RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: xxxx
BRANCH OF SERVICE: navY
CASE NUMBER: PD1000496 SEPARATION DATE:
20020816
BOARD DATE: 20110624
SUMMARY OF CASE: Data extracted from the available evidence of record
reflects that this covered individual (CI) was an active duty ABF 3/E-4
(Aviation Boatswain’s Mate-Fuels), medically separated for chronic lumbar
pain, without focal neurologic deficits. The CI injured his neck and back
in March 2001 when his motorcycle was struck by a commercial vehicle. In
June 2001, he was placed on an eight month period of limited duty for both
conditions. Despite conservative management to include facet steroid
injections, the CI did not respond adequately to treatment and was unable
to perform the duties of his rate or meet physical fitness standards. He
underwent a Medical Evaluation Board (MEB). The MEB forwarded chronic
cervical pain and chronic lumbar pain (without focal neurologic) to the
Physical Evaluation Board (PEB) as medically unacceptable IAW SECNAVINST
1850.4E. The Informal PEB (IPEB) determined the CI as fit for duty. He
appealed to the Reconsideration PEB which adjudicated chronic lumbar pain
without focal neurologic deficits as unfitting, rated at 10%, with
application of the Veterans’ Administration Schedule for Rating
Disabilities (VASRD). The CI made no further appeals prior to separation
and was medically separated with a 10% combined disability rating. In June
2004, the CI appealed to the Board of Corrections for Navy Records (BCNR)
for the addition of other conditions to his unfitting rating but the
application was denied.
CI CONTENTION: “My rating was only evaluated on one condition and should
have been on multiple conditions as the VA rated me. The DOD found me
unfit at 10%; however, the VA’s initial rating for me was found to be 50%
and is now 80% permanent and total.”
RATING COMPARISON:
|Service IPEB (Recon) – Dated |VA (5 Mo. Pre-Separation) – All Effective|
|20020725 |Date 20020817 |
|Condition |Code |Rating |
|Combined: 10% |Combined: 50%* |
*Lumbar increased to 20% effective 20050913; Adjustment disorder changed to
Major depressive d/o and rated 30% effective 20030715 (combined 60%); Neck
injury HA changed to Migraine HA and increased to 50% effective 20050302
(combined 80%)
ANALYSIS SUMMARY: The Board acknowledges the sentiment expressed in the
CI’s application regarding the significant impact that his service-incurred
conditions have had on his current earning ability and quality of life
reflected in his higher total VA disability rating. However, the
Disability Evaluation System (DES) is responsible for maintaining a fit and
vital fighting force. While the DES considers all of the service member's
medical conditions, compensation can only be offered for those medical
conditions that cut short a service member's career, and then only to the
degree of severity present at the time of final disposition. However, the
Department of Veterans’ Affairs, operating under a different set of laws,
is empowered to periodically re-evaluate veterans for the purpose of
adjusting the disability rating should the degree of impairment vary over
time, as well as considering service incurred conditions that were not
unfitting for continued service.
Chronic Lumbar Pain Condition. The 2002 VASRD coding and rating standards
for the spine were in effect at the time of separation, modified on 23
September 2002 to add incapacitating episodes (5293 intervertebral disc
syndrome) and then changed to the current §4.71a rating standards in 2004.
The 2002 standards for rating based on range of motion (ROM) impairment
were subject to the rater’s opinion regarding degree of severity, whereas
the current standards specify rating thresholds in degrees of ROM
impairment. There were two lumbar spine evaluations in evidence which the
Board primarily weighed in arriving at its rating recommendation. The exam
findings are summarized in the chart below.
|ROM - |MEB ~6 Mo. Pre-Sep |VA C&P ~ 5 Mo. |
|Thoracolumbar | |Pre-Sep |
|Flex (0-90) |Able to touch |0-90⁰ |
| |distal shins | |
|Ext (0-30) |- |0-30⁰ |
|R Lat Flex (0-30)|- |0-35[sic]⁰ (30⁰) |
|L Lat Flex 0-30) |- |0-35[sic]⁰ (30⁰) |
|R Rotation (0-30)|- |- |
|L Rotation (0-30)|- |- |
|COMBINED (240) |- |- |
|Comment |L spine tender with|Slight limp; No |
| |slight spasm; ROM |spasm or loss of |
| |limited in all |lordosis; No loss |
| |planes by pain; |of motion due to |
| |normal motor and |exacerbations of |
| |DTRs, Neg SLR; Pos |discomfort, SLR |
| |Faber’s |neg; 4/5 weakness |
| | |L leg |
|§4.71a Rating |10% |10% |
The MEB exam noted some limitation of ROM due to pain, without documenting
measurements, and commented on the presence of mild spasm, with normal
strength and full DTRs. Conversely, the VA compensation and pension (C&P)
exam documented full ROM of the lumbar spine, without additional loss of
motion due to exacerbations of discomfort. Additionally, the VA exam
documented mild weakness of the left lower extremity and a slight limp. A
computed tomography myelogram study of the thoracic and lumbar spine
documented left paracentral disk herniation at L4-5 with mild left L-6
intradural nerve root sheath impingement, and T5-6 disk herniation with
only minimal impingement upon the thecal sac. No surgical intervention was
planned or indicated. The MEB narrative summary (NARSUM) examiner noted
that the CI required narcotic pain medication for his chronic pain
symptoms. A statement to the PEB from the CI’s Leading Chief Petty Officer
(LCPO) noted that the CI’s “abilities to perform the duties of his rate
have been severely limited due to his injuries. His rate requires him to
frequently climb, pull and lift heavy equipment.”
The PEB and the VA chose similar coding and rating for the lumbar spine
condition. The PEB coded 5299-5295, analogous to lumbosacral strain; and
the VA coded 5295-5293 for lumbosacral strain analogous to intervertebral
disc syndrome. The PEB worksheet indicate that the Reconsideration PEB
rated for pain at 10%, “in spite of subjective evidence of exaggeration,
3/5 Waddell’s.” The VA rated at 10% for painful limitations with slight
left lower extremity weakness. Neither exam documented significant spasm
on extreme forward bending, loss of lateral motion, or moderate recurrent
attacks to justify the higher 20% rating. There was no evidence of
incapacitating episodes or significant symptoms of sciatic neuropathy,
either persistent or with recurring attacks.
Although the CI complained of bilateral lower extremity weakness there was
no convincing evidence of peripheral nerve impairment. The VA examiner
documented some mild weakness in the left lower extremity; however,
multiple exams in the service treatment records documented full strength,
normal sensation and full deep tendon reflexes. Additionally, the MEB exam
noted that there was no atrophy or fatigability of the calf muscles. All
exams documented negative straight leg raise and crossed straight leg raise
testing. The VA considered the mild left lower extremity weakness noted at
the C&P exam in their 10% rating for the lumbar spine condition. All
evidence considered, there is not reasonable doubt in the CI’s favor
supporting a change from the PEB’s rating decision for the chronic lumbar
pain condition.
Other PEB Conditions. Magnetic resonance imaging (MRI) of the cervical
spine documented a “tiny” right postero-lateral disc protrusion at C6-7
causing mild narrowing of the right neural foramen without cord impingement
or compression. Although this condition did result in a limited duty, the
treatment records indicate that this condition had been improving during
the MEB period. Additionally, the duty limitations specified in the
supporting statement from the LCPO indicated limitations referable to the
unfitting chronic lumbar pain condition. All evidence considered, there is
not reasonable doubt in the CI’s favor supporting recharacterization of the
PEB fitness adjudication for the chronic cervical pain condition.
Other Contended Conditions. Thoracic disc protrusion, neck injury
headaches, adjustment disorder and tinnitus conditions were considered
mentioned in the DES file which included the BCNR application and
determination. After the accident that resulted in his lumbar and cervical
spine injuries, the CI also developed thoracic spine symptoms and
headaches. The CI was diagnosed with a thoracic disc herniation at T5-6
with only minimal impingement upon the thecal sac. The CI’s headaches were
attributed to his chronic cervical pain. Review of the STR’s show that the
CI was treated for adjustment disorder with depressed mood periodically
since approximately 1999. The CI sought evaluation for tinnitus in 2002.
None of these conditions resulted in any specific duty limitations. These
conditions were reviewed by the action officer and considered by the Board.
It was determined that none could be argued as unfitting and subject to
separation rating.
Remaining Conditions. Other conditions identified in the DES file were
knee pain, trouble sleeping, and decreased vision in right eye. None of
these conditions were clinically or occupationally active during the MEB
period and none were the basis for limited duty. These conditions were
reviewed by the action officer and considered by the Board. It was
determined that none could be argued as unfitting and subject to separation
rating. The Board therefore has no reasonable basis for recommending any
additional unfitting conditions for separation rating.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department
regulations or guidelines relied upon by the PEB will not be considered by
the Board to the extent they were inconsistent with the VASRD in effect at
the time of the adjudication. The Board did not surmise from the record or
PEB ruling in this case that any prerogatives outside the VASRD were
exercised. In the matter of the low back pain condition and IAW VASRD
§4.71a, the Board unanimously recommends no change in the PEB 10%
adjudication. In the matter of the cervical spine condition, the Board
unanimously recommends no recharacterization of the PEB adjudication as not
unfitting. In the matter of the thoracic disc, neck injury headaches,
adjustment disorder and tinnitus conditions or any other medical conditions
eligible for Board consideration, the Board unanimously agrees that it
cannot recommend any findings of unfit for additional rating at separation.
RECOMMENDATION: The Board therefore recommends that there be no
recharacterization of the CI’s disability and separation determination, as
follows:
|UNFITTING CONDITION |VASRD CODE |RATING |
|Chronic Lumbar Pain, |5299-5295 |10% |
|COMBINED |10% |
____________________________________________________________________________
__
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20100430, w/atchs.
Exhibit B. Service Treatment Record.
Exhibit C. Department of Veterans' Affairs Treatment Record.
Deputy Director
Physical
Disability Board of Review
MEMORANDUM FOR DIRECTOR, SECRETARY OF THE NAVY COUNCIL OF REVIEW
BOARDS
Subj: PHYSICAL DISABILITY BOARD OF REVIEW (PDBR) RECOMMENDATION
ICO XXX, FORMER USN, XXX-XX-XXXX
Ref: (a) DoDI 6040.44
(b) PDBR ltr dtd 1 Aug 11
I have reviewed the subject case pursuant to reference (a) and, for
the reasons set forth in reference (b), approve the recommendation of the
PDBR XXXs’ records not be corrected to reflect a change in either his
characterization of separation or in the disability rating previously
assigned by the Department of the Navy’s Physical Evaluation Board.
Assistant General Counsel
(Manpower & Reserve Affairs)
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