13. The applicant provides 3 screenshots that he refers to as a "Federal Driving Report," printed on 18 December 2012, which indicate that he had no active suspensions at the time.
14. The applicant submitted an appeal to the ESRB for removal of the contested NCOER from his OMPF. He cited several administrative and substantive errors as the bases of his request. ESRB Record of Proceedings, dated 18 April 2013, Docket Number AR20120018886, shows the President, ESRB, approved the unanimous vote of the ESRB to partially approve the applicant's NCOER appeal.
As a result, the ESRB directed the following:
a. The NCOER should be modified as follows:
(1) In Part IVc (Physical Fitness & Military Bearing), change the report to reflect "APFT: Pass 20120625 Height/Weight 65/135 Yes";
(2) In Part IVc, change the first bullet to read "scored 274 on most recent APFT"; and
(3) Add "corrected copy" to the NCOER.
b. Promotion reconsideration is not warranted as a result of this action.
c. The ESRB further directed that the decision memorandum will be filed in the appellant's OMPF beside the appeal evaluation report, and these proceedings and the appeal documentation be filed in the restricted section of the appellant's OMPF.
15. Army Regulation 600-8-104 (Army Military Human Resource Records (AMHRR) Management) provides policies, operating tasks, and steps governing the AMHRR. The naming convention AMHRR is an umbrella term encompassing human resource (HR) records for Soldiers, retirees, veterans, and deceased personnel. The AMHRR includes, but is not limited to, the OMPF, finance related documents, and non-service related documents deemed necessary to store by the Army.
a. Depending on the purpose, documents will be filed in the OMPF in one of three folders: performance, service, or restricted. Once placed in the OMPF, the document becomes a permanent part of that file.
b. The Required Document list provides guidance for filing documents in the OMPF. It shows the DA Form 2166-8 will be filed in the performance folder of the OMPF.
16. Army Regulation 623-3 in effect at the time, prescribes the policies for completing evaluation reports that support the Evaluation Reporting System. This includes the DA Form 2166-8.
a. Paragraph 1-9 states, in relevant part, Army evaluation reports are independent assessments of how well the rated Soldier met duty requirements and adhered to the professional standards of the Army's Officer Corps or NCO Corps within the period covered by the report. Performance will be evaluated by observing actions, demonstrated behavior, and results from the point of view of the Army Values, the Army's leadership framework, and responsibilities identified on evaluation report forms and counseling forms. Potential evaluations will be performance-based assessments of rated officers' or NCOs' ability to perform in positions of greater responsibility and/or higher grades/ranks compared to others of the same rank. These assessments will apply to all officers and NCOs, regardless of their opportunity to be selected for higher positions or grades, and will ignore such factors as impending retirement or release from active duty; potential evaluations continually change and are ultimately reserved for HQDA.
b. Paragraph 2-2 states that commanders, commandants, and organization leaders will establish rating chains and publish rating schemes within their units or organizations in accordance with locally developed procedures and Army regulations. Established rating chains will correspond as nearly as practicable to the chain of command or supervision within a unit or organization, regardless of component or geographical location. Rating schemes will identify the name of the rated Soldier and the effective date for each of the rating officials (date on which the rating official assumed his or her role as the rating official for the rated Soldier). Rating schemes will be published and made accessible, either manually or electronically, to each rated Soldier and each member of the rating chain. Any changes to a rating scheme will be published and distributed, as required. No changes may be retroactive.
c. Paragraph 2-5a(2), in part, stipulates that a rater will be an officer or NCO of the U.S. Armed Forces, U.S. Coast Guard, or an employee of a DOD or U.S. Government agency. The rater will be the supervisor for a minimum period of 90 calendar days.
d. Paragraph 2-7b states, in part, a senior rater will be an officer or NCO of the U.S. Armed Forces, U.S Coast Guard, or a DOD civilian who is senior to the rater either in pay grade or date of rank and in the direct line of supervision of the rated NCO. The senior rater will be the immediate supervisor of the rater and designated as the rated NCO's senior rater for a minimum period of 60 calendar days.
e. Paragraph 3-33k states the rated Soldier will always be the last individual to sign the evaluation report. The rated Soldier's signature will verify the accuracy of the administrative data in Part I, including the accuracy of the name and SSN on the evaluation report, rank and date of rank, branch or MOS data, period covered and nonrated time; the rating officials in part II; APFT and height and weight entries. This procedure ensures that the rated Soldier has seen the completed report. It also increases the administrative accuracy of the report and will normally preclude an appeal by the rated Soldier based on inaccurate administrative data. In the event the rated Soldier is not available or refuses to sign, senior raters will provide an explanation in their narrative or bullet comments.
f. Paragraph 3-55 states that a code 05, "Relief for Cause" NCOER, is required when an NCO is relieved for cause. An NCO can be relieved for cause regardless of the rating period involved; however, a waiver is required to render "Relief for Cause" NCOERs covering a period of less than 30 days. Relief for cause is defined as the removal of an NCO from a specific duty or assignment based on a decision by a member of the NCO's chain of command or supervisory chain. A relief for cause occurs when the NCO's personal or professional characteristics, conduct, behavior, or performance of duty warrants removal in the best interest of the U.S. Army. Some additional considerations for the "Relief for Cause" NCOER are described below.
(1) If the relief does not occur on the date the NCO is removed from the duty position or responsibilities, the suspended period of time between the removal and the relief will be nonrated time included in the period of the "Relief for Cause" NCOER. The suspended NCO will not render NCOERs and AERs or receive NCOERs until his or her status (and, thus, his or her ability to serve as a rating official) is decided. The published rating chain at the time of the relief will render the "Relief for Cause" NCOER; no other NCOER will be due on the rated NCO during this nonrated period.
(2) Cases where the rated NCO has been suspended from duties pending an investigation will be resolved by the chain of command as expeditiously as possible to reduce the amount of nonrated time involved. Every effort will be made to retain the established rating chain, with the NCO performing alternate duties under that rating chain, until the investigation is resolved. If the rated NCO is suspended and subsequently relieved, the period of suspension is nonrated time. If the rated NCO is suspended and subsequently placed back to duty (not relieved), the period of suspension is recorded as evaluated time on the next NCOER.
(3) The minimum rater and senior rater qualifications and the minimum rating period are 30 rated days. The fundamental purpose of this restriction is to allow the rated NCO a sufficient period of time to react to performance counseling during each rating period. Authority to waive this 30-day minimum rating period and rater and senior rater qualification period in cases of misconduct is granted to the first general officer in the chain of command or an officer having general court-martial jurisdiction over the relieved NCO. The waiver approval will be in memorandum format and attached as an enclosure to the NCOER (see paragraph 3-35 and figure 3-5). Figure 3-5 of Army Regulation 623-3, dated 5 June 2012, is entitled "Sample format for a 30-day minimum waiver for 'Relief for Cause' NCOER," but depicts a sample memorandum for a "Relief for Cause Evaluation Report Directed by an Official Other than Rater or Senior Rater." The actual sample format for a 30-day minimum waiver for "Relief for Cause" NCOER" is located at figure 3-3 which is entitled "Sample format for a 'Relief for Cause' directed by nonrating official memorandum."
g. Paragraph 4-2 states that an NCOER may have administrative errors or may not accurately record the rated Soldier's potential or the manner in which he or she performed his or her duties. The Redress Program protects the Army's interests and ensures fairness to the evaluated NCO. At the same time, it avoids impugning the integrity or judgment of the rating officials without sufficient cause.
A Commander's Inquiry (CI) and an evaluation report appeal are separate and distinct actions. Rated Soldiers may seek an initial means of redress through a CI; however, a CI is not a prerequisite for the submission of an appeal.
h. Chapter 6 (Evaluation Report Redress Program):
(1) section II (Commander's or Commandant's Inquiry), paragraph 6–4 (Purpose), provides that alleged errors, injustices, and illegalities in a rated Soldier's evaluation report may be brought to the commander's or commandant's attention by the rated Soldier or anyone authorized access to the report (emphasis added). The primary purpose of a CI is to provide a greater degree of command involvement in preventing obvious injustices to the rated Soldier and correcting errors before they become a matter of permanent record.
(2) section II (Evaluation Appeals), paragraph 6-7 (Policies), places the burden of proof on the applicant to provide clear and convincing evidence to justify deletion or amendment of an NCOER.
DISCUSSION AND CONCLUSIONS:
1. The applicant contends the contested NCOER should be removed from his OMPF because the rater and senior rater did not have the minimum 30-day amount of time in his rating chain required to write the report and the rating chain did not obtain a waiver for the 30-day minimum rating requirement from the first general officer in the chain of command prior to rendering the NCOER.
2. Evidence shows the applicant was initially assigned to E Company, 2d Battalion, 47th Infantry Regiment, 192d Infantry Brigade, Fort Benning, in 2010.
3. Permanent orders show that E Company, 2d Battalion, 47th Infantry Regiment, 192d Infantry Brigade was inactivated effective 20 July 2012.
4. The evidence of record shows the applicant was issued a GOMOR by the CG, Headquarters, U.S. Army Signal Center of Excellence and Fort Gordon, on 10 August 2012. The CG reprimanded the applicant for misconduct on 21 July 2012, when he was apprehended for DUI on Fort Gordon while on temporary duty attending the Senior Leader Course. The standard name line of the GOMOR shows the applicant was assigned to C Company, 2d Battalion, 47th Infantry Regiment, 192d Infantry Brigade on the date the GOMOR was rendered.
5. The applicant's ERBs, dated 29 August 2012 and 28 July 2014, each show he was assigned to C Company, 2d Battalion, 47th Infantry Regiment, 192d Infantry Brigade on the date of his misconduct. Therefore, it appears that in anticipation of the inactivation of E Company, 2d Battalion, 47th Infantry Regiment, the applicant was reassigned to C Company within the same battalion.
6. The fact that the applicant did not work for his rater and senior rater for at least 30 days and it appears no waiver was granted for this procedural requirement is duly noted. It is also acknowledged that the applicant's civil court case was dismissed based upon the technicality that the arresting officer failed to appear in court on the scheduled date. However, neither of these technicalities is sufficiently mitigating to warrant eradicating the applicant's misconduct.
7. Evidence clearly shows he committed an offense for which he was reprimanded by a General Officer. Evidence also shows the applicant's misconduct was the catalyst for the termination of his status as a Drill Sergeant, the termination of his SDAP, removal of his SQI, and the revocation of his authority to wear the Drill Sergeant Identification Badge in accordance with Army policies. The fact that the orders for these actions were authenticated by the Adjutant General, USAMCE indicates the CG was well aware of the applicant's case.
8. In view of the foregoing, a Relief for Cause NCOER was required to properly document the applicant's removal from Drill Sergeant status. The inactivation of his previous unit was the cause for the change in his rating chain.
9. The contested NCOER was rendered for the 30-day period of 30 June to 30 July 2012 and signed by the C Company rating chain on 23 August 2012.
10. The contested NCOER is properly filed in the performance section of the applicant's OMPF.
11. There is no evidence of record that shows the applicant took timely action to request a CI into the contested NCOER. A timely request would have allowed for a review of the events and circumstances surrounding completion of the contested NCOER and correction of the NCOER, if that was appropriate, before it became a matter of permanent record.
12. An evaluation report accepted for inclusion in the official file of a rated NCO's OMPF is presumed to be administratively correct, to have been prepared by the proper rating officials, and to represent the considered opinion and objective judgment of the rating officials at the time of preparation. The evidence presented by the applicant in this case offers retrospective and conflicting evidence regarding the issue under review. Thus, there is insufficient evidence to refute the presumption administrative regularity with respect to the contested NCOER or that there was improper influence on the rating officials.
13. By regulation, in order to remove a document from the OMPF, there must be compelling evidence to support its removal. The applicant failed to submit evidence of a compelling nature to show that the DA Form 2166-8 filed in the performance folder of his OMPF is untrue, in error, or unjust. Therefore, the DA Form 2166-8 is deemed to be properly filed and should not be removed from the applicant's OMPF.
BOARD VOTE:
________ ________ ________ GRANT FULL RELIEF
________ ________ ________ GRANT PARTIAL RELIEF
________ ________ ________ GRANT FORMAL HEARING
___x____ ___x____ ___x_____ DENY APPLICATION
BOARD DETERMINATION/RECOMMENDATION:
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