RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 99-00820
INDEX NUMBER: 107.00; 108.03; 108.08
COUNSEL: CHARLES F. EDDINGS
HEARING DESIRED: NO
___________________________________________________________________
APPLICANT REQUESTS THAT:
He be awarded the Purple Heart and the Distinguished Flying Cross (DFC);
and that Block 15 of his retirement order be changed to read “Yes” which
would indicate his disability was received in the line of duty as a
direct result of armed conflict or was caused by an instrumentality of
war and incurred in the line of duty during a period of war, rather than
retirement by reason of physical disability at a compensable rating of
70%.
___________________________________________________________________
APPLICANT CONTENDS THAT:
Because of administrative error, award of the DFC was omitted. His
superior failed to submit a recommendation for award of the Purple Heart,
because he was ignorant of the criteria for this award. His retirement
order should be changed to read “Yes” in Block 15.
In support of his appeal, the applicant provided a DD Form 293,
Application for Review of Discharge or Dismissal from the Armed Forces,
which lists the issues he wants the Board to address; a Unit Citation for
the 454th Bombardment Group, dated 24 Mar 45, for outstanding performance
of duty in armed conflict with the enemy; a statement from his non-
commissioned officer in charge (NCOIC), endorsed by the commander, dated
28 Mar 94, concerning award of the Purple Heart; a request for military
records, dated 28 Mar 94; a letter from the 15th Air Force Association
(AFA), dated 8 Mar 99, addressed to AFMPC/DPMAS transmitting the
applicant’s request; his letter indicating some of his records had been
found and his belief that his arthritis was caused by a drug he received
during treatment; a document from his medical record, dated 29 Jan 44,
concerning his hospital admission for a concussion incurred on 25 Jan 44
during authorized boxing; and his letter to the Review Boards Office
(SAF/MIBR) explaining he requested the DFC through the Disabled American
Veterans (DAV) and the Purple Heart through the AFA.
The applicant's complete submission is attached at Exhibit A.
___________________________________________________________________
STATEMENT OF FACTS:
The following chronology has been extracted from the applicant's master
personnel records and his Department of Veterans Affairs (VA) records:
The applicant was inducted into the Army Air Corps on 13 Sep 43. He
entered on active duty on 4 Oct 43, and was honorably discharged on 27
Jun 45. He participated in the European, African, and Middle Eastern
Theater of Operations. During this period, he was awarded the Air Medal
and 3 Oak Leaf Clusters on 29 Oct 44, 1 Mar 45, 16 Apr 45, and 1 Jun 45,
respectively.
He enlisted in the Air Force Reserve, effective 24 Jan 51, and was
honorably discharged on 11 Dec 52. He also received the Air Medal on 14
Aug 52. He enlisted in the Regular Air Force on 12 Dec 52, for a period
of 6 years. He continued to reenlist, contracting his last enlistment on
9 Feb 67. He was promoted to the grade of SMSgt, effective 1 Apr 67.
On 4 Mar 68, a Medical Evaluation Board (MEB) was convened to consider
the applicant's case for the purpose of continued active duty. After
reviewing the record, the MEB rendered the following diagnoses: "Sensory
neural hearing loss, etiology unknown, rule out acoustic trauma, does not
require hearing aid, medicines or surgery," and “Osteoarthritis involving
the hands, knees, feet and cervical spine.” The board recommended return
to duty with a waiver.
On 7 January 69, the applicant underwent a physical examination for the
purpose of retirement for length of service. After evaluating the
applicant’s conditions, the examining physician recommended that the
applicant’s case be referred for consideration by an MEB and that a
decision concerning his physical qualification for retirement or
continued service be deferred.
On 7 Feb 69, an MEB was again convened to consider the applicant's case.
After reviewing the record, the MEB rendered the following diagnoses:
"Osteoarthritis, generalized, since 1961," and “Deafness, high tone,
sensorioneural, severe, moderate in speech frequencies bilateral, cause
undetermined, since 1968.”
On 13 Feb 69, a Physical Evaluation Board (PEB) convened to consider the
applicant's case. After reviewing the record, the PEB rendered the
following diagnoses: "Degenerative arthritis, multiple joints,
disabling, permanent," rated at 20%, and “Neurosensory hearing loss,
bilateral, permanent,” rated at 10%. The board found that the applicant
was unfit because of physical disability; the disability was incurred
while entitled to receive basic pay; and the disability was incurred in
time of war or national emergency. It did not find that the disability
was the direct result of armed conflict or that it was caused by an
instrumentality of war in the line of duty during a period of war. The
PEB recommended permanent retirement at a compensable disability rating
of 30%.
On 11 Mar 69, a PEB was again convened and rendered the following
diagnoses: "Degenerative arthritis (mixed type) involving the right
shoulder, wrists, hands, knees, lumbar-sacral spine, feet, with
limitation of motion in right shoulder (major), lumbar spine, right ankle
(moderate), permanent--no," combined rating of 35%, and “Neurosensory
hearing loss, bilateral, permanent,” rated at 10%. The board found that
the applicant was unfit because of physical disability and the disability
was incurred while entitled to receive basic pay. It did not find that
the disability was the direct result of armed conflict or was caused by
an instrumentality of war in the line of duty during a period of war; or
that the disability was permanent. The PEB recommended temporary
disability retirement at a compensable disability rating of 40%. On 24
Mar 69, the Air Force Physical Review Council (AFPRC) concurred with the
findings of the PEB in the ultimate disposition of the case but raised
the rating to 60%. On 26 Mar 69, the Air Force Personnel Board (AFPB)
concurred in the findings and recommendations of the AFPRC.
On 31 Aug 69, the applicant was relieved from active duty and his name
was placed on the Temporary Disability Retired List (TDRL), effective 1
Sep 69, in the grade of SMSgt with a compensable disability rating of
60%. It was determined that the disability was not received in the line
of duty as a direct result of armed conflict or caused by an
instrumentality of war and incurred in the line of duty during a period
of war. He had served 20 years, 1 month and 13 days on active duty.
On 19 Feb 71, a Formal PEB (FPEB) was convened for the purpose of a
periodic physical evaluation. It rendered diagnoses of "Degenerative
joint disease" and “Neurosensory hearing loss.” The board found that the
applicant was unfit because of physical disability, the disability was
not permanent, and the disability was incurred while entitled to receive
basic pay. The FPEB recommended retention on the TDRL at a compensable
disability rating of 50%. The AFPRC concurred but raised the rating to
60%. On 25 Feb 71, the applicant signed a statement indicating that he
did not agree with the findings and submitted a rebuttal.
On 28 Aug 72, a PEB was convened. It rendered a diagnosis of
“Generalized osteoarthritis, with chronic pain.” The board recommended
permanent retirement with a compensable disability rating of 30%.
On 5 Oct 72, an FPEB was convened for the purpose of a periodic physical
evaluation. It rendered diagnoses of "Generalized osteoarthritis, with
chronic pain, permanent," with a combined rating of 57%, and “Chronic
prostatitis, moderate,” rated at 10%. The board found that the applicant
was unfit because of physical disability, the disability was permanent,
and the disability was incurred while entitled to receive basic pay. It
did not find that the disability was the direct result of armed conflict
or was caused by an instrumentality of war in the line of duty during a
period of war; or that the disability was permanent. The PEB recommended
permanent retirement at a compensable disability rating of 60%. The
applicant concurred with the findings and recommendations of the PEB on 5
October 1972.
On 18 Oct 72, the AFPRC supplemented the PEB’s diagnoses to include
diagnoses of “Spine, cervical, limitation of motion, moderate, permanent”
with a rating of 20%, and “Chronic prostatitis, moderate, permanent” with
a rating of 10%. The AFPRC concurred with the recommended disposition in
the case but recommended an increase in the compensable disability rating
to 70%.
On 18 Oct 72, the Secretary of the Air Force (SAF) approved the
recommendation of the AFPRC and the applicant’s name was removed from the
TDRL, effective 8 Nov 72. He was permanently retired in the grade of
SMSgt with a compensable disability rating of 70 percent.
___________________________________________________________________
AIR FORCE EVALUATION:
The Chief, Recognition Programs Branch, reviewed this application and
recommended denial. To be awarded the Purple Heart, a member must
provide documentation to support he was wounded as a direct result of
enemy action. Indirect injuries do not meet Purple Heart criteria.
Indirect injuries include but are not limited to diseases, exposure,
injuries received while seeking shelter from mortar or rocket attacks,
aircraft bombings, grenades, and injuries incurred while serving as an
aircraft member or passenger as a result of the aircraft’s evasive
measures against hostile fire. The injury received must also require
medical treatment by medical personnel. The applicant’s eyewitness
testimony stating that he suffered lacerations of the hand as a
consequence of an emergency landing when on a combat mission indicates
the applicant’s injuries did not occur as a direct result of the enemy.
Regarding award of the DFC, prior to 14 Aug 43, this decoration was
awarded on the basis of 35 missions of operational flight against the
enemy. After this time, a recommendation for the Air Medal (sic DFC)
changed from a nomination to a fully justified recommendation submitted
by an immediate supervisor or someone other than the member who had
firsthand knowledge of the act or achievement. The applicant’s records
show his missions totalled 34, with no indication of a written
recommendation for the award.
There is no evidence in the applicant’s medical records that he was
injured as a direct result of enemy action. Documentation in his records
indicates his injuries were received during an emergency landing of the
aircraft.
A complete copy of the evaluation is at Exhibit C.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Counsel reviewed the advisory opinion and stated the applicant’s injury
was the result of damage to the aircraft by enemy flak during a bomb run,
and, therefore, was a direct result of enemy action which required
medical treatment by medical personnel. With respect to the DFC, the
applicant’s request was based on an act accomplished during a combat
mission, not on 35 missions. The applicant made emergency repairs during
flight which enabled an aircraft to return to its home base. The
applicant’s supervisor submitted a statement (endorsed by the squadron
commander) that the DFC he received should have been given to the
applicant, who made the actual repairs. Counsel also points out that the
applicant’s request for service-connected disability was not addressed in
the Air Force evaluation.
Counsel’s complete response with attachments is at Exhibit D.
___________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
The BCMR Medical Consultant reviewed this application and recommended
denial. The applicant served on an aircrew and experienced a forced
landing after his plane was struck by enemy fire. He suffered multiple
fractures which healed and allowed him to complete a full 20-year career
upon his return to service. In his late 40’s, the applicant developed
significant osteoarthritis for multiple joints which still did not
prevent him from completing his career. This disease did not relate to
injuries he suffered in WWII, and disability evaluation through Medical
and Physical Evaluation Boards determined that his osteoarthritis, along
with service-incurred bilateral hearing loss, warranted placing him on
the TDRL at a 60% disability rating, which he received for 3 years until
being permanently retired on 8 Nov 72, apparently at a 70% rating.
Records show that the applicant developed arthritis while on active duty,
thereby making him eligible for disability compensation and VA benefits.
Records do not show that the generalized arthritis which brought a
determination of a 70% disability rating was in any way connected with
his war-time experiences. Osteoarthritis is a disease for which no cause
is known and is typically found in most individuals to some degree as
they age. While previous joint injury can lead to later arthritis, the
wide-spread nature of the applicant’s findings cannot be attributed to
previous injuries.
A complete copy of the BCMR Medical Consultant’s evaluation is at Exhibit
F.
___________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
Counsel reviewed the advisory opinion and stated that the Medical
Consultant’s evaluation is reminiscent of DoD’s position on Agent Orange
and the Gulf War Syndrome, i.e., to categorically deny any connection
with the onset of diseases and exposure to toxins found on the
battlefield, thereby denying disability retirement. Counsel asserts that
the arthritis developed while on active duty; that the applicant’s
injuries could have caused the onset of osteoarthritis; and that the
applicant should receive the Purple Heart and the DFC because of those
service-connected injuries. Counsel’s complete response is at Exhibit H.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was not timely filed; however, it is in the interest
of justice to excuse the failure to timely file.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice warranting partial relief. In
this respect, we note that the applicant’s eyewitness testimony supports
his entitlement to the award of the Purple Heart for injuries sustained
as a direct result of enemy actions. Apparently, while on a bombing
mission in December 1944, the applicant’s aircraft was damaged by flak
and the bomber was forced to crash land, causing the applicant’s
injuries. We also noted that the applicant did not provide medical
documentation that his injuries required or received treatment by medical
personnel. However, we are satisfied with the explanation provided by
the applicant, his supervisor and commander, that because he was treated
at a British Infirmary for the injuries he received during the crash
landing, no medical record of his treatment exists in his service
records. Therefore, since we believe the applicant has satisfied the
criteria for award of the Purple Heart, his records should be corrected
to the extent indicated below.
4. Insufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice to warrant award of the DFC. We
acknowledge the contributions he and the members of his group made to the
war effort. However, after a thorough review of the evidence of record
and applicant’s submission, we agree with the opinion and recommendation
of the Recognition Programs Branch with respect to award of the DFC and
adopt their rationale as the basis for our conclusion that the applicant
is not entitled to this decoration. The applicant, through counsel,
states that his request for this award is not based on the number of
missions but for an act accomplished during a combat mission. There is
no evidence in the applicant’s record to indicate he was ever recommended
for the award, nor do his supporting statements suggest award of any
decoration other than the Purple Heart. Therefore, in the absence of
clear and convincing evidence that the applicant met the established
criteria for award of the DFC or that a written recommendation for the
award was submitted but was not acted upon, this request is not favorably
considered.
5. Insufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice with respect to the applicant’s
request to change his retirement order to show his disability was the
direct result of armed conflict or caused by an instrumentality of war
and incurred in the line of duty during a period of war. We agree with
the opinion and recommendation of the BCMR Medical Consultant and adopt
the rationale expressed that while the applicant’s medical condition may
have developed when he was on active duty, the generalized nature of his
osteoarthritis cannot be attributed to his war-time experiences.
Therefore, we find no compelling basis to recommend granting this
request.
___________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that he was awarded the
Purple Heart for wounds sustained as a direct result of enemy action
during a bombing mission in Northern Italy with the 739th Squadron, 454th
Bombardment Group, 15th Air Force, in December 1944.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 16 November 1999, under the provisions of AFI 36-
2603:
Ms. Charlene M. Bradley, Panel Chair
Ms. Patricia D. Vestal, Member
Dr. Gerald B. Kauvar, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 22 Mar 99, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPR, dated 11 May 99.
Exhibit D. Letter, SAF/MIBR, dated 24 May 99.
Exhibit E. Letter, Counsel, dated 21 Jun 99, w/atchs.
Exhibit F. Letter, BCMR Medical Consultant, dated 27 Jul 99.
Exhibit G. Letter, AFBCMR, dated 29 Jul 99.
Exhibit H. Letter, Counsel, dated 20 Aug 99.
CHARLENE M. BRADLEY
Panel Chair
AFBCMR 99-00820
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of
Section 1552, Title 10, United States Code (70A Stat 116), it is directed
that:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that he was awarded the
Purple Heart for wounds sustained as a direct result of enemy action
during a bombing mission in Northern Italy with the 739th Squadron, 454th
Bombardment Group, 15th Air Force, in December 1944.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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