RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2010-01883
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
He be awarded the Prisoner of War (POW) Medal.
_______________________________________________________________
APPLICANT CONTENDS THAT:
He was imprisoned for attempting to escape. He is entitled to
the POW Medal because of his illegal incarceration under harsh
conditions in prison camp Wauwilermoos, Switzerland, during World
War II. The treatment he received makes him eligible for
consideration for the POW medal.
In support of his appeal, the applicant provides copies of his DD
Form 214, Record and Report of Separation Honorable Discharge,
and a POW Medal recommendation with attachments from the
applicants counsel.
The applicants complete submission, with attachments, is at
Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicants original records were destroyed in the 1973 fire
at the National Personnel Records Center (NPRC) in St. Louis,
Missouri. Based on the available information, the applicant
enlisted in the Army Air Corps on 19 September 1942 as a supply
clerk.
The information provided by the applicant states, on 13 April
1944, during a flying mission to bomb a Folke-Wulf aircraft
factory in Augsburg, Germany, the aircraft took direct hits from
German anti-aircraft batteries just after dropping its bombs over
the target. After crossing the Swiss border, the aircraft came
under fire a second time and the aircraft was able to land at
Dubendorf Airfield in Zurich, Switzerland, and the applicant was
interned at Adelboden, Switzerland.
On 17 September 1944, the applicant slipped out of Adelboden,
Switzerland and purchased train tickets for him and three other
internees. While travelling to a city near France, he was
questioned and arrested by a Swiss soldier only miles from the
French border. After a failed prison escape, he was interned at
the Wauwilermoos Prison in Switzerland until he was transferred
back to Adelboden, Switzerland.
On 12 December 1944, he escaped a second time and managed to come
under United States Military control. He was transported to
Washington D.C, where he was debriefed by the POW-X Branch at the
Pentagon.
On 16 November 1945, he was honorably released from active duty
in the grade of staff sergeant. He served 2 years, 13 months,
and 28 days on active duty.
The remaining relevant facts, extracted from the applicants
available military service records, are contained in the Air
Force evaluations at Exhibits C, D and the BCMR Legal Advisors
evaluation at Exhibit G.
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPWC recommends denial. DPWC states Department of Defense
Joint Publication 1-02 (as amended through 22 March 2007),
Attachment 1, defines prisoner of war as a detained person as
defined in Articles 4 and 5 of the Geneva Convention Relative to
the Treatment of Prisoners of War of 12 August 1949. In
particular, one who, while engaged in combat under orders of his
or her government, is captured by the armed forces of the enemy.
In contrast, interned is defined as the casualty is definitely
known to have been taken into custody of a non belligerent
foreign power as a result of and for reasons arising out of any
armed conflict in which the Armed Forces of the United States are
engaged. Although Joint Publication 1-02 definitions are not
necessarily intended to be statements of policy, the definitions
nonetheless are consistent with the language of the 1919 Geneva
Prisoner of War Convention and other law-of-war treaties.
According to documents in the applicants official military
personnel record and confirmed in the National Archives World War
II database, he was detained in Switzerland as an internee until
his return to military control. Moreover, as the Air Force did
not become a separate branch of military service until September
1947, DPWC coordinated with the United States Army and they have
confirmed the applicant is not listed on the Army Repatriation
and Family Affairs Division POW database. Some internees were
mistreated at the Switzerland punishment camps; however, the
mistreatment did not create a condition in which Switzerland lost
its neutrality and became an opposing or foreign armed force
hostile to the United States.
Soldiers who endured a similar experience as a detainee or an
internee at various camps in Switzerland by itself do not qualify
for POW status. POW status to internees in Switzerland requires
the Secretary of the Air Force to determine that Swiss officials
were acting on behalf of a foreign armed force hostile to the
United States during World War II, in accordance with (IAW)
Department of Defense (DoD) 1348.33M (Manual of Military
Decorations and Awards), paragraph C6.2 and Title 10 United
States Code, Section 1128(a) (4) (Attachments 4 and 5
respectively).
The complete DPWC evaluation, with attachments, is at Exhibit C.
AFPC/DPSIDRA recommends denial. DPSIDR states that after a
review of the applicants available records, provided
documentation, as well as the DPWC advisory, the applicant was
never captured by a foreign armed enemy of the United States;
therefore, he cannot be considered a POW.
In accordance with DOD 1348.33M, the POW Medal shall be issued
only to those taken prisoner by foreign armed forces that are
hostile to the United States, under circumstances which the
Secretary concerned finds to have been comparable to those under
which persons have generally been held captive by enemy armed
forces during periods of armed conflicts.
The complete DPSIDRA evaluation is at Exhibit D.
_________________________________________________________________
APPLICANTS REVIEW OF AIR FORCE EVALUATIONS:
The applicants representative states it is not clear why the Air
Force Board of Military Records (AFBCMR) would solicit advisory
opinions from the Casualty Matters Division (AFPC/DPWC), the
requirements for the medal are confused with repatriation
definitions that are irrelevant to the award. The eligibility
requirements of the POW Medal are not based on the definitions
contained in Joint Publications 1-02, and they are also not
comparable to status definitions in the Geneva Convention. Most
of what is contained in the AFPC/DPWC advisory opinion is
incorrect and should be discarded.
The representative states AFPC/DPWC is not the appropriate office
to address the issue of POW Medal eligibility in the applicants
case or any other internee of Switzerland. This should fall
under the purview of award policy officials at AFPC, who
unfortunately are deferring this question to AFPC/DPWC officials.
Relevant advisory opinions might include legal analyses of
statutory criteria for the medal and historical testimony about
the conditions of internment to substantiate or refute
comparability to POWs throughout the history of US armed
conflict.
In the absence of relevant advisory opinions, he has provided to
the AFBCMR ample historical and legal evidence which shows how
internees at Wauwilermoos prison were treated, documents that the
POW Medal was intended to be awarded to internees of neutral
countries, and also demonstrated how the United States Air Force
has awarded the medal to internees in the past.
The AFPC/DPSIDR staff did not appropriately research the award
criteria or correctly cite the actual law governing eligibility
for the POW Medal. DPSIDRs advisory stated the applicant was
never captured by a foreign armed enemy of the United States;
therefore the applicant cannot be considered a POW. This is a
clear case where officials have misconstrued the amended
requirement of 10 USC 1128 contained in the Fiscal Year 1900
National Defense Authorization Act (PL 101-189). Only the
original version of the POW Medal statute authorized by PL 99-145
authorized the medal as an automatic entitlement for those held
by a declared enemy state. In contrast, the PL 101-189 exception
to captivity by a declared enemy only requires captivity by
someone hostile to the United States, under circumstances which
the Secretary concerned finds to have been comparable to those
under which persons have generally be held captive by enemy armed
forces during periods of armed conflict. The DPSIDR memorandum
has erroneously substituted the word enemy with the word
hostile.
The 1989 amendment was drafted for the sole purpose of allowing
medal consideration for captives who were not held by enemy
states, which is exactly what it did in the early 1900s. The
current AFPC policy cannot be reconciled with this intent or the
existing precedents. This policy is in direct violation of
10 USC 1128(a) (4).
The applicants complete rebuttals, with attachments, are at
Exhibit E.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
The BCMR Legal Advisor recommends denial. The BCMR Legal Advisor
states this application is another development in a long-running
disagreement with an active duty Army officer who teaches history
at West Point concerning the entitlement to the POW Medal for
individuals who were interned by Swiss authorities during World
War II. The officer has written in support of this application.
In January 2010, the BCMR Legal Advisor wrote a comprehensive
review of the issues the officer has repeatedly raised. The
opinion was addressed to the AFBCMR Executive Director to advise
him about a request for reconsideration of the officers own
previously-submitted application on behalf of his grandfather.
The Director denied that reconsideration request.
Based on the officers direct communication with the Secretary of
the Air Force General Counsel (SAF/GC), GC has reviewed the
advisory and concurs that the officers analysis is wrong
primarily because in accordance with the first rule of statutory
construction, the plain language of the statue controls. SAF/GC
recognizes the Air Force gave POW Medals to certain members held
in Siberia, but it finds that situation distinguishable given the
realities of the Cold War and not controlling as to this
application in any event.
The applicants representative has repeatedly been told that
until the office of the General Counsel opines differently,
panels will be advised to deny such applications as inconsistent
with congressional intent in this area as reflected in plain
language of the statue passed.
The BCMR Legal Advisor provided his January 2010 legal opinion
for the Boards review.
The complete BCMR Legal Advisors evaluation, with attachment, is
at Exhibit G.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
The applicants representative disagrees with the BCMR Legal
Advisors interpretation of this statue and states it really
boils down to one simple question and that is who exactly can be
considered under the 1989 amendment to the POW Medal statue.
The representative has spoken with the BCMR Legal Advisor who is
unable to answer the question concerning who is exactly
considered under the statute. Applying the BCMR Legal Advisors
criteria to all prior recipients under the amended provision
would deny all of them the medal, including the crew of the USS
Pueblo and the Iran hostages who were the genesis of the
legislation. These prior recipients were all held by non-
belligerents, which is why the law was amended in order for them
or any other type of detainees, internees, or hostage of
terrorists to receive consideration. The BCMR Legal Advisors
criteria effectively render this statutory unenforced and negate
the very purpose of the amended statue.
The representative states all outside experts he has discussed
this matter with have disagreed with the BCMR Legal Advisor.
Specifically, his analysis implies the former USAF General
Counsel for International Affairs is unable to interpret his own
1987 advisory opinion. Counsel has attached the opinion for the
AFBCMRs reference.
The representative is concerned that the BCMR Legal Advisor is
calling him a provider of an expert opinion in the applicants
case rather than counsel. The applicant designated him as his
attorney or proper representative to act on his behalf in this
matter. The representative feels it is necessary to remind the
AFBCMR that it is not a requirement that he be a member of the
bar in order to represent the applicant, rather he must only be
competent.
Lastly, the representative has many years of graduate and
doctoral research on internment in Switzerland that directly
relates to the applicants AFBCMR case. He is currently working
with the House Committee on Armed Services to correct
deficiencies in the policy.
The representatives complete response, with attachments, is at
Exhibit I.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was not timely filed; however, it is in the
interest of justice to excuse the failure to timely file.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of error or injustice. After a
thorough and careful review of the evidence of record and the
applicant's extensive submission, we are not persuaded that the
members record should be corrected to reflect he was a Prisoner
of War (POW) and entitled to the POW medal. Notwithstanding the
fact that some internees were mistreated at the punishment camp
and the commandant of Wauwilermoos was tried after the war for
his misconduct in connection with the mistreatment, the
mistreatment at the Wauwilermoos camp did not create a condition
in which Switzerland lost its neutrality and became an opposing
or foreign armed force hostile to the United States. We are
aware that under U.S. foreign policy, Switzerland was recognized
as a neutral country and not an enemy of the United States during
World War II. Under long-standing customary international law,
and provisions of the Swiss Constitution, Switzerland is a
permanently neutralized country consistently and uniformly
recognized as such by all nations. Furthermore, the pertinent
provisions of the Geneva Convention do not support a conclusion
that internees have the same status as prisoners of war under
international law. Contrary to the applicants strong and
convincing arguments and supported documentation of inappropriate
treatment of internees while at Wauwilermoos and notwithstanding
the previously approved POW medals to World War II internees of
neutral countries and of the individual cited in the application,
this Board is compelled to abide by the Articles of the Geneva
Convention and international law pertaining to neutral nations,
and established U.S. foreign policy. We are though, in agreement
with the applicants plight to have these American airmen
recognized who suffered imprisonment in service to their country.
However, we believe this issue is a matter of policy that should
be raised to the appropriate level for consideration and possible
resolution. The personal sacrifice the former member endured for
our country is noted; however, based on the rationale discussed
above we do not believe that changing such matters of U.S.
foreign policy and firmly established international practice is
within our purview of authority. Therefore, we have no other
recourse but to deny this request.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that
the application was denied without a personal appearance; and the
application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket
Number BC-2010-01883 in Executive Session on 17 March 2011, under
the provisions of AFI 36-2603:
Panel Chair
Member
Member
The following documentary evidence pertaining to AFBCMR Docket
Number BC-2010-01883 was considered:
Exhibit A. DD Form 149, dated 1 Oct 09, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/ DPWC, dated 12 Aug 10, w/atchs.
Exhibit D. Letter, AFPC/DPSIDRA, dated 1 Sep 10.
Exhibit E. Letter, SAF/MRBR, dated 17 Sep 10.
Exhibit F. Letter, Applicant, dated 22 Sep 10, w/atchs.
Exhibit G. Letter, SAF/MRB Legal Advisor, dated 20 Oct 10,
w/atchs.
Exhibit H. Letter, AFBCMR, dated 15 Nov 10.
Exhibit I. Letter, Applicant, dated 29 Nov 10, w/atchs.
Panel Chair
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