RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: BRANCH OF SERVICE: Army
CASE NUMBER: PD1100134 SEPARATION
DATE: 20070426
BOARD DATE: 20120228
SUMMARY OF CASE: Data extracted from the available evidence of record
reflects that this covered individual (CI) was an active duty SPC/E-4 (94E,
Communication Security Radio Repair Operator), medically separated for
chronic low back pain (LBP). The CI developed LBP while deployed to
Afghanistan from January 2004 through April 2004. He was treated with anti-
inflammatories, physical therapy and temporary profiles. The CI’s symptoms
improved with treatment and he was able to deploy to Afghanistan for a
second time from October 2004 through January 2005. During the second
deployment, the CI’s LBP recurred, exacerbated by parachuting, carrying a
ruck sack and wear of a flack vest. The CI did not respond adequately to
treatment and was unable to perform within his Military Occupational
Specialty (MOS) or meet physical fitness standards. He was issued a
permanent L3 profile and underwent a Medical Evaluation Board (MEB).
Chronic low back pain (with degenerative disc disease) was forwarded to the
Physical Evaluation Board (PEB) as medically unacceptable IAW AR 40-501.
No other conditions appeared on the MEB’s submission. Other conditions
included in the Disability Evaluation System (DES) packet will be discussed
below. The PEB adjudicated the chronic low back pain (secondary to
degenerative disc disease) condition as unfitting, rated 10%; with likely
application of the US Army Physical Disability Agency (USAPDA) pain policy.
The CI made no appeals, and was medically separated with a 10% disability
rating.
CI CONTENTION: The CI states: “Refer to VA medical records.” He
elaborates no specific contentions regarding rating or coding and mentions
no additionally contended conditions.
RATING COMPARISON:
|Service IPEB – Dated 20070118|VA (1 Mo. After Separation) – All |
| |Effective Date 20070427 |
|Condition |Code |Rating |
|Combined: 10% |Combined: 60%* |
* Increased lumbar spine, 5242, to 20%; and cervical spine, 5242, to 10%
effective 20090602 (combined 70%). Added ulcerative colitis,7399-7323, at
30% effective 20091020 (combined 80%)
ANALYSIS SUMMARY: The Board acknowledges the sentiment expressed in the
CI’s application regarding the significant impairment with which his
service-incurred condition continues to burden him (as evidenced by
comparison to higher and later Department of Veterans’ Affairs (DVA)
ratings). The Board wishes to clarify that it is subject to the same laws
for service disability entitlements as those under which the DES operates.
The DES has neither the role nor the authority to compensate service
members for anticipated future severity or potential complications of
conditions resulting in medical separation. That role and authority is
granted by Congress to the DVA, operating under a different set of laws
(Title 38, United States Code). The Board evaluates DVA evidence proximal
to separation in arriving at its recommendations, but its authority resides
in evaluating the fairness of DES fitness decisions and rating
determinations for disability at the time of separation. The Board also
acknowledges the CI's contention suggesting that service ratings should
have been conferred for other conditions documented at the time of
separation and for conditions not diagnosed while in the service (but later
determined to be service-connected by the DVA). While the DES considers
all of the service member's medical conditions, compensation can only be
offered for those medical conditions that cut short a service member’s
career, and then only to the degree of severity present at the time of
final disposition. The DVA, however, is empowered to compensate service-
connected conditions and to periodically re-evaluate said conditions for
the purpose of adjusting the Veteran’s disability rating should the degree
of impairment vary over time.
Chronic Low Back Pain Secondary to Degenerative Disc Disease. There were
two goniometric range-of-motion (ROM) evaluations in evidence which the
Board weighed in arriving at its rating recommendation. These were the MEB
narrative summary and the VA Compensation and Pension (C&P) examination.
The exam findings are summarized in the chart that follows.
|Goniometric ROM|MEB ~ 4 Mo. |VA C&P ~ 2 Wks. |
|- Thoracolumbar|Pre-Sep |After-Sep |
| |(20061211) |(20070510) |
|Flex (0-90) |0-45⁰ |0-90⁰ |
|Ext (0-30) |0-17⁰ (15⁰) |0-30⁰ |
|R Lat Flex |0-15⁰ |0-30⁰ |
|(0-30) | | |
|L Lat Flex |0-10⁰ |0-30⁰ |
|0-30) | | |
|R Rotation |0-20⁰ |0-30⁰ |
|(0-30) | | |
|L Rotation |0-15⁰ |0-30⁰ |
|(0-30) | | |
|COMBINED (240) |120⁰ |240⁰ |
|Comment |Painful ROM; |Painful motion; |
| |bilateral |normal gait; |
| |spasms in lower|normal motor and |
| |back; positive |sensory; no |
| |straight leg |incapacitating |
| |raise on L; |episodes; no spasm|
| |5-/5 L hip |or guarding; no |
| |flexion, knee |additional loss of|
| |flexion and |motion on |
| |extension |repetitive use; |
| |“mainly due to |positive |
| |pain”; normal |Laseague’s on L |
| |gait | |
|§4.71a Rating |20% (PEB – 10%)|10%* |
*With application of §4.59, Painful Motion
The MEB exam noted painful limitation of lumbar spine ROM, with active
flexion limited to 45 degrees and a combined ROM of 120 degrees. The
examiner stated that passive flexion of the lumbar spine was limited to 70
degrees, with pain elicited at 45 degrees. The exam additionally
documented bilateral lumbar spasm, a positive straight leg test on the left
and decreased strength (5-/5) in the left lower extremity. The decreased
strength was postulated as due to pain. At the VA C&P exam, the CI
complained of weekly flare-ups but denied any incapacitating episodes. The
exam documented normal lumbar spine ROM with painful motion. There was no
spasm, guarding, or abnormal spinal contour; there were no motor or sensory
deficits. Laseague’s sign was positive on the left. The examiner noted no
additional loss of motion with repetitive use of the joint. Both exams
documented a normal gait. A lumbar spine MRI (31 May 2006)
documented disc dessication at L5-S1 associated with a broad bulge, a
possible annular tear and mild left neural foraminal narrowing.
The MEB examiner noted that the CI was unable to maintain awkward positions
and unable to perform three to five second rushes, dig a fighting position
or run with a fighting load. The profile allowed for the performance of a
two mile run, but stated no airborne operations, no sit-ups, no wear of
flack vest, no lifting greater than 20 pounds, and no use of flack vest,
ruck sack or Kevlar. The commander’s statement commented that the CI’s
chronic back pain had prevented him from taking the PT test, deploying and
performing his assigned duties. Specifically, the commander noted that the
CI was unable to load and unload, move, and install communication equipment
on board military aircrafts. Additionally, the CI’s condition made him
unable to maintain and monitor equipment mounted in small compartments.
The commander concluded, “because of his physical limitations, he can only
provide minimal support to his team in accomplishment of their mission.”
The PEB and the VA utilized similar coding and arrived at the same rating
for the condition. The 5242 coding rates based upon the general rating
formula for diseases and injuries of the spine. There were no documented
incapacitating episodes to justify rating based upon that criteria. The
degree of limitation of lumbar spine flexion documented at the MEB exam
meets the criteria for 20% ratings, “forward flexion of the thoracolumbar
spine greater than 30 degrees but not greater than 60 degrees; … or the
combined range of motion of the thoracolumbar spine not greater than 120
degrees.” The PEB commented that ROM is limited by pain and their rating
of 10% likely reflects application of the USAPDA pain policy. The VA
rating of 10% reflected the finding of normal range of motion with painful
motion documented at the C&P exam.
The Board considered the probative value of the disparate back exams. Both
exams were detailed and comprehensive; however, the VA exam was more
proximate to separation. The Board considered that the differences in exam
findings reflected episodic improvements and exacerbations in the CI’s
clinical course. The limitation of lumbar spine ROM documented at the
service exam was associated with bilateral spasms and likely reflected a
period of symptom exacerbation. Episodic back pain exacerbations with
associated limitation of ROM, were well documented in the STR. Likewise,
the C&P examiner documented the occurrence of weekly, flare-ups of severe
back pain. Per the VASRD §4.7, “Where there is a question as to which of
two evaluations shall be applied, the higher evaluation will be assigned if
the disability picture more nearly approximates the criteria required for
that rating. Otherwise, the lower rating will be assigned.” The Board
adjudged that the CI’s well documented functional limitations and duty
restrictions were most consistent with the ROM limitations documented at
the service exam.
There was insufficient evidence of an unfitting peripheral neuropathy.
Both exams documented positive straight-leg raise testing on the left and
the service exam also documented a slight decrement in left lower extremity
strength; this decrement in strength was attributed to pain as opposed to
actual weakness. The pain component of a radiculopathy is subsumed under
the general spine rating as specified in §4.71a. There was no
documentation of physical impairment attributed to the slight loss of motor
strength noted at the service exam. Board precedent is that a functional
impairment tied to fitness is required to support a recommendation for
addition of a peripheral nerve rating at separation. The motor impairment
was relatively minor and cannot be linked to significant physical
impairment. Since no evidence of functional impairment exists in this
case, the Board cannot support a recommendation for additional rating based
on peripheral nerve impairment. After due deliberation, considering all of
the evidence and mindful of VASRD §4.3 (reasonable doubt) and §4.7 (higher
of two evaluations), the Board recommends a separation rating of 20% for
the chronic low back pain condition.
Remaining Conditions. Other conditions identified in the DES file and the
VARD within 12 months of separation were adjustment disorder with depressed
mood, degenerative joint disease of the right knee, bilateral plantar
fasciitis and left calcaneal spur, morton’s neuroma of the left foot and
bilateral tinnitus. Several additional non-acute conditions or medical
complaints were also documented in the MEB history and physical. None of
these conditions were significantly clinically or occupationally active
during the MEB period, none carried attached profiles, and none were
implicated in the commander’s statement. The commander’s statement and
profile noted only the back condition as interfering with duty performance.
Adjustment disorder is a condition which does not constitute a physical
disability IAW DoDI 1332.38, Encl 5. These conditions were reviewed by the
action officer and considered by the Board. It was determined that none
could be argued as unfitting and subject to separation rating. The Board
therefore has no reasonable basis for recommending any additional unfitting
conditions for separation rating.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department
regulations or guidelines relied upon by the PEB will not be considered by
the Board to the extent they were inconsistent with the VASRD in effect at
the time of the adjudication. As discussed above, PEB reliance on the
USAPDA pain policy for rating the chronic low back pain condition was
operant in this case and the condition was adjudicated independently of
that policy regulation by the Board. In the matter of the chronic low back
pain condition the Board unanimously recommends a permanent service
disability rating of 20%, coded 5299-5242 IAW VASRD §4.71a. In the matter
of the adjustment disorder with depressed mood, degenerative joint disease
of the right knee, bilateral plantar fasciitis and left calcaneal spur,
Morton’s neuroma and bilateral tinnitus conditions or any other medical
conditions eligible for Board consideration, the Board unanimously agrees
that it cannot recommend any findings of unfit for additional rating at
separation.
RECOMMENDATION: The Board recommends that the CI’s prior determination be
modified as follows, effective as of the date of his prior medical
separation
|UNFITTING CONDITION |VASRD CODE |RATING |
|Chronic low back pain |5299-5242 |20% |
|COMBINED |20% |
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20110323, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
President
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
SUBJECT: Department of Defense Physical Disability Board of Review
Recommendation
1. I have reviewed the enclosed Department of Defense Physical Disability
Board of Review (DoD PDBR) recommendation and record of proceedings
pertaining to the subject individual. Under the authority of Title 10,
United States Code, section 1554a, I accept the Board’s recommendation to
modify the individual’s disability rating to 20% without recharacterization
of the individual’s separation. This decision is final.
2. I direct that all the Department of the Army records of the individual
concerned be corrected accordingly no later than 120 days from the date of
this memorandum.
3. I request that a copy of the corrections and any related correspondence
be provided to the individual concerned, counsel (if any), any Members of
Congress who have shown interest, and to the Army Review Boards Agency with
a copy of this memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
Deputy Assistant Secretary
(Army Review Boards)
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