RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXXX CASE: PD1201417
BRANCH OF SERVICE: ARMY BOARD DATE: 20130312
SEPARATION DATE: 20040306
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was Reserve SGT/E-5 (92A/Automated Logistical Specialist), medically
separated for bilateral hip and knee osteoarthritis (OA). He began experiencing joint pain in
1997, which was aggravated by physical training; and, was subsequently diagnosed with
bilateral OA of the hips and knees. He did not improve adequately with treatment to meet the
physical requirements of his Military Occupational Specialty (MOS) or satisfy physical fitness
standards. He was issued a permanent L3 profile and referred for a Medical Evaluation Board
(MEB). The MEB forwarded right knee, left knee, right hip and left hip diganoses to the Physical
Evaluation Board (PEB) as separate medically unacceptable conditions IAW AR 40-501. No
other conditions were submitted by the MEB. The PEB adjudicated the four separate joint
diagnoses as a single unfitting condition, rated 20%; with possible application of AR 635-40 in
addition to the Veterans Administration Schedule for Rating Disabilities (VASRD). The CI made
no appeals, and was medically separated with a 20% disability rating.
CI CONTENTION: Condition has advanced and interferes daily living greatly. [sic] Chronic pain
has increased over a 7 year time period with stiffness, decreased physical activity, poor
sleeping, limitations of mobility (continued) greatly affect standing, bending and lifting.
SCOPE OF REVIEW: The Boards scope of review is defined in DoDI 6040.44, Enclosure 3,
paragraph 5.e.(2). It is limited to those conditions determined by the PEB to be unfitting for
continued military service and those conditions identified but not determined to be unfitting by
the PEB when specifically requested by the CI. The rating for the unfitting bilateral hip and
knee condition(s) is addressed below; and, no additional conditions are within the DoDI
6040.44 defined purview of the Board. Any conditions or contention not requested in this
application, or otherwise outside the Boards defined scope of review, remain eligible for future
consideration by the Army Board for Correction of Military Records. The Board acknowledges
the CIs information regarding the significant impairment with which his service-connected
conditions continues to burden him; but, must emphasize that the Disability Evaluation System
(DES) has neither the role nor the authority to compensate members for anticipated future
severity or potential complications of conditions resulting in medical separation. That role and
authority is granted by Congress to the Department of Veterans Affairs (DVA), operating under
a different set of laws.
RATING COMPARISON:
Service IPEB Dated 20031113
VA - All Effective 20040307
Condition
Code
Rating
Condition
Code
Rating
Exam
Bilateral Hip and
Knee Osteoarthritis
5003
20%
Left Hip Condition
5003
20%
STR*
Right Hip Condition
5003
10%
STR
Left Knee Condition
5299-5262
10%
STR
Right Knee Condition
5299-5262
10%
STR
No Additional MEB/PEB Entries
Other x 2
STR
Combined: 20%
Combined: 50%
*Service Treatment Record; no VA exam probative to separation. VARD 20040322 (most proximate to Date of Separation).
ANALYSIS SUMMARY: The PEB combined the bilateral hip and knee OA conditions as a single
unfitting condition rated as 5003 (degenerative arthritis) at 10%. The PEB may have relied on
AR 635.40 (B.24 f.) and/or the United States Army Physical Disability Agency (USAPDA) pain
policy for not applying separately compensable VASRD codes. The Board must apply separate
codes and ratings in its recommendations if compensable ratings for each condition are
achieved IAW VASRD §4.71a. If the Board judges that two or more separate ratings are
warranted in such cases, however, it must satisfy the requirement that each unbundled
condition was unfitting in and of itself. Not uncommonly this approach by the PEB reflects its
judgment that the constellation of conditions was unfitting, and that there was no need for
separate fitness adjudications, not a judgment that each condition was independently unfitting.
Thus the Board must exercise the prerogative of separate fitness recommendations in this
circumstance, with the caveat that its recommendations may not produce a lower combined
rating than that of the PEB. The Board acknowledges the dearth of medical records in the
evidence before it; and, others could not be located after the appropriate inquiries. Further
attempts at obtaining the relevant documentation would likely be futile and introduce
additional delay in processing the case. The missing evidence will be referenced below in
relevant context; and, it is not suspected that the missing evidence would significantly alter the
Boards recommendations.
Bilateral Hip and Knee Osteoarthritis Condition. The Board notes that there are few treatment
records in evidence and all address hip and knee pain conditions as bilateral. The narrative
summary (NARSUM) notes the CI had a history of hip and knee pain for approximately 6 years
with progressive worsening. He had no discrete injury. At the MEB exam the CI reported pain
that was aggravated by activity and occasional give-way due to pain. He reported being unable
to run, jump, or march. He reported difficulty going up or down stairs; climbing in and out of
vehicles; carrying a rucksack; or wearing a flack vest due to the increased weight on the hip and
knee joints. The MEB physical exam noted an antalgic gait. Passive range-of-motion (ROM) of
the right hip was flexion (FL) to 100 degrees (normal 125); abduction (AB) 40 degrees (normal
45); external rotation 40 degrees (normal 60); internal rotation 10 degrees (normal 40). PROM
of the left hip was FL 90; AB 30 degrees; ER 30 degrees; IR 5 degrees. There was pain with
resisted straight leg raise (SLR), and with a heeltap bilaterally. There was pain with maximal
internal rotation. Motor strength and sensation were normal. Passive ROM of both knees was
120 degrees. There was bilateral patellofemoral crepitus. The NARSUM stated that He has no
effusions. His ligaments are stable. He has both medial and joint line tenderness. X-rays
showed showed early OA of the right hip, severe OA of the left hip, mild OA of the right knee
and moderate OA of the left knee. There is no VA Compensation and Pension (C&P)
examination in the record; the initial VARD cited service treatment records (STRs) only.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB rated the combined bilateral hip and knee OA conditions as 5003 at 10%. The VA rated the
left hip and the right hip separately code 5003 at 10% each with application of §4.59 for painful
motion. The commanders statement referred only to the CIs medical condition and did not
discriminate between the right or left hip conditions or the right or left knee conditions. The
permanent L3 profile lists both hip OA; both knee OA. The NARSUM indicated X-rays showed
mild OA of the right hip and severe OA of the left hip. The Board noted, however, that neither
pain severity nor functional loss of a joint are not discernible from X-ray findings and the MEB
forwarded each hip separately as not meeting retention standards. The profile limitations
shielded the right hip and left hip, as well as the bilateral knee joints. The MEB examiner noted
pain with internal rotation and did not specify one or both hip joints. Passive ROM of both hips
was decreased. After deliberation, the Board agreed based on the evidence in the record, it
could not conclude that either hip of itself was not unfitting. There is reasonable doubt in the
CIs favor that the §4.59 threshold for painful motion was met for each hip at the time of
separation. Therefore, after due deliberation, considering all of the evidence and mindful of
VASRD §4.3 (reasonable doubt), the Board recommends separate 10% ratings for each hip,
coded as 5003 (degenerative arthritis).
The Board directs attention to its rating recommendation for the knee condition based on the
above evidence. The VA rated the left and right knee conditions separately as 5299-5262
(analogous to impairment of the tibia and fibula) at 10% each, combined with the bilateral
factor to 20%. The X-rays were reported to show mild OA of the right knee and moderate OA of
the left knee. The Board noted, however, as noted for the hip conditions, that disability
judgments based on X-rays findings would be overly speculative and that the MEB forwarded
each knee separately as not meeting retention standards. The profile limitations would shield
the right knee and left knee as well as the bilateral hip joints. The MEB examiner noted an
antalgic gait and did not specify whether it was due to hip or knee joint disability. The exam
noted bilateral patellofemoral crepitus. Passive ROM of both knees was decreased. Occasional
swelling occurred in both knees with occasional give-way secondary to pain noted; right or
left knee was not specified. After deliberation, the Board agreed, based on the evidence in the
record, it could not conclude that either of knees was not unfitting. There is reasonable doubt
in the CIs favor that the §4.59 threshold for painful motion was met for each knee at the time
of separation. Therefore, after due deliberation, considering all of the evidence and mindful of
VASRD §4.3 (reasonable doubt), the Board recommends separate 10% ratings for each knee,
coded as 5003 (degenerative arthritis).
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. As noted the PEB may
have relied on AR 635.40 (B.24 f.) and/or the USAPDA pain policy and this case was adjudicated
independent of the instruction and policy by the Board. In the matter of the bilateral hip OA
condition combined under a single 5003 rating by the PEB, the Board unanimously recommends
that the right and left hip be individually unfitting and individually coded 5003 at 10%, IAW
VASRD §4.71a. In the matter of the bilateral knee osteoarthritis combined under a single 5003
rating by the PEB the Board unanimously recommends that the right and left knee be
individually unfitting and individually coded 5003 at 10% IAW VASRD §4.71a. There were no
other conditions within the Boards scope of review for consideration.
RECOMMENDATION: The Board recommends that the CIs prior determination be modified as
follows; and, that the discharge with severance pay be recharacterized to reflect permanent
disability retirement, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Left Hip Osteoarthritis
5003
10%
Right Hip Osteoarthritis
5003
10%
Left Knee Osteoarthritis
5003
10%
Right Knee Osteoarthritis
5003
10%
COMBINED (w/ BLF)
40%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120802, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxxxxxxx, AR20130006227 (PD201201417)
1. Under the authority of Title 10, United States Code, section 1554(a), I approve the
enclosed recommendation of the Department of Defense Physical Disability Board of
Review (DoD PDBR) pertaining to the individual named in the subject line above to
recharacterize the individuals separation as a permanent disability retirement with the
combined disability rating of 40% effective the date of the individuals original medical
separation for disability with severance pay.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum:
a. Providing a correction to the individuals separation document showing that
the individual was separated by reason of permanent disability retirement effective the
date of the original medical separation for disability with severance pay.
b. Providing orders showing that the individual was retired with permanent
disability effective the date of the original medical separation for disability with
severance pay.
c. Adjusting pay and allowances accordingly. Pay and allowance adjustment will
account for recoupment of severance pay, and payment of permanent retired pay at
40% effective the date of the original medical separation for disability with severance
pay.
d. Affording the individual the opportunity to elect Survivor Benefit Plan (SBP)
and medical TRICARE retiree options.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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RECORD OF PROCEEDINGS PHYSICAL DISABILITY BOARD OF REVIEW NAME: XXXXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY CASE NUMBER: PD1200854 SEPARATION DATE: 20030102 BOARD DATE: 20130213 SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this covered individual (CI) was an active duty Reserve component First Lieutenant / O-1 (91A 5P/General Ordnance Officer), medically separated for chronic bilateral knee, ankle and hip pain (rated as a single unfitting condition). ...