.
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
IN THE MATTER OF:
DECO81998 -
DOCKET NUMBER: 97-01550
COUNSEL :
HEARING DESIRED: Yes
APPLICANT REOUESTS THAT:
1. His severance pay be rescinded and his record be corrected
to show he made a selection to be transferred to the Inactive
Status List, Reserve Section.
2. The United States Air Force (USAF) be ordered to submit an
f duty (LOD)
explanation as to why it denied
report entered -by th
Air National
for the emotional condition suffered while on
active
His disability rating be adjusted to one of not less than 30
3 .
percent or he be allowed to have his reply/rebuttal considered by
a PEB.
APPLICANT CONTENDS THAT:
He was discharged with a lump sum payment against his wishes and
while he was medically unfit to make a decision. The Veterans
Affairs (VA) awarded him a 30% disability rating f o r his tibia
condition, and an additional 10% for his left ankle
osteoarthritis. The VA found that the depression he suffers from
stems from the service-connected accident and surgery he suffered
while on active duty and awarded him an additional 10% disability
for that specific reason.
The USAF determination of 20%
disability is at odds with the more recent VA determinations in
that the VA is the combined disability determination of 40%. The
PRANG determined that his emotional condition was in LOD,
although the USAF later disapproved said finding without
explanation of any sort. Ironically, the VA grants him a service-
related 10% disability for his emotional condition effective
27 April 1997, but four months later the USAF denies a LOD
determination for the same condition on 3 September 1997.
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97- 01550
In support of his request, he submits the VA Compensation
Decision, DD Form 214, LOD report and attachments, Memorandum of
Election, and medical documentation.
Applicant’s complete submission is attached at Exhibit A.
G
STATEMENT OF FACTS:
Applicant enlisted in the PRANG on 19 May 1974.
On 17 December 1994, the applicant, while on active duty under
Drug Interdiction Special Order: AQ-11, dated 28 October 1994,
and participating in a m
Sponsored athletic event running a
ten kilometer race, applicant fractured the left tibia and
fibula.
On 24 March 1995, an Informal LOD determination recommended that
the injury was LOD.
On 6 July 1995, the approving official approved the LOD
determination.
On 8 October 1996, a Medical Evaluation Board (MEB) convened at
wilford Hall Medical Center and recommended referral to an
Informal Physical Evaluation Board (IPEB) .
On 18 November 1996, an IPEB convened at Randolph AFB, TX and
found the applicant unfit because of physical disability and
disability was incurred in LOD.
Diagnosis was status post
December 1994 left tibio-fibular fracture with resultant non-
union requiring revision ORIF with bone graft on October 1995
with residual disuse osteopenia with severe osteoarthrosis of
ankle and limitation of motion. Compensable percentage of 2 0
percent and recommendation of discharge with severance pay.
On 3 December 1996, the applicant did not agree with the findings
and recommendation of the PEB informal hearing and demanded a
formal hearing.
On 19 December 1996 a Formal Physical Evaluation Board (FPEB)
convened at -AFB,
and found the applicant unfit
because of physica aisability and disability was incurred in
LOD. Diagnosis was status post December 1994 left tibio-fibular
fracture with resultant non-union requiring revision ORIF with
bone graft on Oct 95 with residual disuse osteopenia with severe
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97-01550
osteoarthrosis of ankle and limitation of motion. Compensable
percentage of 20 percent and recommendation of discharge with
severance pay.
On 19 December 1996, the applicant was notified of the
recommended findings of the Formal PEB. He was informed to
submit his reply/rebuttal to be received by 9 January 1997.
On 3 January 1997, the applicant requested a 30-day extension to
obtain prop
istance since he didn't have legal
assistance i
On 3 January 1997, his extension request was approved in part
with his rebuttal to be received by the USAF Formal PEB/DPPDF
office not later than 16 January 1997.
On 22 January 1997, the Secretary of the Air Force directed that
applicant be separated from active service for physical
disability under the provision of 10 USC 1203, with severance
Pay
On 29 January 1997, the applicant was notified that officials
within the office of the Secretary of the Air Force determined
that he was physically unfit for continued military service and
directed he be discharged from the service with entitlement to
severance pay .
However, since he had over 20 years of
satisfactory service, he could elect to be transferred to the
Inactive Status List, Reserve Section, in lieu of being
discharged with severance pay. His election had a suspense date
of 28 February 1997. Applicant failed to respond to the request.
From 5 January 1997 until 21 February 1997 the applicant was
treated and hospitalized at the VA Medical Center for severe
depression disorder.
On 27 February 1997, HQ PRANG notified HQ AFPC/DPPDS that a new
LOD would be performed for a condition recently developed.
Applicant would remain in active service until adjudication of
LOD .
On 11 March 1997, HQ PRANG was notified by message that since the
SAF memorandum had been signed, any request for a special review
was inappropriate or unauthorized and only in the most unusual
circumstances would a change in medical documentation justify any
medical hold action and a new MEB convened.
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97- 01550
Applicant was discharged on 25 April 1997, in the grade of staff
sergeant with a honorable discharge, under the provisions of AFI
36-3212 (Disability, Severance Pay). He had 22 years, 11 months,
and 11 days of satisfactory service and received $26,790.40 in
severance pay.
On 30 April 1997, an informal LOD determination recommended LOD.
On 3 September 1997, the approving authority disapproved the LOD.
On 5 Novemer 1997, the VA evaluated applicant's disability as:
Residuals left tibia and fibula fractures at 30 percent,
Osteoarthritis of left ankle at 10 percent, and major depression
at 10 percent, with a combined rating of 40 percent.
On 5 March 1998, the VA reevaluated applicant I s disabilities as:
Residuals left tibia and fibula fractures is continued at 30
percent, Osteoarthritis of left ankle is continued at 10 percent,
and major depression is continued at 10 percent, and service
connection for lumbar Myositis, left L5-Sl radiculopathy, central
Herniated Nucleous Pulposus , degenerative joint disease is
granted at 20 percent effective 20 November 1997, with a combined
evaluation of 60 percent.
AIR FORCE EVALUATION:
The Chief, Physical Disability Division, AFPC/DPPD, also reviewed
this application and states that on 19 December 1996, with the
assistance of legal counsel, the applicant presented his case
before the FPEB at Lackland AFB. The Board agreed with the
findings of the IPEB, found him unfit for continued military
service, and recommended his disability discharge with a 20
percent disability rating. Again, the member did not concur with
the findings and advised the Board that he wanted to submit a
written rebuttal to the Air Force Personnel Council.
His
rebuttal was suspensed for 9 January 1997. He was afforded three
weeks to provide his rebuttal (an additional week beyond the
normal suspense). On 3 January 1997, the member requested an
additional 30 days extension stating he needed the extra time
because he did not have any legal assistance in Puerto Rico. The
FPEB approved the request in part, extending the suspense date to
16 January 1997. The memorandum reemphasized the need for the
member to contact his military counsel at the FPEB, if
appropriate, for assistance in preparation of his rebuttal and
included the counsel's phone and datafax numbers. Applicant did
not provide a rebuttal by the suspense date and the disability
case was forwarded f o r review and finalization in accordance with
disability policy. On 22 January 1997, officials in the Office
of the Secretary of the Air Force approved the findings of t h e
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97- 01550
previous two boards and directed the applicant I s discharge with
severance pay and a 20 percent disability rating. On 29 January
1997, because the applicant was a member of the Reserves with
over 20 years satisfactory service, he was offered an option to
be transferred to the Inactive Status List, Reserve Section or be
The HQ AFPC/DPPDS memorandum
discharged with severance pay.
included a suspense date of 28 February 1997 to respond with his
election. Again the member failed to respond to the request.
After several unsuccessful attempts to contact the member, which
included contact through the ANGRC and the AGR unit in Puerto
Rico, appropriate action was initiated on 26 March 1997 to
discharge member with severance pay in accordance with the
Secretarial deeermination. Discharge was effective 25 April
1997. A thorough review of the case establishes the applicant
was properly found unfit for military duty and awarded an
appropriate rating for his disability at the time of his
discharge. Further, he was afforded all rights to which he was
entitled under disability law and policy. They recommend denial
of applicant's request. The applicant has not submitted any
material or documentation to show that he was inappropriately
found unfit, rated, or separated by reason of physical
disability.
A complete copy of the evaluation is attached at Exhibit C.
The Chief, Utilization, ANG/MPPU, reviewed this application and
states that after a thorough review of the case and the
circumstances surrounding the applicant, they recommend he be
afforded the opportunity to select transfer to the Retired
Reserve List. New information regarding the mental state of the
applicant at the time of selection ( L e . , severance pay with 20
percent disability or transfer to the Retired Reserve list)
compels them to recommend relief. Although the applicant had an
opportunity to respond to the FPEB, the applicant's mental state,
inability to contact and hire a Spanish/English legal counselor,
and physical handicap hindered the applicant to the point of
indecision. The Air Force Personnel Center (AFPC) will not
entertain a rebuttal to the FPEB findings since the case has been
finalized by the Secretary of the Air Force.
Furthermore,
disability processing for the applicant's depression would not
have been authorized even if the LOD in question had been
received prior to his discharge. Therefore, due to the physical,
emotional, and mental state of the applicant at the time of
selection, they recommend the applicant be afforded an
opportunity to select transfer to the Retired Reserve list
awaiting retired pay at age 60, in lieu of discharge with
seve ance and 20 percent disability. The applicant has informed
G HQS the severance pay check for $26,790.40 has not been
cashe
determination by the Board.
A complete copy of their evaluation is attached at Exhibit D.
the k and the monies will be returned upon favorable
5
APPLICANT ' S REVIEW OF AIR FORCE E VALUATIO N:
The applicant's counsel reviewed the advisory opinions and states
that he is pleased to find out the ANG had recommended relief to
the AFBCMR in regards to applicant's request that he be allowed
to select transfer to the Retired Reserve List (vs. Discharge and
severance pay). The applicant has not cashed his severance pay
check. Please be informed that the applicant will deliver said
check when and as directed; and that he will likewise sign, this
Board pemiitting, whichever documents are necessary to effect his
transfer to the Retired Reserve List.
Counsel further states, in regards to applicant's other request
that he be allowed to reply/rebut the 20 percent disability
rating granted by the PEB, he insists that relief is both,
deserving and well-founded. Not only is the medical evidence
overwhelming but the same arguments which could not be denied by
LTC U--- in her 4 February 1998 advisory opinion supports
applicant's request. As to the advisory opinions' - unexplained
- insistence that "disability processing for the applicant's
depression would not have been authorized even if the LOD in
question had been received prior to the discharge," they state
the following: (1) The allegation that disability processing for
depression would not have been authorized cannot be considered by
the Board. Basic due process demands that if an advisory opinion
is going to convey to the AFBCMR the impression that there is a
legal impediment for certain requested remedy, the basis in Law
for the alleged.,. impediment must be properly cited. (2) Should
the Board decide that the applicant be allowed to retire, as the
advisory opinion now recommends, there is no impediment that a
disability rating be reviewed and updated in the future as
( 3 ) The VA decision increases
circumstances may require.
applicant's combined disability without increasing his emotion
condition percentage.
In other words, solid evidence
demonstrates that the applicant's disability should be increased
by the Air Force even if it does not reconsider depression-
related conditions. It is thus respectfully requested that the
applicant be allowed to elect transfer to the Retired Reserve and
that either his disability rating be increased to one of not less
than 30 percent or he be allowed to have his reply/rebuttal
considered by a PEB.
Applicant's complete response is attached at Exhibit E.
ADDITIONAL A IR FORCE EVALUATION:
The Chief, Aerospace Medicine, Office of the Air Surgeon,
ANG/SGP, reviewed this application and states that in response to
counsel's inquiry, the applicant's chronic undifferentiated
schizophrenia with depressive symptoms was a condition that the
preponderance of medical evidence suggests existed prior to the
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97- 01550
member's entry into a period of active duty in January 1997. His
depression was not described as reactive, nor is schizophrenia a
form of mental illness that is specifically triggered by external
events .
Therefore, applicant's mental condition was not
specifically aggravated by the specific demands of military
service - a requirement for a condition to be called !'service
The tendency to schizophrenia frequently is
aggravation. 'I
inherited. His condition, diagnosed as chronic undifferentiated
schizophrenia, supports a lengthy incubation period longer than
his period. of service. Chronic illnesses or diseases which are
presumed to have existed prior to service (EPTS) have an
incubation period that rule out a finding that they started
during inactive duty training, active duty training, or tours of
active duty. While his schizophrenia was rendered temporarily
symptomatic while in a duty status, his chronic and underlying
condition predated his orders. Therefore, his schizophrenia and
depression are not compensable IAW Department of Defense
Instruction 1332.38, Physical Disability Evaluation. While they
fully endorse the disability compensation for his left tibula and
fibular fractures, they have determined his
chronic
undifferentiated schizophrenia to have EPTS and not to have
occurred in the line of duty.
A complete copy of their evaluation is attached at Exhibit F.
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
The applicant's counsel reviewed the advisory opinion and states
that he briefly disputes the USAFIs position that the applicant's
emotional condition is not service-related. He complained in his
previous letter that such a position was not supported by the
record. The USAF now pretends to cure this shortcoming with a
self-serving statement to the effect that his client's condition
pre-existed entry into active duty. There is no evidence to
support this statement. Although the USAF makes reference to the
"preponderance of medical evidence, I' none is cited to contradict
the Department of Veterans Affairs (DVA's) 22 October 1997
conclusion to the effect that 'IService connection for major
depression has been established as directly related to military
service.l1 The Board cannot neglect the uncontradicted medical
evidence in the record. Speculatory remarks cannot suffice to
defeat solid unbiased medical evidence. Absent expert testimony
to the contrary, DVA's conclusion stands unchallenged, and the
applicant's disability compensation must be adjusted accordingly.
He respectfully requests the Board to dismiss the USAFIs
objections to the requested increase in disability rating. There
is in the record a medical conclusion to the contrary proffered
by physicians also trained and paid by the United States. It
must be assumed that they are cognizant of the same medical
theories advanced by the Air Force. And it must be accepted that
they chose to disregard them as inapplicable in the applicant's
case. The Government cannot go against its own acts-. Due
rr.
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97-01550
process requires that any decision by the Board be
the evidence on record. The record in this case
upward adjustment in the applicant's disability
given his service-connected emotional condition.
Applicant's complete response is attached at Exhibit H.
supported by
mandates an
compensation
THE BOARD CONCLUDES THAT:
-.
The applicant has exhausted all remedies provided by existing
1.
law or regulations.
2. The application was timely filed.
3 . Sufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice
warranting correcting the applicant's record to show he was
transferred to the Retired Reserve List and not discharged from
the PRANG for physical disability with severance pay. The Board
notes that the applicant was hospitalized during the period he
had the option to make the selection to be transferred to the
Inactive Status List, Reserve Section or be discharged with
severance pay. In addition, the applicant states that had he
been able to make his selection, he would have elected to be
transferred to the Inactive Status List, Reserve Section. The
Air Force states that new information regarding the mental state
of the applicant at the time of selection compels them to
recommend relief. The Board also notes that the applicant states
he has not cashed the severance pay check and the monies will be
returned to the Air Force upon favorable determination by the
Board on this portion of his requests. Therefore, we recommend
the applicant s records be corrected to the extent indicated
below.
4. Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice
warranting he be allowed to reply/rebut the 20% disability rating
granted by the PEB. After reviewing the evidence of record, the
Board notes that the applicant did not agree with the findings
and recommendations of the Formal Physical Evaluation Board
(FPEB) on 19 December 1996. He was afforded three weeks to
provide a rebuttal to the FPEB. The suspense date was 9 January
1997. On 3 January 1997, the applicant requested an additional
30 days extension and the request was approved in part, extending
the suspense date to 16 January 1997. It was reemphasized to the
applicant the need for him to contact his military counsel at the
FPEB for assistance in preparation of his rebuttal and the
counsel's phone and datafax numbers were included for his
convenience. However, the Board notes that the applicant did not
provide a rebuttal by the suspense date and on 22 January 1997,
officials in the Office of the Secretary of the Air Force
approved the findings of the previous two boards and direcited his
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97-01550
discharge with severance pay and a 20 percent disability rating.
Once the Secretary of the Air Force has finalized the findings of
the FPEB, the determinations made are final. In regard to the
applicant's request for an explanation as to why the Line of Duty
(LOD) investigation report entered by the PRANG for an emotional
condition suffered while on active duty was denied, the Board
notes that the Air Force states that disability processing for
the applicant's depression existed prior to service and would not
have been authorized even if the LOD in question had been
received prior to the discharge.
In regard to applicant s
request t&at his disability rating be increased to one of not
less than 30%, the Board is of the opinion that the applicant was
afforded all rights he was entitled under the disability law and
departmental policy. We note that applicant was rated based on
his condition at the time of his disability evaluation. The Air
Force is required to rate disabilities in accordance with the VA
Schedule for Rating Disabilities while the VA operates under a
totally separate system with a different statutory basis. In
this respect, we note that the VA rates for any and all service
connected conditions, to the degree they interfere with future
employability, without consideration of fitness. Whereas the Air
Force rates a member's disability at the time of separation. In
view of the above findings, we do not recommend favorable action
on this portion of his application.
5. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issue(s)
involved. Therefore, the request for a hearing is not favorably
considered.
THE BOARD RECOMME NDS THA T:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that:
5 April 1997, he was not honorably discharged from the
Air National Guard under AFI 36-3212 (Disability,
Y)
b. On 24 April 1997, his retirement from the
Air
National Guard under the provisions of AFI 36-3212 and transfer
to the Retired Reserve List effective 25 April 1997, were
approved by competent authority.
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97-01550
The following members of the Board considered this application in
Executive Session on 27 August 1998 and 27 October 1998, under
the provisions of AFI 36-2603:
Mr. David W. Mulgrew, Panel Chairman
Mr. Jackson A. Hauslein, Member _ -
Mr. Terry A. Yonkers, Member
Ms. Gloria J. Williams, Examiner (without vote)
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit
Exhibit
Exhibit
Exhibit
Exhibit
A.
B.
C.
D.
E.
Exhibit
H.
Exhibit
Exhibit
F.
G.
DD Form 149, dated 28 May 97, w/atchs.
Applicantis Master Personnel Records.
Letter, AFPC/DPPD, dated 7 Jan 98.
Letter, ANG/MPPU, dated 4 Feb 98.
Applicant's and Counsel's Responses, dated
20 Jan 98, w/atchs, 26 Feb 98, and 3 Ju1 98,
w/atchs .
Letter, ANG/SGP, dated 15 September 1998.
Letters, AFBCMR, dated 2 February 1998,
22 June 1998, and 7 September 1998.
Counsel's Response, dated 11 October 1998, w/atchs.
w*
DAVID W. MULGREW
Panel Chairman
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10
AFBCMR 97-01550
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force Board for Correction
of Military Records and under the authority of Section 1552, Title 10, United States Code (70A
Stat 116), it is directed that:
records of the Department of the Air Force relating to-
be corrected to show that:
a. On 25 April 1997, he was not honorably discharged from th
National Guard under AFI 36-3212 (Disability, Severance Pay).
Air
b. On 24 April 1997, his retirement from the Puerto Rico Air National Guard under
the provisions of AFI 36-32 12 and transfer to the Retired Reserve List effective 25 April 1997,
were approved by competent authority.
V Air Force Review Boards Agency
and Exhibit 1, provides the member be rated for each disability and disabling condition. In regard to the applicant's contention that the Formal Physical Evaluation Board (FPEB) did not consider additional medical addendum and tests scheduled prior to the 24 July 1996 Board, it appears that even though the electrocochleography (ECOG) was not considered by the FPEB, they did consider the applicant's symptoms of chronic disequilibrium and found it not unfitting and, therefore, not ratable or...
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