RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2005-00572
INDEX CODE: 111.01
XXXXXXX COUNSEL: None
XXXXXXX HEARING DESIRED: No
MANDATORY COMPLETION DATE: 20 AUGUST 2006
_________________________________________________________________
APPLICANT REQUESTS THAT:
The Officer Performance Report (OPR) for the period of 10 February
2003 through 31 July 2003 be removed from her records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
She believes this OPR to be inaccurate, unjust and/or unfairly prejudicial
to her career and hereby applies for review of the report under AFI 36-
2401.
In support of her application, the applicant provides a personal letter,
memo to 49FW/CC, letter to her congressman, copy of the referral OPR
package, emails, record of court-martial trial, medical records, IG
Complaint, medical appeal records, references and admin hold letter, AF IMT
233, Specific Period of Time Contract and personnel information sheet.
The applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant was commissioned in the Regular Air Force on 10 February
2002. She was honorably separated from active duty effective 1 April 2005
and transferred to the Obligated Reserve in the grade of captain.
On 10 February 2003, the applicant was assigned duties as Officer in
Charge, Alcohol and Drug Abuse Prevention and Treatment (ADAPT).
On 23 May 2003, the applicant’s commander referred her to a mental health
evaluation because of problems handling work stress, managing the
responsibilities of her work, apparent difficulty focusing on necessary
tasks, and repeated absences from work. On 30 May 2003, she was removed
from ADAPT position.
On 17 June 2003, the applicant was referred for a non-emergency command
directed evaluation (CDE). The evaluation was significantly limited due to
the applicant’s refusal to answer questions about her current and past
psychological functioning and treatment, current and past relationships
with coworkers, and current and past occupational functioning as related to
any psychological problems. Her commander was advised to consult with
available legal resources to determine if conclusions regarding fitness or
suitability for continued military service can be inferred from her refusal
to participate in this CDE as well as from the documentation regarding her
behavior submitted by her peers and superiors.
On 31 July 2003, the applicant was notified her clinical privileges were
held in abeyance for a delay in treatment on a patient. This action was
taken in response to a patient who identified to ADAPT on 10 July 2003, and
subsequently on 30 July was transported and admitted to GCRMC and
transferred to Mesilla Valley for Acute Alcohol Intoxication. This delay in
treatment could potentially have irreparable harm to the patient and his
military career. Applicant’s clinical privileges were temporary removed
from 31 July until 29 August 2003. On 29 August 2003, her clinical
privileges restriction was extended an additional 30 days, for delay in
treatment.
On 4 September 2003, the Commander, 49th Aeromedical-Dental Operations
Squadron convened a Peer Review Inquiry to review four case files in which
the applicant acted as the primary provider. After careful consideration,
the reviewers determined the standard of care was not met on any of the
cases. Additionally, it was determined that there were 32 additional Family
Advocacy cases which had inadequate or completely absent documentation. The
Peer Review Inquiry recommended the applicant’s credentials be restricted
from “1” to “2” (supervised) and that she staff all cases and charts with a
credentialed staff member prior to the patient leaving the clinic. An
additional recommendation was for the applicant to be afforded the
opportunity to perform a period of remedial retraining at an Air Force
training program to ensure she fully understands her position (training was
arranged at Langley AFB Virginia for March 2004).
On 9 September 2003, the applicant received notification of a Commanding
Officer Referral for mental health evaluation from her commander.
On 17 October 2003, the staff clinical psychologist provided a narrative
summary to a commander directed mental health evaluation. The following
findings and recommendations were made:
a. Available information indicates applicant does not currently have
a service-disqualifying Axis I (V62.20 Occupational Problem) or Axis II
(V71.90 No Diagnosis on Axis II) mental disorder. Her profile is considered
S-1. The applicant is considered mentally/emotionally fit/suited for
deployment and other military duties. There is no indication of any current
mental health condition of such significance as to warrant referral for
Medical Evaluation Board action.
b. Recommend, if the applicant is not currently on a duty-restricting
physical profile, that any decision to return her to patient care duties or
to assign to other duties be based upon applicant’s present duty
performance, applicant’s present attitude/morale, overall work history, and
other administrative considerations.
c. If the applicant is returned to patient care duties, it is
recommended that the SGH and Credentialing Board require the applicant to
satisfactorily complete a set period of close clinical supervision,
including timely co-signature of all clinical notes, before being returned
to a fully credentialed status.
d. Applicant is currently considered mentally competent and fully
accountable for the applicant’s actions. She is able to tell the difference
between right and wrong, able to control her actions, and able to
anticipate the possible consequences of her actions.
e. Should the applicant show a recurrence of unsatisfactory duty
performance and/or emotional instability, recommend a prompt commander-
directed urinalysis and blood alcohol test. In the unlikely event member
shows symptoms indicative of a mental health emergency (disclosure of
suicidal or homicidal thinking, indications of hallucinations or delusions,
or depression or anxiety of such severity as to interfere with basic daily
functioning) a prompt escorted referral to the nearest emergency room would
be appropriate.
On 28 October 2003, the Credentials Function met and recommended the
applicant’s privileges be restricted. The Commander, 49th Medical
Group restricted the applicant’s privileges from code “1” fully competent
to code “2” supervised privileges for all patient cases for a period not
less than three months nor longer than six months. The applicant
acknowledged receipt and was advised of her right to request (within 30
days) a hearing and of her right to appeal the decision to the Commander,
Air Force Medical Operations Agency (AFMOA), through the AFMOA Clinical
Quality Management Division (AFMOA/SGOC).
On 2 December 2003 the commander rendered her final decision to restrict
her privileges to “Code 2”, supervised privileges for all patients care for
a minimum of three months because the applicant had not requested a hearing
within the required 30 days.
On 11 February 2004, the applicant was rendered a referral OPR for the
period 10 February through 31 July 2003 and a letter was acknowledged by
the applicant on that same date. Applicant submitted rebuttal comments
concerning the referral report within the required time period on 23
February 2004.
On 24 March 2004, based on the recommendation from the Credentials
Function, the applicant was awarded Supervised Clinical Privileges from 25
March 2004 through 25 March 2005. Applicant was scheduled to be temporarily
assigned to Langley Air Force Base VA Medical Group for supervised remedial
clinical training sessions.
On 29 March 2004, while en route to Langley Air Force Base VA to complete
six weeks of remedial training due to an adverse credentialing action, the
applicant called the local sheriff in Crossville, TN alleging she was being
followed. The applicant was contacted by the sheriff and she was
transported to a local hospital for observation. As part of the medical
evaluation, she provided a urine sample that tested positive for
methamphetamine and methadone. She was then admitted to Moccasin Bend
Mental Health Institute in Tennessee for acute psychosis. (See OSI Report,
Exhibit G).
On 5 April 2005, the Evaluation Reports Appeals Board (ERAB) approved
removal of the OPR rendered for the period 1 August 2003 to 31 July 2004.
On 10 June 2004, a mental health evaluation revealed the applicant had an
episode of impaired reality testing en route from her home base to a
training assignment, and that she has had problems with her mood since she
was diagnosed with a thyroid disorder, initially hyperthyroidism now
hypothyroidism. A legal urine drug screen revealed methamphetamine and
amphetamine use, which are associated with psychotic symptoms such as those
observed in the applicant. The evaluation concluded the applicant could be
unsuitable for continued military service on the basis of the diagnosis of
a substance-induced psychotic disorder and that she met the criteria for an
administrative separation.
On 30 July 2004, the Air Force Medical Practice Review Board concluded
there was insufficient documentation of evidence to support the restriction
of her privileges. The board concluded a period of Monitoring and
Evaluation (M&E) for three to six months be done with a plan of oversight
and routine feedback.
On 18 August 2004, the 49th Medical Group Commander awarded the applicant
Regular Clinical Privileges and placed her in monitoring and evaluation
(M&E) for a period of three to six months or until satisfactory
demonstration of competency in all aspects of the Life Skills Flight.
On 9 November 2004, the applicant was referred to a general court-martial
and charged with wrongful use of methamphetamine, in Violation of UCMJ,
Article 124a. A panel of officers found the applicant not guilty.
The applicant filed numerous complaints to the 49 Fighter Wing, 12 Air
Force, ACC SAF, and DOD Inspection Generals (IG) alleging the following:
(1) Her clinical privileges were restricted and suspended inappropriately
in reprisal for her protected communications. (2) She was wrongly issued a
referral OPR for the period of 1 August 2003 through 31 July 2004 in
reprisal for her protected communication. (3) She was improperly sent on
too many commander directed evaluations in reprisal of her protected
communication. (4) She was disapproved for extension and subsequently
separated in reprisal for her protected communication. (See Exhibit F)
The 49 Fighter Wing IG concluded that none of the adverse actions taken
against the applicant, specifically the allegations addressed in the
Reprisal Complaint Analysis, were administered as resulted of any of her
protected communications. As a result of their inquiry, they have
determined that there was no wrongdoing on the part of the
commander/management and that all adverse actions were justified as
indicated by the preponderance of evidence. Further, it is their
determination that the applicant’s leadership followed decisions inherent
within their authority. Lastly since no specific protected communication
can be cited and no specific Responsible Management Official can be
determined, no reprisal occurred, and therefore, they recommend that this
complaint be dismissed. (See Exhibit F)
On 9 January 2006, DoD IG reviewed the preliminary analysis and concurred
that further investigation is not warranted under Title 10, United States
Code, Section 1034. They consider the matter closed. (See Exhibit F)
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPE recommends denial and stated the applicant’s first contention
for the 10 February through 31 July 2003 OPR, is the bullets in Section IV
Impact on Mission Accomplishment. The applicant states the first line and
the last line seem to contradict each other. AFI 36-2406, Table 3.1., line
15 gives guidance on what to include in Section IV. It states, “Address
only primary duty responsibilities and tasks assigned to the ratee during
the reporting period that contributed to, or detracted from, unit mission.
The key word is reporting period. In this case, the rater started with the
bullets from the beginning of the reporting period to the end. The comments
do not contradict one another; they show a picture of her “impact on
mission accomplishment” over the reporting period. It could very well be
that in the beginning of the reporting period she was able to handle the
case load and by the end of the reporting period she was less than able to
handle the case load. The rater has the authority and responsibility to
document the information as he/she sees fit.
The applicant’s second contention is the bullets in Section VI Rater
Overall Assessment: “Successful on-call provider; handle crises…” and
“Officership/clinical interventions short of expectation…” The applicant
believes these statements again contradict one another. It is the rater’s
responsibility to assess and document what the ratee did, how well the
ratee did, and the potential based on that performance. The rater uses the
entire rating period to document the performance of the ratee. Even though
the bullets appear to be contradictory, again, they paint a picture of the
ratee’s performance over the entire reporting period. The ratee might have
performed well in the beginning of the rating period and over the entire
rating period, her performance may have slipped. There is not enough
information from the rating chain to determine exactly when and how her
performance had slipped. From what is presented, the report is a fair and
accurate account of the applicant’s performance during the 10 February
through 31 July 2003 OPR. The raters have to be given the authority to
document the ratee’s performance without wondering if a report will be
thrown out later.
The applicant’s third contention is the applicant does not know if the
49W/CC saw her rebuttal comments when he saw the report. In this situation,
there was no reason nor is it mandatory for a reviewer to “see” rebuttal
comments. In the referral process the only evaluator who is mandatory to
“see” or “review the rebuttal comments is the evaluator named in the
referral memorandum, in this case the reviewer is not the evaluator. It is
a moot point whether he saw them or not, it has no impact on the referral
process or the accuracy of the report.
The applicant’s fourth contention is she believes this report was written
in reprisal because she had an article 138 complaint against the rater.
There is nothing in this application from the IG to substantiate this
allegation. Without a report of investigation to substantiate the
allegations it is not possible to make a decision on whether the report was
written in reprisal. There is no other documentation to prove this concern
either. Although the applicant states she filed an IG complaint and it was
“mysteriously dropped on 19 August 2004”, the IG office does send out
letters explaining what happens to the complaint, whether the information
was lost or the IG office decided to drop the complaint. The applicant
should request a letter from the DoD IG stating what happened to her
complaint to the best of their knowledge.
AFPC/DPPPE complete copy of the evaluation is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the Air Force evaluation and stated she never
received any letters of reprimand or counseling to justify the marks on
that referral OPR. She also does not believe that the bullets justify these
marks. The bullets specifically pertain to the reduction in credentialing
that had occurred and that decision was overturned.
Applicant separated from active duty on 1 April 2005 with an honorable
discharge. She is currently still a captain in the USAF Ready Reserves with
a DOS of 9 November 2009.
Applicant’s complete response is at Exhibit E.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of an error or injustice warranting removal of the OPR for the
period ending 31 July 2003. We took careful notice of the applicant's
complete submission in judging the merits of the case; however, we agree
with the opinions and recommendation of the Air Force offices of primary
responsibility, in particular that of the Office of the Inspector General,
and adopt their rationale as the basis for our conclusion that the
applicant has not been the victim of an error or injustice. Persuasive
evidence has not been provided which would lead us to believe that the
administrative actions taken by her commander were beyond her scope of
authority or that she abused her discretionary authority in taking those
actions. Additionally, we are not persuaded by the evidence provided in
support of her appeal, that the contested report is not a true and accurate
assessment of her performance during the specified time period or that the
comments contained in the report were in error or contrary to the
provisions of the governing instruction. Therefore, in the absence of
persuasive evidence to the contrary, we find no compelling basis to
recommend granting the relief sought in this application.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of material error or injustice; that the application was
denied without a personal appearance; and that the application will only be
reconsidered upon the submission of newly discovered relevant evidence not
considered with this application.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-2005-
00572 in Executive Session on 8 March 2006, under the provisions of AFI 36-
2603:
Ms. Kathy L. Boockholdt, Panel Chair
Ms. Cheryl V. Johnson, Member
Mr. August Doddato, Member
The following documentary evidence relating to AFBCMR Docket Number BC-2005-
00572 was considered:
Exhibit A. DD Form 149, dated 25 Jan 05, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPPE, dated 3 Apr 05.
Exhibit D. Letter, SAF/MRBR, dated 15 Apr 05.
Exhibit E. Letters, Applicant, dated 14 May 05, w/atchs.
Exhibit F. IG Report 9 Jan 06, withdrawn.
Exhibit G. OSI Report, 3 Feb 06, withdrawn.
KATHY L. BOOCKHOLDT
Panel Chair
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