RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 97-03586
INDEX NUMBER: 111.01; 131.10
COUNSEL: NONE
HEARING DESIRED: NO
___________________________________________________________________
APPLICANT REQUESTS THAT:
The Officer Performance Report (OPR) closing 19 July 1996 be removed
from his records. If his request is approved, he also requests that
he be considered for promotion to the grade of lieutenant colonel by
Special Selection Board (SSB) for the Calendar Year (CY) 1997C
Lieutenant Colonel Board.
___________________________________________________________________
APPLICANT CONTENDS THAT:
The rater’s overall assessment does not reflect or document the entire
worth of his accomplishments or how they had an impact on the mission
of his major command (MAJCOM).
Being rated by Army officers, who did not know, understand, or have
training on the Air Force’s Officer Evaluation System (OES), severely
impacted his career.
The additional rater did not write the comments in Section VII
(Additional Rater Overall Assessment). The additional rater’s
assessment is not that of the additional rater, but that of the rater.
The report was prepared contrary to the governing Air Force
Instruction (AFI). The reviewer, his senior rater, was not at his
command during his evaluation period to ensure an accurate report.
The Air Force advisor who signed the report did not have knowledge of
him or his performance during the evaluation period. The report
closed out late and the Air Force advisor did not advise his non-DAF
(Department of the Air Force) evaluator (Army officer) of the Air
Force’s rating policies and procedures.
Applicant’s complete statement and documentary evidence submitted in
support of his application are included at Exhibit A.
___________________________________________________________________
STATEMENT OF FACTS:
On 25 June 1981, applicant was appointed as second lieutenant, Reserve
of the Air Force, and ordered to extended active duty. He has served
on continuous active duty, was integrated into Regular component on 6
April 1989, and progressively promoted to the grade of major.
A resume of applicant’s OERs/OPRs subsequent to his promotion to the
grade of captain follows:
PERIOD CLOSING OVERALL EVALUATION
25 Aug 85 1-1-1
25 Aug 86 1-1-1
27 Mar 87 1-1-1
27 Mar 88 1-1-1 (w/LOEs)
27 Mar 89 Meets Standards (MS)
27 Mar 90 MS
31 Aug 90 MS
31 Aug 91 MS
14 Aug 92 MS
15 Jun 93 MS
3 Jan 94 MS
3 Jan 95 MS
19 Jul 95 MS
* 19 Jul 96 MS
19 Jul 97 MS
* Contested report; this was the top report on file when considered
and not selected for promotion by the CY97C Lieutenant Colonel Board
which convened on 21 July 1997.
A similar request, submitted under the provisions of AFI 36-2401, was
denied by the Evaluation Report Appeal Board on 15 October 1997.
___________________________________________________________________
AIR FORCE EVALUATION:
The BCMR and SSB Branch, AFPC/DPPPA, reviewed this application and
recommended denial, stating that obvious by their absence are
statements from the evaluators during the contested rating period. In
order to successfully challenge the validity of an evaluation report,
it is important to hear from the evaluators - not necessarily for
support, but at least for clarification/explanation. The applicant
has not provided any such documentation. Without benefit of these
statements, DPPPA can only conclude the OPR is accurate as written.
Noting the applicant’s contention that the rater’s overall assessment
does not reflect or document the entire worth of his accomplishments
or their impact on the mission, DPPPA stated that it is up to the
evaluators to chose what information will and will not be added to the
OPR. While DPPPA acknowledges that the applicant made many
accomplishments during the rating period, it was still up to the rater
and additional rater to determine what they believed were the most
significant during the evaluation period. DPPPA believes the spirit
and intent of the governing AFI were met.
When performance reports are prepared, it is not an uncommon practice
for the rater to prepare proposed comments for the additional rater.
It is up to the additional rater to either accept the comments as
written or change them to suit the individual being evaluated. DPPPA
finds it difficult to understand why the additional rater would put
his signature to an important document such as the OPR without first
reviewing what he was signing. If the additional rater now believes
the comments he made are invalid, then why didn’t he provide a
statement in support of the applicant’s appeal?
Regarding his contention that the reviewer was not in his evaluation
chain at the time of the closeout of the report, DPPPA stated there is
no regulatory requirement for the reviewer to be in the rating chain
during the rating period. Only the rater must meet this requirement.
DPPA further stated there was no regulatory requirement for the Air
Force advisor to be assigned to the applicant’s command during most of
the reporting period. In addition, no evidence has been provided that
the Air Force advisor failed to obtain knowledge of the applicant and
his performance from appropriate sources (knowledge of the ratee and
his/her accomplishments does not have to be first hand).
The contested report did not close out on or after the applicant’s
departure. Even though it did take an inordinate amount of time to
process the report, the fact remains that it did, indeed, close out
prior to his departure.
Applicant has not provided any proof that the rater was not familiar
with the OES, and even if he wasn’t, the additional rater - the same
officer who indorsed the applicant’s two previous OPRs - concurred
with the rater’s assessment. A rater’s failure to conduct a required
or requested feedback session does not, in itself, invalidate any
subsequent OPR or PRF (AFI 36-2402, para 2.10).
The complete evaluation is at Exhibit C.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
In his response, applicant restated his contentions concerning his
accomplishments and the critical oversight on the part of the
evaluators on the contested report. He stated that he contacted the
additional rater for support and that he (the additional rater)
initially agreed to provide the applicant with a memorandum stating
that he made an oversight. However, after receiving the memorandum
the applicant drafted for his signature, he changed his mind.
He further stated his rater fully supports his appeal and has clearly
stated the omissions were an oversight on his part. The facts are
clear that he (rater) drafted the OPR as is and the additional rater
mistakenly signed it without review.
Applicant’s response, which includes a supporting statement from the
rater on the contested report, and copies of a memorandum he drafted
for the additional rater’s signature and the initial draft of the
contested report, is at Exhibit E.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. We have noted
applicant’s complete submission in judging the merits of the case,
including the statement submitted in his behalf from the rater on the
contested report. While supportive of the applicant’s appeal, the
rater’s statement does not, in our opinion, support a finding that the
contested report is in error or unjust as rendered, only that it could
have been written differently. In addition, we found no evidence
substantiating applicant’s assertions that the contested report was
prepared contrary to the governing regulation. Nor did we find the
rater’s failure to conduct a feedback session, in and of itself, a
sufficient basis to invalidate the report. In view of the foregoing,
and in the absence of evidence to the contrary, we find no compelling
basis to recommend granting the relief sought in this application.
___________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 21 July 1998, under the provisions of AFI 36-
2603:
Mr. David W. Mulgrew, Panel Chair
Mr. Joseph G. Diamond, Member
Mr. Terry A. Yonkers, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 27 Nov 97, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPA, dated 15 Jan 98, w/atch.
Exhibit D. Letter, SAF/MIBR, dated 2 Feb 98.
Exhibit E. Letter, Applicant, dated 7 Feb 98, w/atchs.
DAVID W. MULGREW
Panel Chair
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