RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 01-00969
INDEX NUMBER: 131.00
XXXXXXXXXXX COUNSEL: None
XXX-XX-XXXX HEARING DESIRED: Yes
_______________________________________________________________
APPLICANT REQUESTS THAT:
The promotion recommendation form (PRF) rendered on him for the CY99B
(30 Nov 99) Central Lieutenant Colonel promotion board be replaced with
a new PRF and/or “Definitely Promote” (DP) overall recommendation.
He be considered for promotion to lieutenant Colonel by special
selection board (SSB) for the CY99B Lieutenant Colonel Central
Selection Board.
_______________________________________________________________
APPLICANT CONTENDS THAT:
The Officer Performance Report (OPR) rendered on him for the period 10
Jul 98 through 9 Jul 99 may not have been fully considered by the Air
Combat Command (ACC) Management Level Review (MLR) board for the CY99B
Lieutenant Colonel Promotion Board.
The OPR closing out 9 Jul 99 was not signed by the reviewer until 18
Oct 99 and was not in his records at the start of the ACC MLR conducted
21 through 22 Oct 99.
Since the OPR closing out 9 Jul 99 was not available at the start of
the review or was entered into the review at some point during the
proceedings, there is the strong potential that either the MLR board
did not fully evaluate his entire record of performance or the late
entry caused a negative bias to the review.
He has the support of his senior rater and the MLR Board President to
replace the PRF rendered on him for the CY99B Central Lieutenant
Colonel promotion board.
The applicant’s complete submission is at Exhibit A.
_______________________________________________________________
STATEMENT OF FACTS:
The applicant is presently serving on active duty in the grade of
major. His Total Active Federal Military Service Date is 30 May 1984.
The applicant was considered and not selected for promotion to
lieutenant Colonel by the CY99B and CY00A (28 Nov 00) central
lieutenant colonel selection boards. A review of the applicant’s last
ten OPRs reflects overall ratings of “meets standards.” The applicant
appealed the PRF rendered on him for the CY99B lieutenant colonel
selection board to the Evaluation Reports Appeal Board (ERAB) on 1
December 2000. The ERAB denied his appeal on 29 March 2001.
_______________________________________________________________
AIR FORCE EVALUATION:
The Directorate of Personnel Program Management, AFPC/DPPPO, evaluated
this application and addressed the applicant’s request for promotion
consideration by SSB. They recommend denial of the applicant’s
request.
The applicant filed a similar appeal under the provisions of AFI 36-
2401, Correcting Officer and Enlisted evaluation Reports, which the
ERAB denied. The ERAB decided that the applicant’s documentation did
not support his contention of a material error, so they denied his
request.
The complete evaluation is at Exhibit C.
AFPC/DPPP conducted a second evaluation to address the applicant’s
request for a revised PRF.
Applicant alleges that his most recent OPR was missing from his MAJCOM
records when the MLR began. While the OPR may have been completed
outside the prescribed timeliness, his evaluator (who signed the OPR on
18 Oct 00) realized it was missing from the MAJCOM record and “acquired
the OPR and took it to the board.” The applicant further alleges that
his senior rater was not aware of powerful and superior stratification
performance statements such as Squadron Field Grade Officer of the Year
and Aerospace C2 & ISR Center Jabara/Sijan Awards nominee. It is
unclear whether the applicant is referring to his senior rater or the
MLR president. Had this vital information been missing from the
applicant’s PRF, he would have a strong case for appeal. However, both
of these statements, found in the applicant’s last OPR were also noted
in his PRF, meaning not only did the senior rater and the MLR president
have access to this information, so did the other members of the MLR.
The applicant provided an unsigned e-mail, which quoted the 93 ACW/CC
as stating he noticed the OPR was missing after “50% of the records had
been reviewed.” The quality review process is specifically designed,
among other things, to allow senior raters to discover and correct
these sorts of errors. The fact that this error was caught in the
review process and rectified before scoring is evidence that the
quality review served its purpose.
The applicant’s package clearly shows that his OPR, while not initially
available to the MLR, was provided before the scoring process began.
The OPR in question was the basis for at least two comments on his PRF.
And, finally, “the replacement” PRF is a verbatim copy of the
original, with the exception of a recommended “DP” rating. These facts
suggest that the perceived errors were not significant enough to affect
the overall outcome of the MLR.
The complete evaluation is at Exhibit D.
_______________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant responded to the evaluations in a three-page letter with
nine attachments. The applicant states that he has provided evidence
to supplement his case consisting of amplifying factors with highlights
of career accolades to substantiate promotion.
He states that bias in the judgement of his records caused by lack of
accountability by his chain of command during the period of 7 Jul 00 to
24 Oct 00 did not allow for his promotion to lieutenant colonel.
The applicant indicates that in his present position he is required to
take a crew of men and women into hostile fire and execute the Joint
Force Commander’s intent using wartime rules of engagement (ROE)
without deviation. Failure on his part in application of ROE could
result in criminal liability or potentially the loss of friendly
forces. The applicant further states that the ROE prescribed within
Air Force Instructions (AFIs) were violated during the completion of
his OPR and PRF. Specifically, he states that AFI 36-2402, 1 July 1996
was violated as follows:
A. Paragraph 3.6.4.3. His OPR was signed 101 days late by the
senior rater.
B. Paragraph 4.4.1.2 and 4.4.1.3. The Senior Rater was not
knowledgeable of his most recent performance or solely responsible for
evaluating Record of Performance (ROP).
The closeout date for PRF completion was well past before the OPR was
ready and was not reviewed by the Senior Rater. Someone else drafted
the PRF and the Senior Rater weighed the merits of his incomplete ROP
against other candidates. He states that he was not stationed at the
same location as his senior rater as two of the individuals he competed
against were. Due to his lack of proximity to the Senior Rater and the
Senior Rater’s ability to see his performance was a factor. The
applicant states that a cursory view of his ROP would show a complete
perfect career.
The applicant states that to change an overall rating on a PRF to
“Definitely Promote” (DP) requires concurrence of both the senior rater
and MLR president. He succeeded and obtained concurrence. There was
no need to change anything else on the PRF. The DP along changes his
record.
The applicant states that a signed statement from his commander
articulates that the missing and late OPR was a distracter to his
excellent records. Regardless of the timing, any potential for bias at
the Management Level Review Board represented an unfair disadvantage.
He states that the statements “My Best Major” and “AC2ISRC Field Grade
Officer, 2nd Qtr” were not known or reviewed by the Senior Rater prior
to the PRF completion or “until 50% of the records had been reviewed”
by the MLR board resulting in the most important, vital information
missing from the PRF. The applicant provides further examples that
show his outstanding duty performance.
The applicant reiterates that he has the concurrence of his senior
rater with a new PRF and a “DP” promotion recommendation. The MLR
board president also concurs. He asks the AFBCMR right the oversight
during his initial consideration and to grant him promotion to
lieutenant colonel.
The applicant’s complete response is at Exhibit F.
_______________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice. The Board was primarily
persuaded by the support the applicant received from both his senior
rater and president of the MLR to change his PRF. We also note that
due to the lateness of the applicant’s OPR closing out 9 Jul 99, there
are questions over its impact during the MLR process. The Board
believes that any doubt should be resolved in favor of the applicant.
Therefore, we recommend that the record be corrected as indicated
below.
_______________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that the Promotion
Recommendation Form (PRF), prepared for the CY99B Central Lieutenant
Colonel Selection Board, be, and hereby is, declared void and removed
from his records and replaced with the attached reaccomplished
Promotion Recommendation Form with an overall recommendation in block
nine of “Definitely Promote.”
It is further recommended that his record, to include the above
referenced corrected PRF, be considered for promotion to the grade of
lieutenant colonel by Special Selection Board (SSB) for the CY99B
Central Lieutenant Colonel Selection Board.
_______________________________________________________________
The following members of the Board considered this application in
Executive Session on 26 July 2001, under the provisions of AFI 36-2603:
Mr. Patrick R. Wheeler, Panel Chair
Ms. Martha Maust, Member
Ms. Dorothy P. Loeb, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 4 Apr 01, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Memorandum, AFPC/DPPPO, dated 5 Jun 01,
w/atch.
Exhibit D. Memorandum, AFPC/DPPP, dated 5 Jun 01,
Exhibit E. Letter, SAF/MIBR, dated 15 Jun 01.
Exhibit F. Letter, Applicant, dated 29 Jun 01, w/atchs.
PATRICK R. WHEELER
Panel Chair
AFBCMR 01-00969
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air Force
relating to XXXXXXXXX, XXX-XX-XXXX, be corrected to show that the
Promotion Recommendation Form (PRF), prepared for the CY99B Central
Lieutenant Colonel Selection Board be, and hereby is, declared void and
removed from his records and replaced with the attached reaccomplished
Promotion Recommendation Form with an overall recommendation in block
nine of “Definitely Promote.”
It is further directed that his record, to include the above
referenced corrected PRF, be considered for promotion to the grade of
lieutenant colonel by Special Selection Board (SSB) for the CY99B
Central Lieutenant Colonel Selection Board.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
Attachment
Reaccomplished PRF
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