Times article.
_________________________________________________________________
APPLICANT CONTENDS THAT:
His performance potential for further service was not fairly considered
when compared to all of his peers. As a result he was selected for early
retirement when others, who should have been selected ahead of him, were
permitted to continue based on their sex or minority status.
In support of the appeal, applicant submits a copy of a 14 September 1998
article from the Air Force Times.
Applicant's complete submission is attached at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
On 28 February 1967, applicant was commission a second lieutenant and was
progressively promoted to the grade of colonel on 1 September 1988.
He was considered and selected for early retirement by the Fiscal Year 1992
(FY92) Selective Early Retirement Board (SERB). The
Secretary of the Air Force approved and signed the list of selected
officers on 11 February 1992. Applicant’s mandatory retirement date was
established as l September 1992.
During his retirement physical, applicant was diagnosed as having severe
blocked arteries to his heart. On 20 May 1992, applicant was placed on
medical hold. On 17 December 1992, he was released from medical hold.
On 31 December 1992, applicant was relieved from extended active duty and
on 1 January 1993, retired in the grade of colonel with 28 years, 9 months
and 1 day of active service.
_________________________________________________________________
AIR FORCE EVALUATION:
The Chief, Retirements Branch, Directorate of Personnel Program Management,
AFPC/DPPRR, reviewed the application and states that the applicant
mandatorily retired under the provisions of the SERB on 1 January 1993.
They defer to SAF/GCM for comments and recommendations pertaining to the
request for corrective action similar to that received by the plaintiffs in
the Baker settlement. There are no provisions of law that would allow
extension of a retirement date established by selection for early
retirement under SERB laws. Therefore, they recommend denial of the
requested relief.
A complete copy of the evaluation is attached at Exhibit C.
The Chief, General Law Division, Office of The Judge Advocate General,
AF/JAG, also reviewed this application and indicates that the applicant was
selected for early retirement by the FY92 Colonel SERB. The SERB selected
610, or 29.2 percent, of the 2,086 colonels considered for early
retirement. Overall, 93 of the 2,086 colonels under consideration by the
SERB were members of a minority group and/or women, of which 28, or 30.1
percent, were selected for early retirement. None of the female officers
considered by the board were chosen for early retirement.
The only evidence applicant submits to support his request is a 14
September 1998 Air Force Times article reporting an out-of-court settlement
in Baker v. United States, 34 Fed.Cl. 645, (1995), which involved 83
colonels who were also selected by the FY92 SERB. The basis of the Baker
complaint was that the Secretarial Memorandum of Instruction (MOI) Charge
to the SERB, on its face and as applied by the members of the SERB,
violated their constitutional right to equal protection of law because
women and minority colonels were given a preference in the selection
process over male, nonminority colonels, with the result that the
plaintiffs were forced to retire in the place of those to whom preference
was given on account of race and/or gender. Baker v. United States, 127
F.3d 1081, 1082 (Fed. Cir.
1997). The language in the Charge reads as follows:
Your evaluation of minority and women officers must clearly afford them
fair and equitable consideration. Equal opportunity for all officers
is an essential element of our selection system. In your evaluation of
the records of minority officers and women officers, you should be
particularly sensitive to the possibility that past individual and
societal attitudes, and in some instances utilization policies or
practices, may have placed these officers at a disadvantage from a
total career perspective. The board shall prepare for review by the
Secretary and the Chief of Staff, a report of minority and female
officer selections as compared to the selection rates for all officers
considered by the board.
In regard to the merits of the applicant’s requests, AF/JAG states that
first, they recommend the application be denied as untimely. By law and
regulation, an application must be filed within three years after an error
or injustice is discovered, or with due diligence, should have been
discovered. An application filed late is untimely and should be denied by
the Board on that basis unless it should be excused in the interest of
justice. Although the Board can excuse an untimely filing in the interest
of justice, the burden is on the applicant to establish why it would be in
the interest of justice to excuse the late application. In this case, the
error alleged by the applicant occurred during the FY92 SERB, yet the
applicant did not file his application until 30 September 1998.
Applicant’s explanation for this is that while he always believed that the
board did not fairly evaluate his records compared to all of his peers, he
had no evidence to support that belief until he read an Air Force Times
article discussing the SERB. In reality, the Charge that the applicant
asserts is discriminatory has been a matter of public record since his
board was held in 1992. The applicant’s “new evidence” is nothing more
than his claim to having read an article in the Air Force Times in which
others have alleged the Charge was unlawfully discriminatory. This, in and
of itself, is neither evidence of discrimination nor an excuse for not
complaining of the language that has existed since 1992. In order to
excuse a delay, the applicant should have to show that the error was not
discoverable, or that even after due diligence, it could not have been
discovered. Clearly, the issue about which the applicant complains (the
language of the Charge) was as discoverable at the time it occurred in
1992, as it was in September 1998. What is apparent is that applicant
failed to exercise the due diligence the law requires and relied instead on
the actions of others (most notably the Air Force Times) to provide a basis
and theory for recovery long after a reasonable period for pursuing a claim
had passed.
In addition to being untimely, applicant has failed to provide any evidence
of a material error or injustice upon which relief can be granted. As
noted in the Air Force Times article, the Air
Force defended the Baker case because it believed the Charge was proper.
Indeed, the Air Force’s position was that the Charge did not establish a
goal or quota or otherwise provide an incentive to treat officers unequally
based upon their race or gender, nor did the Charge direct the board to
make selections upon the basis of race or gender. As the trial court wrote
in Baker:
“The Charge, however, did not mandate that members of the SERB consider
race [or gender] in discharge decisions. The Charge did not establish
any quota or goal for the percentage of minorities to be discharged.
The Charge did not include race [or gender] in its list of factors that
SERB members should consider in making separation decisions. The
Charge merely cautioned members of the SERB to be aware that some
minority officers may have experienced different career opportunities
or may have been affected, in some way, by discrimination. In a
process which the Charge itself describes as subjective, the language
at issue merely asked members of the SERB to keep in mind, as one of a
host of subjective considerations, the possibility that some minority
officers might have undergone different experiences.” Baker, 34
Fed.Cl. at 656.
Lawsuits are settled for a myriad of reasons. The settlement of a case
should not be viewed as an admission of guilt or liability, but instead
viewed as a reflection of the parties’ assessment of the relative risks of
litigation balanced against the potential costs of pursuing litigation.
Public policy strongly favors the nonjudicial settlement of disputes, for
settlement reduces costs for all parties, conserves judicial and private
resources and promotes good will. In furtherance of this public policy,
Federal Rule of Evidence 408 provides that evidence of a settlement is not
admissible “to prove liability for or invalidity of the claim or its
amount.” To do otherwise would impede, rather than encourage, efforts to
seek out-of-court settlements.
For this applicant to prevail, the Board must, of necessity, draw an
adverse inference (that the Federal Rules of Evidence would preclude) from
the Baker settlement because this is the only evidence the applicant has
provided. Thus, the Board would have to reach the conclusion that the Air
Force settled the Baker case because the Charge was flawed and
consequently, applicant’s selection for early retirement constituted an
error or injustice. They point out the enormous leap in logic, unsupported
by any evidence, that this involves. Consequently, in their opinion, it
would be inappropriate for the Board to draw any inferences from the Baker
settlement. It is important to note that the Court of Appeals in the Baker
case did not make any findings on the merits of the plaintiffs’ case. It
only decided that there was insufficient evidence to support the
government’s Motion for Summary Judgment and thus remanded the case for
trial. As reported in the Air Force Times, in settling out of court, the
Air Force did not concede that there was anything wrong with its selection
procedures. Indeed, as the then Air Force General Counsel explained, the
settlement “was the appropriate way to resolve this matter. The Air Force
leadership continues to have great confidence in our [board] processes.”
In essence, applicant is asking the Board to include him in the Baker
settlement and grant him the same or similar relief as reported in the Air
Force Times. If the applicant was among the 200 colonels referred to in
the Air Force Times article, who were given the opportunity to join the
Baker litigation, he has foregone that opportunity. If not, applicant has
had sufficient opportunity and motive (he states, “I always believed that
the board did not fairly evaluate my records...”) to pursue a claim. For
the public policy reasons discussed above, they believe the Board should
not permit an out-of-court settlement agreement to be used as evidence the
applicant was not fairly considered by the FY92 SERB.
In summary, AF/JAG states that they recommend that applicant’s request be
denied. First, applicant’s request is untimely and should be denied
because he has provided nothing to establish that it would be in the best
interest of justice to excuse the untimely filing. Second, applicant’s
reliance on an out-of-court settlement agreement reported in the Air Force
Times does not constitute evidence of a material error or injustice upon
which relief can be granted. There are strong public policy reasons, as
recognized in the Federal Rules of Evidence, why the Board should not
attach any adverse consequences to the Baker settlement. In their opinion,
the Board should recognize the policy argument. The fact is, applicant’s
selection by the FY92 SERB did not constitute an error or injustice upon
which relief should be granted. Consequently, they recommend that the
Board deny applicant’s request for relief as being untimely filed or, in
the alternative, because he has failed to demonstrate the existence of a
material error or injustice.
A complete copy of their evaluation is attached at Exhibit D.
_________________________________________________________________
APPLICANT’S REVIEW OF AIR FORCE EVALUATION
Applicant review the Air Force evaluations and states that the AF/JAG
advisory opinion actually supports his request for correction. The
following thoughts apply:
a. Of 2,086 officers considered no females were selected for early
retirement. This raises the dilemma that all women were in the top 70% of
the colonels considered for early retirement or, some other factor enhanced
their opportunity for continuation.
b. The board’s Charge states “Equal opportunity for all officers
is an essential element of our selection system.” The Charge thus
contradicts itself by giving extra consideration to female and minority
officers. A case can be made that all considered achieved the rank of
colonel and that in itself suggests that “past individual and societal
issues” had not placed them at a disadvantage during their careers.
c. The last sentence that “The board shall prepare for review by
the Secretary and the Chief of Staff, a report of minority and female
officer selections as compared to the selection rates for all officers
considered by the board.” There is no mention of merit and it is clear
what was expected of the board.
d. AF/JAG emphasizes the importance of “rules of evidence” as
reason to deny the appeal. He contends this argument is moot because the
BCMR is not governed by “rules of evidence” but rather administrative
correction of an error or injustice.
His request is criticized because he only submits as evidence a copy of the
Air Force Times article. Please note the article outlines in detail why a
group of colonels sued the Air Force. He contends that more than
sufficient evidence is included in the article and reiteration would only
duplicate information already available.
The AF/JAG then recommends disapproval because his appeal was filed
untimely. It suggests that he is remiss because he did not seek some
unknown reason to support his underlying belief that something must have
been wrong with the selection process. Please understand that he never,
ever thought that the Air Force would include a Charge to the SERB such as
the one in question. The moment he discovered its existence he began to
file a request to correct his records. Block lla on the DD 149 asks for
the date of discovery, not the date of the error, and that is accurately
reflected on his application. Using AF/JAG rationale, a very large
percentage of appeals would be automatically denied if applicants were held
to a date of three years following the commission of an error as opposed to
its discovery. He believes that the interests of justice would be
jeopardized if such a rigid standard were applied.
AF/JAG does not allege a single inaccuracy in the Air Force Times article
which also states that minority officers fared better than the board norm.
Rather it attempts to defend the propriety of the Charge to the SERB. It
states that the Air Force “did not establish a goal or quota or otherwise
provide an incentive to treat officers unequally based upon race or
gender...” He respectfully asks the Board to substitute the words “white
males” in lieu of “minority and women officers” and question whether that
would or should be construed as advantageous to white males. One can only
imagine the reaction if such a Charge became public knowledge.
Finally, AF/JAG states that no inferences should be drawn from the Baker
settlement. Maybe so, but he cannot believe the Air Force corrected 83
records and requested an additional $30,000 settlement to each if legal or
moral grounds supported the Air Force position. Clearly, the Air Force was
in a legally indefensible position and opted not to go to trial. In this
regard, it should agree to equal treatment for the other selectees who were
unfairly considered. One should not be required to go to court to resolve
an obvious inequity. That is why Air Force personnel are given the
opportunity to appeal for an administrative correction of military records.
AFPC/DPPRR recommends that this application be denied but continues that if
approved, his military records should be changed to show that he was not
selected for involuntary retirement and, that a voluntary request for a l
July 1994 retirement be approved. Their reason for disapproval is because
no provision of law would allow extension of a retirement date established
when selected by an early retirement board. Since the administrative
correction of records can correct records to repair an error or injustice,
he believes this is the correct remedy for his situation.
In addition, AFPC/DPPRR also includes a statement that prior to his January
1993 retirement, he submitted a BCMR application requesting that his
mandatory l January 1993 retirement be extended due to the personal
hardship caused by the short notice between release of medical hold and
retirement. He does not recall submitting such an appeal and would be very
grateful if a copy could be furnished to refresh a fading memory. He did
write a personal note to the AF/DP expressing his chagrin over the way his
effective date of retirement was established i.e., short notice over the
Christmas Holidays. He was retired, then processed, and was denied the
dignity of even having a retirement ceremony. AF/DP telephoned him and
expressed his regrets for the lack of sensitivity exercised in his case. A
copy of his letter is attached for the Board’s information.
In summary, he contends that the advisory opinion does not justify a
recommendation for disapproval. On the contrary AF/JAG presents evidence
supportive of his position as discussed above. AFPC/DPPRR has it right in
subparagraph b of their recommendation.
Applicant's complete response, with attachment, is attached at Exhibit F.
_________________________________________________________________
FINDINGS AND CONCLUSIONS OF THE BOARD
1. The application was not filed within three years after the alleged
error or injustice was discovered, or reasonably could have been
discovered, as required by Section 1552, Title 10, United States Code (10
USC 1552), and Air Force Instruction 36-2603. Although the applicant
asserts a date of discovery which would, if correct, make the application
timely, the essential facts which gave rise to the application were known
to the applicant long before the asserted date of discovery. Knowledge of
those facts constituted the date of discovery and the beginning of the
three-year period for filing. Thus the application is untimely.
2. Paragraph b of 10 USC 1552 permits us, in our discretion, to excuse
untimely filing in the interest of justice. We have carefully reviewed
applicant's submission and the entire record, and we do not find a
sufficient basis to excuse the untimely filing of this application. The
applicant has not shown a plausible reason for delay in filing, and we are
not persuaded that the record raises issues of error or injustice which
require resolution on the merits at this time. Accordingly, we conclude
that it would not be in the interest of justice to excuse the untimely
filing of the application.
_________________________________________________________________
DECISION OF THE BOARD:
The application was not timely filed and it would not be in the interest of
justice to waive the untimeliness. It is the decision of the Board,
therefore, to reject the application as untimely.
_________________________________________________________________
The following members of the Board considered this application in Executive
Session on 17 September 1999, under the provisions of AFI 36-2603:
Mr. Thomas S. Markiewicz, Panel Chairman
Mr. Frederick R. Beaman, III, Member
Ms. Rita S. Looney, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 30 Sept 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPRR, dated 1 Dec 98.
Exhibit D. Letter, USAF/JAG, dated 17 Mar 99.
Exhibit E. Letter, AFBCMR, dated 12 Apr 99.
Exhibit F. Applicant's/Counsel's response, dated 24 Apr 99,
w/atch.
THOMAS S. MARKIEWICZ
Panel Chairman
AF | BCMR | CY1999 | BC-1999-00021
The only evidence applicant submits to support his request is a 14 September 1998 Air Force Times article reporting an out-of-court settlement in Baker v. United States, 34 Fed.Cl. The HQ USAF/JAG also states “it would be inappropriate for the Board to draw any inferences from the Baker settlement.” If strong legal grounds supported the Air Force position, he does not believe the Air Force would have corrected the 83 records in question and made the monetary settlement that it did. With...
The only evidence applicant submits to support his request is a 14 September 1998 Air Force Times article reporting an out-of-court settlement in Baker v. United States, 34 Fed.Cl. The HQ USAF/JAG also states “it would be inappropriate for the Board to draw any inferences from the Baker settlement.” If strong legal grounds supported the Air Force position, he does not believe the Air Force would have corrected the 83 records in question and made the monetary settlement that it did. With...
The only evidence applicant submits to support his request is a 14 September 1998 Air Force Times article reporting an out-of-court settlement in Baker v. United States, 34 Fed.Cl. Applicant explains that when he was forced to retire in 1992, the Air Force “provided no information on the SERB board. Thus, the Board would have to reach the conclusion that the Air Force settled the Baker case because the Charge was flawed and consequently, applicant’s selection for early retirement...
The only evidence applicant submits to support his request is a 14 September 1998 Air Force Times article reporting an out-of-court settlement in Baker v. United States, 34 Fed.Cl. Applicant explains that when he was forced to retire in 1992, the Air Force “provided no information on the SERB board. No one in the Air Force has disputed the fact that the Air Force provided improper instructions to the SERB.
Applicant explains that he was unaware of the problem with the conduct of the SERB, and the Air Force’s settlement in the Baker case until reading about it in the 14 September 1998 Air Force Times article. Thus, the Board would have to reach the conclusion that the Air Force settled the Baker case because the Charge was flawed and consequently, applicant’s selection for early retirement constituted an error or injustice. A complete copy of their evaluation is attached at Exhibit...
_________________________________________________________________ APPLICANT CONTENDS THAT: Counsel states the applicant was an officer who was illegally and improperly selected for early retirement by a board which was unconstitutionally instructed by the Secretary of the Air Force. In every case where an officer requested this, it was done. A complete copy of their evaluation is attached at Exhibit D. _________________________________________________________________ APPLICANT’S REVIEW OF...
_________________________________________________________________ APPLICANT CONTENDS THAT: The applicant’s counsel states that the applicant was an officer who was illegally and improperly selected for early retirement by a board which was unconstitutionally instructed by the Secretary of the Air Force. In every case where an officer requested this, it was done. Because the procedures involved in a SERB required both panels to review all of the records which were being recommended...
_________________________________________________________________ APPLICANT CONTENDS THAT: The applicant’s counsel states that the applicant was an officer who was illegally and improperly selected for early retirement by a board which was unconstitutionally instructed by the Secretary of the Air Force. In every case where an officer requested this, it was done. Because the procedures involved in a SERB required both panels to review all of the records which were being recommended...
The board shall prepare for review by the Secretary and the Chief of Staff, a report of minority and female officer selections as compared to the selection rates for all officers considered by the board. Thus, the fact applicant’s DD 214 was coded as a voluntary retirement had no effect on the applicant litigating his case before the Court of Federal Claims or on his not being contacted by Mr. Steinberg about possible litigation against the Air Force. Because the procedures involved in a...
Overall 93 of the 2,086 colonels under consideration by the SERB were members of a minority group and/or women, of which 28, or 30.1 percent, were selected for early retirement. The board shall prepare for review by the Secretary and the Chief of Staff, a report of minority and female officer selections as compared to the selection rates for all officers considered by the board. Because the procedures involved in a SERB required both panels to review all of the records which were being...